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Medicare & Medicaid
                     EHR Incentive Programs
                        Robert Tagalicod, Robert Anthony,
                                and Jessica Kahn
                             HIT Policy Committee
                                January 10, 2012



http://www.cms.gov/EHRIncentivePrograms/
Active Registrations –
                                         December 2011
                                                                        December-11                YTD

                                            Eligible Professional              8,996         123,923

                                                          Hospital                  0              168

                                                              Total            8,996         124,089


                                            Eligible Professional              9,614           49,051
                                                          Hospital                  9               75
                                                              Total            8,186           39,503

                                            Hospital (registered for
                                           both Medicare & Medicaid )            200            2,834


                                                                             18,819          176,049
                                                       For final CMS reports, please visit:
                                                       http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp
http://www.cms.gov/EHRIncentivePrograms/
Medicare Incentive Payments –
                                        December 2011
                                     Meaningful Use (MU)

                                                                               YTD
                                           December 2011 December 2011       Providers                  YTD
                                           Providers Paid  Payments            Paid                   Payments


        Eligible Professional                      4,997 $    86,946,000           15,255              $      274,590,000


        Medicare Only Hospital                        4 $      5,600,870                38             $        56,782,557
        Medicare & Medicaid
        Hospital
        (Medicare Payment)                          189 $    369,136,265               566             $    1,052,839,955



        TOTAL                                      5,190 $   464,683,136           15,859              $    1,384,212,512



                                                              For final CMS reports, please visit:
                                                              http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp   3
http://www.cms.gov/EHRIncentivePrograms/
Medicaid Incentive Payments –
                                        December 2011
                                      (Both MU and AIU)


                                                                                 YTD
                                           December 2011 December 2011         Providers                  YTD
                                           Providers Paid  Payments              Paid                   Payments



        Eligible Professional                      2,794   $    58,373,535           11,270      $             295,760,910

        Medicare & Medicaid
        Hospital
        (Medicaid Payment) +
        Medicaid Only Hospital                      230    $   165,141,069            1,016      $             787,466,254



        TOTAL                                      3,024   $ 229,380,747             15,132 $                1,149,476,633

                                                                For final CMS reports, please visit:
                                                                http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp   4
http://www.cms.gov/EHRIncentivePrograms/
EHR Incentive Programs –
                                        December 2011 Totals
      Registrations                                                  December-11                                   YTD
      Medicare EPs                                                            8,996                        123,921
      Medicaid EPs                                                            9,614                         49,051
      Medicaid/Medicare Hospitals                                               200                            2,834
                                                Total                       18,819                         176,049

      Payments                                                       December-11                                   YTD


      Medicare EPs                                                    $95,546,870                    $274,590,000

      Medicaid EPs                                                    $64,239,678                    $362,010,379
      Medicaid/Medicare Hospitals
      (Medicare Payment)                                             $369,136,265                  $1,052,839,955
      Medicaid/Medicare Hospitals
      (Medicaid Payment)                                             $165,141,069                    $787,466,254

                                                Total                $694,063,883                  $2,533,689,145
                                                   For final CMS reports, please visit:                             5
http://www.cms.gov/EHRIncentivePrograms/           http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp
EHR Incentive Programs –
                                            December 2011

                                    Providers Paid by Month
                                                                                        Providers Paid
             9,000
             8,000
             7,000
             6,000
             5,000
             4,000
             3,000
             2,000
             1,000
                   0
                          Jan     Feb      Mar   Apr   May June July   Aug Sept   Oct      Nov           Dec


                                                                                                               6
http://www.cms.gov/EHRIncentivePrograms/
EHR Incentive Programs –
                                           December 2011
                                                 Incentive Payments by Month
          $800,000,000                                                              Incentive Payments

          $700,000,000

          $600,000,000

          $500,000,000

          $400,000,000

          $300,000,000

          $200,000,000

          $100,000,000

                        $0
                                Jan        Feb    Mar   Apr May June July   Aug Sept Oct   Nov   Dec

                                                                                                         7
http://www.cms.gov/EHRIncentivePrograms/
Medicaid                                                                                                             Implementation Report (1/12)
                                                                                                                                           States launched as of January 2012: 42
                      National Status Map                                                                                                  # of States that disbursed incentives: 33

            March 2011

                                                               June 2011                                                    VT   ME
                                    WA
                                                    MT           ND                                                                   NH
                                                                                MN
                                                                                                                                           MA
                                OR                                                                                         NY
                                                                                          WI
                                          ID                     SD                                    MI                             RI
                                                    WY                                                                PA          CT
                                                                                 IA                         OH                    NJ
                                                                     NE
                                                                                            IL        IN                               DE
                                     NV                                                                          WV              MD
                                               UT                                                                      VA
                                                          CO                                               KY
                                                                      KS             MO
                               CA                                                                                                DC
                                                                                                                      NC
                                                                                                       TN


       19 SMHPs approved                  AZ             NM
                                                                           OK         AR

                                                                                               MS
                                                                                                 WA
                                                                                                       AL
                                                                                                                GA
                                                                                                                     SC
                                                                                                                           August 2011                                                         VT     ME

                                                                      TX              LA                              MT              ND                                                                    NH
                                                                                                                                                     MN
                                                                                                                                                                                                             MA
                                                                                               OR                     FL                                                                      NY
                                                                                                                                                               WI
                                                                                                            ID               Territories
                                                                                                                                    SD                                                                      RI
                                                                                                                                                                          MI
                                    AK                                                     Planning                    WY       PR                                                       PA             CT
                                                                                           SMHPs Pending                       USVINE                 IA                       OH                       NJ
                                                                HI                         SMHPs Approved                       GU                              IL       IN                                  DE
                                                                                                 NV                                                                                 WV                 MD
                                                                                           IAPDs Pending UT                    CNMI                                                       VA
                                                                                           IAPDs Approved
                                                                                           CA
                                                                                           Launched
                                                                                                                          CO
                                                                                                                                AS      KS                MO

                                                                                                                                                                          TN
                                                                                                                                                                              KY
                                                                                                                                                                                         NC
                                                                                                                                                                                                      DC                December 2011
                                                                                           Incentives Disbursed
                                                                                                                                                OK                                      SC                                                                                                     ME
                                                                                                                                                           AR                                                                                                                           VT
                                     17 launched, 12 incentives, $121,958,515                               AZ             NM
                                                                                                                                                                    MS    AL
                                                                                                                                                                                   GA          WA
                                                                                                                                                                                                                  MT         ND                                                                      NH
                                                                                                                                           TX              LA                                                                               MN
                                                                                                                                                                                                                                                                                                      MA
                                                                                                                                                                                              OR                                                                                       NY
                                                                                                                                                                                         FL
                                                                                                                                                                                                                                                   WI
                                                                                                                                                                                                          ID
                                                                                                                                                                                                    Territories                  SD                               MI                                RI
                                                                                                 AK                                                             Planning                               AS         WY                                                              PA              CT
                                                                                                                                                                SMHPs Pending                         CNMI                                   IA                         OH                        NJ
                                                                                                                                                                                                                                 NE
                                                                                                                                  HI                            SMHPs Approved                         GU
                                                                                                                                                                                                   NV PR                                               IL     IN                                       DE
                                                                                                                                                                IAPDs Pending                                                                                                WV
                                                                                                                                                                                                             UT                                                                    VA          MD
                                                                                                                                                                IAPDs Approved                        USVI             CO
                                                                                                                                                                                                                                      KS         MO                    KY
                                                                                                                                                                Launched                                                                                                                      DC
                                                                                                                                                                                     CA                                                                                           NC
                                                                                                                                                                Incentives Disbursed
                                                                                                                                                                                                                                                                  TN
                                                                                     23 launched, 16 incentives, $247,000,000                                                                              AZ      NM
                                                                                                                                                                                                                                       OK         AR
                                                                                                                                                                                                                                                                                 SC
                                                                                                                                                                                                                                                                            GA
                                                                                                                                                                                                                                                         MS       AL

                                                                                                                                                                                                                                  TX              LA

                                                                                                                                                                                                                                                                                  FL
                                                                                                                                                                                               AK
                                                                                                                                                                                                                                                       Planning                              Territories
                                                                                                                                                                                                                                                       SMHPs Submitted                          AS
                                                                                                                                                                                                                            HI
                                                                                                                                                                                                                                                       SMHPs Final Approval                    CNMI
                                                                                                                                                                                                                                                       IAPDs Pending                            GU
                                                                                                                                                                                                                                                       IAPDs Approval                           PR
                                                                                                                                                                                                                                                       Launched                                USVI
                                                                                                                                                                                                                                                       Incentives Disbursed


http://www.cms.gov/EHRIncentivePrograms/
                                                                                                                                                                                         43 launched, 33 incentives : $908,955,358 *
                                                                                                                                                                                                                                                                                              8
CMS EHR Incentive Programs
                               Attestation Data




                                                       9
http://www.cms.gov/EHRIncentivePrograms/
Data Caveats
       As of December 2011:
              • Only Medicare EPs are attesting to meaningful use.
              • Medicaid EPs are attesting to AIU
              • Acute care/critical access hospitals could be receiving
                a meaningful use incentive payment from both
                Medicare and Medicaid
              • Medicaid-only hospitals are only attesting to AIU
              • Reports from January onward will include both
                Medicare and Medicaid MU data, as well as Medicaid
                AIU data as available


                                                                                                           10
http://www.cms.gov/EHRIncentivePrograms/   http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp
Highlights
       • MU data is only for Medicare physicians and for acute
         care and critical access hospitals. It is not a
         representative sample of EPs, nor of all eligible
         hospitals.
       • Do we have the n?
       • What we know about early adopters:
              • On average all thresholds were greatly exceeded, but every
                threshold had some providers on the borderline
              • Little difference between EP and hospitals
              • Little difference among specialties in performance, but
                differences in exclusions



                                                                             11
http://www.cms.gov/EHRIncentivePrograms/
Providers Included in MU
                         Analysis
       At the time of the analysis:
              • 33,595 Medicare EPs had attested
                     • 33,240 Successfully
                     • 355 Unsuccessfully (89 previously unsuccessful resubmitted)
              • 842 Acute Care and Critical Access Hospitals had
                attested
                     • All successfully




                                                                                 12
http://www.cms.gov/EHRIncentivePrograms/
EP Quality, Safety, Efficiency, and
                        Reduce Health Disparities
       Objective                              Performance Exclusion Deferral
       Recording objectives*                       90%+           9%*          N/A
       CPOE                                        85%            17%          N/A
       Electronic prescribing                      78%            22%          N/A
       Incorporate lab results                     91%             4%          36%
       Drug-formulary checks                       N/A            14%          17%
       Patient lists                               N/A            N/A          27%
       Send reminders to patients                  61%            0.5%         77%
       *Refers to problem, med, allergy lists, vital signs, demographics and smoking
       status. Exclusion is for vital signs and smoking status.

                                                                                       13
http://www.cms.gov/EHRIncentivePrograms/
EP Engage Patients and Their
                        Families

       Objective                           Performance Exclusion Deferral
       E – Copy of Health Information         96%         75%      N/A
       Office visit summaries                 78%         2%       N/A
       Patient Education Resources            50%         N/A      49%
       Timely electronic access               75%         1%       62%




                                                                         14
http://www.cms.gov/EHRIncentivePrograms/
EP Improve Care Coordination


       Objective                           Performance Exclusion Deferral
       Medication reconciliation              89%         3%       56%
       Summary of care at transitions         88%         3%       85%




                                                                         15
http://www.cms.gov/EHRIncentivePrograms/
EP Improve Population and
                        Public Health

       Objective                           Performance*      Exclusion        Deferral
       Immunizations                           34%             45%             20%
       Syndromic Surveillance                   3%             27%             70%

       *Performance is percentage of attesting providers who conducted test




                                                                                     16
http://www.cms.gov/EHRIncentivePrograms/
EH Quality, Safety, Efficiency,
                        and Reduce Health Disparities
       Objective                              Performance Exclusion Deferral
       Recording objectives*                       +93%           0.5%          0%
       CPOE                                         85%           N/A          N/A
       Advance directives                           95%           0.1%         13%
       Incorporate lab results                     95%             N/A         18%
       Drug-formulary checks                       N/A             N/A         13%
       Patient lists                               N/A             N/A         34%

       *Refers to problem, med, allergy lists, vital signs, demographics and smoking
       status. Exclusion is for vital signs and smoking status.


                                                                                       17
http://www.cms.gov/EHRIncentivePrograms/
EH Engage Patients and Their
                         Families

       Objective                           Performance Exclusion Deferral
       E – copy of health information         96%         68%      N/A
       E – copy of discharge
                                              96%         59%      N/A
       Instructions
       Patient education resources            71%         N/A      62%




                                                                         18
http://www.cms.gov/EHRIncentivePrograms/
EH Improve Care
                         Coordination

       Objective                           Performance   Deferral
       Medication reconciliation              84%         75%
       Summary of care at transitions         81%         93%




                                                                    19
http://www.cms.gov/EHRIncentivePrograms/
EH Improve Population
                         and Public Health

       Objective                           Performance*      Exclusion        Deferral
       Immunizations                           48%             15%             37%
       Reportable Lab Results                  16%             7%              77%
       Syndromic Surveillance                  18%             3%              79%
       *Performance is percentage of attesting providers who conducted test




                                                                                     20
http://www.cms.gov/EHRIncentivePrograms/
Specialty Performance
        •Family practice, internal medicine, and optometry highest
        for CPOE
        •Optometry and podiatry had lowest rates of recording
        vitals
        •Gastroenterology lowest rate for patient electronic access
        by almost 10%
        •For providing patient education resources, optometry was
        nearly 10% higher than others, podiatry was nearly 20%
        lower.
        •All others measures were consistent across specialties.


                                                                  21
http://www.cms.gov/EHRIncentivePrograms/
Concluding Points
       • Preliminary monthly data is provided to the
         HITPC for consideration
       • Official data should be sourced and cited from
         the CMS website, updated monthly
         (http://www.cms.gov/EHRIncentivePrograms/56_
         DataAndReports.asp)
       • Some States began accepting meaningful use
         attestations for Medicaid-only EHs in January
       • Some States will begin accepting meaningful
         use attestations from Medicaid EPs in April
                                           For final CMS reports, please visit:                            22
http://www.cms.gov/EHRIncentivePrograms/   http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp

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EHR Incentive Program Analysis

  • 1. Medicare & Medicaid EHR Incentive Programs Robert Tagalicod, Robert Anthony, and Jessica Kahn HIT Policy Committee January 10, 2012 http://www.cms.gov/EHRIncentivePrograms/
  • 2. Active Registrations – December 2011 December-11 YTD Eligible Professional 8,996 123,923 Hospital 0 168 Total 8,996 124,089 Eligible Professional 9,614 49,051 Hospital 9 75 Total 8,186 39,503 Hospital (registered for both Medicare & Medicaid ) 200 2,834 18,819 176,049 For final CMS reports, please visit: http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp http://www.cms.gov/EHRIncentivePrograms/
  • 3. Medicare Incentive Payments – December 2011 Meaningful Use (MU) YTD December 2011 December 2011 Providers YTD Providers Paid Payments Paid Payments Eligible Professional 4,997 $ 86,946,000 15,255 $ 274,590,000 Medicare Only Hospital 4 $ 5,600,870 38 $ 56,782,557 Medicare & Medicaid Hospital (Medicare Payment) 189 $ 369,136,265 566 $ 1,052,839,955 TOTAL 5,190 $ 464,683,136 15,859 $ 1,384,212,512 For final CMS reports, please visit: http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp 3 http://www.cms.gov/EHRIncentivePrograms/
  • 4. Medicaid Incentive Payments – December 2011 (Both MU and AIU) YTD December 2011 December 2011 Providers YTD Providers Paid Payments Paid Payments Eligible Professional 2,794 $ 58,373,535 11,270 $ 295,760,910 Medicare & Medicaid Hospital (Medicaid Payment) + Medicaid Only Hospital 230 $ 165,141,069 1,016 $ 787,466,254 TOTAL 3,024 $ 229,380,747 15,132 $ 1,149,476,633 For final CMS reports, please visit: http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp 4 http://www.cms.gov/EHRIncentivePrograms/
  • 5. EHR Incentive Programs – December 2011 Totals Registrations December-11 YTD Medicare EPs 8,996 123,921 Medicaid EPs 9,614 49,051 Medicaid/Medicare Hospitals 200 2,834 Total 18,819 176,049 Payments December-11 YTD Medicare EPs $95,546,870 $274,590,000 Medicaid EPs $64,239,678 $362,010,379 Medicaid/Medicare Hospitals (Medicare Payment) $369,136,265 $1,052,839,955 Medicaid/Medicare Hospitals (Medicaid Payment) $165,141,069 $787,466,254 Total $694,063,883 $2,533,689,145 For final CMS reports, please visit: 5 http://www.cms.gov/EHRIncentivePrograms/ http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp
  • 6. EHR Incentive Programs – December 2011 Providers Paid by Month Providers Paid 9,000 8,000 7,000 6,000 5,000 4,000 3,000 2,000 1,000 0 Jan Feb Mar Apr May June July Aug Sept Oct Nov Dec 6 http://www.cms.gov/EHRIncentivePrograms/
  • 7. EHR Incentive Programs – December 2011 Incentive Payments by Month $800,000,000 Incentive Payments $700,000,000 $600,000,000 $500,000,000 $400,000,000 $300,000,000 $200,000,000 $100,000,000 $0 Jan Feb Mar Apr May June July Aug Sept Oct Nov Dec 7 http://www.cms.gov/EHRIncentivePrograms/
  • 8. Medicaid Implementation Report (1/12) States launched as of January 2012: 42 National Status Map # of States that disbursed incentives: 33 March 2011 June 2011 VT ME WA MT ND NH MN MA OR NY WI ID SD MI RI WY PA CT IA OH NJ NE IL IN DE NV WV MD UT VA CO KY KS MO CA DC NC TN 19 SMHPs approved AZ NM OK AR MS WA AL GA SC August 2011 VT ME TX LA MT ND NH MN MA OR FL NY WI ID Territories SD RI MI AK Planning WY PR PA CT SMHPs Pending USVINE IA OH NJ HI SMHPs Approved GU IL IN DE NV WV MD IAPDs Pending UT CNMI VA IAPDs Approved CA Launched CO AS KS MO TN KY NC DC December 2011 Incentives Disbursed OK SC ME AR VT 17 launched, 12 incentives, $121,958,515 AZ NM MS AL GA WA MT ND NH TX LA MN MA OR NY FL WI ID Territories SD MI RI AK Planning AS WY PA CT SMHPs Pending CNMI IA OH NJ NE HI SMHPs Approved GU NV PR IL IN DE IAPDs Pending WV UT VA MD IAPDs Approved USVI CO KS MO KY Launched DC CA NC Incentives Disbursed TN 23 launched, 16 incentives, $247,000,000 AZ NM OK AR SC GA MS AL TX LA FL AK Planning Territories SMHPs Submitted AS HI SMHPs Final Approval CNMI IAPDs Pending GU IAPDs Approval PR Launched USVI Incentives Disbursed http://www.cms.gov/EHRIncentivePrograms/ 43 launched, 33 incentives : $908,955,358 * 8
  • 9. CMS EHR Incentive Programs Attestation Data 9 http://www.cms.gov/EHRIncentivePrograms/
  • 10. Data Caveats As of December 2011: • Only Medicare EPs are attesting to meaningful use. • Medicaid EPs are attesting to AIU • Acute care/critical access hospitals could be receiving a meaningful use incentive payment from both Medicare and Medicaid • Medicaid-only hospitals are only attesting to AIU • Reports from January onward will include both Medicare and Medicaid MU data, as well as Medicaid AIU data as available 10 http://www.cms.gov/EHRIncentivePrograms/ http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp
  • 11. Highlights • MU data is only for Medicare physicians and for acute care and critical access hospitals. It is not a representative sample of EPs, nor of all eligible hospitals. • Do we have the n? • What we know about early adopters: • On average all thresholds were greatly exceeded, but every threshold had some providers on the borderline • Little difference between EP and hospitals • Little difference among specialties in performance, but differences in exclusions 11 http://www.cms.gov/EHRIncentivePrograms/
  • 12. Providers Included in MU Analysis At the time of the analysis: • 33,595 Medicare EPs had attested • 33,240 Successfully • 355 Unsuccessfully (89 previously unsuccessful resubmitted) • 842 Acute Care and Critical Access Hospitals had attested • All successfully 12 http://www.cms.gov/EHRIncentivePrograms/
  • 13. EP Quality, Safety, Efficiency, and Reduce Health Disparities Objective Performance Exclusion Deferral Recording objectives* 90%+ 9%* N/A CPOE 85% 17% N/A Electronic prescribing 78% 22% N/A Incorporate lab results 91% 4% 36% Drug-formulary checks N/A 14% 17% Patient lists N/A N/A 27% Send reminders to patients 61% 0.5% 77% *Refers to problem, med, allergy lists, vital signs, demographics and smoking status. Exclusion is for vital signs and smoking status. 13 http://www.cms.gov/EHRIncentivePrograms/
  • 14. EP Engage Patients and Their Families Objective Performance Exclusion Deferral E – Copy of Health Information 96% 75% N/A Office visit summaries 78% 2% N/A Patient Education Resources 50% N/A 49% Timely electronic access 75% 1% 62% 14 http://www.cms.gov/EHRIncentivePrograms/
  • 15. EP Improve Care Coordination Objective Performance Exclusion Deferral Medication reconciliation 89% 3% 56% Summary of care at transitions 88% 3% 85% 15 http://www.cms.gov/EHRIncentivePrograms/
  • 16. EP Improve Population and Public Health Objective Performance* Exclusion Deferral Immunizations 34% 45% 20% Syndromic Surveillance 3% 27% 70% *Performance is percentage of attesting providers who conducted test 16 http://www.cms.gov/EHRIncentivePrograms/
  • 17. EH Quality, Safety, Efficiency, and Reduce Health Disparities Objective Performance Exclusion Deferral Recording objectives* +93% 0.5% 0% CPOE 85% N/A N/A Advance directives 95% 0.1% 13% Incorporate lab results 95% N/A 18% Drug-formulary checks N/A N/A 13% Patient lists N/A N/A 34% *Refers to problem, med, allergy lists, vital signs, demographics and smoking status. Exclusion is for vital signs and smoking status. 17 http://www.cms.gov/EHRIncentivePrograms/
  • 18. EH Engage Patients and Their Families Objective Performance Exclusion Deferral E – copy of health information 96% 68% N/A E – copy of discharge 96% 59% N/A Instructions Patient education resources 71% N/A 62% 18 http://www.cms.gov/EHRIncentivePrograms/
  • 19. EH Improve Care Coordination Objective Performance Deferral Medication reconciliation 84% 75% Summary of care at transitions 81% 93% 19 http://www.cms.gov/EHRIncentivePrograms/
  • 20. EH Improve Population and Public Health Objective Performance* Exclusion Deferral Immunizations 48% 15% 37% Reportable Lab Results 16% 7% 77% Syndromic Surveillance 18% 3% 79% *Performance is percentage of attesting providers who conducted test 20 http://www.cms.gov/EHRIncentivePrograms/
  • 21. Specialty Performance •Family practice, internal medicine, and optometry highest for CPOE •Optometry and podiatry had lowest rates of recording vitals •Gastroenterology lowest rate for patient electronic access by almost 10% •For providing patient education resources, optometry was nearly 10% higher than others, podiatry was nearly 20% lower. •All others measures were consistent across specialties. 21 http://www.cms.gov/EHRIncentivePrograms/
  • 22. Concluding Points • Preliminary monthly data is provided to the HITPC for consideration • Official data should be sourced and cited from the CMS website, updated monthly (http://www.cms.gov/EHRIncentivePrograms/56_ DataAndReports.asp) • Some States began accepting meaningful use attestations for Medicaid-only EHs in January • Some States will begin accepting meaningful use attestations from Medicaid EPs in April For final CMS reports, please visit: 22 http://www.cms.gov/EHRIncentivePrograms/ http://www.cms.gov/EHRIncentivePrograms/56_DataAndReports.asp

Editor's Notes

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