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Obstacles to effective public
      participation in strategic
           environmental
decision-making in the countries of
        the European Union
            Michael Ewing
                Coordinator
          The Environmental Pillar
                  Ireland
The bread has to be good, but the
filling is what makes it a sandwich !




             Michael Ewing, Coordinator of the
                                                 2
                   Environmental Pillar
Menu of Some of the Problems
• International legislation is unclear or inconsistent
• There is no opportunity for PP
• Conflict between participatory and representational
  democracy
• Poor transposition into national law
• Narrow interpretation of law
• Advertising of PP is restricted so that the response is low
• The SEA is a tick-box exercise
• The opportunity for PP is being restricted
• The PP occurs after the main decisions are made
• The PP is window-dressing only
• The PP timescales are too short
• There is no explanation as to what happens to the public’s
  submissions           Michael Ewing, Coordinator of the
                                                                3
                          Environmental Pillar
International Law is unclear or
               inconsistent
The Aarhus Convention Article 7 is particularly
unclear.
  To the extent appropriate, each Party shall
  endeavour to provide opportunities for public
  participation in the preparation of policies relating to
  the environment.
Neither the SEA Protocol nor the SEA Directive is
compliant with the Convention
  – Definition of Public Concerned
  – Access to Justice is absent
                    Michael Ewing, Coordinator of the
                                                         4
                          Environmental Pillar
Legislation is unclear or inconsistent
The SEA Protocol
   – The tests for inclusion of a decision-making process are too
     restrictive
   – Includes environment and health but not sustainability, or
     cumulative effects
   – Provides for the PP process to be publicly available
   – Includes public participation in the screening stages
   – Includes provisions for assessment of policies and
     proposed legislation
   – Provides for the public to be informed of the monitoring
     processes undertaken
   – Only relates to the environmental assessment and not the
     actual plan, programme or policy
                       Michael Ewing, Coordinator of the
                                                                5
                             Environmental Pillar
Legislation is unclear or inconsistent
The SEA Directive 2001/42/EC
  – The tests for inclusion of a decision-making process
    are too restrictive
  – Does not include policies and legislation
  – Does not specifically include health
  – Does not require public participation in the early
    stages (screening or scoping)
  – Excludes financial budgets or programmes
  – Lack of legal remedies where PP is restricted, absent
    or its results not taken into consideration
  – Includes a review of both the draft plan or programme
    and the environmental report
                    Michael Ewing, Coordinator of the
                                                        6
                          Environmental Pillar
A level playing field?
• The EU has ratified both the Aarhus Convention and the
  SEA Protocol
• Aarhus is ratified by all EU Member States
• SEA Directive applies to all EU Member States
• The SEA Protocol has been ratified by the many of the EU
  Member States, but there are a significant number that
  have not
• And yet 11 years on the SEA Directive has still to be
  reframed to reflect the reality of its failure to fully deliver
  either SEA or public participation as required under Aarhus
• Both the Directive and the Protocol are out of line with
  Aarhus

                        Michael Ewing, Coordinator of the
                                                                    7
                              Environmental Pillar
Examples of Barriers


The examples that follow are far from
unique, but are intended to illustrate
issues that are common across the EU
region. The examples are from Ireland
Poland and the Czech Republic.

              Michael Ewing, Coordinator of the
                                                  8
                    Environmental Pillar
The Consequences




    Michael Ewing, Coordinator of the
                                        9
          Environmental Pillar
The Consequences
Strategic decisions are being taken with no SEA.
Food Harvest 2020 (Ireland)
   – The dairy output target to see a 50% increase in milk production by
     2020 relative to the average volume of production over the period
     2007-2009.
   – Beef and sheep production - increasing the output value from each of
     these sectors by 20% by 2020 (set relative to the average of the period
     2007-2009).
   – The pig sector the target is to increase output value by 50% by 2020.
The EPA and the Environmental Pillar called for an SEA as this will
impact on at least 7 but the Government were able to hide behind the
SEA Directive
An Environmental Analysis of FH2020 is now being carried out
retrospectively but without the range of an SEA and without the PP
provisions and without legal status
                           Michael Ewing, Coordinator of the
                                                                          10
                                 Environmental Pillar
The Zero Option
The public should have a possibility to provide
input/comments and have due account taken of
them, at an early stage of decision-making when all
options are open, on whether the proposed activity
should go ahead at all (the so-called “zero option”).
This recommendation has special significance if the
proposed activity is a technology not previously
undertaken in the country and which is of high risk
and/or unknown potential environmental impact.
Para 13. Draft Recommendations on Public Participation in Decision-
making in Environmental Matters 21/10/2012


                         Michael Ewing, Coordinator of the
                                                                      11
                               Environmental Pillar
The Reality
The Irish Government is to commission a major
independent academic research on the likely
impacts of Fracking. The research is to be
coordinated by the Irish EPA.




                 Michael Ewing, Coordinator of the
                                                     12
                       Environmental Pillar
The Consequences
There is no public participation on the terms of
reference for this, even though its
recommendations will form the basis for
Government policy on the use of this
technology, which is likely to be proposed in
about 10 of the 26 counties of Ireland as well as
having transboundary impacts in Northern
Ireland.

                  Michael Ewing, Coordinator of the
                                                      13
                        Environmental Pillar
Michael Ewing, Coordinator of the
                                    14
      Environmental Pillar
Michael Ewing, Coordinator of the
                                    15
      Environmental Pillar
The public authority lacks the will, the
 skills and/or capacity to provide PP
Road, forestry and regional planners’ work for biodiversity
conservation and public participation: a case study in Poland’s
hotspot regions. Malgorzata Blicharska, Per Angelstam, Hans Antonson,
Marine Elbakidze & Robert Axelsson (2011): Road, forestry and regional
planners' work for biodiversity conservation and public participation: a case
study in Poland's hotspot regions, Journal of Environmental Planningand
Management, 54:10, 1373-1395
This study indicates that planners from the three investigated
sectors did not effectively support the implementation of
existing international policies concerning biodiversity and PP.
Creating new national policies will probably not change the
situation. What is needed across the EU is support and
education for public officials, as well as the public to enable
informed transparent and well designed PP to take place.
                            Michael Ewing, Coordinator of the
                                                                                16
                                  Environmental Pillar
Michael Ewing, Coordinator of the
                                    17
      Environmental Pillar
Lack of transparency and of
consideration of public submissions in
         the Czech Republic
 • The public and the public concerned are not defined in the legislation
 • Early participation is allowed, but submissions are often rejected without
    proper explanation
 • The affirmative SEA opinion on the Operational Plan for Transport was
    issued three days after the close of the PP process!!
 • In SEA for land use planning, the public can only contribute their opinions
    when the SEA is already completed.
 • In the report of the City of Brno land use plan only one paragraph was
    used to describe the PP process, with no explanation of how the
    submissions were assessed and included or not in the agreed plan.
 http://justiceandenvironment.org/_files/file/SEA%20WP07%20Czech%20Cas
 e%20Study.pdf
                             Michael Ewing, Coordinator of the
                                                                             18
                                   Environmental Pillar
Michael Ewing, Coordinator of the
                                    19
      Environmental Pillar
The PP timescales are too short
Timescales are often too short as a result of bad public
administration. Last minute consultations
Time-lines often do not allow for the access to
information time scales
  Timelines in the UK. The key change is that whereas the
  previous Code contained clear guidance that consultations
  should normally last for at least 12 weeks (with consideration
  given to longer timescales where appropriate for example
  during the summer and Christmas holidays), the new
  principles state that “The amount of time required…might
  typically vary between two and twelve weeks” and that “In
  some cases there will be no requirement for consultation at
  all.” The new guidance will take effect in early autumn 2012.
  http://www.cabinetoffice.gov.uk/resource-
  library/consultation-principles-guidance
                      Michael Ewing, Coordinator of the
                                                               20
                            Environmental Pillar
Thank you
Go Raibh Maith Agaibh




      Michael Ewing, Coordinator of the
                                          21
            Environmental Pillar

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Obstacles to effective public participation in strategic environmental decision making

  • 1. Obstacles to effective public participation in strategic environmental decision-making in the countries of the European Union Michael Ewing Coordinator The Environmental Pillar Ireland
  • 2. The bread has to be good, but the filling is what makes it a sandwich ! Michael Ewing, Coordinator of the 2 Environmental Pillar
  • 3. Menu of Some of the Problems • International legislation is unclear or inconsistent • There is no opportunity for PP • Conflict between participatory and representational democracy • Poor transposition into national law • Narrow interpretation of law • Advertising of PP is restricted so that the response is low • The SEA is a tick-box exercise • The opportunity for PP is being restricted • The PP occurs after the main decisions are made • The PP is window-dressing only • The PP timescales are too short • There is no explanation as to what happens to the public’s submissions Michael Ewing, Coordinator of the 3 Environmental Pillar
  • 4. International Law is unclear or inconsistent The Aarhus Convention Article 7 is particularly unclear. To the extent appropriate, each Party shall endeavour to provide opportunities for public participation in the preparation of policies relating to the environment. Neither the SEA Protocol nor the SEA Directive is compliant with the Convention – Definition of Public Concerned – Access to Justice is absent Michael Ewing, Coordinator of the 4 Environmental Pillar
  • 5. Legislation is unclear or inconsistent The SEA Protocol – The tests for inclusion of a decision-making process are too restrictive – Includes environment and health but not sustainability, or cumulative effects – Provides for the PP process to be publicly available – Includes public participation in the screening stages – Includes provisions for assessment of policies and proposed legislation – Provides for the public to be informed of the monitoring processes undertaken – Only relates to the environmental assessment and not the actual plan, programme or policy Michael Ewing, Coordinator of the 5 Environmental Pillar
  • 6. Legislation is unclear or inconsistent The SEA Directive 2001/42/EC – The tests for inclusion of a decision-making process are too restrictive – Does not include policies and legislation – Does not specifically include health – Does not require public participation in the early stages (screening or scoping) – Excludes financial budgets or programmes – Lack of legal remedies where PP is restricted, absent or its results not taken into consideration – Includes a review of both the draft plan or programme and the environmental report Michael Ewing, Coordinator of the 6 Environmental Pillar
  • 7. A level playing field? • The EU has ratified both the Aarhus Convention and the SEA Protocol • Aarhus is ratified by all EU Member States • SEA Directive applies to all EU Member States • The SEA Protocol has been ratified by the many of the EU Member States, but there are a significant number that have not • And yet 11 years on the SEA Directive has still to be reframed to reflect the reality of its failure to fully deliver either SEA or public participation as required under Aarhus • Both the Directive and the Protocol are out of line with Aarhus Michael Ewing, Coordinator of the 7 Environmental Pillar
  • 8. Examples of Barriers The examples that follow are far from unique, but are intended to illustrate issues that are common across the EU region. The examples are from Ireland Poland and the Czech Republic. Michael Ewing, Coordinator of the 8 Environmental Pillar
  • 9. The Consequences Michael Ewing, Coordinator of the 9 Environmental Pillar
  • 10. The Consequences Strategic decisions are being taken with no SEA. Food Harvest 2020 (Ireland) – The dairy output target to see a 50% increase in milk production by 2020 relative to the average volume of production over the period 2007-2009. – Beef and sheep production - increasing the output value from each of these sectors by 20% by 2020 (set relative to the average of the period 2007-2009). – The pig sector the target is to increase output value by 50% by 2020. The EPA and the Environmental Pillar called for an SEA as this will impact on at least 7 but the Government were able to hide behind the SEA Directive An Environmental Analysis of FH2020 is now being carried out retrospectively but without the range of an SEA and without the PP provisions and without legal status Michael Ewing, Coordinator of the 10 Environmental Pillar
  • 11. The Zero Option The public should have a possibility to provide input/comments and have due account taken of them, at an early stage of decision-making when all options are open, on whether the proposed activity should go ahead at all (the so-called “zero option”). This recommendation has special significance if the proposed activity is a technology not previously undertaken in the country and which is of high risk and/or unknown potential environmental impact. Para 13. Draft Recommendations on Public Participation in Decision- making in Environmental Matters 21/10/2012 Michael Ewing, Coordinator of the 11 Environmental Pillar
  • 12. The Reality The Irish Government is to commission a major independent academic research on the likely impacts of Fracking. The research is to be coordinated by the Irish EPA. Michael Ewing, Coordinator of the 12 Environmental Pillar
  • 13. The Consequences There is no public participation on the terms of reference for this, even though its recommendations will form the basis for Government policy on the use of this technology, which is likely to be proposed in about 10 of the 26 counties of Ireland as well as having transboundary impacts in Northern Ireland. Michael Ewing, Coordinator of the 13 Environmental Pillar
  • 14. Michael Ewing, Coordinator of the 14 Environmental Pillar
  • 15. Michael Ewing, Coordinator of the 15 Environmental Pillar
  • 16. The public authority lacks the will, the skills and/or capacity to provide PP Road, forestry and regional planners’ work for biodiversity conservation and public participation: a case study in Poland’s hotspot regions. Malgorzata Blicharska, Per Angelstam, Hans Antonson, Marine Elbakidze & Robert Axelsson (2011): Road, forestry and regional planners' work for biodiversity conservation and public participation: a case study in Poland's hotspot regions, Journal of Environmental Planningand Management, 54:10, 1373-1395 This study indicates that planners from the three investigated sectors did not effectively support the implementation of existing international policies concerning biodiversity and PP. Creating new national policies will probably not change the situation. What is needed across the EU is support and education for public officials, as well as the public to enable informed transparent and well designed PP to take place. Michael Ewing, Coordinator of the 16 Environmental Pillar
  • 17. Michael Ewing, Coordinator of the 17 Environmental Pillar
  • 18. Lack of transparency and of consideration of public submissions in the Czech Republic • The public and the public concerned are not defined in the legislation • Early participation is allowed, but submissions are often rejected without proper explanation • The affirmative SEA opinion on the Operational Plan for Transport was issued three days after the close of the PP process!! • In SEA for land use planning, the public can only contribute their opinions when the SEA is already completed. • In the report of the City of Brno land use plan only one paragraph was used to describe the PP process, with no explanation of how the submissions were assessed and included or not in the agreed plan. http://justiceandenvironment.org/_files/file/SEA%20WP07%20Czech%20Cas e%20Study.pdf Michael Ewing, Coordinator of the 18 Environmental Pillar
  • 19. Michael Ewing, Coordinator of the 19 Environmental Pillar
  • 20. The PP timescales are too short Timescales are often too short as a result of bad public administration. Last minute consultations Time-lines often do not allow for the access to information time scales Timelines in the UK. The key change is that whereas the previous Code contained clear guidance that consultations should normally last for at least 12 weeks (with consideration given to longer timescales where appropriate for example during the summer and Christmas holidays), the new principles state that “The amount of time required…might typically vary between two and twelve weeks” and that “In some cases there will be no requirement for consultation at all.” The new guidance will take effect in early autumn 2012. http://www.cabinetoffice.gov.uk/resource- library/consultation-principles-guidance Michael Ewing, Coordinator of the 20 Environmental Pillar
  • 21. Thank you Go Raibh Maith Agaibh Michael Ewing, Coordinator of the 21 Environmental Pillar