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Test Emergency Plans 
With 
Tabletop Exercises 
Robert Carotenuto, CPP, PCI, PSP 
Douglas Hegley 
Bruce Segler 
September 30, 2014
Robert Carotenuto, CPP, PCI, PSP 
Associate Vice President for Security 
The New York Botanical Garden
Arts & Crafts 
rcarotenuto@nybg.org
Set and forget it! 
rcarotenuto@nybg.org
The Big Question 
rcarotenuto@nybg.org
Metrics 
rcarotenuto@nybg.org
One Step at a Time 
rcarotenuto@nybg.org
See the forest . . . and the trees 
rcarotenuto@nybg.org
Chasing 
Headlines 
rcarotenuto@nybg.org
It’s tough to make predictions, 
especially about the future. 
rcarotenuto@nybg.org
Murphy’s Law 
rcarotenuto@nybg.org
It ain't over 'til it's over! 
rcarotenuto@nybg.org
Scenario 
• Thursday, February 2, 2011 
• You arrive in the morning to find the 
following scenario: 
• An electrical fire has occurred in your 
office area overnight. 
• Sprinklers extinguished the flames, but 
there has been extensive fire, water 
and smoke damage to the entire office 
area. Your computers, paper files, and 
office furniture are a total loss. 
• Museum objects have not been affected; 
this is only a business interruption. 
rcarotenuto@nybg.org
Resources 
rcarotenuto@nybg.org
I’m in control here! 
rcarotenuto@nybg.org
Perfect Practice 
rcarotenuto@nybg.org
… You may not even need a table! 
Douglas Hegley 
Director of Technology 
Minneapolis Institute of Arts 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Psychology? This BCP needs 
some serious 
analysis 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Psychology of Preparing for a Bad Event 
1. Learning and motivation 
a. Intrinsic v. Extrinsic 
b. Memory/Thought Action 
2. Denial 
a. “It won’t happen here” 
3. Resistance 
a. “Not now, I’m too busy” 
b. “This is just too much, 
we can’t possibly learn it all” 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Resistance is … Natural 
Humans *instinctively* respond to any type of stress with 
anxiety and suspicion, leading to resistance 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Overcoming Resistance 
1. Community 
Cohorts 
Partnership 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Overcoming Resistance 
1. Community 
Cohorts 
Partnership 
2. Practice 
Repetition 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Overcoming Resistance 
1. Community 
Cohorts 
Partnership 
2. Practice 
Repetition 
3. Experiential learning 
Less talking, more doing 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Honesty 
+ 
Confidence 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
(The BCP Tabletop Edition) 
Twitter: @dhegley 
http://www.slideshare.net/dhegley 
* 
* Well, maybe not “everything”
Scenario(s) 
Potentially a very deep and complicated rabbit hole 
K.I.S.S! 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Top-level buy-in 
Driven by Executive Leadership 
… and they make great surprise guests! 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Cross-functional team 
Security 
IT 
Exec 
Sponsor And more … 
Core Business 
Unit 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Transparency 
• Clear & frequent communication 
• Demonstrate adaptability 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Conducting a (tabletop) Exercise 
Set aside time and space 
Consider offsite location if feasible 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Conducting a (tabletop) Exercise 
Set aside time and space 
Consider offsite location if feasible 
Documents: 
Checklist/outline of critical processes 
Resources required 
Action Plan – to be completed during the session 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Conducting a (tabletop) Exercise 
Set aside time and space 
Consider offsite location if feasible 
Documents: 
Checklist/outline of critical processes 
Resources required 
Action Plan – complete during the session 
Emphasize RECOVERY 
The emergency is over 
Let’s get back to business, fast 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Who Attends? 
Recommend: 
Small groups (3-5 individuals) 
From 2-4 different departments 
Selected with intention – mix ‘em up 
Decide: Senior and/or Junior staff 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Who Attends? 
Recommend: 
Small groups (3-5 individuals) 
From 2-4 different departments 
Intentional selection – mix ‘em up 
Decide: Senior and/or Junior staff 
WHY? 
Opportunities for: 
Institutional alignment 
Team-building across the enterprise 
Increased capacity 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Practicing 
• Simulation – act it out! 
• Role-playing 
Can be hard to get started 
• Anxiety and laughter (it’s okay to have fun!) 
Emotion + Learning = Higher retention 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
The Power of the Interruption 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Closing Each Session 
Reflect, praise results and effort 
Gather feedback from participants 
Ask: 
Single most-important lesson today? 
Suggestions for improving this process? 
Review the written Action Plans 
Schedule follow-up session 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Don’t Delay, Act Today! 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Learn 
Do 
Adjust 
Do Again 
Repeat 
Improve
Okay team, let’s 
debrief on that 
last BCP tabletop 
They need to 
document their 
procedures 
I’d like to see more 
concentration! 
This new 
iPhone is 
really big! 
The action plan 
was solid 
Including 
junior staff 
was 
helpful
Keep At It! 
Twitter: @dhegley 
http://www.slideshare.net/dhegley
Disaster Tabletops 
Bruce Segler 
Security Operations Manager 
The J. Paul Getty Trust 
September 29, 2014
Ready for…
Earthquake Damage Sustained at Getty 
Research Institute; Santa Monica, 
California 1994
Flood Damage; Getty Research Institute, 
Getty Center 1999
Getty Center 
Grand Theft Auto
The Getty Center 
Bel Air Fire; 
November 5, 1961
Bel Air Fire; 
November 5, 1961
Bel Air Fire; 
November 5, 1961
Sepulveda Canyon Fire; 
Getty Center 2009
Sepulveda Canyon Fire; 
Getty Center 2009
Arts & Crafts
Table Top Exercises in Getty Center E.O.C.
Robust Security Training
SATURDAY 
Hans Hoffman-“A Hare in the 
Forrest” 
N 102
Emergency Site Evacuation Drills
Tram Evacuation Drills
Questions?

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ASIS Conf 2014: Tabletop Exercises for BCP

  • 1. Test Emergency Plans With Tabletop Exercises Robert Carotenuto, CPP, PCI, PSP Douglas Hegley Bruce Segler September 30, 2014
  • 2. Robert Carotenuto, CPP, PCI, PSP Associate Vice President for Security The New York Botanical Garden
  • 3. Arts & Crafts rcarotenuto@nybg.org
  • 4. Set and forget it! rcarotenuto@nybg.org
  • 5. The Big Question rcarotenuto@nybg.org
  • 7. One Step at a Time rcarotenuto@nybg.org
  • 8. See the forest . . . and the trees rcarotenuto@nybg.org
  • 10. It’s tough to make predictions, especially about the future. rcarotenuto@nybg.org
  • 12. It ain't over 'til it's over! rcarotenuto@nybg.org
  • 13. Scenario • Thursday, February 2, 2011 • You arrive in the morning to find the following scenario: • An electrical fire has occurred in your office area overnight. • Sprinklers extinguished the flames, but there has been extensive fire, water and smoke damage to the entire office area. Your computers, paper files, and office furniture are a total loss. • Museum objects have not been affected; this is only a business interruption. rcarotenuto@nybg.org
  • 15. I’m in control here! rcarotenuto@nybg.org
  • 17. … You may not even need a table! Douglas Hegley Director of Technology Minneapolis Institute of Arts Twitter: @dhegley http://www.slideshare.net/dhegley
  • 18. Psychology? This BCP needs some serious analysis Twitter: @dhegley http://www.slideshare.net/dhegley
  • 19. Psychology of Preparing for a Bad Event 1. Learning and motivation a. Intrinsic v. Extrinsic b. Memory/Thought Action 2. Denial a. “It won’t happen here” 3. Resistance a. “Not now, I’m too busy” b. “This is just too much, we can’t possibly learn it all” Twitter: @dhegley http://www.slideshare.net/dhegley
  • 20. Resistance is … Natural Humans *instinctively* respond to any type of stress with anxiety and suspicion, leading to resistance Twitter: @dhegley http://www.slideshare.net/dhegley
  • 21. Overcoming Resistance 1. Community Cohorts Partnership Twitter: @dhegley http://www.slideshare.net/dhegley
  • 22. Overcoming Resistance 1. Community Cohorts Partnership 2. Practice Repetition Twitter: @dhegley http://www.slideshare.net/dhegley
  • 23. Overcoming Resistance 1. Community Cohorts Partnership 2. Practice Repetition 3. Experiential learning Less talking, more doing Twitter: @dhegley http://www.slideshare.net/dhegley
  • 24. Honesty + Confidence Twitter: @dhegley http://www.slideshare.net/dhegley
  • 25. (The BCP Tabletop Edition) Twitter: @dhegley http://www.slideshare.net/dhegley * * Well, maybe not “everything”
  • 26. Scenario(s) Potentially a very deep and complicated rabbit hole K.I.S.S! Twitter: @dhegley http://www.slideshare.net/dhegley
  • 27. Top-level buy-in Driven by Executive Leadership … and they make great surprise guests! Twitter: @dhegley http://www.slideshare.net/dhegley
  • 28. Cross-functional team Security IT Exec Sponsor And more … Core Business Unit Twitter: @dhegley http://www.slideshare.net/dhegley
  • 29. Transparency • Clear & frequent communication • Demonstrate adaptability Twitter: @dhegley http://www.slideshare.net/dhegley
  • 30. Conducting a (tabletop) Exercise Set aside time and space Consider offsite location if feasible Twitter: @dhegley http://www.slideshare.net/dhegley
  • 31. Conducting a (tabletop) Exercise Set aside time and space Consider offsite location if feasible Documents: Checklist/outline of critical processes Resources required Action Plan – to be completed during the session Twitter: @dhegley http://www.slideshare.net/dhegley
  • 32. Conducting a (tabletop) Exercise Set aside time and space Consider offsite location if feasible Documents: Checklist/outline of critical processes Resources required Action Plan – complete during the session Emphasize RECOVERY The emergency is over Let’s get back to business, fast Twitter: @dhegley http://www.slideshare.net/dhegley
  • 33. Who Attends? Recommend: Small groups (3-5 individuals) From 2-4 different departments Selected with intention – mix ‘em up Decide: Senior and/or Junior staff Twitter: @dhegley http://www.slideshare.net/dhegley
  • 34. Who Attends? Recommend: Small groups (3-5 individuals) From 2-4 different departments Intentional selection – mix ‘em up Decide: Senior and/or Junior staff WHY? Opportunities for: Institutional alignment Team-building across the enterprise Increased capacity Twitter: @dhegley http://www.slideshare.net/dhegley
  • 35. Practicing • Simulation – act it out! • Role-playing Can be hard to get started • Anxiety and laughter (it’s okay to have fun!) Emotion + Learning = Higher retention Twitter: @dhegley http://www.slideshare.net/dhegley
  • 36. The Power of the Interruption Twitter: @dhegley http://www.slideshare.net/dhegley
  • 37. Closing Each Session Reflect, praise results and effort Gather feedback from participants Ask: Single most-important lesson today? Suggestions for improving this process? Review the written Action Plans Schedule follow-up session Twitter: @dhegley http://www.slideshare.net/dhegley
  • 38. Don’t Delay, Act Today! Twitter: @dhegley http://www.slideshare.net/dhegley
  • 39. Learn Do Adjust Do Again Repeat Improve
  • 40.
  • 41. Okay team, let’s debrief on that last BCP tabletop They need to document their procedures I’d like to see more concentration! This new iPhone is really big! The action plan was solid Including junior staff was helpful
  • 42. Keep At It! Twitter: @dhegley http://www.slideshare.net/dhegley
  • 43. Disaster Tabletops Bruce Segler Security Operations Manager The J. Paul Getty Trust September 29, 2014
  • 45. Earthquake Damage Sustained at Getty Research Institute; Santa Monica, California 1994
  • 46. Flood Damage; Getty Research Institute, Getty Center 1999
  • 47.
  • 48. Getty Center Grand Theft Auto
  • 49. The Getty Center Bel Air Fire; November 5, 1961
  • 50. Bel Air Fire; November 5, 1961
  • 51. Bel Air Fire; November 5, 1961
  • 52. Sepulveda Canyon Fire; Getty Center 2009
  • 53. Sepulveda Canyon Fire; Getty Center 2009
  • 55. Table Top Exercises in Getty Center E.O.C.
  • 57. SATURDAY Hans Hoffman-“A Hare in the Forrest” N 102