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How can collective action and customary laws help to manage
 conflicts over natural resource commons in rural communities?
                      Case study of Zambia


             Ajayi OC, Akinnifesi FK, Sileshi G, Ajayi AO, Mng’omba S

                                 Ajayi@gmx.net
                               o.c.ajayi@cgiar.org

                       World Agroforestry Centre (ICRAF)
                   Southern African Regional Program, Lilongwe


                        Presented at the CAPRi Workshop
“Collective Action, Property Rights, and Conflict in Natural Resources Management”
                    28 June - 03 July 2010, Siem Reap, Cambodia
Outline of presentation
• Background

• Objectives

• Processes for the formulation of the bi-laws

• Implementation and effectiveness of bi-laws

• Impacts of the laws

• Lessons and conclusion
Challenges in southern Africa
• Challenges:
  – decreasing per capital food due to low soil fertility
  – conventional land use & soil fertility technologies not
    affordable to smallholder farmers
  – Encroach into marginal lands- agric & charcoal
  – Annual deforestation in Southern Africa is high- 55,000 ha in
    Malawi, 264,000 ha in Zambia (Geist, 1999).
• “Fertilizer tree systems” allow farmers to produce their
  own N nutrients and reduce deforestation
What is known about N-fixing trees

 Technically feasible confirmed by several studies
   Increase crop yield and improves the environment

 but,…
   …property rights, customary practices on bush fires &
    uncontrolled grazing constrain adoption and scaling up

 Non adopters cited:
   grazing problem (43%)
   risk of bush fires (29%)
Sesbania sesban




Normal field              Burnt field
Gliricidia sepium




Normal field                       Burnt field
How were the bi-laws formulated?
• Farmers highlighted the constraints of fire & grazing in the regular
  Consultative Forum on Agroforestry (CFA).

• Special sessions on approaches to involve the local communities

• Consensus: Traditional chiefs as custodian for conflict resolution, much
  respected

• Two key powerful and influencial traditional authorities identified:
   – matrilineal system led by paramount chief of the Chewas in Zambia/Malawi/Mozambique
   – patrilineal system led by the paramount chief of the Angonis ethnic group.

• Promulgation of bi-law on fire and grazing
Farmers' assessment of the effectiveness of bylaws
                                                                  FIRE           Initial period        Post bi-law


                                                70                                             66

                                                60

                                                50
                                                                                                         44
                                                                            42
                                                40




                                    Percent
                                                30
                                                                     21
                                                20
                                                     13      14

                                                10

                                                 0
                                                      Effective       Average                "Not working"
General improvement in
effectiveness of the by-laws
                                                                                      Initial period       Post bi-law
compared to the previous five                   70
                                                                  GRAZING
                                                                                                64

years                                           60

                                                50           46

                                                40
Greater rate of improvement for                                            34
                                      Percent

                                                30

grazing than fire                               20   16
                                                                     20                                   20


                                                10

                                                0
                                                     Effective       Average                 "Not working"
Results
                Farmers' awareness of the existence of the
                                bylaws

                                               57                              Fire
          60
                                         49                                    Grazing
          50
                                                                   37
          40                                                 34
Percent




          30
                    17
          20
          10               6

          0
               Not aware it exists   Aware but doesn’t   Aware it exists and
                     at all             know date            the date
Implementation & effectiveness of bi-laws
 By-laws have succeeded in some (but not all) cases to
  resolve the problems of fire outbreaks & browsing

 Implementation and effectiveness varies depending on:
    specific type of by-law (fire or grazing)
    type of cultural community (better in patrilineal than
     matrilineal)
    level of agro-pastoral farming
Implementation and effectiveness of the laws
• Economic interest and power structure among different
  sections of the community
   Economic interests of the powerful livestock owners and the
    less powerful agroforestry farmers (can even afford
    fertilizer)
   Power base and social status of the two groups

• Enforcement of the by-laws
   Fear to report wealthier livestock farmers to Chief
   … punishment  “taking revenge”  social relationship
   … emphasis on moral persuasion
Implementation and effectiveness of bi-laws (contd)

• Cost of monitoring compliance with the bi-law
   who pays this cost ?
   assigned to “everybody”  nobody
   Resources to back up bi-laws?

• Ambiguous interpretation of the bi-laws
   Extent of compensation for the aggrieved
   Clear compliance procedure
   House of Chiefs within Zambia political structure?
What are the effects of the by-laws on households &
                    communities?
• Identify “winners” and “losers” of enactment of by-
  laws in communities & within households

• Sample of agroforestry and livestock farmers
   195 households in five agricultural districts (103
    Agroforestry and 93 non- agroforestry households)

• Formal surveys
   Perception of the fairness of bi-laws by rural households
   Who is affected by the bi-laws and how?
Table 1: Composition of the households who assessed the impacts of the
                                  by-laws

                                                 Number
  Variable                   Description                        Percentage
                                                 (n=196)
                Tree planting household            103             52
Tree planting
                Non-tree planting household         93             48

                         Total                     196             100
                Female                             107             55
Gender
                Male                                89             45

                         Total                     196             100
                Chewa (Matrilineal)                125             64
Ethnic group Agoni (Patrilineal)                    61             31
                Other ethnic groups                 10              5
                         Total                     196             100
Benefits of the by-laws in communities
• Intended benefits:
   – Risk of fires and grazing now reduced
   – Reduced conflict between agroforestry and livestock farmers
   – Social equity-: pro women & pro poor households

• Unintended benefits
   – Reduced theft of livestock
   – Helped tobacco farmers
      • Grasses readily available for making tobacco barns
      • Prevent burning of tobacco curing sheds
Downsides of the bi-laws
• Bi-law on grazing:
  Increases workload of animal care                    39%
  Economic/livelihood of livestock farmers             20%
  Illiteracy among children                            20%
  Longer distance in search of fodder                  19%

• Bi-law on fire:
  Denial of relish                                     27%
  Children are/feel restricted                         23%
  Parents suffer conflict of their children’s action   11%
  More labour spent clearing land next season          10%
Table 2: Individuals who communities mentioned were mainly
                      affected by the bi-laws

                    Percentage of households who mention that the by-
                         laws negatively affected the individuals
Group of
individuals           Tree planting      Non- tree planting   Overall*
                    households (n=103)   households (n=93)    (n=196)


Men                        19                   16              17
Women                       6                    2               4
Children (boys)            48                   39              43
Mice hunters               25                   26              25
Livestock owners           41                   49              45
Other individuals          31                   30              31
Key messages
• Existing traditional structure & institutions can serve as entry points for
  policy intervention to manage social conflicts over common resources in
  Zambia.

• Assess equity and fairness, but also pay attention to power structure
  existing in the community

• Build consensus among different stakeholders affected by by-laws and
  willingness to review them when & where necessary

• Enacting bi-laws help to reduce social conflict but, need to carefully
  examine the impacts of their implementation:
   – Who is affected, how, extent (quantify), etc?
   – What is the cost, existing structure, ease/challenges of implementation, etc?
Conclusion
Good NRM technology = good adoption at community
level??? Not necessarily so. In addition to improving
technical characteristics of NRM interventions, the
prevailing property rights and nature of power structure are
important for their sustained and widespread up-scaling in
rural communities.

The impacts and distribution of the benefits (or costs)
associated with NRM technologies among different social
groups in rural communities are critical for enhancing (or
inhibiting) the implementation of by-laws to manage social
conflicts over natural resource commons.
ZIKOMO KWAMBILI
 Thank You
      !!!

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How customary laws and collective action help manage conflicts over natural resources

  • 1. How can collective action and customary laws help to manage conflicts over natural resource commons in rural communities? Case study of Zambia Ajayi OC, Akinnifesi FK, Sileshi G, Ajayi AO, Mng’omba S Ajayi@gmx.net o.c.ajayi@cgiar.org World Agroforestry Centre (ICRAF) Southern African Regional Program, Lilongwe Presented at the CAPRi Workshop “Collective Action, Property Rights, and Conflict in Natural Resources Management” 28 June - 03 July 2010, Siem Reap, Cambodia
  • 2. Outline of presentation • Background • Objectives • Processes for the formulation of the bi-laws • Implementation and effectiveness of bi-laws • Impacts of the laws • Lessons and conclusion
  • 3. Challenges in southern Africa • Challenges: – decreasing per capital food due to low soil fertility – conventional land use & soil fertility technologies not affordable to smallholder farmers – Encroach into marginal lands- agric & charcoal – Annual deforestation in Southern Africa is high- 55,000 ha in Malawi, 264,000 ha in Zambia (Geist, 1999). • “Fertilizer tree systems” allow farmers to produce their own N nutrients and reduce deforestation
  • 4. What is known about N-fixing trees  Technically feasible confirmed by several studies  Increase crop yield and improves the environment  but,…  …property rights, customary practices on bush fires & uncontrolled grazing constrain adoption and scaling up  Non adopters cited:  grazing problem (43%)  risk of bush fires (29%)
  • 7. How were the bi-laws formulated? • Farmers highlighted the constraints of fire & grazing in the regular Consultative Forum on Agroforestry (CFA). • Special sessions on approaches to involve the local communities • Consensus: Traditional chiefs as custodian for conflict resolution, much respected • Two key powerful and influencial traditional authorities identified: – matrilineal system led by paramount chief of the Chewas in Zambia/Malawi/Mozambique – patrilineal system led by the paramount chief of the Angonis ethnic group. • Promulgation of bi-law on fire and grazing
  • 8. Farmers' assessment of the effectiveness of bylaws FIRE Initial period Post bi-law 70 66 60 50 44 42 40 Percent 30 21 20 13 14 10 0 Effective Average "Not working" General improvement in effectiveness of the by-laws Initial period Post bi-law compared to the previous five 70 GRAZING 64 years 60 50 46 40 Greater rate of improvement for 34 Percent 30 grazing than fire 20 16 20 20 10 0 Effective Average "Not working"
  • 9. Results Farmers' awareness of the existence of the bylaws 57 Fire 60 49 Grazing 50 37 40 34 Percent 30 17 20 10 6 0 Not aware it exists Aware but doesn’t Aware it exists and at all know date the date
  • 10. Implementation & effectiveness of bi-laws  By-laws have succeeded in some (but not all) cases to resolve the problems of fire outbreaks & browsing  Implementation and effectiveness varies depending on:  specific type of by-law (fire or grazing)  type of cultural community (better in patrilineal than matrilineal)  level of agro-pastoral farming
  • 11. Implementation and effectiveness of the laws • Economic interest and power structure among different sections of the community  Economic interests of the powerful livestock owners and the less powerful agroforestry farmers (can even afford fertilizer)  Power base and social status of the two groups • Enforcement of the by-laws  Fear to report wealthier livestock farmers to Chief  … punishment  “taking revenge”  social relationship  … emphasis on moral persuasion
  • 12. Implementation and effectiveness of bi-laws (contd) • Cost of monitoring compliance with the bi-law  who pays this cost ?  assigned to “everybody”  nobody  Resources to back up bi-laws? • Ambiguous interpretation of the bi-laws  Extent of compensation for the aggrieved  Clear compliance procedure  House of Chiefs within Zambia political structure?
  • 13. What are the effects of the by-laws on households & communities? • Identify “winners” and “losers” of enactment of by- laws in communities & within households • Sample of agroforestry and livestock farmers  195 households in five agricultural districts (103 Agroforestry and 93 non- agroforestry households) • Formal surveys  Perception of the fairness of bi-laws by rural households  Who is affected by the bi-laws and how?
  • 14. Table 1: Composition of the households who assessed the impacts of the by-laws Number Variable Description Percentage (n=196) Tree planting household 103 52 Tree planting Non-tree planting household 93 48 Total 196 100 Female 107 55 Gender Male 89 45 Total 196 100 Chewa (Matrilineal) 125 64 Ethnic group Agoni (Patrilineal) 61 31 Other ethnic groups 10 5 Total 196 100
  • 15. Benefits of the by-laws in communities • Intended benefits: – Risk of fires and grazing now reduced – Reduced conflict between agroforestry and livestock farmers – Social equity-: pro women & pro poor households • Unintended benefits – Reduced theft of livestock – Helped tobacco farmers • Grasses readily available for making tobacco barns • Prevent burning of tobacco curing sheds
  • 16. Downsides of the bi-laws • Bi-law on grazing: Increases workload of animal care 39% Economic/livelihood of livestock farmers 20% Illiteracy among children 20% Longer distance in search of fodder 19% • Bi-law on fire: Denial of relish 27% Children are/feel restricted 23% Parents suffer conflict of their children’s action 11% More labour spent clearing land next season 10%
  • 17. Table 2: Individuals who communities mentioned were mainly affected by the bi-laws Percentage of households who mention that the by- laws negatively affected the individuals Group of individuals Tree planting Non- tree planting Overall* households (n=103) households (n=93) (n=196) Men 19 16 17 Women 6 2 4 Children (boys) 48 39 43 Mice hunters 25 26 25 Livestock owners 41 49 45 Other individuals 31 30 31
  • 18. Key messages • Existing traditional structure & institutions can serve as entry points for policy intervention to manage social conflicts over common resources in Zambia. • Assess equity and fairness, but also pay attention to power structure existing in the community • Build consensus among different stakeholders affected by by-laws and willingness to review them when & where necessary • Enacting bi-laws help to reduce social conflict but, need to carefully examine the impacts of their implementation: – Who is affected, how, extent (quantify), etc? – What is the cost, existing structure, ease/challenges of implementation, etc?
  • 19. Conclusion Good NRM technology = good adoption at community level??? Not necessarily so. In addition to improving technical characteristics of NRM interventions, the prevailing property rights and nature of power structure are important for their sustained and widespread up-scaling in rural communities. The impacts and distribution of the benefits (or costs) associated with NRM technologies among different social groups in rural communities are critical for enhancing (or inhibiting) the implementation of by-laws to manage social conflicts over natural resource commons.