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The licence
              trap
     The need for common terms
      for scientific literature and
               databases

    Chris Rusbridge, University of
               Glasgow
09/25/12                      1
Contents
•   ‘Nightmare’ paper
•   Updating
•   Licence issues
•   Over-riding law?
•   ePrints issues
•   Service issues


09/25/12                2
Scenario (LIP-LINC,
             1996)
   – 20-40 years on?
   – Major shift to electronic publishing
   – Print journals decimated
   – Scholarly self-publishing wide-spread
   – Library is a teaching/learning resource
   – Historians use paper for research




09/25/12                              3
Information objects?
   – Hyper-text consequences
• writing de-linearised
• information in chunks or gobbets
• electronic book not a self-contained
  package
• package boundaries un-clear



09/25/12                         4
Copyright
   – licences required for everything?
   – variety of terms & conditions
   – variety of pricing models
   – impossibility of adherence: millions of
     objects, thousands of licences!




09/25/12                               5
Preservation problems
   – Legal
   – Technical
   – Organisational (who?)
   – Financial
   – How to get a continuous commitment
     measured in hundreds of years?




09/25/12                          6
Updating the scenario
• Hypertext?
   – Formal writing remains linear (mostly)
      • 62 journals with embedded multimedia (McKiernan)
   – Encyclopaedias non-linear but controlled
   – Web resources limited hypertext… but free
      • Eg Perseus
   – Citation linking growing
      •    Hypertext at the article level
      •    Still mostly within single resources
      •    DOI and OpenURL based
      •    Do hit barriers occasionally; mainly no citation link!


09/25/12                                               7
Updating the scenario 2
• Licences not so varied
   – Consortia impact
      • Yale Liblicense site
        (http://www.library.yale.edu/~llicense/index.shtml)
      • ICOLC (http://www.library.yale.edu/consortia/)
      • CHEST, NESLI, PA-JISC Model licence in UK
        (http://www.jisc.ac.uk/pub99/modellic.pdf)
   – Industry consolidation
      • Fewer agreement variations
   – BUT many independent publishers
   – Also many subtle differences

09/25/12                                           8
Updating the scenario 3
• Digital preservation
   – Remote access model
      • So who preserves?
   – Legal deposit of non-print?
      • Or specific preservation agreements needed
   – Preserving meaning




09/25/12                                 9
How big is the
             problem?
• University of Glasgow
   – 4500 e-journals from >1300
     publishers (only 30 publishers
     supply > 10 journals, and around
     1000 supply only 1 journal)
   – 350 datasets
   – 150 e-books(?)
   – Hundreds of licence agreements,
     mostly on paper

09/25/12                       10
Licence issues 1
• Authorised users
   – Staff?
      • Employees
      • Visiting
      • Honorary
   – Students?
      •    All?
      •    Restricted faculty?
      •    Restricted location?
      •    Part time?
      •    Work placements?
      •    Continuing education?


09/25/12                           11
Licence issues 2
• Walk-ins
      •    None?
      •    Occasional
      •    Registered?
      •    All?
      •    All, but require ATHENS authentication? (Not
           available except for staff & students!)




09/25/12                                     12
Licence issues 3
• Locations?
      •    Library?
      •    All or part of (one or more) campuses?
      •    Residence?
      •    Workplace?
      •    Anywhere in the UK?
      •    Anywhere in the world?




09/25/12                                     13
Licence issues 4
• Special conditions (probably
  many more)
   – Ordnance survey complex conditions
   – A major publisher!
       • Permission needed for local storage of any part
         of article
       • ‘Except as above [photocopies, ToCs, lists of
         articles], no part of this publication may be
         reproduced, stored in a computer system or
         transmitted … by any means, electronic … or
         otherwise, without the prior written permission
09/25/12 of the publisher’                      14
Over-riding laws?
• Eg new Export Control Act
   – Controls on the transfer of
     technology by intangible means
   – Related to weapons of mass
     destruction and delivery systems
   – Academic freedom clause…




09/25/12                        15
Technical issues 1
• Technical implementation
   – Lowest common set; often prohibit
     walk-in access even where allowed
• Semantic web and web services?




09/25/12                      16
Technical issues 2
• Digital rights management systems
   – Seem more concerned with tracking
      ownership and splitting payments (eg
      OASIS http://www.oasis-
      open.org/committees/xacml/,
      indecs http://www.indecs.org/)
   – Would need to track user types; interact
      with authentication & authorisation
      systems (eg FDRM
      http://www.dlib.org/dlib/july02/martin/07ma
      rtin.html)
   – Would need to express licence terms (eg
      XrML2 http://www.xrml.org/)
   – Copyright expiry & other fair use17
09/25/12                                issues
ePrints
• Subversive proposal
   – Author self-archiving
• Copyright issues
   – Between author and publisher, not reader
     or library and publisher
   – Pre-prints
      • Prior publication?
   – Post-prints
      • Need rights to mount



09/25/12                           18
Summary
• Licences becoming more uniform
• Technical implementation makes
  more uniform still
• Rich technical environments
  some way off
• We are not getting what we pay
  for!


09/25/12                 19

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The Licence Trap

  • 1. The licence trap The need for common terms for scientific literature and databases Chris Rusbridge, University of Glasgow 09/25/12 1
  • 2. Contents • ‘Nightmare’ paper • Updating • Licence issues • Over-riding law? • ePrints issues • Service issues 09/25/12 2
  • 3. Scenario (LIP-LINC, 1996) – 20-40 years on? – Major shift to electronic publishing – Print journals decimated – Scholarly self-publishing wide-spread – Library is a teaching/learning resource – Historians use paper for research 09/25/12 3
  • 4. Information objects? – Hyper-text consequences • writing de-linearised • information in chunks or gobbets • electronic book not a self-contained package • package boundaries un-clear 09/25/12 4
  • 5. Copyright – licences required for everything? – variety of terms & conditions – variety of pricing models – impossibility of adherence: millions of objects, thousands of licences! 09/25/12 5
  • 6. Preservation problems – Legal – Technical – Organisational (who?) – Financial – How to get a continuous commitment measured in hundreds of years? 09/25/12 6
  • 7. Updating the scenario • Hypertext? – Formal writing remains linear (mostly) • 62 journals with embedded multimedia (McKiernan) – Encyclopaedias non-linear but controlled – Web resources limited hypertext… but free • Eg Perseus – Citation linking growing • Hypertext at the article level • Still mostly within single resources • DOI and OpenURL based • Do hit barriers occasionally; mainly no citation link! 09/25/12 7
  • 8. Updating the scenario 2 • Licences not so varied – Consortia impact • Yale Liblicense site (http://www.library.yale.edu/~llicense/index.shtml) • ICOLC (http://www.library.yale.edu/consortia/) • CHEST, NESLI, PA-JISC Model licence in UK (http://www.jisc.ac.uk/pub99/modellic.pdf) – Industry consolidation • Fewer agreement variations – BUT many independent publishers – Also many subtle differences 09/25/12 8
  • 9. Updating the scenario 3 • Digital preservation – Remote access model • So who preserves? – Legal deposit of non-print? • Or specific preservation agreements needed – Preserving meaning 09/25/12 9
  • 10. How big is the problem? • University of Glasgow – 4500 e-journals from >1300 publishers (only 30 publishers supply > 10 journals, and around 1000 supply only 1 journal) – 350 datasets – 150 e-books(?) – Hundreds of licence agreements, mostly on paper 09/25/12 10
  • 11. Licence issues 1 • Authorised users – Staff? • Employees • Visiting • Honorary – Students? • All? • Restricted faculty? • Restricted location? • Part time? • Work placements? • Continuing education? 09/25/12 11
  • 12. Licence issues 2 • Walk-ins • None? • Occasional • Registered? • All? • All, but require ATHENS authentication? (Not available except for staff & students!) 09/25/12 12
  • 13. Licence issues 3 • Locations? • Library? • All or part of (one or more) campuses? • Residence? • Workplace? • Anywhere in the UK? • Anywhere in the world? 09/25/12 13
  • 14. Licence issues 4 • Special conditions (probably many more) – Ordnance survey complex conditions – A major publisher! • Permission needed for local storage of any part of article • ‘Except as above [photocopies, ToCs, lists of articles], no part of this publication may be reproduced, stored in a computer system or transmitted … by any means, electronic … or otherwise, without the prior written permission 09/25/12 of the publisher’ 14
  • 15. Over-riding laws? • Eg new Export Control Act – Controls on the transfer of technology by intangible means – Related to weapons of mass destruction and delivery systems – Academic freedom clause… 09/25/12 15
  • 16. Technical issues 1 • Technical implementation – Lowest common set; often prohibit walk-in access even where allowed • Semantic web and web services? 09/25/12 16
  • 17. Technical issues 2 • Digital rights management systems – Seem more concerned with tracking ownership and splitting payments (eg OASIS http://www.oasis- open.org/committees/xacml/, indecs http://www.indecs.org/) – Would need to track user types; interact with authentication & authorisation systems (eg FDRM http://www.dlib.org/dlib/july02/martin/07ma rtin.html) – Would need to express licence terms (eg XrML2 http://www.xrml.org/) – Copyright expiry & other fair use17 09/25/12 issues
  • 18. ePrints • Subversive proposal – Author self-archiving • Copyright issues – Between author and publisher, not reader or library and publisher – Pre-prints • Prior publication? – Post-prints • Need rights to mount 09/25/12 18
  • 19. Summary • Licences becoming more uniform • Technical implementation makes more uniform still • Rich technical environments some way off • We are not getting what we pay for! 09/25/12 19