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Research Alternatives for Clinical
                Practice


                     Mary P. Watkins, DPT, MS
                     Faculty Emerita
                     MGH Institute of Health Professions
                     Boston, Massachusetts




1                                       MP Watkins, 2008
Course Objective And Goals

       To define and explore methods for integrating
        research activities and clinical practice for the purpose
        of achieving effective, timely patient or client care.
       To assure that our clinical intervention strategies
         – Are based on the best available research- based
           evidence
                                   0R
         – Are lacking in that evidence therefore requiring
           studies to determine effectiveness – the beginnings
           of establishing sound evidence
2                          MP Watkins, 2008
Identify The Question


   Define the problem
   Identify the variables            ?
    Characteristics that can be
       manipulated (intervention)or
       observed (measurement of outcome)


                   MP Watkins,2008
What about all that information
    that already exists?

    How can we access it?

    What can we learn from it?


4              MP Watkins, 2008
Evidence Based Practice


               The PICO Model
               The Search for
               Evidence




5                         MP Watkins, 2008
Introduction :


           Definition of the PICO Model
           A case example
           Asking the question
           Planning the Search




6                   MP Watkins, 2008
What does PICO represent:

       P – The patient or the disease process
       I – The intervention
        –   Diagnostic test
        –   Intervention
       C – A comparison of interventions
       O – The outcome


7                       MP Watkins, 2008
An example: Read this carefully:

      Mrs. C.T. aged 45 years old administrative
      assistant who complains of pain and tingling in her
      right hand, often waking her up during the night.
      The pain bothers her if she works at the computer
      for more than 20 minutes without a break. Her
      husband is unemployed at this time. She has
      accumulated two weeks of sick time. She has had
      the appropriate diagnostic tests revealing that she
      has carpal tunnel syndrome. Given her present
      symptoms, her need to work and the sick time
      limit that she has, we need to consider the
      treatment approach.
8                     MP Watkins, 2008
The Patient

       45 years old
       Employed and needs to be
       Symptoms bother her at night and on the job
       She has 2 weeks of sick time
       On questioning, her goal is to be able to work
        without pain and tingling



9                     MP Watkins, 2008
Intervention


         Work station evaluation and adaptation
         Splinting
         Work rest periods with exercise
         Surgery




10                    MP Watkins, 2008
Comparison

        Conservative program: splinting, rest periods,
         work station adaptation, exercise (alone or in
         combination)
                         OR
        Surgical intervention: arthroscopy or open
         approach



11                     MP Watkins, 2008
Outcome: ????

        Conservative intervention
         –   Effective to achieve the goal
         –   Risk: eventual surgery


        Surgical intervention
         –   Effective to achieve the goal
         –   Risk: Surgical failure; time lost from work


12                         MP Watkins, 2008
What is our specific question?
     For patients who have a confirmed diagnosis of Carpal Tunnel
     Syndrome and whose symptoms at this time limited to pain and
     tingling, is conservative management effective in reducing pain
     and increasing function?
            Is it complete?
            •The patient and the condition
            •The intervention
            •The comparison        (may or may not include in our search)

            •The outcome
13                           MP Watkins, 2008
Identify The Question

   Define the problem
   Identify the variables            ?
    Characteristics that can be
       manipulated (intervention)or
       observed (measurement of outcome)


                   MP Watkins,2008
How will you pursue the answer to
     your clinical question? Is your
     question complete enough to pursue?


     YES? Let’s see what our choices are:



15              MP Watkins, 2008
Existing Information




        http://servers.medlib.hscbklyn.edu/ebm/2100.htm
16                          MP Watkins, 2008
Systematic Review


     Definition: a process of summarizing research
     evidence in an organized, rigorous way to
     answer a clinical question.




17                   MP Watkins, 2008
The process of Systematic Review

     1. Refine a specific clinical question
     2. Identify and obtain all relevant studies
     3. Establish inclusion criteria
     4. Systematically select studies that meet the criteria
     5. Appraise the methodological quality of selected studies
     6. Synthesize the data to answer the question


18                        MP Watkins, 2008
The Systematic Review Process

                                         Develop the                           Conduct a database         Retrieve relevant
     Clarify the need: Write             protocol: identify                    search and review          papers (4.0)
     out a question that                 variables,                            other relevant
     defines the information             inclusion/exclusion                   sources (3.0)
     needed to arrive at an              criteria and
     answer (1.0)                        evaluation method
                                         (2.0)                               Develop a search
                                                                             strategy (3.4)


                                                                Identify the first
                                Identify
                                                                choice site              Select and
                                resources that
                                                                (Repeat until all        organize key
                                include relevant
                                                                resources have           words
                                information (3.1)
                                                                been                         (3.3)
                                                                included)(3.2)




                                                                                                        Sort and select
        Incorporate Information into a                         Evaluate the quality                     papers that meet
        synthesis of the systematic                            of the studies (6.0)                     established criteria.
        review (7.0)                                                                                    (5.0)




19                                                             MP Watkins, 2008
Potential Problems

          1. Selection bias
          2. Selection of
               inclusion criteria
               subjects
               method
               operational definitions
20                MP Watkins, 2008
Meta-analysis

     Definition: statistical analysis of
             information from a series of
             similar studies
     Purpose: to synthesize and integrate
           findings into an overall
           interpretation of results
     Benefit: effectively increases sample
            size = increases power and
            generalizability

21                 MP Watkins, 2008
1. What if the supporting evidence is not
        sufficient or does not exist at all??
     2. What if in our clinic there are several patients
        with a similar condition?
     3. Time to consider conducting clinically-based
        studies…What are our reasonable choices??


22                    MP Watkins, 2008
What about
                                                       one of these
                                                       categories?




     http://servers.medlib.hscbklyn.edu/ebm/2100.htm
23                    MP Watkins, 2008
Case Report

        Purpose:
     • to describe something new or unique
     • to present usually ONE instance (one
           patient)
     • to perform an intense analysis of one case


24                MP Watkins, 2008
Case Report
        Introduction including background literature to support
         elements of the case and what’s unique about the case
        Patient description: problem, symptoms, prior
         treatment,….
        Methods
          – Treatment plan and procedures (Intervention)
          – Documentation methods (Measurement)
        Discussion with compare/contrast to prior background,
         conclusion including future directions


25                        MP Watkins, 2008
Sequential Clinical Trials


                 Purpose: to compare
                 2 treatments




26                           MP Watkins, 2008
Sequential Clinical Trials

     Advantages:
          1. continuous analysis as data are
                collected
          2. the method is a statistical
                technique




27                   MP Watkins, 2008
Sequential Clinical Trials: Concept
     and Technique


         Alternative treatments administered randomly
          to pairs of subjects - a series of “little
          experiments”

         Success criterion (“preference”) - determined
          apriori


28                     MP Watkins, 2008
Possible Outcomes

     Outcome    Treatment A            Treatment B    Preference


       1        Improvement            Improvement      None


       2       No improvement        No improvement     None


       3        Improvement          No improvement       A


       4       No improvement          Improvement        B




29                      MP Watkins, 2008
Sequential Clinical Trials: Template


Boundary A




                                          Boundary B




30                   MP Watkins, 2008
Sequential Clinical Trials: the “numbers
     problem”

        Minimum # in the example: 8 pairs
         – What about the pairs with no preference?


        Maximum # : 58 pairs to reach either favorable choice

     WHAT TO DO?
       – Record and account for tied pairs
       – Early termination: a clinical decision and a decision
         based on the Research Question!!
31                        MP Watkins, 2008
Sequential Clinical Trials: Example




32              MP Watkins, 2008   © Michlovitz, 1990
Sequential Clinical Trials:
     Advantages

        Data analysis is simple

        The study is terminated as soon as a
         preference is determined

        the impact on clinical decision-making can be
         immediate

33                     MP Watkins, 2008
Single case experimental designs

                    Purpose: to compare
                    2 or more treatments
                    (or treatment-no
                    treatment)




34                              MP Watkins, 2008
Single case designs

        Advantage - study of individuals
         (where individual characteristics may get lost in
         group studies)

        Disadvantage - generalizability, but
         fosters replication



35                      MP Watkins, 2008
Single case experimental designs


     Unique elements:
        Repeated measures of a “target”behavior

        Design phases over time - beginning with
         “baseline”- usually designated by letters, e.g.
         A,B,C…..


36                     MP Watkins, 2008
Baselines….Definition of stability




                                     © P & W Figure 12.2, 2009
37                MP Watkins, 2008
Single case designs: A - B

              A                      B




                                     © P & W Figure 12.1, 2009
38                MP Watkins, 2008
Single case designs: A - B - A


               A                   B     .   .       A
                                       .         .
                                  .                  .
                                .    .
                            .                            .
                                                             .
               .
           .       . . .



39                  MP Watkins, 2008
Multiple single case designs

        alternate treatment: A - B - A - C

        interactive treatment: A - B - BC - A

        multiple baseline across subjects

        staggered baseline

        multiple dependent measures

40                    MP Watkins, 2008
Data Analysis


      Visual analysis: stability and trend


        Split middle technique - celeration lines

     Two    standard deviation band method.



41                    MP Watkins, 2008
20
                                                                                                  18
                                                                                                  16
                                                                                                  14




                                                                                Target Behavior
                                                                            A                     12
                                                                                                  10
                                                                                                  8
                                                                                                  6
                                                                                                  4
                                                                                                  2
                                                                                                  0
                                                                                                       1   3   5   7     9      11      13   15   17   19
                           20
                                                                                                                       Treatment Sessions
                           16
         Target Behavior




                           12

                           8                                                                                                                                 C
     B                     4

                           0
                                1   2   3   4     5   6    7   8   9   10

                                                Sessions



                                                                                                                                                                                            20

                                                                                                                                                                                            16




                                                                                                                                                                          Target Behavior
                                                                                                                                                            Fig. 12.14
                                                                                                                                                            E                               12




     D                                                                                                                                                        E                             8

                                                                                                                                                                                            4

                                                                                                                                                                                            0
                                                                                                                                                                                                 1   2   3   4   5   6   7   8   9   10

                                                                                                                                                                                                             Sessions




                                                                                                                                                                         © Figure 12.12 Portney & Watkins
42                                                                                                     MP Watkins, 2008
43   MP Watkins, 2008
                        © Figure 12.13 Portney & Watkins, 2009
Example


     To compare the effectiveness of two
     taping methods for treatment of
     plantar fasciitis for pain, disability and
     activities of daily life.



44                MP Watkins, 2008
2 standard deviation band analysis

     Mean & standard deviations were calculated for
          each phase
        Lines were drawn 2SD above & below the mean &
         extended into the successive intervention phase
        Where at least two successive data points fell
         outside the 2SD band, changes were considered
         significant



45                    MP Watkins, 2008
46           10.5   A 56.5         B                A     C
                4              1        5       LowDye                  Double X
              70
                0              0        0
              600              0        0
              500              0        0
     Scores




                0              0        0
              40
                4              8       12                                             Pain
              302              0        2
              200              0        0
                0              0        0
              10
               16            48        64
               14
               0             12        26
                    1   2      3   4   5    6     7   8    9   10 11 12 13 14 15 16
                                                      Days


46                                              MP Watkins, 2008
Summary

     To define and explore methods for integrating
       research activities and clinical practice.
       –   We reviewed the principles of evidence based
           practice to use the best available research- based
           data and the approach of systematic review
       –   We considered kinds of studies that are suited to
           clinical practice and that contribute to the process of
           establishing sound evidence of effective, timely
           patient care.

47                         MP Watkins, 2008
Web- based References
        Atkins C, Sampson J. Critical Appraisal Guidelines for Single Case
         Study Research. Available at: <
         http://is2.lse.ac.uk/asp/aspecis/20020011.pdf > Accessed September
         12, 2008.

        Aldridge J. Single Case Research Designs for the Clinician.
         Available at: <
         http://www.musictherapyworld.net/modules/archive/stuff/papers/Sing
         Case.pdf > Accessed September 12, 2008

        Greenhalgh, T. How to read a paper: Papers that summarise other
         papers (systematic reviews and meta-analyses). Available at: <
         http://www.bmj.com/cgi/content/full/315/7109/672 > Accessed
         September 12, 2008
48                           MP Watkins, 2008
Text References

        Law M, MacDermid J. Evidence-Based
         Rehabilitation. Thorofare, NJ: Slack Inc, 2008

        Portney LG, Watkins MP. Foundations of
         Clinical Research. Applications to Practice.
         Upper Saddle River, NJ: Pearson Prentice
         Hall, 2009


49                      MP Watkins, 2008

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Research alternatives oct 22 final

  • 1. Research Alternatives for Clinical Practice Mary P. Watkins, DPT, MS Faculty Emerita MGH Institute of Health Professions Boston, Massachusetts 1 MP Watkins, 2008
  • 2. Course Objective And Goals  To define and explore methods for integrating research activities and clinical practice for the purpose of achieving effective, timely patient or client care.  To assure that our clinical intervention strategies – Are based on the best available research- based evidence 0R – Are lacking in that evidence therefore requiring studies to determine effectiveness – the beginnings of establishing sound evidence 2 MP Watkins, 2008
  • 3. Identify The Question  Define the problem  Identify the variables ? Characteristics that can be manipulated (intervention)or observed (measurement of outcome) MP Watkins,2008
  • 4. What about all that information that already exists? How can we access it? What can we learn from it? 4 MP Watkins, 2008
  • 5. Evidence Based Practice The PICO Model The Search for Evidence 5 MP Watkins, 2008
  • 6. Introduction :  Definition of the PICO Model  A case example  Asking the question  Planning the Search 6 MP Watkins, 2008
  • 7. What does PICO represent:  P – The patient or the disease process  I – The intervention – Diagnostic test – Intervention  C – A comparison of interventions  O – The outcome 7 MP Watkins, 2008
  • 8. An example: Read this carefully: Mrs. C.T. aged 45 years old administrative assistant who complains of pain and tingling in her right hand, often waking her up during the night. The pain bothers her if she works at the computer for more than 20 minutes without a break. Her husband is unemployed at this time. She has accumulated two weeks of sick time. She has had the appropriate diagnostic tests revealing that she has carpal tunnel syndrome. Given her present symptoms, her need to work and the sick time limit that she has, we need to consider the treatment approach. 8 MP Watkins, 2008
  • 9. The Patient  45 years old  Employed and needs to be  Symptoms bother her at night and on the job  She has 2 weeks of sick time  On questioning, her goal is to be able to work without pain and tingling 9 MP Watkins, 2008
  • 10. Intervention  Work station evaluation and adaptation  Splinting  Work rest periods with exercise  Surgery 10 MP Watkins, 2008
  • 11. Comparison  Conservative program: splinting, rest periods, work station adaptation, exercise (alone or in combination) OR  Surgical intervention: arthroscopy or open approach 11 MP Watkins, 2008
  • 12. Outcome: ????  Conservative intervention – Effective to achieve the goal – Risk: eventual surgery  Surgical intervention – Effective to achieve the goal – Risk: Surgical failure; time lost from work 12 MP Watkins, 2008
  • 13. What is our specific question? For patients who have a confirmed diagnosis of Carpal Tunnel Syndrome and whose symptoms at this time limited to pain and tingling, is conservative management effective in reducing pain and increasing function? Is it complete? •The patient and the condition •The intervention •The comparison (may or may not include in our search) •The outcome 13 MP Watkins, 2008
  • 14. Identify The Question  Define the problem  Identify the variables ? Characteristics that can be manipulated (intervention)or observed (measurement of outcome) MP Watkins,2008
  • 15. How will you pursue the answer to your clinical question? Is your question complete enough to pursue? YES? Let’s see what our choices are: 15 MP Watkins, 2008
  • 16. Existing Information http://servers.medlib.hscbklyn.edu/ebm/2100.htm 16 MP Watkins, 2008
  • 17. Systematic Review Definition: a process of summarizing research evidence in an organized, rigorous way to answer a clinical question. 17 MP Watkins, 2008
  • 18. The process of Systematic Review 1. Refine a specific clinical question 2. Identify and obtain all relevant studies 3. Establish inclusion criteria 4. Systematically select studies that meet the criteria 5. Appraise the methodological quality of selected studies 6. Synthesize the data to answer the question 18 MP Watkins, 2008
  • 19. The Systematic Review Process Develop the Conduct a database Retrieve relevant Clarify the need: Write protocol: identify search and review papers (4.0) out a question that variables, other relevant defines the information inclusion/exclusion sources (3.0) needed to arrive at an criteria and answer (1.0) evaluation method (2.0) Develop a search strategy (3.4) Identify the first Identify choice site Select and resources that (Repeat until all organize key include relevant resources have words information (3.1) been (3.3) included)(3.2) Sort and select Incorporate Information into a Evaluate the quality papers that meet synthesis of the systematic of the studies (6.0) established criteria. review (7.0) (5.0) 19 MP Watkins, 2008
  • 20. Potential Problems 1. Selection bias 2. Selection of inclusion criteria subjects method operational definitions 20 MP Watkins, 2008
  • 21. Meta-analysis Definition: statistical analysis of information from a series of similar studies Purpose: to synthesize and integrate findings into an overall interpretation of results Benefit: effectively increases sample size = increases power and generalizability 21 MP Watkins, 2008
  • 22. 1. What if the supporting evidence is not sufficient or does not exist at all?? 2. What if in our clinic there are several patients with a similar condition? 3. Time to consider conducting clinically-based studies…What are our reasonable choices?? 22 MP Watkins, 2008
  • 23. What about one of these categories? http://servers.medlib.hscbklyn.edu/ebm/2100.htm 23 MP Watkins, 2008
  • 24. Case Report Purpose: • to describe something new or unique • to present usually ONE instance (one patient) • to perform an intense analysis of one case 24 MP Watkins, 2008
  • 25. Case Report  Introduction including background literature to support elements of the case and what’s unique about the case  Patient description: problem, symptoms, prior treatment,….  Methods – Treatment plan and procedures (Intervention) – Documentation methods (Measurement)  Discussion with compare/contrast to prior background, conclusion including future directions 25 MP Watkins, 2008
  • 26. Sequential Clinical Trials Purpose: to compare 2 treatments 26 MP Watkins, 2008
  • 27. Sequential Clinical Trials Advantages: 1. continuous analysis as data are collected 2. the method is a statistical technique 27 MP Watkins, 2008
  • 28. Sequential Clinical Trials: Concept and Technique  Alternative treatments administered randomly to pairs of subjects - a series of “little experiments”  Success criterion (“preference”) - determined apriori 28 MP Watkins, 2008
  • 29. Possible Outcomes Outcome Treatment A Treatment B Preference 1 Improvement Improvement None 2 No improvement No improvement None 3 Improvement No improvement A 4 No improvement Improvement B 29 MP Watkins, 2008
  • 30. Sequential Clinical Trials: Template Boundary A Boundary B 30 MP Watkins, 2008
  • 31. Sequential Clinical Trials: the “numbers problem”  Minimum # in the example: 8 pairs – What about the pairs with no preference?  Maximum # : 58 pairs to reach either favorable choice WHAT TO DO? – Record and account for tied pairs – Early termination: a clinical decision and a decision based on the Research Question!! 31 MP Watkins, 2008
  • 32. Sequential Clinical Trials: Example 32 MP Watkins, 2008 © Michlovitz, 1990
  • 33. Sequential Clinical Trials: Advantages  Data analysis is simple  The study is terminated as soon as a preference is determined  the impact on clinical decision-making can be immediate 33 MP Watkins, 2008
  • 34. Single case experimental designs Purpose: to compare 2 or more treatments (or treatment-no treatment) 34 MP Watkins, 2008
  • 35. Single case designs  Advantage - study of individuals (where individual characteristics may get lost in group studies)  Disadvantage - generalizability, but fosters replication 35 MP Watkins, 2008
  • 36. Single case experimental designs Unique elements:  Repeated measures of a “target”behavior  Design phases over time - beginning with “baseline”- usually designated by letters, e.g. A,B,C….. 36 MP Watkins, 2008
  • 37. Baselines….Definition of stability © P & W Figure 12.2, 2009 37 MP Watkins, 2008
  • 38. Single case designs: A - B A B © P & W Figure 12.1, 2009 38 MP Watkins, 2008
  • 39. Single case designs: A - B - A A B . . A . . . . . . . . . . . . . . 39 MP Watkins, 2008
  • 40. Multiple single case designs  alternate treatment: A - B - A - C  interactive treatment: A - B - BC - A  multiple baseline across subjects  staggered baseline  multiple dependent measures 40 MP Watkins, 2008
  • 41. Data Analysis  Visual analysis: stability and trend  Split middle technique - celeration lines Two standard deviation band method. 41 MP Watkins, 2008
  • 42. 20 18 16 14 Target Behavior A 12 10 8 6 4 2 0 1 3 5 7 9 11 13 15 17 19 20 Treatment Sessions 16 Target Behavior 12 8 C B 4 0 1 2 3 4 5 6 7 8 9 10 Sessions 20 16 Target Behavior Fig. 12.14 E 12 D E 8 4 0 1 2 3 4 5 6 7 8 9 10 Sessions © Figure 12.12 Portney & Watkins 42 MP Watkins, 2008
  • 43. 43 MP Watkins, 2008 © Figure 12.13 Portney & Watkins, 2009
  • 44. Example To compare the effectiveness of two taping methods for treatment of plantar fasciitis for pain, disability and activities of daily life. 44 MP Watkins, 2008
  • 45. 2 standard deviation band analysis Mean & standard deviations were calculated for each phase  Lines were drawn 2SD above & below the mean & extended into the successive intervention phase  Where at least two successive data points fell outside the 2SD band, changes were considered significant 45 MP Watkins, 2008
  • 46. 46 10.5 A 56.5 B A C 4 1 5 LowDye Double X 70 0 0 0 600 0 0 500 0 0 Scores 0 0 0 40 4 8 12 Pain 302 0 2 200 0 0 0 0 0 10 16 48 64 14 0 12 26 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Days 46 MP Watkins, 2008
  • 47. Summary To define and explore methods for integrating research activities and clinical practice. – We reviewed the principles of evidence based practice to use the best available research- based data and the approach of systematic review – We considered kinds of studies that are suited to clinical practice and that contribute to the process of establishing sound evidence of effective, timely patient care. 47 MP Watkins, 2008
  • 48. Web- based References  Atkins C, Sampson J. Critical Appraisal Guidelines for Single Case Study Research. Available at: < http://is2.lse.ac.uk/asp/aspecis/20020011.pdf > Accessed September 12, 2008.  Aldridge J. Single Case Research Designs for the Clinician. Available at: < http://www.musictherapyworld.net/modules/archive/stuff/papers/Sing Case.pdf > Accessed September 12, 2008  Greenhalgh, T. How to read a paper: Papers that summarise other papers (systematic reviews and meta-analyses). Available at: < http://www.bmj.com/cgi/content/full/315/7109/672 > Accessed September 12, 2008 48 MP Watkins, 2008
  • 49. Text References  Law M, MacDermid J. Evidence-Based Rehabilitation. Thorofare, NJ: Slack Inc, 2008  Portney LG, Watkins MP. Foundations of Clinical Research. Applications to Practice. Upper Saddle River, NJ: Pearson Prentice Hall, 2009 49 MP Watkins, 2008