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Arief Hamdani Gunawan




1. Introduction to LTE                  5. LTE Radio Procedures

2. OFDMA                                6. LTE Uplink Physical Channels and
                                        Signals
3. SC-FDMA
   SC-
                                        7. LTE Mobility
4. LTE Network and Protocol
                                        8. LTE Test and Measurement
Arief Hamdani Gunawan
Session 1: Introduction to LTE
•Motivation
•Requirements
•Evolution of UMTS FDD and TDD
•LTE Technology Basics
•LTE Key Parameters
•LTE Frequency Bands
Motivation: LTE background story
                                   the early days
   Work on LTE was initiated as a
   3GPP release 7 study item “Evolved
   UTRA and UTRAN” in December
   2004:
      “With enhancements such as HSDPA
      and Enhanced Uplink, the 3GPP
      radio-access technology will be
      highly competitive for several years.
      However, to ensure competitiveness
      in an even longer time frame, i.e. for
      the next 10 years and beyond, a long
      term evolution of the 3GPP radio-
      access technology needs to be
      considered.”
• Basic drivers for LTE have been:
    – Reduced latency
    – Higher user data rates
    – Improved system capacity and
      coverage
    – Cost-reduction.
Major requirements for LTE
     identified during study item phase in 3GPP
• Higher peak data rates: 100 Mbps (downlink) and 50 Mbps (uplink)
• Improved spectrum efficiency: 2-4 times better compared to 3GPP release
  6
• Improved latency:
     – Radio access network latency (user plane UE – RNC - UE) below 10 ms
     – Significantly reduced control plane latency
•   Support of scalable bandwidth: 1.4, 3, 5, 10, 15, 20 MHz
•   Support of paired and unpaired spectrum (FDD and TDD mode)
•   Support for interworking with legacy networks
•   Cost-efficiency:
     – Reduced CApital and OPerational EXpenditures (CAPEX, OPEX) including
       backhaul
     – Cost-effective migration from legacy networks
• A detailed summary of requirements has been captured in 3GPP TR
  25.913 „Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-
  UTRAN)”.
Evolution of UMTS FDD and TDD
                driven by data rate and latency requirements




Note:
•High-Speed Downlink Packet Access (HSDPA, also known as High-Speed Data Packet Access)
•High-Speed Uplink Packet Access (HSUPA)
•High Speed Packet Access (HSPA)
3GPP Systems
Building on Releases
Release 99: Key Features
• Functional Freeze: Dec 1999
   – CS and PS
   – R99 Radio Bearers
   – Multimedia Messaging Service (MMS)
   – Location Services
• Functional Freeze: March 2000
   – Basic 3.84 Mcps W-CDMA (FDD & TDD)
• Enhancements to GSM data (EDGE).
• Provides support for GSM/EDGE/GPRS/WCDMA radio-access networks.
• Majority of deployments today are based on Release 99.
Release 4: Key Features

    • Functional Freeze: March 2001
         – Enhancements 1.28 Mcps TDD (aka TD-SCDMA).
         – Multimedia messaging support.
         – First steps toward using IP transport in the core
           network.

Megachips per second (Mcps) is a measure of the speed with which encoding elements,
called chips (not to be confused with microchips), are generated in Direct Sequence Spread
Spectrum (DSSS) signals. This speed is also known as the chipping rate. A speed of 1 Mcps is
equivalent to 1,000,000, or 106, chips per second.
Typical chipping rates in third-generation (3G) wireless systems are on the order of several
million chips per second. For example, in Wideband Code-Division Multiple Access (W-CDMA)
systems, the standard rate is 3.84 Mcps.
Release 5: Key Features
    • Functional Freeze: June 2002
       – HSDPA
       – IMS: First phase of Internet Protocol Multimedia Subsystem (IMS).
       – Adaptive Multi-Rate - Wideband (AMR-WB) Speech
       – Full ability to use IP-based transport instead of just Asynchronous
         Transfer Mode (ATM) in the core network.

Adaptive Multi-Rate Wideband (AMR-WB) is a patented speech coding standard developed
based on Adaptive Multi-Rate encoding, using similar methodology as Algebraic Code Excited
Linear Prediction (ACELP). AMR-WB provides improved speech quality due to a wider speech
bandwidth of 50–7000 Hz compared to narrowband speech coders which in general are
optimized for POTS wireline quality of 300–3400 Hz. AMR-WB was developed by Nokia and
VoiceAge and it was first specified by 3GPP.
AMR-WB is codified as G.722.2, an ITU-T standard speech codec, formally known as Wideband
coding of speech at around 16 kbit/s using Adaptive Multi-Rate Wideband (AMR-WB). G.722.2
AMR-WB is the same codec as the 3GPP AMR-WB. The corresponding 3GPP specifications are TS
26.190 for the speech codec and TS 26.194 for the Voice Activity Detector.
3GPP architecture evolution towards flat architecture

   Release 6        Release 7          Release 7        Release 8
                  Direct Tunnel    Direct Tunnel and   SAE and LTE
                                       RNC in NB

   GGSN                GGSN                GGSN          SAE GW

   SGSN           SGSN                  SGSN           MME

    RNC                  RNC

      NB                  NB                   RNC
                                                             eNB
                                               NB
       Control Plane       User Plane
Release 6: Key Features

• Functional Freeze: March 2005
   – HSUPA (E-DCH) / Enhanced Uplink
   – Enhanced multimedia support through
     Multimedia Broadcast/Multicast Services (MBMS).
   – WLAN-UMTS Internetworking: Wireless Local Area
     Network (WLAN) integration option
   – Performance specifications for advanced
     receivers.
   – IMS enhancements. Initial VoIP capability.
Release 7: Key Features
• Functional Freeze: Dec 2007                      
   – Evolved EDGE.
   – Specifies HSPA+
   – Radio enhancements to HSPA include 64 Quadrature Amplitude
     Modulation (QAM) in the downlink DL and 16 QAM in the uplink.
   – LTE and SAE Feasibility Study
   – DL MIMO,
   – IMS
   – Performance enhancements, improved spectral efficiency, increased
     capacity, and better resistance to interference.
   – Continuous Packet Connectivity (CPC) enables efficient “always-on”
     service and enhanced uplink UL VoIP capacity, as well as reductions in
     call set-up delay for Push-to-Talk Over Cellular (PoC).
   – Optimization of MBMS capabilities through the multicast/broadcast,
     single-frequency network (MBSFN) function.
LTE Release 8: Key Features
• Functional Freeze: Dec 2008
  – Further HSPA improvements / HSPA Evolution,
    simultaneous use of MIMO and 64 QAM.
  – Includes dual-carrier HSPA (DC-HSPA) where in
    two WCDMA radio channels can be combined for
    a doubling of throughput performance.
  – LTE work item – OFOMA / SC-FDMA air interface
  – SAE work item – new IP core network
  – Specifies OFDMA-based 3GPP LTE.
  – Defines EPC.
LTE Release 8: Key Features
•   High spectral efficiency
     – OFDM in Downlink
        • Robust against multipath interference
        • High affinity to advanced techniques
              – Frequency domain channel-dependent scheduling
              – MIMO
     – DFTS-OFDM(“Single-Carrier FDMA”) in Uplink
        • Low PAPR                                DFTS-OFDM
        • User orthogonality in frequency domain
                                                  DFTS-OFDM: DFT-spread OFDM.
     – Multi-antenna application                  DFT: Discrete Fourier Transform.
•   Very low latency
     – Short setup time & Short transfer delay         DFT-spread OFDM (DFTS-OFDM) is a transmission
     – Short HO latency and interruption time          scheme that can combine the desired properties
         • Short TTI                                   for uplink transmission i.e. :
         • RRC procedure                               • Small variations in the instantaneous power of
                                                       the transmitted signal (‘single carrier’ property).
         • Simple RRC states                           • Possibility for low-complexity high-quality
•   Support of variable bandwidth                      equalization in the frequency domain.
     – 1.4, 3, 5, 10, 15 and 20 MHz                    • Possibility for FDMA with flexible bandwidth
                                                       assignment.
                                                       Due to these properties, DFTS-OFDM has been
                                                       selected as the uplink transmission scheme for LTE,
                                                       which is the long-term 3G evolution.
LTE-Advanced: Key Requirements
LTE-Advanced shall be deployed as an evolution of LTE Release 8 and on new
bands.
LTE-Advanced shall be backwards compatible with LTE Release 8
 Smooth and flexible system migration from Rel-8 LTE to LTE-Advanced



                LTE-Advanced backward compatibility with LTE Rel-8

                                                  LTE-Advanced contains all features of LTE Rel-8&9 and
                                                        additional features for further evolution


               LTE Rel-8 cell                                 LTE-Advanced cell




     LTE Rel-8 terminal LTE-Advanced terminal   LTE Rel-8 terminal LTE-Advanced terminal
           An LTE-Advanced terminal                       An LTE Rel-8 terminal can
          can work in an LTE Rel-8 cell                 work in an LTE-Advanced cell
LTE Release 9: Key Features
• Small enhancements from LTE Release 8 mainly for higher layer
   – HeNB (Home eNode B)
       • HeNB Access Mode
            – Rel-8: Closed Access Mode
            – Rel-9: Open and Hybrid Mode
       • HeNB Mobility between HeNB and macro
            – Rel-8: Out-bound HO
            – Rel-9: in-bound and inter-CSG HO
   – SON (self-organizing networks)
       • Rel-8: Self configuration, Basic self-optimization
       • Rel-9: RACH optimization, etc
   – MBMS (Multimedia Broadcast Multicast Service)
       • Rel-8: Radio physical layer specs
       • Rel-9: Radio higher layer and NW interface specs
   – LCS (Location Services)
       • Rel-8: U-Plane solutions
       • Rel-9: C-Plane solutions, e.g. OTDOA
LTE Release 9: Key Features

• HSPA and LTE enhancements including
  – HSPA dual-carrier operation in combination with
    MIMO,
  – EPC enhancements,
  – femtocell support,
  – support for regulatory features such as emergency
    user-equipment positioning and Commercial
    Mobile Alert System (CMAS), and
  – evolution of IMS architecture.
LTE-Advanced: Motivation
             1999                                                                                                                    2011

Release 99            W-CDMA
                                                                                                             3GPP aligned to ITU-R IMT process
              Release 4               1.28Mcps TDD
                                                                                                             Allows Coordinated approach to
                                                                                                             WRC
                          Release 5             HSDPA                                                        3GPP Releases evolve to meet:
                                                                                                              •      Future Requirements for IMT
                                               Release 6         HSUPA, MBMS                                  •      Future operator and end-user
                                                                                                                     requirements
                 ITU-R M.1457                                   Release 7         HSPA+ (MIMO, HOM etc.)
         IMT-2000 Recommendation
                                                                               Release 8               LTE



                                                                                           Release 9              LTE enhancements


                                                                                                                                                   3 Gbps
                                                             ITU-R M.[IMT.RSPEC]                              Release 10       LTE-Advanced
                                                                                                                                                             64QA
                                                           IMT-Advanced Recommendation                                                                       M
                                                                                                                      Release 11+             Further LTE
                                                                                                                                              enhancements



                                                                                                                             8x8 MIMO                 100MHz
                                                                                                                                                      BW
LTE Release 10: Key Features
                                                                                                             100 MHz
    Support of Wider Bandwidth(Carrier Aggregation)
      •   Use of multiple component carriers(CC) to extend bandwidth up to 100 MHz
      •   Common physical layer parameters between component carrier and LTE Rel-8 carrier                                  f
          Improvement of peak data rate, backward compatibility with LTE Rel-8                                         CC
    Advanced MIMO techniques
      •   Extension to up to 8-layer transmission in downlink
      •   Introduction of single-user MIMO up to 4-layer transmission in uplink
      •   Enhancements of multi-user MIMO
          Improvement of peak data rate and capacity

    Heterogeneous network and eICIC(enhanced Inter-Cell Interference
    Coordination)
      •   Interference coordination for overlaid deployment of cells with different Tx power
          Improvement of cell-edge throughput and coverage

    Relay
      •   Type 1 relay supports radio backhaul and creates a separate cell and appear as Rel. 8 LTE eNB to
          Rel. 8 LTE UEs
          Improvement of coverage and flexibility of service area extension

    Coordinated Multi-Point transmission and reception (CoMP)
      •   Support of multi-cell transmission and reception
          Improvement of cell-edge throughput and coverage



LTE-Advanced meeting the requirements set by ITU’s IMT-Advanced project.
Also includes quad-carrier operation for HSPA+.
Spectrum Explosion in 3GPP
                                           Recently standardized (Sep. 2011)
E-UTRA operating bands in 3GPP TS 36.101   •   UMTS/LTE 3500MHz
                                           •   Extending 850 MHz Upper Band (814 – 849 MHz)


                                           Spectrum to be standardized by Sep. 2012
                                           •   LTE-Advanced Carrier Aggregation of Band 3 and Band 7
                                           •   LTE Advanced Carrier Aggregation of Band 4 and Band 17
                                           •   LTE Advanced Carrier Aggregation of Band 4 and Band 13
                                           •   LTE Advanced Carrier Aggregation of Band 4 and Band 12
                                           •   LTE Advanced Carrier Aggregation of Band 5 and Band 12
                                           •   LTE Advanced Carrier Aggregation of Band 20 and Band 7
                                           •   LTE Advanced Carrier Aggregation Band 2 and Band 17
                                           •   LTE Advanced Carrier Aggregation Band 4 and Band 5
                                           •   LTE Advanced Carrier Aggregation Band 5 and Band 17
                                           •   LTE Advanced Carrier Aggregation in Band 41
                                           •   LTE Advanced Carrier Aggregation in Band 38
                                           •   LTE Downlink FDD 716-728MHz
                                           •   LTE E850 - Lower Band for Region 2 (non-US)
                                           •   LTE for 700 MHz digital dividend
                                           •   Study on Extending 850MHz
                                           •   Study on Interference analysis between 800~900 MHz bands
                                           •   Study on UMTS/LTE in 900 MHz band
E-UTRA operating bands
   Duplex Mode: FDD
E-UTRA operating bands
   Duplex Mode: TDD
3GPP TS 36.101
 Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) radio transmission and reception
3GPP TS 36.101
 Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) radio transmission and reception
The 2.6GHz band
                     120MHz separation duplex




                   FDD Uplink              TDD          FDD Downlink

            2500                 2570            2620                  2690 MHz




                                        Capacity
•   Unique new band internationally harmonized
•   Benefits of future economies of scale
•   Capability to offer sufficient bandwidth per operator (20+20MHz)
•   Avoid prejudicial interference, optimizing the spectrum use, through clear
    definition of FDD (70+70MHz) and TDD (50MHz) spectrum blocks
700MHz band




                                   748


                                              758




                                                                 803
              703
    698                                                                    806   MHz

          5           45                 10         45                 3


                               Coverage
• Perfect fit to majority of countries in the region
• The alignment with Asia-Pacific permits the creation of a big market
  (economies of scale, availability of terminals, etc.)
• Offer 2 continuous blocks of 45+45MHz (spectrum optimization, flexibility
  on license process, better data transmission performance than US 700);
• Tool to bring the mobile broadband to rural and low density population
  areas
2.6GHz + 700MHz

•   Ideal combination for
    –   Coverage
    –   Capacity
    –   Convergence
    –   Device availability
    –   Roaming


• Convergence for countries with the legacy US band plan
  (850/1900MHz) and the legacy European band plan (900/1800MHz)

•   Note: no plans/proposals in 3GPP for LTE in 450Mhz band
LTE Release 11: Key Features
                                          (Dec/2012)
       Further Downlink MIMO enhancements for LTE-Advanced
            Addressing low-power modes, relay backhaul scenarios, and certain
           practical antenna configurations
       Provision of low-cost M2M UEs based on LTE
       Studying LTE Coverage Enhancements
       Network-Based Positioning Support for LTE
       Further Self Optimizing Networks (SON) Enhancements
            Mobility Robustness Optimisation (MRO) enhancements
            Addressing Inter-RAT ping-pong scenarios
       Carrier based HetNet Interference co-ordination for LTE
            Carriers in same or different bands in HetNet environments with
           mixture of different BTS types
       Enhancements to Relays, Mobile Relay for LTE
            RF core requirements for relays
            Mobile relay: mounted on a vehicle wirelessly connected to the macro
           cells
Interworking - 3GPP EPS and fixed BB accesses, M2M, Non voice emergency communications, 8 carrier
HSDPA, Uplink MIMO study
RAN Release 11 Priorities
      •     Short term prioritization for the end of 2011, between RAN#53 and RAN#54
      •     The next Plenary - RAN#54 (Dec. 2011) – will discuss priorities beyond March 2012


                                                                                                      Latest      RAN
H S P A Priority Work Items;
                                                                                                      WID/SID     Working Group
Core part: Uplink Transmit Diversity for HSPA – Closed Loop                                           RP-110374   RAN 1

New WI: Four Branch MIMO transmission for HSDPA                                                       RP-111393   RAN 1

Core Part: eight carrier HSDPA                                                                        RP-101419   RAN 1
Core part: Further Enhancements to CELL_FACH                                                          RP-111321   RAN 2
New WI: HSDPA Multiflow Data Transmission                                                             RP-111375   RAN 2

Proposed WID: Single Radio Voice Call Continuity from UTRAN/GERAN to E-UTRAN/HSPA                     RP-111334   RAN 3

Core part: Non-contiguous 4C-HSDPA operation                                                          RP-110416   RAN 4

New SID proposal: Introduction of Hand phantoms for UE OTA antenna testing                            RP-111380   RAN 4

Core part: Uplink Transmit Diversity for HSPA – Open Loop                                             RP-110374   RAN 4

UE Over the Air (Antenna) conformance testing methodology- Laptop Mounted Equipment Free Space test   RP-111381   RAN 4
RAN Release 11 Priorities
                                                                                                               Latest      RAN
L T E Priority Work Items;
                                                                                                               WID/SID     Working Group
WI/SI Coordinated Multi-Point Operation for LTE                                                                RP-111365   RAN 1
Core part: LTE Carrier Aggregation Enhancements                                                                RP-111115   RAN 1
Core part: Further Enhanced Non CA-based ICIC for LTE                                                          RP-111369   RAN 1
Study on further Downlink MIMO enhancements for LTE-Advanced                                                   RP-111366   RAN 1
Provision of low-cost MTC UEs based on LTE                                                                     RP-111112   RAN 1
Proposed SI on LTE Coverage Enhancements                                                                       RP-111359   RAN 1
Core part: LTE RAN Enhancements for Diverse Data Applications                                                  RP-111372   RAN 2
Study on HetNet mobility enhancements for LTE                                                                  RP-110709   RAN 2
Enhancement of Minimization of Drive Tests for E-UTRAN and UTRAN                                               RP-111361   RAN 2
New WI: Signalling and procedure for interference avoidance for in-device coexistence                          RP-111355   RAN 2
New WI proposal: RAN overload control for Machine-Type Communications                                          RP-111373   RAN 2
Core part: Service continuity and location information for MBMS for LTE                                        RP-111374   RAN 2
Core Part: Network-Based Positioning Support for LTE                                                           RP-101446   RAN 2
Further Self Optimizing Networks (SON) Enhancements                                                            RP-111328   RAN 3
Core part: Carrier based HetNet ICIC for LTE                                                                   RP-111111   RAN 3
New WI: Network Energy Saving for E-UTRAN                                                                      RP-111376   RAN 3
Proposed WID: LIPA Mobility and SIPTO at the Local Network RAN Completion                                      RP-111367   RAN 3
Study on further enhancements for HNB and HeNB                                                                 RP-110456   RAN 3
New SI: Mobile Relay for E-UTRA                                                                                RP-111377   RAN 3
Enhanced performance requirement for LTE UE                                                                    RP-111378   RAN 4
New SI: Study of RF and EMC Requirements for Active Antenna Array System (AAS) Base Station                    RP-111349   RAN 4
Study on Measurement of Radiated Performance for MIMO and multi-antenna reception for HSPA and LTE terminals   RP-090352   RAN 4
New WI: E-UTRA medium range and MSR medium range/local area BS class requirements                              RP-111383   RAN 4
Core part: Relays for LTE (part 2)                                                                             RP-110914   RAN 4
Study on Inclusion of RF Pattern Matching Technologies as a positioning method in the E-UTRAN                  RP-110385   RAN 4
Plans for LTE-A Release-12
• 3GPP workshop to be held June/2012
   – Main themes and strategic directions to be set, e.g.:
        • Extreme capacity needs and spectrum efficiency (‘challenge
          Shannon’
        • Flexibility, efficient handling of smartphone diversity
        • Offloading to unlicensed radio technologies
        • Power efficiency
• Prime areas of interest, e.g.:
   –   More optimized small cell deployments
   –   Carrier Aggregation Enhancements (inter-site, LTE/HSPA)
   –   Cognitive radio aspects
   –   SON and MDT enhancements
   –   Local Area optimizations
LTE Key Parameters
Session 2: OFDMA
•OFDM and OFDMA
•LTE Downlink
•OFDMA time-frequency multiplexing
•LTE Spectrum Flexibility
•LTE Frame Structure type 1 (FDD)
•LTE Frame Structure type 2(TDD)
OFDM
• Single Carrier Transmission (e.g. WCDMA)




• Orthogonal Frequency Division Multiplexing
OFDM Concept: Mengapa OFDM

• Sinyal OFDM (Orthogonal Frequency Division
  Multiplexing) dapat mendukung kondisi NLOS (Non
  Line of Sight) dengan mempertahankan efisiensi
  spektral yang tinggi dan memaksimalkan spektrum
  yang tersedia.
• Mendukung lingkungan propagasi multi-path.
• Scalable bandwidth: menyediakan fleksibilitas dan
  potensial mengurangi CAPEX (capital expense).


                                                      36
OFDM Concept: NLOS Performance




                                 37
OFDM Concept: Mutipath Propagation




•   Sinyal-sinyal multipath datang pada waktu yang berbeda dengan amplitudo dan pergeseran fasa yang
    berbeda, yang menyebabkan pelemahan dan penguatan daya sinyal yang diterima.
•   Propagasi multipath berpengaruh terhadap performansi link dan coverage.
•   Selubung (envelop) sinyal Rx berfluktuasi secara acak.
                                                                                                38
OFDM Concept: FFT




•   Multi-carrier modulation/multiplexing technique
•   Available bandwidth is divided into several subchannels
•   Data is serial-to-parallel converted
•   Symbols are transmitted on different subcarriers
                                                              39
OFDM Concept: IFFT




Basic ideas valid for various multicarrier techniques:
•   OFDM: Orthogonal Frequency Division Multiplexing
•   OFDMA: Orthogonal Frequency Division Multiple Access

                                                           40
OFDM Concept: Single-Carrier Vs. OFDM




            Single-Carrier Mode:                             OFDM Mode:
•   Serial Symbol Stream Used to Modulate a   •   Each Symbol Used to Modulate a Separate
    Single Wideband Carrier                       Sub-Carrier
•   Serial Datastream Converted to Symbols
    (Each Symbol Can Represented 1 or More
    Data Bits)                                                                        41
OFDM Concept: Single-Carrier Vs. OFDM




               Single-Carrier Mode                                       OFDM Mode
•   Dotted Area Represents Transmitted Spectrum
•   Solid Area Represents Receiver Input


•   OFDM mengatasi delay spread, multipath dan ISI (Inter Symbol Interference) secara efisien sehingga
    dapat meningkatkan throughput data rate yang lebih tinggi.
•   Memudahkan ekualisasi kanal terhadap sub-carrier OFDM individual, dibandingkan terhadap sinyal
    single-carrier yang memerlukan teknik ekualisasi adaptif lebih kompleks.                    42
OFDM Concept: Motivation for Multi-carrier Approaches


• Multi-carrier transmission offers various advantages over
  traditional single carrier approaches:
   – Highly scalable
   – Simplified equalizer design in the frequency domain, also in cases of
     large delay spread
   – High spectrum density
   – Simplified the usage of MIMO
   – Good granularity to control user data rates
   – Robustness against timing errors
• Weakness of multi-carrier systems:
   – Increased peak to average power ratio (PAPR)
   – Impairments due to impulsive noise
   – Impairments due to frequency errors

                                                                             43
OFDM Concept: Peak to Average Power Ratio (PAPR)




•   PAPR merupakan ukuran dari fluktuasi tepat sebelum amplifier.
•   PAPR sinyal hasil dari mapping PSK base band sebesar 0 dB karena semua symbol mempunyai daya yang
    sama.
•   Tetapi setelah dilakukan proses IDFT/IFFT, hasil superposisi dari dua atau lebih subcarrier dapat
    menghasilkan variasi daya dengan nilai peak yang besar.
•   Hal ini disebabkan oleh modulasi masing-masing subcarrier dengan frekuensi yang berbeda sehingga
    apabila beberapa subcarrier mempunyai fasa yang koheren, akan muncul amplituda dengan level yang
    jauh lebih besar dari daya sinyalnya.                                                        44
OFDM Concept: Peak to Average Power Ratio (PAPR)




•   Nilai PAPR yang besar pada OFDM membutuhkan amplifier dengan dynamic range yang lebar untuk
    mengakomodasi amplitudo sinyal.
•   Jika hal ini tidak terpenuhi maka akan terjadi distorsi linear yang menyebabkan subcarrier menjadi tidak
    lagi ortogonal dan pada akhirnya menurunkan performansi OFDM.
                                                                                                     45
Tipe Sub-Carrier OFDM




Data Sub-carriers
•   Membawa simbol BPSK, QPSK, 16QAM, 64QAM
Pilot Sub-carriers
•   Untuk memudahkan estimasi kanal dan demodulasi koheren pada receiver.
Null Subcarrier
•   Guard Sub-carriers
•   DC Sub-carrier                                                          46
Guard Interval (Cyclic Prefix)




•   Untuk mengatasi multipath delay spread
                                                              47
•   Guard Interval (cyclic prefix) : 1/4, 1/8, 1/16 or 1/32
OFDM Transceiver




                   48
OFDM & OFDMA
OFDM                                           OFDMA
•   Semua subcarrier dialokasikan untuk satu   •   Subcarrier dialokasikan secara fleksibel
    user                                           untuk banyak user tergantung pada kondisi
•   Misal : 802.16-2004                            radio.
                                               •   Misal : 802.16e-2005 dan 802.16m




                                                                                        49
OFDM Parameters used in WiMAX




                                50
Difference between OFDM and OFDMA


• OFDM allocates users in time   • OFDMA allocates users in time
  domain only                      and frequency domain
OFDMA time-frequency multiplexing
LTE Downlink Physical Layer Design: Physical Resource

                                                          The physical resource can be seen as
                                                          a time-frequency grid




•   LTE uses OFDM (Orthogonal Frequency Division Multiplexing) as its radio technology in downlink
•   In the uplink LTE uses a pre=coded version of OFDM, SC-FDMA (Single Carrier Frequency Division
    Multiple Access) to reduced power consumption
                                                                                                     53
LTE Downlink Resource Grid




     •   Suatu RB (resource block) terdiri dari 12 subcarrier pada suatu
         durasi slot 0.5 ms.

     •   Satu subcarrier mempunyai BW 15 kHz, sehingga menjadi 180
         kHz per RB.



                                                                       54
Parameters for DL generic frame structure




       Bandwidth (MHz)           1.25   2.5   5.0         10.0   15.0   20.0

  Subcarrier bandwidth (kHz)                        15

 Physical resource block (PRB)
                                                    180
       bandwidth (kHz)

  Number of available PRBs        6     12    25          50     75     100



                                                                           55
Parameters for DL generic frame structure

  Transmission BW        1.25 MHz           2.5 MHz             5 MHz                    10 MHz              15 MHz              20 MHz


 Sub-frame duration                                                            0.5 ms


 Sub-carrier spacing                                                           15 kHz

                         192 MHz
                                                              7.68 MHz                 15.36 MHz          23.04 MHz           30.72 MHz
 Sampling frequency      (1/2x3.84          3.84 MHz
                                                            (2x3.84 MHz)              (4x3.84 MHz)       (6x3.84 MHz)        (8x3.84 MHz)
                           MHz)

      FFT size              128                256                512                      1024               1536                2048


 OFDM sym per slot
                                                                                7/6
  (short/long CP)

                         (4.69/9) x 6,     (4.69/18) x 6,     (4.69/36) x 6,            (4.69/72) x 6,     (4.69/108) x 6,     (4.69/144) x 6,
                 Short
CP length                (5.21/10) x 1     (5.21/20) x 1      (5.21/40) x 1             (5.21/80) x 1      (5.21/120) x 1      (5.21/160) x 1
 (usec/
samples)
                 Long     (16.67/32)     (16.67/64)         (16.67/128)            (16.67/256)           (16.67/384)         (16.67/512)




                                                                                                                                           56
LTE – Spectrum Flexibility

• LTE physical layer supports any bandwidth from 1.4 MHz to 20
  MHz in steps of 180 kHz (resource block).
• Current LTE specification supports a subset of 6 different
  system bandwidths.
• All UEs must support the maximum bandwidth of 20 MHz.
E-UTRA channel bandwidth
Case Study
                   LTE Signal Spectrum (20 MHz case)




•   The LTE standard uses an over-sized LTE. The actual used bandwidth is controlled by the number of used
    subcarriers. 15 kHz subcarrier spacing is the constant factor!
•   18 MHz out of 20 MHz is used for data, 1 MHz on each side is used as guard band.
•   LTE used spectrum radio = 90%
•   WiMAX used spectrum radio = 82%                                                                59
TDD & FDD




•   Time Division Duplex (TDD)
•   Frequency Division Duplex (FDD)
•   Durasi Frame : 2.5 - 20ms                     60
Generic LTE Frame Structure type 1 (FDD)
                                            Tf = 307200 x Ts = 10 ms

                                                                       Tslot = 15360 x Ts = 0.5 ms




•   Untuk struktur generik, frame radio 10 ms dibagi dalam 20 slot yang sama berukuran 0.5 ms.
•   Suatu sub-frame terdiri dari 2 slot berturut-turut, sehingga satu frame radio berisi 10 sub-frame.
•   Ts menunjukkan unit waktu dasar yang sesuai dengan 30.72 MHz.
•   Struktur frame tipe-1 dapat digunakan untuk transmisi FDD dan TDD.
                                                                                                         61
LTE Frame Structure type 1 (FDD)




•   2 slots form one subframe = 1 ms
•   For FDD, in each 10 ms interval, all 10 subframes are available for downlink transmission and uplink transmissions.
•   For TDD, a subframe is either located to downlink or uplink transmission. The 0th and 5th subframe in a radio frame is
    always allocated for downlink transmission.
                                                                                                                    62
Downlink LTE Frame Structure type 1 (FDD)
Generic LTE Frame Structure type 2 (TDD)




•   Struktur frame tipe-2 hanya digunakan untuk transmisi TDD.
•   Slot 0 dan DwPTSdisediakan untuk transmisi DL, sedangkan slot 1 dan UpPTS disediakan untuk transmisi
    UL.
                                                                                                 64
LTE Frame Structure type 2 (TDD)




                                   65
Mobile WiMAX Frame Structure




                               66
LTE Frame Structure type 2 (TDD)
DL Peak rates for E-UTRA FDD/TDD
          frame structure type 1
                               Downlink
                                64 QAM
Assumptions     Signal overhead for reference signals and
              control channel occupying one OFDM symbol
Unit             Mbps in 20 MHz               b/s/Hz
Requirement             100                     5.0
2x2 MIMO               172.8                    8.6
4x4 MIMO               326.4                   16.3
UL Peak rates for E-UTRA FDD/TDD
              frame structure type 1
                                     Uplink
                                  Single TX UE
Assumptions     Signal overhead for reference signals and control
                             channel occupying 2RB
Unit               Mbps in 20 MHz                 b/s/Hz
Requirement               50                         2.5
16QAM                    57.6                        2.9
64QAM                    86.4                        4.3
Peak rates for E-UTRA TDD
                 frame structure type 2

                     Downlink                     Uplink
                                               Single TX UE,
 Assumptions       64 QAM, R=1
                                               64 QAM, R=1
                    Mbps                 Mbps
     Unit                    b/s/Hz                     b/s/Hz
                 in 20 MHz            in 20 MHz
 Requirement         100       5.0        50              2.5
2x2 MIMO in DL       142       7.1
                                        62.7              3.1
4x4 MIMO in DL       270      13.5
3GPP TR 25.912
         Technical Specification Group Radio Access Network;
                           Feasibility study for
           evolved Universal Terrestrial Radio Access (UTRA)
        and Universal Terrestrial Radio Access Network (UTRAN)

Release         Freeze meeting         Freeze date        ::
Rel-7           RP-33                  2006-09-22         ::
                event                           version        available
                RP-27                            0.0.0         2005-03-03
                RP-31                            0.0.4         2006-03-20
                draft                            0.1.0         2006-03-20
                draft                            0.1.1         2006-03-20
                post RP-31                       0.1.2         2006-03-30
                R3-51b                           0.1.3         2006-05-02
                draft post Shanghai              0.1.4         2006-05-22
                draft                            0.1.5         2006-07-10
                draft                            0.1.6             -
                draft                            0.1.7         2006-05-29
                RP-32                            0.2.0         2006-06-12
                RP-32                            7.0.0         2006-06-23
                RP-33                            7.1.0         2006-10-18
                RP-36                            7.2.0         2007-08-13
3GPP TR 25.912
                   Technical Specification Group Radio Access Network;
                                     Feasibility study for
                     evolved Universal Terrestrial Radio Access (UTRA)
                  and Universal Terrestrial Radio Access Network (UTRAN)
Rel-8   SP-42   2008-12-11    ::               .                                                  ETSI
        event       version        available                        remarks
                                                                                                  RTR/TSGR-
        SP-42        8.0.0     2009-01-02 Upgraded unchanged from Rel-7
                                                                                                  0025912v800
                                           Upgraded to Rel-9 with no technical change to enable
Rel-9   SP-46   2009-12-10    ::           reference related to ITU-R IMT-Advanced submission     ETSI
                                           (reference in 36.912). .
        event       version      available                          remarks
                                                                                                  RTR/TSGR-
        RP-45        9.0.0     2009-10-01 Technically identical to v8.0.0
                                                                                                  0025912v900
                                             Upgraded from previous Release without technical
Rel-10 SP-51    2011-03-23    ::                                                                  ETSI
                                             change .
        event       version        available                        remarks
                                                                                                  RTR/TSGR-
        SP-51       10.0.0     2011-04-06 Automatic upgrade from previous Release version 9.0.0
                                                                                                  0025912va00
                                          Upgraded from previous Release without technical
Rel-11 SP-57    2012-09-12    ::                                                                 ETSI
                                          change .
        event       version     available                        remarks
        SP-57        11.0.0    2012-09-26 Automatic upgrade from previous Release version 10.0.0 -
Session 3: SC-FDMA
•Introduction SC-FDMA and UL frame structure
•How to generate SC-FDMA
•How does SC-FDMA signal look like
•SC-FDMA Signal Generation
•SC-FDMA PAPR
•SC-FDMA Parameterization
LTE Uplink Transmission Scheme: SC-FDMA
• Pemilihan OFDMA dianggap optimum untuk memenuhi persyaratan LTE
  pada arah downlink, tetapi OFDMA memiliki properti yang kurang
  menguntungkan pada arah Uplink.
• Hal tsb terutama disebabkan oleh lemahnya peak-to-average power ratio
  (PAPR) dari sinyal OFDMA, yang mengakibatkan buruknya coverage uplink.
• Oleh karena itu, skema transmisi Uplink LTE untuk mode FDD maupun TDD
  didasarkan pada SC-FDMA, yang mempunyai properti PAPR lebih baik.
• Pemrosesan sinyal SC-FDMA memiliki beberapa kesamaan dengan
  pemrosesan sinyal OFDMA, sehingga parameter-parameter DL dan UL
  dapat diharmonisasi.
• Untuk membangkitkan sinyal SC-FDMA, E-UTRA telah memilih DFT-
  spread-OFDM (DFT-s-OFDM).




                                                                      74
OFDMA and SC-FDMA
                •   The symbol mapping
                    in OFDM happens in
                    the frequency
                    domain.
                •   In SC-FDMA, the
                    symbol mapping is
                    done in the time
                    domain.
                •   Appropriate
                    subscriber mapping
                    in the frequency
                    domain allows to
                    control the PAPR.
                •   SC-FDMA enable
                    frequency domain
                    equalizer approaches
                    like OFDMA

                                   75
Comparison of how OFDMA and SC-FDMA
transmit a sequence of QPSK data symbols




                                           76
Comparison of how OFDMA and SC-FDMA
transmit a sequence of QPSK data symbols
                                Creating the time-
                                domain waveform of an
                                SC-FDMA symbol




                                Baseband and shifted
                                frequency domain
                                representations of an
                                SC-FDMA symbol



                                                     77
How to generate SC-FDMA?
• DFT “pre-coding” is performed on modulated data symbols to
  transform them into frequency domain,
• Sub-carrier mapping allows flexible allocation of signal to available
  sub-carriers,
• IFFT and cyclic prefix (CP) insertion as in OFDM,




• Each subcarrier carries a portion of superposed DFT spread data
  symbols, therefore SC-FDMA is also referred to as DFT-spread-
  OFDM (DFT-s-OFDM).
How does a SC-FDMA signal look like?

• Similar to OFDM signal, but…
   – …in OFDMA, each sub-carrier only carries information
     related to one specific symbol,
   – …in SC-FDMA, each sub-carrier contains information of ALL
     transmitted symbols.
SC-FDMA signal generation
Localized vs. distributed FDMA
SC-FDMA – Peak-to-average Power Ratio (PAPR)




                Comparison of CCDF of PAPR for IFDMA, LFDMA, and OFDMA with M = 256 system subcarriers,
                N=64 subcarriers per users, and a = 0.5 roll factor; (a) QPSK; (b) 16-QAM

Source:
H.G. Myung, J.Lim, D.J. Goodman “SC-FDMA for Uplink Wireless Transmission”,
IEEE VEHICULAR TECHNOLOGY MAGAZINE, SEPTEMBER 2006
SC-FDMA parameterization (FDD and TDD)
LTE FDD
•Same as in downlink




TD-LTE
•Usage of UL depends on the selected UL-DL configuration (1 to 8), each
configuration offers a different number of subframes (1ms) for uplink
transmission,
•Parameterization for those subframes, means number of SC-FDMA symbols
same as for FDD and depending on CP,
                                                                     82
Improved UL Performance
            SC-FDMA compared to ordinary OFDM




Single-carrier transmission in uplink enables low PAPR that gives more 4 dB better link
   budget and reduced power consumption compared to OFDM
                                                                                  83
LTE Uplink SC-FDMA Physical Layer Parameters




                                               84
Physical Channel Processing



•   Scrambling: Scramble binary information
•   Modulation Mapper: Maps groups of 2, 4, or 6 bits onto QPSK, 16QAM, 64QAM symbol constellation points
•   Transform Precoder: Slices the input data vector into a set of symbol vectors and perform DFT transformation.
•   Resource Element Mapper: Maps the complex constellation points into the allocated virtual resource blocks
    and performs translation into physical resource blocks.
•   SC-FDMA Signal Generation: Performs the IFFT processing to generate final time domain for transmission.




                                                                                                             85
SC-FDMA and OFDMA Signal Chain
           Have a High Degree of Functional Commonality

                                                                             Cyclic
              Single Carrier    S/P Symbol M-Point   Subcarrier   N-Point
    Bit                                                                     Prefix &
                                                                                       RFE
              Constellation    Convert Block DFT      Mapping      IDFT
  Stream                                                                     Pulse
                Mapping
                                                                            Shaping

                                                                                             Channel




           Const.                                      Freq                  Cyclic
  Bit                 SC      S/P Symbol M-Point                  N-Point
           De-map                                     Domain                 Prefix    RFE
Stream              Detector Convert Block IDFT                    DFT
                                                     Equalizer              Removal




                                            Functions Common to OFDMA and SC-FDMA

                                            SC-FDMA Only


                                                                                                 86
Session 4: Network and Protocol
 •Network architecture
 •Protocol Stack – User plane
 •Protocol Stack – Control plane
 •Mapping between logical and transport channel
 •LTE UE Categories
LTE Network Architecture
          UMTS 3G: UTRAN
                                                                             EPC

                   GGSN                                   MME                            MME
                                                       S-GW / P-GW
                                                              P-                      S-GW / P-GW
                                                                                             P-

                   SGSN



         RNC                    RNC

                                                     eNB                                           eNB
                                                                   eNB                       eNB
  NB          NB          NB          NB                                   E-UTRAN

UMTS : Universal Mobile Telecommunications System    EPC ; Evolved Packet Core
UTRAN : Universal Terrestrial Radio Access Network   MME : Mobility Management Entity
GGSN : Gateway GPRS Support Node                     S-GC : Serving Gateway
GPRS: General Packet Radio Service                   P-GW : PDN Gateway
SGSN : Serving GPRS Support Node                     PDN : Packet Data Network
RNC: Radio Network Controller                        eNB : E-UTRAN Node B / Evolved Node B
NB: Node B                                           E-UTRAN ; Evolved-UTRAN
Simplified LTE network elements and interfaces
                         3GPP TS 36.300 : Overall Architecture
                                            EPC: Evolved Packet Core
                                            Radio Side: LTE – Long Term Evolution
                EPC
                                            • Improvements in spectral efficiency, user
                            MME                 throughput, latency.
    MME
                                            • Simplification of the radio network
 S-GW / P-GW
        P-               S-GW / P-GW
                                P-
                                            • Efficient support of packet services
                                            • Main Components:
                                                 •   MME = Manages mobility, UE identity, and
                                                     security parameters.
                                                 •   S-GW = Node that terminates the interface
                  S1                                 towards E-UTRAN.
                                                 •   P-GW = Node that terminates the interface
                                                     towards PDN

eNB              X2                eNB      E-UTRAN : Evolved-UTRAN
        eNB                eNB              Network Side : SAE – System Architecture Evolution
               E-UTRAN                      • Improvement in latency, capacity, throughput
                                            • Simplification of the core network
                                            • Optimization for IP traffic services
                                            • Simplified support and handover to non-3GPP
                                                access technologies
                                            • Main Components:
                                                 •   eNB = All radio interface-related functions
EPS Network Elements
                                           S6a

                                                                            Gx                           Rx
                     S1-MME
                                     MME


                                                                                                     Operator’s
         LTE-Uu                  S1-U                      S5 / S8                  SGi              IP Services
                                                 S-GW                    P-GW
                                                                                                   (e.g. IMS, PSS,
                        eNB                                                                                etc,)
    UE            E-UTRAN                                      EPC


• UE, E-UTRAN and EPC together represent the Internet Protocol (IP) Connectivity Layer.
• This part of the system is also called the Evolved Packet System (EPS).
• The main function of this layer is to provide IP based connectivity, and it is highly optimized for that purpose only.
• All services will be offered on top of IP, and circuit switched nodes and interfaces seen in earlier 3GPP
  architectures are not present in E-UTRAN and EPC at all.
• IP technologies are also dominant in the transport, where everything is designed to be operated on top of IP
  transport.
System architecture for E-UTRAN only network
Services

     • The IP Multimedia Sub-System
       (IMS) is a good example of service
       machinery that can be used in the
       Services Connectivity Layer to
       provide services on top of the IP
       connectivity provided by the
       lower layers.
     • For example, to support the voice
       service, IMS can provide Voice
       over IP (VoIP) and
       interconnectivity to legacy circuit
       switched networks PSTN and
       ISDN through Media Gateways it
       controls.
EPC
                                                •   Functionally the EPC is equivalent to the packet
                                                    switched domain of the existing 3GPP networks.
                                                •   Significant changes in the arrangement of functions
                                                    and most nodes and the architecture in this part
                                                    should be considered to be completely new.
                                                •   SAE GW represents the combination of the two
                                                    gateways, Serving Gateway (S-GW) and Packet Data
                                                    Network Gateway (P-GW) defined for the UP
                                                    handling in EPC.
                                                •   Implementing them together as the SAE GW
                                                    represents one possible deployment scenario, but
                                                    the standards define the interface between them,
                                                    and all operations have also been specified for
                                                    when they are separate.
                                                •   The Basic System Architecture Configuration and its
                                                    functionality are documented in 3GPP TS 23.401.
                                                •   We will learn the operation when the S5/S8
One of the big architectural changes in the         interface uses the GTP protocol. However, when
core network area is that the EPC does              the S5/S8 interface uses PMIP, the functionality for
not contain a circuit switched domain, and          these interfaces is slightly different, and the Gxc
no direct connectivity to traditional circuit       interface also is needed between the Policy and
switched networks such as ISDN or PSTN              Charging Resource Function (PCRF) and S-GW.
is needed in this layer.
E-UTRAN
   • The development in E-UTRAN is
     concentrated on one node, the
     evolved Node B (eNodeB).
   • All radio functionality is collapsed
     there, i.e. the eNodeB is the
     termination point for all radio
     related protocols.
   • As a network, E-UTRAN is simply
     a mesh of eNodeBs connected to
     neighbouring eNodeBs with the
     X2 interface.
User Equipment
                                                               •   UE is the device that the end user uses for
                                                                   communication.
                                                               •   Typically it is a hand held device such as a smart
                                                                   phone or a data card such as those used
                                                                   currently in 2G and 3G, or it could be
                                                                   embedded, e.g. to a laptop.
                                                               •   UE also contains the Universal Subscriber
                                                                   Identity Module (USIM) that is a separate
                                                                   module from the rest of the UE, which is often
                                                                   called the Terminal Equipment (TE).
                                                               •   USIM is an application placed into a removable
                                                                   smart card called the Universal Integrated
                                                                   Circuit Card (UICC).
                                                               •   USIM is used to identify and authenticate the
Functionally the UE is a platform for communication                user and to derive security keys for protecting
     applications, which signal with the network for setting       the radio interface transmission.
     up, maintaining and removing the communication links      •   Maybe most importantly, the UE provides the
     the end user needs.
This includes mobility management functions such as
                                                                   user interface to the end user so that
     handovers and reporting the terminals location, and in        applications such as a VoIP client can be used to
     these the UE performs as instructed by the network.           set up a voice call.
User Equipment Capabilities




                  1G    Analog
                                   2G   Digital
                                                  3G   Packets
                                                                 4G      True
                                                                      Broadband




•   Support Spectrum flexibility
      –   Flexible bandwidth                                           1.4 MHz    20 MHz
      –   New and existing bands
Downlink physical layer parameter values
                       set by the field UE-Category
   UE Category         Maximum number of           Maximum number of          Total number of   Maximum number of
                      DL-SCH transport block          bits of a DL-SCH        soft channel bits  supported layers for
                       bits received within a          transport block                           spatial multiplexing
                              TTI (Note)            received within a TTI                                in DL
Category 1           10296                         10296                    250368              1
Category 2           51024                         51024                    1237248             2
Category 3           102048                        75376                    1237248             2
Category 4           150752                        75376                    1827072             2
Category 5           299552                        149776                   3667200             4
Category 6           301504                        149776 (4 layers)        3654144             2 or 4
                                                   75376 (2 layers)
Category 7             301504                      149776 (4 layers)        3654144             2 or 4
                                                   75376 (2 layers)
Category 8             2998560                     299856                   35982720            8
NOTE: In carrier aggregation operation, the DL-SCH processing capability can be shared by the UE with that of MCH
       received from a serving cell. If the total eNB scheduling for DL-SCH and an MCH in one serving cell at a given
       TTI is larger than the defined processing capability, the prioritization between DL-SCH and MCH is left up to
       UE implementation.
TTI = Transmission Time Interval

MIMO = Multiple Input Multiple Output                                3GPP TS 36.306 V11.1.0 (2012-09)
UL-SCH = Uplink Shared Channel                                    3rd Generation Partnership Project;
DL-SCH = Downlink Shared Channel                Technical Specification Group Radio Access Network;
UE = User Equipment                             Evolved Universal Terrestrial Radio Access (E-UTRA);
TTI = Transmission Time Interval
                                                       User Equipment (UE) radio access capabilities
Transmission Time Interval

• Transmission Time Interval: Transmission Time Interval is
  defined as the inter-arrival time of Transport Block Sets, i.e.
  the time it shall take to transmit a Transport Block Set.
• Transport Block Set: Transport Block Set is defined as a set of
  Transport Blocks that is exchanged between L1 and MAC at
  the same time instance using the same transport channel. An
  equivalent term for Transport Block Set is “MAC PDU Set”.
• Transport Block: Transport Block is defined as the basic data
  unit exchanged between L1 and MAC. An equivalent term for
  Transport Block is “MAC PDU”.

                                                3GPP TR 21.905 V11.2.0 (2012-09)
                                              3rd Generation Partnership Project;
                     Technical Specification Group Services and System Aspects;
                                              Vocabulary for 3GPP Specifications
                                                                     (Release 11)
Uplink physical layer parameter values
                    set by the field UE-Category

 UE Category     Maximum number of UL-        Maximum number of          Support for 64QAM
                 SCH transport block bits      bits of an UL-SCH               in UL
                 transmitted within a TTI       transport block
                                            transmitted within a TTI
Category 1      5160                        5160                       No
Category 2      25456                       25456                      No
Category 3      51024                       51024                      No
Category 4      51024                       51024                      No
Category 5      75376                       75376                      Yes
Category 6      51024                       51024                      No
Category 7      102048                      51024                      No
Category 8      1497760                     149776                     Yes



                                                         3GPP TS 36.306 V11.1.0 (2012-09)
                                                      3rd Generation Partnership Project;
                                    Technical Specification Group Radio Access Network;
                                    Evolved Universal Terrestrial Radio Access (E-UTRA);
                                           User Equipment (UE) radio access capabilities
Functional split between E-UTRAN and Evolved Packet Core
         eNB        E-UTRAN
                                                   aGW
  eNodeB
                                                   • Paging origination
  • All Radio-related issues
                                                   • LTE_IDLE mode management
  • Decentralized mobility
                                                   • Ciphering of the user plane
     management
                                                   • Header Compression (ROHC)
  • MAC and RRM
  • Simplified RRC




                                     S1
                                             aGW

                                                                                   Internet
The E-UTRAN consists of eNBs, providing:       RRM : Radio Resource Management
• The E-UTRA U-plane (RLC/MAC/PHY) and         RRC: Radio Resource Control
• The C-plane (RRC) protocol terminations      MAC : Medium Access Control
                                               ROHC: RObust Header Compression
    towards the UE.                            RLC: Radio Link Control
• The eNBs interface to the aGW via the S1     PHY: Physical Layer
Protocol
         eNB           E-UTRAN
         Inter Cell RRM                                                            MME
            RB Cont.                                                            NAS Security
   Connection Mobility Cont.                         EPC
                                                                         Idle State Mobility Handling
     Radio Admission Cont.
       eNB Measurement                                                        EPS Bearer Cont.
    Configuration & Provision
       Dynamic Resource
     Allocation (Scheduler)                                             SAE GW
      RRC
                                                            S-GW                       P-GW
             PDCP                                                                     UE IP Address
                                                       Mobile Anchoring
              RLC                                                                      Allocation
                                          S1
              MAC                                                                    Packet Filtering
              PHY
                                                                                               Internet
RRM : Radio Resource Management                 NAS : Non Access Stratum
RB : Radio Bearer                               EPS : Evolved Packet System
RRC: Radio Resource Control                     UE : User Equipment
PDCP : Packet Data Convergence Protocol         IP : Internet Protocol
RLC : Radio Link Control
MAC : Medium Access Control
PHY : Physical Layer
LTE Control Plane
UE       eNB        aGW    Non Access Stratum (NAS) is a
NAS                  NAS        functional layer in UMTS
                                protocol stack between Core
RRC    RRC     S1               Network and User Equipment
PDCP   PDCP                     (UE).
                           The layer supports signaling and
RLC    RLC
                                traffic between two elements.
MAC    MAC
PHY    PHY




         LTE User Plane
                           Packet Data Convergence Protocol
                               (PDCP) is a one of the layers of
                               Radio Traffic Stack in UMTS
UE       eNB        aGW        and perform as IP header
 IP                  IP        compression and
                               decompression, transfer of
PDCP   PDCP    S1              user data and maintenance of
RLC    RLC                     sequence numbers for Radio
                               Bearers which are configured
MAC    MAC                     for lossless Serving Radio
PHY    PHY                     Networks Subsystems (SRNS)
                               relocation.
LTE Protocol Stacks (UE and eNB)
                                            RRC: Radio Resource Control

     Control-Plane             User-Plane   PDCP : Packet Data Convergence Protocol
                                            RLC : Radio Link Control
L3           RRC                            MAC : Medium Access Control
                                            PHY : Physical Layer

            Radio Bearers
      PDCP
L2
      RLC

            Logical Channels
      MAC


             Transport Channels
L1    PHY:
      Physical Channels
      Physical Signals
Control plane protocol stack in EPS




The topmost layer in the CP is the Non-Access Stratum (NAS), which consists of two
   separate protocols that are carried on direct signaling transport between the UE
   and the MME.
The content of the NAS layer protocols is not visible to the eNodeB, and the eNodeB is
   not involved in these transactions by any other means, besides transporting the
   messages, and providing some additional transport layer indications along with the
   messages in some cases.
NAS layer protocols
The NAS layer protocols are:
• EPS Mobility Management (EMM): The EMM protocol is responsible for handling
   the UE mobility within the system. It includes functions for attaching to and
   detaching from the network, and performing location updating in between. This is
   called Tracking Area Updating (TAU), and it happens in idle mode. Note that the
   handovers in connected mode are handled by the lower layer protocols, but the
   EMM layer does include functions for re-activating the UE from idle mode. The UE
   initiated case is called Service Request, while Paging represents the network
   initiated case. Authentication and protecting the UE identity, i.e. allocating the
   temporary identity GUTI to the UE are also part of the EMM layer, as well as the
   control of NAS layer security functions, encryption and integrity protection.
• EPS Session Management (ESM): This protocol may be used to handle the bearer
   management between the UE and MME, and it is used in addition for E-UTRAN
   bearer management procedures. Note that the intention is not to use the ESM
   procedures if the bearer contexts are already available in the network and E-
   UTRAN procedures can be run immediately. This would be the case, for example,
   when the UE has already signaled with an operator affiliated. Application Function
   in the network, and the relevant information has been made available through the
   PCRF.
User plane protocol stack in EPS




The UP includes the layers below the end user IP, i.e. these protocols form the Layer 2
   used for carrying the end user IP packets.
The protocol structure is very similar to the CP.
This highlights the fact that the whole system is designed for generic packet data
   transport, and both CP signaling and UP data are ultimately packet data. Only the
   volumes are different.
Summary of interfaces and protocols in Basic
    System Architecture configuration
Protocol Architecture
LTE MAC Layer Functions
LTE Channel Architecture
Downlink layer 2 structure
Uplink layer 2 structure
LTE Downlink Channels
LTE Downlink Logical Channels 1
LTE Downlink Logical Channels 2
LTE Downlink Transport Channels 1
LTE Downlink Transport Channels 2
LTE Downlink Physical Channels 1
LTE Downlink Physical Channels 2
LTE Uplink Channels
LTE Uplink Logical Channels
LTE Uplink Transport Channels
LTE Uplink Physical Channels
End of


  Thank You

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Introduction to LTE Fundamentals

  • 1. Arief Hamdani Gunawan 1. Introduction to LTE 5. LTE Radio Procedures 2. OFDMA 6. LTE Uplink Physical Channels and Signals 3. SC-FDMA SC- 7. LTE Mobility 4. LTE Network and Protocol 8. LTE Test and Measurement
  • 3. Session 1: Introduction to LTE •Motivation •Requirements •Evolution of UMTS FDD and TDD •LTE Technology Basics •LTE Key Parameters •LTE Frequency Bands
  • 4. Motivation: LTE background story the early days Work on LTE was initiated as a 3GPP release 7 study item “Evolved UTRA and UTRAN” in December 2004: “With enhancements such as HSDPA and Enhanced Uplink, the 3GPP radio-access technology will be highly competitive for several years. However, to ensure competitiveness in an even longer time frame, i.e. for the next 10 years and beyond, a long term evolution of the 3GPP radio- access technology needs to be considered.” • Basic drivers for LTE have been: – Reduced latency – Higher user data rates – Improved system capacity and coverage – Cost-reduction.
  • 5. Major requirements for LTE identified during study item phase in 3GPP • Higher peak data rates: 100 Mbps (downlink) and 50 Mbps (uplink) • Improved spectrum efficiency: 2-4 times better compared to 3GPP release 6 • Improved latency: – Radio access network latency (user plane UE – RNC - UE) below 10 ms – Significantly reduced control plane latency • Support of scalable bandwidth: 1.4, 3, 5, 10, 15, 20 MHz • Support of paired and unpaired spectrum (FDD and TDD mode) • Support for interworking with legacy networks • Cost-efficiency: – Reduced CApital and OPerational EXpenditures (CAPEX, OPEX) including backhaul – Cost-effective migration from legacy networks • A detailed summary of requirements has been captured in 3GPP TR 25.913 „Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E- UTRAN)”.
  • 6. Evolution of UMTS FDD and TDD driven by data rate and latency requirements Note: •High-Speed Downlink Packet Access (HSDPA, also known as High-Speed Data Packet Access) •High-Speed Uplink Packet Access (HSUPA) •High Speed Packet Access (HSPA)
  • 8. Release 99: Key Features • Functional Freeze: Dec 1999 – CS and PS – R99 Radio Bearers – Multimedia Messaging Service (MMS) – Location Services • Functional Freeze: March 2000 – Basic 3.84 Mcps W-CDMA (FDD & TDD) • Enhancements to GSM data (EDGE). • Provides support for GSM/EDGE/GPRS/WCDMA radio-access networks. • Majority of deployments today are based on Release 99.
  • 9. Release 4: Key Features • Functional Freeze: March 2001 – Enhancements 1.28 Mcps TDD (aka TD-SCDMA). – Multimedia messaging support. – First steps toward using IP transport in the core network. Megachips per second (Mcps) is a measure of the speed with which encoding elements, called chips (not to be confused with microchips), are generated in Direct Sequence Spread Spectrum (DSSS) signals. This speed is also known as the chipping rate. A speed of 1 Mcps is equivalent to 1,000,000, or 106, chips per second. Typical chipping rates in third-generation (3G) wireless systems are on the order of several million chips per second. For example, in Wideband Code-Division Multiple Access (W-CDMA) systems, the standard rate is 3.84 Mcps.
  • 10. Release 5: Key Features • Functional Freeze: June 2002 – HSDPA – IMS: First phase of Internet Protocol Multimedia Subsystem (IMS). – Adaptive Multi-Rate - Wideband (AMR-WB) Speech – Full ability to use IP-based transport instead of just Asynchronous Transfer Mode (ATM) in the core network. Adaptive Multi-Rate Wideband (AMR-WB) is a patented speech coding standard developed based on Adaptive Multi-Rate encoding, using similar methodology as Algebraic Code Excited Linear Prediction (ACELP). AMR-WB provides improved speech quality due to a wider speech bandwidth of 50–7000 Hz compared to narrowband speech coders which in general are optimized for POTS wireline quality of 300–3400 Hz. AMR-WB was developed by Nokia and VoiceAge and it was first specified by 3GPP. AMR-WB is codified as G.722.2, an ITU-T standard speech codec, formally known as Wideband coding of speech at around 16 kbit/s using Adaptive Multi-Rate Wideband (AMR-WB). G.722.2 AMR-WB is the same codec as the 3GPP AMR-WB. The corresponding 3GPP specifications are TS 26.190 for the speech codec and TS 26.194 for the Voice Activity Detector.
  • 11. 3GPP architecture evolution towards flat architecture Release 6 Release 7 Release 7 Release 8 Direct Tunnel Direct Tunnel and SAE and LTE RNC in NB GGSN GGSN GGSN SAE GW SGSN SGSN SGSN MME RNC RNC NB NB RNC eNB NB Control Plane User Plane
  • 12. Release 6: Key Features • Functional Freeze: March 2005 – HSUPA (E-DCH) / Enhanced Uplink – Enhanced multimedia support through Multimedia Broadcast/Multicast Services (MBMS). – WLAN-UMTS Internetworking: Wireless Local Area Network (WLAN) integration option – Performance specifications for advanced receivers. – IMS enhancements. Initial VoIP capability.
  • 13. Release 7: Key Features • Functional Freeze: Dec 2007 – Evolved EDGE. – Specifies HSPA+ – Radio enhancements to HSPA include 64 Quadrature Amplitude Modulation (QAM) in the downlink DL and 16 QAM in the uplink. – LTE and SAE Feasibility Study – DL MIMO, – IMS – Performance enhancements, improved spectral efficiency, increased capacity, and better resistance to interference. – Continuous Packet Connectivity (CPC) enables efficient “always-on” service and enhanced uplink UL VoIP capacity, as well as reductions in call set-up delay for Push-to-Talk Over Cellular (PoC). – Optimization of MBMS capabilities through the multicast/broadcast, single-frequency network (MBSFN) function.
  • 14. LTE Release 8: Key Features • Functional Freeze: Dec 2008 – Further HSPA improvements / HSPA Evolution, simultaneous use of MIMO and 64 QAM. – Includes dual-carrier HSPA (DC-HSPA) where in two WCDMA radio channels can be combined for a doubling of throughput performance. – LTE work item – OFOMA / SC-FDMA air interface – SAE work item – new IP core network – Specifies OFDMA-based 3GPP LTE. – Defines EPC.
  • 15. LTE Release 8: Key Features • High spectral efficiency – OFDM in Downlink • Robust against multipath interference • High affinity to advanced techniques – Frequency domain channel-dependent scheduling – MIMO – DFTS-OFDM(“Single-Carrier FDMA”) in Uplink • Low PAPR DFTS-OFDM • User orthogonality in frequency domain DFTS-OFDM: DFT-spread OFDM. – Multi-antenna application DFT: Discrete Fourier Transform. • Very low latency – Short setup time & Short transfer delay DFT-spread OFDM (DFTS-OFDM) is a transmission – Short HO latency and interruption time scheme that can combine the desired properties • Short TTI for uplink transmission i.e. : • RRC procedure • Small variations in the instantaneous power of the transmitted signal (‘single carrier’ property). • Simple RRC states • Possibility for low-complexity high-quality • Support of variable bandwidth equalization in the frequency domain. – 1.4, 3, 5, 10, 15 and 20 MHz • Possibility for FDMA with flexible bandwidth assignment. Due to these properties, DFTS-OFDM has been selected as the uplink transmission scheme for LTE, which is the long-term 3G evolution.
  • 16. LTE-Advanced: Key Requirements LTE-Advanced shall be deployed as an evolution of LTE Release 8 and on new bands. LTE-Advanced shall be backwards compatible with LTE Release 8 Smooth and flexible system migration from Rel-8 LTE to LTE-Advanced LTE-Advanced backward compatibility with LTE Rel-8 LTE-Advanced contains all features of LTE Rel-8&9 and additional features for further evolution LTE Rel-8 cell LTE-Advanced cell LTE Rel-8 terminal LTE-Advanced terminal LTE Rel-8 terminal LTE-Advanced terminal An LTE-Advanced terminal An LTE Rel-8 terminal can can work in an LTE Rel-8 cell work in an LTE-Advanced cell
  • 17. LTE Release 9: Key Features • Small enhancements from LTE Release 8 mainly for higher layer – HeNB (Home eNode B) • HeNB Access Mode – Rel-8: Closed Access Mode – Rel-9: Open and Hybrid Mode • HeNB Mobility between HeNB and macro – Rel-8: Out-bound HO – Rel-9: in-bound and inter-CSG HO – SON (self-organizing networks) • Rel-8: Self configuration, Basic self-optimization • Rel-9: RACH optimization, etc – MBMS (Multimedia Broadcast Multicast Service) • Rel-8: Radio physical layer specs • Rel-9: Radio higher layer and NW interface specs – LCS (Location Services) • Rel-8: U-Plane solutions • Rel-9: C-Plane solutions, e.g. OTDOA
  • 18. LTE Release 9: Key Features • HSPA and LTE enhancements including – HSPA dual-carrier operation in combination with MIMO, – EPC enhancements, – femtocell support, – support for regulatory features such as emergency user-equipment positioning and Commercial Mobile Alert System (CMAS), and – evolution of IMS architecture.
  • 19. LTE-Advanced: Motivation 1999 2011 Release 99 W-CDMA 3GPP aligned to ITU-R IMT process Release 4 1.28Mcps TDD Allows Coordinated approach to WRC Release 5 HSDPA 3GPP Releases evolve to meet: • Future Requirements for IMT Release 6 HSUPA, MBMS • Future operator and end-user requirements ITU-R M.1457 Release 7 HSPA+ (MIMO, HOM etc.) IMT-2000 Recommendation Release 8 LTE Release 9 LTE enhancements 3 Gbps ITU-R M.[IMT.RSPEC] Release 10 LTE-Advanced 64QA IMT-Advanced Recommendation M Release 11+ Further LTE enhancements 8x8 MIMO 100MHz BW
  • 20. LTE Release 10: Key Features 100 MHz Support of Wider Bandwidth(Carrier Aggregation) • Use of multiple component carriers(CC) to extend bandwidth up to 100 MHz • Common physical layer parameters between component carrier and LTE Rel-8 carrier f Improvement of peak data rate, backward compatibility with LTE Rel-8 CC Advanced MIMO techniques • Extension to up to 8-layer transmission in downlink • Introduction of single-user MIMO up to 4-layer transmission in uplink • Enhancements of multi-user MIMO Improvement of peak data rate and capacity Heterogeneous network and eICIC(enhanced Inter-Cell Interference Coordination) • Interference coordination for overlaid deployment of cells with different Tx power Improvement of cell-edge throughput and coverage Relay • Type 1 relay supports radio backhaul and creates a separate cell and appear as Rel. 8 LTE eNB to Rel. 8 LTE UEs Improvement of coverage and flexibility of service area extension Coordinated Multi-Point transmission and reception (CoMP) • Support of multi-cell transmission and reception Improvement of cell-edge throughput and coverage LTE-Advanced meeting the requirements set by ITU’s IMT-Advanced project. Also includes quad-carrier operation for HSPA+.
  • 21. Spectrum Explosion in 3GPP Recently standardized (Sep. 2011) E-UTRA operating bands in 3GPP TS 36.101 • UMTS/LTE 3500MHz • Extending 850 MHz Upper Band (814 – 849 MHz) Spectrum to be standardized by Sep. 2012 • LTE-Advanced Carrier Aggregation of Band 3 and Band 7 • LTE Advanced Carrier Aggregation of Band 4 and Band 17 • LTE Advanced Carrier Aggregation of Band 4 and Band 13 • LTE Advanced Carrier Aggregation of Band 4 and Band 12 • LTE Advanced Carrier Aggregation of Band 5 and Band 12 • LTE Advanced Carrier Aggregation of Band 20 and Band 7 • LTE Advanced Carrier Aggregation Band 2 and Band 17 • LTE Advanced Carrier Aggregation Band 4 and Band 5 • LTE Advanced Carrier Aggregation Band 5 and Band 17 • LTE Advanced Carrier Aggregation in Band 41 • LTE Advanced Carrier Aggregation in Band 38 • LTE Downlink FDD 716-728MHz • LTE E850 - Lower Band for Region 2 (non-US) • LTE for 700 MHz digital dividend • Study on Extending 850MHz • Study on Interference analysis between 800~900 MHz bands • Study on UMTS/LTE in 900 MHz band
  • 22. E-UTRA operating bands Duplex Mode: FDD
  • 23. E-UTRA operating bands Duplex Mode: TDD
  • 24. 3GPP TS 36.101 Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception
  • 25. 3GPP TS 36.101 Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception
  • 26. The 2.6GHz band 120MHz separation duplex FDD Uplink TDD FDD Downlink 2500 2570 2620 2690 MHz Capacity • Unique new band internationally harmonized • Benefits of future economies of scale • Capability to offer sufficient bandwidth per operator (20+20MHz) • Avoid prejudicial interference, optimizing the spectrum use, through clear definition of FDD (70+70MHz) and TDD (50MHz) spectrum blocks
  • 27. 700MHz band 748 758 803 703 698 806 MHz 5 45 10 45 3 Coverage • Perfect fit to majority of countries in the region • The alignment with Asia-Pacific permits the creation of a big market (economies of scale, availability of terminals, etc.) • Offer 2 continuous blocks of 45+45MHz (spectrum optimization, flexibility on license process, better data transmission performance than US 700); • Tool to bring the mobile broadband to rural and low density population areas
  • 28. 2.6GHz + 700MHz • Ideal combination for – Coverage – Capacity – Convergence – Device availability – Roaming • Convergence for countries with the legacy US band plan (850/1900MHz) and the legacy European band plan (900/1800MHz) • Note: no plans/proposals in 3GPP for LTE in 450Mhz band
  • 29. LTE Release 11: Key Features (Dec/2012) Further Downlink MIMO enhancements for LTE-Advanced Addressing low-power modes, relay backhaul scenarios, and certain practical antenna configurations Provision of low-cost M2M UEs based on LTE Studying LTE Coverage Enhancements Network-Based Positioning Support for LTE Further Self Optimizing Networks (SON) Enhancements Mobility Robustness Optimisation (MRO) enhancements Addressing Inter-RAT ping-pong scenarios Carrier based HetNet Interference co-ordination for LTE Carriers in same or different bands in HetNet environments with mixture of different BTS types Enhancements to Relays, Mobile Relay for LTE RF core requirements for relays Mobile relay: mounted on a vehicle wirelessly connected to the macro cells Interworking - 3GPP EPS and fixed BB accesses, M2M, Non voice emergency communications, 8 carrier HSDPA, Uplink MIMO study
  • 30. RAN Release 11 Priorities • Short term prioritization for the end of 2011, between RAN#53 and RAN#54 • The next Plenary - RAN#54 (Dec. 2011) – will discuss priorities beyond March 2012 Latest RAN H S P A Priority Work Items; WID/SID Working Group Core part: Uplink Transmit Diversity for HSPA – Closed Loop RP-110374 RAN 1 New WI: Four Branch MIMO transmission for HSDPA RP-111393 RAN 1 Core Part: eight carrier HSDPA RP-101419 RAN 1 Core part: Further Enhancements to CELL_FACH RP-111321 RAN 2 New WI: HSDPA Multiflow Data Transmission RP-111375 RAN 2 Proposed WID: Single Radio Voice Call Continuity from UTRAN/GERAN to E-UTRAN/HSPA RP-111334 RAN 3 Core part: Non-contiguous 4C-HSDPA operation RP-110416 RAN 4 New SID proposal: Introduction of Hand phantoms for UE OTA antenna testing RP-111380 RAN 4 Core part: Uplink Transmit Diversity for HSPA – Open Loop RP-110374 RAN 4 UE Over the Air (Antenna) conformance testing methodology- Laptop Mounted Equipment Free Space test RP-111381 RAN 4
  • 31. RAN Release 11 Priorities Latest RAN L T E Priority Work Items; WID/SID Working Group WI/SI Coordinated Multi-Point Operation for LTE RP-111365 RAN 1 Core part: LTE Carrier Aggregation Enhancements RP-111115 RAN 1 Core part: Further Enhanced Non CA-based ICIC for LTE RP-111369 RAN 1 Study on further Downlink MIMO enhancements for LTE-Advanced RP-111366 RAN 1 Provision of low-cost MTC UEs based on LTE RP-111112 RAN 1 Proposed SI on LTE Coverage Enhancements RP-111359 RAN 1 Core part: LTE RAN Enhancements for Diverse Data Applications RP-111372 RAN 2 Study on HetNet mobility enhancements for LTE RP-110709 RAN 2 Enhancement of Minimization of Drive Tests for E-UTRAN and UTRAN RP-111361 RAN 2 New WI: Signalling and procedure for interference avoidance for in-device coexistence RP-111355 RAN 2 New WI proposal: RAN overload control for Machine-Type Communications RP-111373 RAN 2 Core part: Service continuity and location information for MBMS for LTE RP-111374 RAN 2 Core Part: Network-Based Positioning Support for LTE RP-101446 RAN 2 Further Self Optimizing Networks (SON) Enhancements RP-111328 RAN 3 Core part: Carrier based HetNet ICIC for LTE RP-111111 RAN 3 New WI: Network Energy Saving for E-UTRAN RP-111376 RAN 3 Proposed WID: LIPA Mobility and SIPTO at the Local Network RAN Completion RP-111367 RAN 3 Study on further enhancements for HNB and HeNB RP-110456 RAN 3 New SI: Mobile Relay for E-UTRA RP-111377 RAN 3 Enhanced performance requirement for LTE UE RP-111378 RAN 4 New SI: Study of RF and EMC Requirements for Active Antenna Array System (AAS) Base Station RP-111349 RAN 4 Study on Measurement of Radiated Performance for MIMO and multi-antenna reception for HSPA and LTE terminals RP-090352 RAN 4 New WI: E-UTRA medium range and MSR medium range/local area BS class requirements RP-111383 RAN 4 Core part: Relays for LTE (part 2) RP-110914 RAN 4 Study on Inclusion of RF Pattern Matching Technologies as a positioning method in the E-UTRAN RP-110385 RAN 4
  • 32. Plans for LTE-A Release-12 • 3GPP workshop to be held June/2012 – Main themes and strategic directions to be set, e.g.: • Extreme capacity needs and spectrum efficiency (‘challenge Shannon’ • Flexibility, efficient handling of smartphone diversity • Offloading to unlicensed radio technologies • Power efficiency • Prime areas of interest, e.g.: – More optimized small cell deployments – Carrier Aggregation Enhancements (inter-site, LTE/HSPA) – Cognitive radio aspects – SON and MDT enhancements – Local Area optimizations
  • 34. Session 2: OFDMA •OFDM and OFDMA •LTE Downlink •OFDMA time-frequency multiplexing •LTE Spectrum Flexibility •LTE Frame Structure type 1 (FDD) •LTE Frame Structure type 2(TDD)
  • 35. OFDM • Single Carrier Transmission (e.g. WCDMA) • Orthogonal Frequency Division Multiplexing
  • 36. OFDM Concept: Mengapa OFDM • Sinyal OFDM (Orthogonal Frequency Division Multiplexing) dapat mendukung kondisi NLOS (Non Line of Sight) dengan mempertahankan efisiensi spektral yang tinggi dan memaksimalkan spektrum yang tersedia. • Mendukung lingkungan propagasi multi-path. • Scalable bandwidth: menyediakan fleksibilitas dan potensial mengurangi CAPEX (capital expense). 36
  • 37. OFDM Concept: NLOS Performance 37
  • 38. OFDM Concept: Mutipath Propagation • Sinyal-sinyal multipath datang pada waktu yang berbeda dengan amplitudo dan pergeseran fasa yang berbeda, yang menyebabkan pelemahan dan penguatan daya sinyal yang diterima. • Propagasi multipath berpengaruh terhadap performansi link dan coverage. • Selubung (envelop) sinyal Rx berfluktuasi secara acak. 38
  • 39. OFDM Concept: FFT • Multi-carrier modulation/multiplexing technique • Available bandwidth is divided into several subchannels • Data is serial-to-parallel converted • Symbols are transmitted on different subcarriers 39
  • 40. OFDM Concept: IFFT Basic ideas valid for various multicarrier techniques: • OFDM: Orthogonal Frequency Division Multiplexing • OFDMA: Orthogonal Frequency Division Multiple Access 40
  • 41. OFDM Concept: Single-Carrier Vs. OFDM Single-Carrier Mode: OFDM Mode: • Serial Symbol Stream Used to Modulate a • Each Symbol Used to Modulate a Separate Single Wideband Carrier Sub-Carrier • Serial Datastream Converted to Symbols (Each Symbol Can Represented 1 or More Data Bits) 41
  • 42. OFDM Concept: Single-Carrier Vs. OFDM Single-Carrier Mode OFDM Mode • Dotted Area Represents Transmitted Spectrum • Solid Area Represents Receiver Input • OFDM mengatasi delay spread, multipath dan ISI (Inter Symbol Interference) secara efisien sehingga dapat meningkatkan throughput data rate yang lebih tinggi. • Memudahkan ekualisasi kanal terhadap sub-carrier OFDM individual, dibandingkan terhadap sinyal single-carrier yang memerlukan teknik ekualisasi adaptif lebih kompleks. 42
  • 43. OFDM Concept: Motivation for Multi-carrier Approaches • Multi-carrier transmission offers various advantages over traditional single carrier approaches: – Highly scalable – Simplified equalizer design in the frequency domain, also in cases of large delay spread – High spectrum density – Simplified the usage of MIMO – Good granularity to control user data rates – Robustness against timing errors • Weakness of multi-carrier systems: – Increased peak to average power ratio (PAPR) – Impairments due to impulsive noise – Impairments due to frequency errors 43
  • 44. OFDM Concept: Peak to Average Power Ratio (PAPR) • PAPR merupakan ukuran dari fluktuasi tepat sebelum amplifier. • PAPR sinyal hasil dari mapping PSK base band sebesar 0 dB karena semua symbol mempunyai daya yang sama. • Tetapi setelah dilakukan proses IDFT/IFFT, hasil superposisi dari dua atau lebih subcarrier dapat menghasilkan variasi daya dengan nilai peak yang besar. • Hal ini disebabkan oleh modulasi masing-masing subcarrier dengan frekuensi yang berbeda sehingga apabila beberapa subcarrier mempunyai fasa yang koheren, akan muncul amplituda dengan level yang jauh lebih besar dari daya sinyalnya. 44
  • 45. OFDM Concept: Peak to Average Power Ratio (PAPR) • Nilai PAPR yang besar pada OFDM membutuhkan amplifier dengan dynamic range yang lebar untuk mengakomodasi amplitudo sinyal. • Jika hal ini tidak terpenuhi maka akan terjadi distorsi linear yang menyebabkan subcarrier menjadi tidak lagi ortogonal dan pada akhirnya menurunkan performansi OFDM. 45
  • 46. Tipe Sub-Carrier OFDM Data Sub-carriers • Membawa simbol BPSK, QPSK, 16QAM, 64QAM Pilot Sub-carriers • Untuk memudahkan estimasi kanal dan demodulasi koheren pada receiver. Null Subcarrier • Guard Sub-carriers • DC Sub-carrier 46
  • 47. Guard Interval (Cyclic Prefix) • Untuk mengatasi multipath delay spread 47 • Guard Interval (cyclic prefix) : 1/4, 1/8, 1/16 or 1/32
  • 49. OFDM & OFDMA OFDM OFDMA • Semua subcarrier dialokasikan untuk satu • Subcarrier dialokasikan secara fleksibel user untuk banyak user tergantung pada kondisi • Misal : 802.16-2004 radio. • Misal : 802.16e-2005 dan 802.16m 49
  • 50. OFDM Parameters used in WiMAX 50
  • 51. Difference between OFDM and OFDMA • OFDM allocates users in time • OFDMA allocates users in time domain only and frequency domain
  • 53. LTE Downlink Physical Layer Design: Physical Resource The physical resource can be seen as a time-frequency grid • LTE uses OFDM (Orthogonal Frequency Division Multiplexing) as its radio technology in downlink • In the uplink LTE uses a pre=coded version of OFDM, SC-FDMA (Single Carrier Frequency Division Multiple Access) to reduced power consumption 53
  • 54. LTE Downlink Resource Grid • Suatu RB (resource block) terdiri dari 12 subcarrier pada suatu durasi slot 0.5 ms. • Satu subcarrier mempunyai BW 15 kHz, sehingga menjadi 180 kHz per RB. 54
  • 55. Parameters for DL generic frame structure Bandwidth (MHz) 1.25 2.5 5.0 10.0 15.0 20.0 Subcarrier bandwidth (kHz) 15 Physical resource block (PRB) 180 bandwidth (kHz) Number of available PRBs 6 12 25 50 75 100 55
  • 56. Parameters for DL generic frame structure Transmission BW 1.25 MHz 2.5 MHz 5 MHz 10 MHz 15 MHz 20 MHz Sub-frame duration 0.5 ms Sub-carrier spacing 15 kHz 192 MHz 7.68 MHz 15.36 MHz 23.04 MHz 30.72 MHz Sampling frequency (1/2x3.84 3.84 MHz (2x3.84 MHz) (4x3.84 MHz) (6x3.84 MHz) (8x3.84 MHz) MHz) FFT size 128 256 512 1024 1536 2048 OFDM sym per slot 7/6 (short/long CP) (4.69/9) x 6, (4.69/18) x 6, (4.69/36) x 6, (4.69/72) x 6, (4.69/108) x 6, (4.69/144) x 6, Short CP length (5.21/10) x 1 (5.21/20) x 1 (5.21/40) x 1 (5.21/80) x 1 (5.21/120) x 1 (5.21/160) x 1 (usec/ samples) Long (16.67/32) (16.67/64) (16.67/128) (16.67/256) (16.67/384) (16.67/512) 56
  • 57. LTE – Spectrum Flexibility • LTE physical layer supports any bandwidth from 1.4 MHz to 20 MHz in steps of 180 kHz (resource block). • Current LTE specification supports a subset of 6 different system bandwidths. • All UEs must support the maximum bandwidth of 20 MHz.
  • 59. Case Study LTE Signal Spectrum (20 MHz case) • The LTE standard uses an over-sized LTE. The actual used bandwidth is controlled by the number of used subcarriers. 15 kHz subcarrier spacing is the constant factor! • 18 MHz out of 20 MHz is used for data, 1 MHz on each side is used as guard band. • LTE used spectrum radio = 90% • WiMAX used spectrum radio = 82% 59
  • 60. TDD & FDD • Time Division Duplex (TDD) • Frequency Division Duplex (FDD) • Durasi Frame : 2.5 - 20ms 60
  • 61. Generic LTE Frame Structure type 1 (FDD) Tf = 307200 x Ts = 10 ms Tslot = 15360 x Ts = 0.5 ms • Untuk struktur generik, frame radio 10 ms dibagi dalam 20 slot yang sama berukuran 0.5 ms. • Suatu sub-frame terdiri dari 2 slot berturut-turut, sehingga satu frame radio berisi 10 sub-frame. • Ts menunjukkan unit waktu dasar yang sesuai dengan 30.72 MHz. • Struktur frame tipe-1 dapat digunakan untuk transmisi FDD dan TDD. 61
  • 62. LTE Frame Structure type 1 (FDD) • 2 slots form one subframe = 1 ms • For FDD, in each 10 ms interval, all 10 subframes are available for downlink transmission and uplink transmissions. • For TDD, a subframe is either located to downlink or uplink transmission. The 0th and 5th subframe in a radio frame is always allocated for downlink transmission. 62
  • 63. Downlink LTE Frame Structure type 1 (FDD)
  • 64. Generic LTE Frame Structure type 2 (TDD) • Struktur frame tipe-2 hanya digunakan untuk transmisi TDD. • Slot 0 dan DwPTSdisediakan untuk transmisi DL, sedangkan slot 1 dan UpPTS disediakan untuk transmisi UL. 64
  • 65. LTE Frame Structure type 2 (TDD) 65
  • 66. Mobile WiMAX Frame Structure 66
  • 67. LTE Frame Structure type 2 (TDD)
  • 68. DL Peak rates for E-UTRA FDD/TDD frame structure type 1 Downlink 64 QAM Assumptions Signal overhead for reference signals and control channel occupying one OFDM symbol Unit Mbps in 20 MHz b/s/Hz Requirement 100 5.0 2x2 MIMO 172.8 8.6 4x4 MIMO 326.4 16.3
  • 69. UL Peak rates for E-UTRA FDD/TDD frame structure type 1 Uplink Single TX UE Assumptions Signal overhead for reference signals and control channel occupying 2RB Unit Mbps in 20 MHz b/s/Hz Requirement 50 2.5 16QAM 57.6 2.9 64QAM 86.4 4.3
  • 70. Peak rates for E-UTRA TDD frame structure type 2 Downlink Uplink Single TX UE, Assumptions 64 QAM, R=1 64 QAM, R=1 Mbps Mbps Unit b/s/Hz b/s/Hz in 20 MHz in 20 MHz Requirement 100 5.0 50 2.5 2x2 MIMO in DL 142 7.1 62.7 3.1 4x4 MIMO in DL 270 13.5
  • 71. 3GPP TR 25.912 Technical Specification Group Radio Access Network; Feasibility study for evolved Universal Terrestrial Radio Access (UTRA) and Universal Terrestrial Radio Access Network (UTRAN) Release Freeze meeting Freeze date :: Rel-7 RP-33 2006-09-22 :: event version available RP-27 0.0.0 2005-03-03 RP-31 0.0.4 2006-03-20 draft 0.1.0 2006-03-20 draft 0.1.1 2006-03-20 post RP-31 0.1.2 2006-03-30 R3-51b 0.1.3 2006-05-02 draft post Shanghai 0.1.4 2006-05-22 draft 0.1.5 2006-07-10 draft 0.1.6 - draft 0.1.7 2006-05-29 RP-32 0.2.0 2006-06-12 RP-32 7.0.0 2006-06-23 RP-33 7.1.0 2006-10-18 RP-36 7.2.0 2007-08-13
  • 72. 3GPP TR 25.912 Technical Specification Group Radio Access Network; Feasibility study for evolved Universal Terrestrial Radio Access (UTRA) and Universal Terrestrial Radio Access Network (UTRAN) Rel-8 SP-42 2008-12-11 :: . ETSI event version available remarks RTR/TSGR- SP-42 8.0.0 2009-01-02 Upgraded unchanged from Rel-7 0025912v800 Upgraded to Rel-9 with no technical change to enable Rel-9 SP-46 2009-12-10 :: reference related to ITU-R IMT-Advanced submission ETSI (reference in 36.912). . event version available remarks RTR/TSGR- RP-45 9.0.0 2009-10-01 Technically identical to v8.0.0 0025912v900 Upgraded from previous Release without technical Rel-10 SP-51 2011-03-23 :: ETSI change . event version available remarks RTR/TSGR- SP-51 10.0.0 2011-04-06 Automatic upgrade from previous Release version 9.0.0 0025912va00 Upgraded from previous Release without technical Rel-11 SP-57 2012-09-12 :: ETSI change . event version available remarks SP-57 11.0.0 2012-09-26 Automatic upgrade from previous Release version 10.0.0 -
  • 73. Session 3: SC-FDMA •Introduction SC-FDMA and UL frame structure •How to generate SC-FDMA •How does SC-FDMA signal look like •SC-FDMA Signal Generation •SC-FDMA PAPR •SC-FDMA Parameterization
  • 74. LTE Uplink Transmission Scheme: SC-FDMA • Pemilihan OFDMA dianggap optimum untuk memenuhi persyaratan LTE pada arah downlink, tetapi OFDMA memiliki properti yang kurang menguntungkan pada arah Uplink. • Hal tsb terutama disebabkan oleh lemahnya peak-to-average power ratio (PAPR) dari sinyal OFDMA, yang mengakibatkan buruknya coverage uplink. • Oleh karena itu, skema transmisi Uplink LTE untuk mode FDD maupun TDD didasarkan pada SC-FDMA, yang mempunyai properti PAPR lebih baik. • Pemrosesan sinyal SC-FDMA memiliki beberapa kesamaan dengan pemrosesan sinyal OFDMA, sehingga parameter-parameter DL dan UL dapat diharmonisasi. • Untuk membangkitkan sinyal SC-FDMA, E-UTRA telah memilih DFT- spread-OFDM (DFT-s-OFDM). 74
  • 75. OFDMA and SC-FDMA • The symbol mapping in OFDM happens in the frequency domain. • In SC-FDMA, the symbol mapping is done in the time domain. • Appropriate subscriber mapping in the frequency domain allows to control the PAPR. • SC-FDMA enable frequency domain equalizer approaches like OFDMA 75
  • 76. Comparison of how OFDMA and SC-FDMA transmit a sequence of QPSK data symbols 76
  • 77. Comparison of how OFDMA and SC-FDMA transmit a sequence of QPSK data symbols Creating the time- domain waveform of an SC-FDMA symbol Baseband and shifted frequency domain representations of an SC-FDMA symbol 77
  • 78. How to generate SC-FDMA? • DFT “pre-coding” is performed on modulated data symbols to transform them into frequency domain, • Sub-carrier mapping allows flexible allocation of signal to available sub-carriers, • IFFT and cyclic prefix (CP) insertion as in OFDM, • Each subcarrier carries a portion of superposed DFT spread data symbols, therefore SC-FDMA is also referred to as DFT-spread- OFDM (DFT-s-OFDM).
  • 79. How does a SC-FDMA signal look like? • Similar to OFDM signal, but… – …in OFDMA, each sub-carrier only carries information related to one specific symbol, – …in SC-FDMA, each sub-carrier contains information of ALL transmitted symbols.
  • 80. SC-FDMA signal generation Localized vs. distributed FDMA
  • 81. SC-FDMA – Peak-to-average Power Ratio (PAPR) Comparison of CCDF of PAPR for IFDMA, LFDMA, and OFDMA with M = 256 system subcarriers, N=64 subcarriers per users, and a = 0.5 roll factor; (a) QPSK; (b) 16-QAM Source: H.G. Myung, J.Lim, D.J. Goodman “SC-FDMA for Uplink Wireless Transmission”, IEEE VEHICULAR TECHNOLOGY MAGAZINE, SEPTEMBER 2006
  • 82. SC-FDMA parameterization (FDD and TDD) LTE FDD •Same as in downlink TD-LTE •Usage of UL depends on the selected UL-DL configuration (1 to 8), each configuration offers a different number of subframes (1ms) for uplink transmission, •Parameterization for those subframes, means number of SC-FDMA symbols same as for FDD and depending on CP, 82
  • 83. Improved UL Performance SC-FDMA compared to ordinary OFDM Single-carrier transmission in uplink enables low PAPR that gives more 4 dB better link budget and reduced power consumption compared to OFDM 83
  • 84. LTE Uplink SC-FDMA Physical Layer Parameters 84
  • 85. Physical Channel Processing • Scrambling: Scramble binary information • Modulation Mapper: Maps groups of 2, 4, or 6 bits onto QPSK, 16QAM, 64QAM symbol constellation points • Transform Precoder: Slices the input data vector into a set of symbol vectors and perform DFT transformation. • Resource Element Mapper: Maps the complex constellation points into the allocated virtual resource blocks and performs translation into physical resource blocks. • SC-FDMA Signal Generation: Performs the IFFT processing to generate final time domain for transmission. 85
  • 86. SC-FDMA and OFDMA Signal Chain Have a High Degree of Functional Commonality Cyclic Single Carrier S/P Symbol M-Point Subcarrier N-Point Bit Prefix & RFE Constellation Convert Block DFT Mapping IDFT Stream Pulse Mapping Shaping Channel Const. Freq Cyclic Bit SC S/P Symbol M-Point N-Point De-map Domain Prefix RFE Stream Detector Convert Block IDFT DFT Equalizer Removal Functions Common to OFDMA and SC-FDMA SC-FDMA Only 86
  • 87. Session 4: Network and Protocol •Network architecture •Protocol Stack – User plane •Protocol Stack – Control plane •Mapping between logical and transport channel •LTE UE Categories
  • 88. LTE Network Architecture UMTS 3G: UTRAN EPC GGSN MME MME S-GW / P-GW P- S-GW / P-GW P- SGSN RNC RNC eNB eNB eNB eNB NB NB NB NB E-UTRAN UMTS : Universal Mobile Telecommunications System EPC ; Evolved Packet Core UTRAN : Universal Terrestrial Radio Access Network MME : Mobility Management Entity GGSN : Gateway GPRS Support Node S-GC : Serving Gateway GPRS: General Packet Radio Service P-GW : PDN Gateway SGSN : Serving GPRS Support Node PDN : Packet Data Network RNC: Radio Network Controller eNB : E-UTRAN Node B / Evolved Node B NB: Node B E-UTRAN ; Evolved-UTRAN
  • 89. Simplified LTE network elements and interfaces 3GPP TS 36.300 : Overall Architecture EPC: Evolved Packet Core Radio Side: LTE – Long Term Evolution EPC • Improvements in spectral efficiency, user MME throughput, latency. MME • Simplification of the radio network S-GW / P-GW P- S-GW / P-GW P- • Efficient support of packet services • Main Components: • MME = Manages mobility, UE identity, and security parameters. • S-GW = Node that terminates the interface S1 towards E-UTRAN. • P-GW = Node that terminates the interface towards PDN eNB X2 eNB E-UTRAN : Evolved-UTRAN eNB eNB Network Side : SAE – System Architecture Evolution E-UTRAN • Improvement in latency, capacity, throughput • Simplification of the core network • Optimization for IP traffic services • Simplified support and handover to non-3GPP access technologies • Main Components: • eNB = All radio interface-related functions
  • 90. EPS Network Elements S6a Gx Rx S1-MME MME Operator’s LTE-Uu S1-U S5 / S8 SGi IP Services S-GW P-GW (e.g. IMS, PSS, eNB etc,) UE E-UTRAN EPC • UE, E-UTRAN and EPC together represent the Internet Protocol (IP) Connectivity Layer. • This part of the system is also called the Evolved Packet System (EPS). • The main function of this layer is to provide IP based connectivity, and it is highly optimized for that purpose only. • All services will be offered on top of IP, and circuit switched nodes and interfaces seen in earlier 3GPP architectures are not present in E-UTRAN and EPC at all. • IP technologies are also dominant in the transport, where everything is designed to be operated on top of IP transport.
  • 91. System architecture for E-UTRAN only network
  • 92. Services • The IP Multimedia Sub-System (IMS) is a good example of service machinery that can be used in the Services Connectivity Layer to provide services on top of the IP connectivity provided by the lower layers. • For example, to support the voice service, IMS can provide Voice over IP (VoIP) and interconnectivity to legacy circuit switched networks PSTN and ISDN through Media Gateways it controls.
  • 93. EPC • Functionally the EPC is equivalent to the packet switched domain of the existing 3GPP networks. • Significant changes in the arrangement of functions and most nodes and the architecture in this part should be considered to be completely new. • SAE GW represents the combination of the two gateways, Serving Gateway (S-GW) and Packet Data Network Gateway (P-GW) defined for the UP handling in EPC. • Implementing them together as the SAE GW represents one possible deployment scenario, but the standards define the interface between them, and all operations have also been specified for when they are separate. • The Basic System Architecture Configuration and its functionality are documented in 3GPP TS 23.401. • We will learn the operation when the S5/S8 One of the big architectural changes in the interface uses the GTP protocol. However, when core network area is that the EPC does the S5/S8 interface uses PMIP, the functionality for not contain a circuit switched domain, and these interfaces is slightly different, and the Gxc no direct connectivity to traditional circuit interface also is needed between the Policy and switched networks such as ISDN or PSTN Charging Resource Function (PCRF) and S-GW. is needed in this layer.
  • 94. E-UTRAN • The development in E-UTRAN is concentrated on one node, the evolved Node B (eNodeB). • All radio functionality is collapsed there, i.e. the eNodeB is the termination point for all radio related protocols. • As a network, E-UTRAN is simply a mesh of eNodeBs connected to neighbouring eNodeBs with the X2 interface.
  • 95. User Equipment • UE is the device that the end user uses for communication. • Typically it is a hand held device such as a smart phone or a data card such as those used currently in 2G and 3G, or it could be embedded, e.g. to a laptop. • UE also contains the Universal Subscriber Identity Module (USIM) that is a separate module from the rest of the UE, which is often called the Terminal Equipment (TE). • USIM is an application placed into a removable smart card called the Universal Integrated Circuit Card (UICC). • USIM is used to identify and authenticate the Functionally the UE is a platform for communication user and to derive security keys for protecting applications, which signal with the network for setting the radio interface transmission. up, maintaining and removing the communication links • Maybe most importantly, the UE provides the the end user needs. This includes mobility management functions such as user interface to the end user so that handovers and reporting the terminals location, and in applications such as a VoIP client can be used to these the UE performs as instructed by the network. set up a voice call.
  • 96. User Equipment Capabilities 1G Analog 2G Digital 3G Packets 4G True Broadband • Support Spectrum flexibility – Flexible bandwidth 1.4 MHz 20 MHz – New and existing bands
  • 97. Downlink physical layer parameter values set by the field UE-Category UE Category Maximum number of Maximum number of Total number of Maximum number of DL-SCH transport block bits of a DL-SCH soft channel bits supported layers for bits received within a transport block spatial multiplexing TTI (Note) received within a TTI in DL Category 1 10296 10296 250368 1 Category 2 51024 51024 1237248 2 Category 3 102048 75376 1237248 2 Category 4 150752 75376 1827072 2 Category 5 299552 149776 3667200 4 Category 6 301504 149776 (4 layers) 3654144 2 or 4 75376 (2 layers) Category 7 301504 149776 (4 layers) 3654144 2 or 4 75376 (2 layers) Category 8 2998560 299856 35982720 8 NOTE: In carrier aggregation operation, the DL-SCH processing capability can be shared by the UE with that of MCH received from a serving cell. If the total eNB scheduling for DL-SCH and an MCH in one serving cell at a given TTI is larger than the defined processing capability, the prioritization between DL-SCH and MCH is left up to UE implementation. TTI = Transmission Time Interval MIMO = Multiple Input Multiple Output 3GPP TS 36.306 V11.1.0 (2012-09) UL-SCH = Uplink Shared Channel 3rd Generation Partnership Project; DL-SCH = Downlink Shared Channel Technical Specification Group Radio Access Network; UE = User Equipment Evolved Universal Terrestrial Radio Access (E-UTRA); TTI = Transmission Time Interval User Equipment (UE) radio access capabilities
  • 98. Transmission Time Interval • Transmission Time Interval: Transmission Time Interval is defined as the inter-arrival time of Transport Block Sets, i.e. the time it shall take to transmit a Transport Block Set. • Transport Block Set: Transport Block Set is defined as a set of Transport Blocks that is exchanged between L1 and MAC at the same time instance using the same transport channel. An equivalent term for Transport Block Set is “MAC PDU Set”. • Transport Block: Transport Block is defined as the basic data unit exchanged between L1 and MAC. An equivalent term for Transport Block is “MAC PDU”. 3GPP TR 21.905 V11.2.0 (2012-09) 3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; Vocabulary for 3GPP Specifications (Release 11)
  • 99. Uplink physical layer parameter values set by the field UE-Category UE Category Maximum number of UL- Maximum number of Support for 64QAM SCH transport block bits bits of an UL-SCH in UL transmitted within a TTI transport block transmitted within a TTI Category 1 5160 5160 No Category 2 25456 25456 No Category 3 51024 51024 No Category 4 51024 51024 No Category 5 75376 75376 Yes Category 6 51024 51024 No Category 7 102048 51024 No Category 8 1497760 149776 Yes 3GPP TS 36.306 V11.1.0 (2012-09) 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities
  • 100. Functional split between E-UTRAN and Evolved Packet Core eNB E-UTRAN aGW eNodeB • Paging origination • All Radio-related issues • LTE_IDLE mode management • Decentralized mobility • Ciphering of the user plane management • Header Compression (ROHC) • MAC and RRM • Simplified RRC S1 aGW Internet The E-UTRAN consists of eNBs, providing: RRM : Radio Resource Management • The E-UTRA U-plane (RLC/MAC/PHY) and RRC: Radio Resource Control • The C-plane (RRC) protocol terminations MAC : Medium Access Control ROHC: RObust Header Compression towards the UE. RLC: Radio Link Control • The eNBs interface to the aGW via the S1 PHY: Physical Layer
  • 101. Protocol eNB E-UTRAN Inter Cell RRM MME RB Cont. NAS Security Connection Mobility Cont. EPC Idle State Mobility Handling Radio Admission Cont. eNB Measurement EPS Bearer Cont. Configuration & Provision Dynamic Resource Allocation (Scheduler) SAE GW RRC S-GW P-GW PDCP UE IP Address Mobile Anchoring RLC Allocation S1 MAC Packet Filtering PHY Internet RRM : Radio Resource Management NAS : Non Access Stratum RB : Radio Bearer EPS : Evolved Packet System RRC: Radio Resource Control UE : User Equipment PDCP : Packet Data Convergence Protocol IP : Internet Protocol RLC : Radio Link Control MAC : Medium Access Control PHY : Physical Layer
  • 102. LTE Control Plane UE eNB aGW Non Access Stratum (NAS) is a NAS NAS functional layer in UMTS protocol stack between Core RRC RRC S1 Network and User Equipment PDCP PDCP (UE). The layer supports signaling and RLC RLC traffic between two elements. MAC MAC PHY PHY LTE User Plane Packet Data Convergence Protocol (PDCP) is a one of the layers of Radio Traffic Stack in UMTS UE eNB aGW and perform as IP header IP IP compression and decompression, transfer of PDCP PDCP S1 user data and maintenance of RLC RLC sequence numbers for Radio Bearers which are configured MAC MAC for lossless Serving Radio PHY PHY Networks Subsystems (SRNS) relocation.
  • 103. LTE Protocol Stacks (UE and eNB) RRC: Radio Resource Control Control-Plane User-Plane PDCP : Packet Data Convergence Protocol RLC : Radio Link Control L3 RRC MAC : Medium Access Control PHY : Physical Layer Radio Bearers PDCP L2 RLC Logical Channels MAC Transport Channels L1 PHY: Physical Channels Physical Signals
  • 104. Control plane protocol stack in EPS The topmost layer in the CP is the Non-Access Stratum (NAS), which consists of two separate protocols that are carried on direct signaling transport between the UE and the MME. The content of the NAS layer protocols is not visible to the eNodeB, and the eNodeB is not involved in these transactions by any other means, besides transporting the messages, and providing some additional transport layer indications along with the messages in some cases.
  • 105. NAS layer protocols The NAS layer protocols are: • EPS Mobility Management (EMM): The EMM protocol is responsible for handling the UE mobility within the system. It includes functions for attaching to and detaching from the network, and performing location updating in between. This is called Tracking Area Updating (TAU), and it happens in idle mode. Note that the handovers in connected mode are handled by the lower layer protocols, but the EMM layer does include functions for re-activating the UE from idle mode. The UE initiated case is called Service Request, while Paging represents the network initiated case. Authentication and protecting the UE identity, i.e. allocating the temporary identity GUTI to the UE are also part of the EMM layer, as well as the control of NAS layer security functions, encryption and integrity protection. • EPS Session Management (ESM): This protocol may be used to handle the bearer management between the UE and MME, and it is used in addition for E-UTRAN bearer management procedures. Note that the intention is not to use the ESM procedures if the bearer contexts are already available in the network and E- UTRAN procedures can be run immediately. This would be the case, for example, when the UE has already signaled with an operator affiliated. Application Function in the network, and the relevant information has been made available through the PCRF.
  • 106. User plane protocol stack in EPS The UP includes the layers below the end user IP, i.e. these protocols form the Layer 2 used for carrying the end user IP packets. The protocol structure is very similar to the CP. This highlights the fact that the whole system is designed for generic packet data transport, and both CP signaling and UP data are ultimately packet data. Only the volumes are different.
  • 107. Summary of interfaces and protocols in Basic System Architecture configuration
  • 109. LTE MAC Layer Functions
  • 111. Downlink layer 2 structure
  • 112. Uplink layer 2 structure
  • 114. LTE Downlink Logical Channels 1
  • 115. LTE Downlink Logical Channels 2
  • 116. LTE Downlink Transport Channels 1
  • 117. LTE Downlink Transport Channels 2
  • 118. LTE Downlink Physical Channels 1
  • 119. LTE Downlink Physical Channels 2
  • 121. LTE Uplink Logical Channels
  • 122. LTE Uplink Transport Channels
  • 123. LTE Uplink Physical Channels
  • 124. End of Thank You See you again at