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CASE STUDY


   Community Based Disaster Risk Reduction
   Contribution To Hyogo Framework Of Action




   KAILALI DISASTER RISK REDUCTION INITIATIVES

    February 2009




                                         Nepal Red Cross Society
                                                 Kailali
Community work for river
Authors:
Dhruba Raj Gautam
Independent Researcher and Consultant
Phone: 98510-95808
E-mail: drgautam@wlink.com.np

Sudarshan Khanal
Student at the School of Forestry and Environmental Studies,
Yale University, USA
Email: sudarshan.khanal@yale.edu

Special contributors: Ulla Dons, Chet Bahadur Tamang ,Sagar Pokhrel, Himal Ojha

Photo contributors: PhTs:PhTs:PhTs:PhTs:
Table of Content

Foreword I
Acknowledgements II
Acronyms III
Executive Summary IV

1. The Context 1

2. Methodology 2

3. The Hyogo Framework for Action (2005-2015) 2

4. Project contributions in achieving the priority actions of HFA 3
4.1 Priority action 1 3
4.2 Priority action 2 5
4.3 Priority action 3 8
4.4 Priority action 4 13
4.5. Priority action 5 15

5. Project contribution in achieving the strategic goals of HFA 17
5.1 Strategic goal 1 17
5.2 Strategic goal 2 17
5.3 Strategic goal 3 17

List of tables
Table 1: Number of households and ethnic composition by community and VDC 1
Table 2: Gender and ethnic composition of DPC 3
Table 3: Lead-time of flooding for different locations 6
Table 4: Warnings based on water levels 6
Table 5: Number of participants in various trainings 10
Table 6: Status of mitigation work, community nurseries and plantation 13
Mercy Corps Nepal is pleased to release the enclosed case study: Community Based Disaster
Risk Reduction - Contribution to Hyogo Framework for Action. This case study is the result of
an evaluation of a DG ECHO-supported project implemented by Mercy Corps and the Nepal
Red Cross Society, Kailali District Chapter under the DIPECHO Fourth Action Plan for South Asia,
Kailali Disaster Risk Reduction Initiatives. The case study was conrFU-Asia,EO-iNpeNntult E;BOTf
Acknowledgements

     We would like to acknowledge the support of the European Commission's Hu-
     manitarian Aid department, both in the production of this publication and for its
     funding of the Kailali Disaster Risk Reduction Initiatives Project under the 4th
     DIPECHO Action Plan for South Asia.

     This case study report has been possible because of the support of project com-
     munities of Bisanpur, Jokaiyapur, Mankapur, Lalitpur, Mohanpur and Shivaratanpur
     of Kailali district for their patience and cooperation during this study. Members of
     Disaster Preparedness Committees, community members and stakeholders, teach-
     ers and students, Village Development Committee and district level stakehold-
     ers enthusiastically shared their experience shared their experiences so many
     people personally and professionally. We would like to extend our sincere grati-
     tude to all persons who contributed to this study in many different ways: by
     sharing their experience, during the study, helping the study team to under-
     stand the contribution of the project towards the Hyogo Framework of Action by
     contributing time, advice and hospitality.

     We would also like to acknowledge the Kailali District Chapter of the Nepal Red
     Cross Society, Mercy Coprs partner for activities under the Kailali Disaster Risk
     Reduction Initiatives Project. The importance of their role both in terms of this
     study and in terms of overall project implementation cannot be overstated.

     We are grateful to Ulla Dons and Project Team for their feedback and suggestion
     in the methodology as well as coordination of the whole study. The painstaking
     efforts made by project team during the study were highly appreciable. We
     would like to appreciate Josh DeWald, Country Director and other senior man-
     agement of Mercy Corps Nepal for their valuable comments in the draft report.
     Last but not least, our thanks go to Mercy Corps Nepal who entrusted us with the
     task of conducting this case study.




     Thanks,
     Dhruba Raj Gautam and Sudarshan Khanal




      Case Study
II    February 2009
Acronyms and Abbreviation
BASE    Backward Society Education

CSSD    Conscious Society for Social Development

DDC     District Development Committee

DoHM    Department of Hydrology and Metrology

DP      Disaster Preparedness

DPC     Disaster Preparedness Committee

DRM     Disaster Risk Management

DRR     Disaster Risk reduction

DSCO    District Soil Conservation Office

DTO     District Technical Office

DWIDP   District Water Induced Disaster Prevention

EWS     Early Warning System

FGD     Focus Group Discussion

HFA     Hyogo Framework of Action

JRC     Junior Red Cross Circles

KII     Key Informant Interview

S&R     Search and Rescue

SHP     Sub-health Post

VCA     Vulnerability and Capacity Assessment

VDC     Village Development Committee

VDMC    Village Disaster Management Committee



                                                              Community Based Disaster Risk Reduction
                                                                       Contribution To Hyogo Framework
                                                     Kailali Disaster Risk Reduction Initiatives Of Action
                                                                                                             III
Executive summary
     The context: In cooperation with the Nepal Red Cross       field office, early warning information was made
     Society (NRCS) in Kailali, Mercy Corps is currently        available to communities and community-based early
     implementing the Kailali Disaster Risk Reduction Ini-      warning systems were established. At the commu-
     tiatives project in six communities. The European Com-     nity level, either agharia (a local messenger who
     mission supports this project through its Humanitar-       circulates messages to local people) or other persons
     ian Aid Department (under the DIPECHO 4th Action           assigned by the DPC monitor flood levels. Emergency
     Plan for South Asia). This case study was conducted        and first aid kits were provided to each community.
     to demonstrate whether and how and to what ex-             CDMA phones and hand-operated sirens helped alert
     tent the project contributes toward achieving the goals    people to and save them from flood risks. The dis-
     towards the Hyogo Framework for Action (HFA). Con-         semination of emergency news and weather-related
     sultations with NRCS and Mercy Corps staff, key in-        bulletins by local FM stations was also very effective
     formant interviews, focus group discussions, exit          in providing advance preparation.
     meeting with project staff and analysis and report-
     ing were some of the main approaches used in car-          For the proper use of knowledge, innovation, and
     rying out the study.                                       education to build a culture of safety and resilience
                                                                at all levels (priority action 3), the project published
     Project contributions toward achieving the priority ac-    IEC materials for widespread dissemination, showed
     tions of HFA: The project has made several efforts to      DRR video documentary, organised cross visits and
     ensure that DRR is a national and local priority with      performed street dramas. Early warning system and
     strong institutional basis for implementation (priority    evacuation simulations are beneficial for knowledge
     action 1). In each community, it established disaster      management. So far, more than 1,000 local people,
     preparedness committees (DPCs) and sub-commit-             schoolteachers and students have attended various
     tees with clearly defined roles and responsibilities       capacity-building trainings. Viewing students and
     for reducing flood risks and people’s vulnerability.       teachers as the key agents for change, the project’s
     Financial transparency is maintained through well-         school-level programme focuses on DP and DRR as
     established social auditing. Emergency funds, a com-       well as conservation education.
     munity-managed initiative, have been instrumental
     in initiating the disaster preparedness, response and      The project has contributed to reducing the underly-
     maintenance activities. So far, the six communities        ing risk factors (priority action 4) through introducing
     have saved a total of Rs. 74,300 (EUR 728). By             low-cost, replicable and easily maintained bioengi-
     linking community-level disaster preparedness (DP)         neering mitigation techniques including bamboo work
     plans to village development committee (VDC)-level         and sand-filled cement sacks. To reinforce bioengi-
     DP plans, the villagers have secured the resources         neering efforts and save productive land along
     they need to execute their plans.                          riverbanks, 43,000 plants have been planted over
                                                                an area of 27,300 m2. These initiatives have signifi-
     The project has helped project communities to iden-        cantly reduced riverbank erosion and increased the
     tify risks, assess, monitor and carry out early warn-      local communities’ confidence in the possibility that
     ing initiatives (priority action 2). Physical, attitudi-   agriculture land and communities can be saved. Com-
     nal, and social risks and vulnerability were identified    munity boats have become a means for safe evacu-
     through vulnerability and capacity assessment ex-          ation during flood, and provisions for community shel-
     ercises in each community. In coordination with the        ters have effectively saved lives during periods of
     Department of Hydrology and Meteorology (DoHM)             inundation. The construction of evacuation routes (so



      Case Study
IV    February 2009
far 4.2 km have been completed) has helped people
reach these shelters or other safe places. Raising hand
pumps has ensured a source of safe water and re-
duced the risk of epidemics and the spread of water-
borne diseases during the monsoon season.

The project has positively contributed to increasing
preparedness for effective response and recovery
(priority action 5). By participating in national and
district-level trainings and workshops for sharing and
exchanging information and by sharing resources the
project has helped strengthen policy, technical and
1. The Context
  In cooperation with the Nepal Red Cross Society NRCS
  in ailali istrict, !ercy Corps has been implement-
  ing the ailali isaster Risk Reduction Initiatives in
  six communities of four village development com-
  mittees V Cs since November 2007. The European
  Commission supports this project through its Humani-
  tarian Aid department under the IPECHO 4th Action




  3
      20 katha=1 bigha = 0.67ha, and 1 katha = 0.0335 ha
2. Methodology
  This report is based on field research conducted in six                            through resource sharing. Primary data was collected
  project communities. Before checklists and guide-                                  using participatory tools and techniques such as fo-
  lines for questions to ask in the field were prepared,                             cus group discussions FG s and key informant in-
  project documents and relevant literature were re-                                 terviews IIs. FG s were carried out with disaster
  viewed.                                                                            preparedness committees  PCs and Junior Red Cross
                                                                                     Circles JRCs to provide insight into the project’s key
  A consultation between !ercy Corps and the ailali                                 accomplishments. IIs with bhalmansha4, agharia5,
  Chapter of NRCS was held before the fieldwork be-                                  coordinators of sub-committees6, early warning sys-
  gan in order to identify the key areas of interven-                                tem EWS volunteers, schoolteachers and students
  tions, the emerging issues and the concerns of lo-                                 were conducted to explore their perceptions of the
  cal people with respect to RR and P. A brief                                       project’s contributions toward reducing disaster risks.
  meeting with project field staff in Hasuliya revealed                              Transects walks with PC members and nursery man-
  some key outputs as well as good practices and                                     agement committees helped reveal the extent of miti-
  success stories. A sharing meeting with district-level                             gation work carried out by the communities, the pro-
  stakeholders helped to identify the level of coordi-                               cesses and procedures they followed during that work
  nation and networking which exists for providing                                   and the benefits in RR they acquired from it.
  technical backstopping and synergetic impacts




3. The Hyogo Framework for Action (2005-2015)
  The HFA provides a strong basis for priority actions                               strengthen disaster preparedness for effective re-
  by governments and governmental organisations                                      sponse. The three strategic goals are i integra-
  as well as by local, regional and international non-                               tion of disaster risk reduction into sustainable de-
  governmental organisations. It is designed to build                                velopment policies and planning, ii development
  the resilience of nations and communities to disas-                                and strengthening of institutions, mechanisms and
  ters. The HFA has five priorities for action and three                             capacities to build resilience to hazards, and iii
  strategic goals. The five priorities for action are i                            incorporation of risk reduction approaches into the
  ensure that disaster risk reduction is a national and                              implementation of emergency preparedness, re-
  local priority with strong institutional basis for                                 sponse and recovery programmes.
  implementation, ii identify, assess and monitor
  disaster risks and enhance early warning, iii use                                This report is organised according to the broad cat-
  knowledge, innovation and education to build a                                     egories set out in the HFA’s priorities for action sec-
  culture of safety and resilience at all levels, iv                               tion 4 of this case study and its strategic goals sec-
  reducing the underlying risk factors, and v and                                  tion 5 of this case study.



  4
    A bhalmansha is a traditional Tharu leader or village guardian selected or elected every year during the !aghi festival 15 to run the village systems. It is a
  highly respected position found only in Tharu-dominated villages.
  5
    An agharia is an assistant to a bhalmasha who circulates messages to local people as instructed by a bhalmash
  6
    The five sub-committees are 1 nursery management, 2 early warning and rescue, 3 procurement and accounting, 4 construction and 5 community
  mobilisation.




                                                                                                                  Community Based isaster Risk Reduction
                                                                                                                           Contribution To Hyogo Framework
                                                                                                          ailali isaster Risk Reduction Initiatives Of Action
                                                                                                                                                                      2
The project’s achievements demonstrate that the
project has indeed contributed to bringing about
the priority actions of HFA. These achievements are
discussed briefly in the following sections.

4.1 Priority action 1: Ensure that disaster risk
reduction is a national and local priority with
strong institutional basis for implementation
the community level: all expenditures are discussed
at community gatherings both at the initial and final
stages of project activities. All key decisions and trans-
actions are displayed on community notice boards as
well as on the walls of PC offices. Both the PC and
procurement sub-committee members are involved
in procuring materials from outside, so financial trans-
parency and risk-sharing is high.

d. Translated community-agreed rules and
regulations into action
The PCs have formulated and enforced rules and
V Cs secretaries serve as V C! coordinators and are
    currently overseeing the formulation of V C-level P
    plans which will consolidate community- level plans
    and consider common issues pertinent to RR. This
    step has opened the way to mobilising V C-level re-
    sources in the execution of community-level P plans.
    For instance, Hasuliya V C provided Rs 5,000 to
    Shivaratanpur PC to construct a boat. Inspired by
    Shivaratanpur, other PCs also plan to solicit funds
    from their V Cs. Once community-level P plans are
    linked with V C plans, they will automatically be
    linked to the plans of ailali istrict and RR will be
    mainstreamed in district policies, planning and imple-
    mentation.
                                                                                      VDC level stakeholders meeting
    In short, the establishment of strengthened commu-
    nity-based institutions to carry out P and RR activi-
    ties, the development of knowledge-sharing mecha-                              able to develop risk maps based on the level of risk
    nisms, the maintenance of financial transparency in                            identified. The categorised areas as being at low,
    each project activities, and the drafting of commu-                            medium or high risk. They identified areas at low
    nity- as well as V C-level P plans have ensured that                           risk as those inundated during a general flood. If
    disaster risk reduction is a local priority with strong                        floodwaters enter areas at medium and high risk,
    institutional basis for implementation.                                        preparations for evacuation to save lives and impor-
                                                                                   tant belongings are required. uring the flood of Sep-
    4.2 Priority action 2: Identify, assess and                                    tember 2008, local communities used the skills and
    monitor disaster risks and enhance early                                       knowledge they had acquired with great success to
    warning                                                                        reduce flood risks.

    a. Developed knowledge and skills to identify                                   Box 2     No need to worry about getting resources
    and assess risk                                                                           Since learning that Shivratanpur got resources
    The project introduced vulnerability and capacity as-                                     from Hasuliya VDC to construct a boat, we have
                                                                                              planned to visit our VDC to request some resources
    sessment VCA exercises in each community to iden-                                       to replicate bioengineering work. We now know
    tify physical, attitudinal, and social risks and vulner-                                  that making such a request is our right. I am quite
                                                                                              hopeful that once the VDC-level DP plan is
    abilities. It also facilitated the assessment of natural                                  finalised, incorporating our community-level DP
    and man-made hazards in line with communities’                                            plan, it will be easier to secure resources from
    perceptions of the associated risks. Local people have                                    the VDC to execute the plan’s activities. I don’t
                                                                                              think we need to worry about funds for the VDC
    identified and ranked flooding as the main hazard in                                      either as its plan will automatically be linked with
    their area. The factors that increase their vulnerabil-                                   the DDC plan.
    ity include ignorance, social disunity, the location of                                   -!r Chheduram Chaudhari, PC Coordinator, Jokaiyapur
    settlements on low land near riverbanks and the lack
    of preparedness. These VCA exercises are beneficial                            People are well informed about the time it takes a
    in that they increase awareness and preparedness                               flood to reach their localities from different up-
    and change the attitudes and behaviours of locals                              stream river gauge stations. Through coordination
    with respect to risks and how they cope with them.                             with the epartment of Hydrology and !eteorology
                                                                                    oH!9 field office, early warning information was
    Project communities are well aware of which areas                              made available to downstream communities. In or-
    are vulnerable to flooding and inundation and were                             der to reduce the possibility of errors being made,
    7
      A popular festival among Tharus in which people throw coloured powder and water balloons at each other. It usually falls in !arch.
    8
      A song and dance programme practiced from house to house by hill migrants during Tihar, the Festival of Lights, which falls in October or November.
    9
      A department under the !inistry of Science, Technology and Environment
        Case Study
5       February 2009
flood warning information was circulated to project             the community level, either the agharia or a person
communities one to one-and-a-half hours earlier than            assigned by the PC monitors flood levels. This project
the calculated lead time see Table 3. The commu-              provision built on rather than interfering with tradi-
nities thought that this information was very helpful           tional EWS-based practices. Hazard monitoring prac-
as it enable them to evacuate in time.                          tices vary across the communities. Shivaratanpur, for
                                                                instance, has allocated a team of people to monitor
Table 3 Lead time of flooding for different locations           floods twice a day, at 9 a.m. and 8 p.m., whereas
River           Location          Calculated Suggested          Bisanpur requires that the EWS coordinator monitor
                                    hours       hour
                                                                flood levels three times a day, at 5 a.m., 1 p.m. and
!ohona      !alakheti to Bisanpur      9          8
            !alakheti to Bhansar       3         2.5            9 p.m. eeping safety and security in mind, each
            Bhansar to Bisanpur        6          5             monitor has been provided with an umbrella, rubber
hutiya     hutiya !udi Bhavar       10          9             boots, a torchlight and a raincoat.
            to Bisanpur
Gauri Ganga Highway to Lalitpur        3         2.5
ataini     Highway to !anikapur      4.2        3.5            Community-based local practices are designed to be
Source: Project record, 2008
                                                                accessible to illiterate people. For instance, each com-
                                                                munity has established a wooden post marked with
b. Hazard monitoring                                            yellow and red bands at riverbanks. Such a marker is
The project has introduced both watershed and com-              a very simple method of RR: water reaching the
munity-level approaches to hazard monitoring. In col-
                                                                Box 3   We are proud that no one has died in our communities.
laboration with five upstream rain gauge stations and
                                                                        With the careful use of EWS devices and
six upstream and three downstream water-level                           application of the skills and knowledge we
gauging stations, project communities are able to                       gained through various trainings and exposures,
monitor the extent of flood risks in their localities.                  we made sure that no human casualties were
                                                                        reported in our project communities although
The project has helped train gauge recorders to moni-                   24 people died in adjoining communities. These
tor water levels hourly so that they can disseminate                    figures show that if locals are prepared
                                                                        sufficiently in advance, the extent of flood risks
real-time data to downstream communities. PC and                        can be reduced dramatically.
EWS coordinators are responsible for maintaining com-                   -!r Chhallu Ram Chaudhari, Teacher, Hasulia
munications with upstream stations and for dissemi-
nating information to communities. Cross-visits to four         yellow band is a sign to get prepared; reaching the
rain gauge stations and four water-level gauging sta-           red, a warning to evacuate immediately. In terms of
tions clarified to PC and EWS sub-committee mem-                rainfall-based warnings, an intensity of 110-150 mm
bers how rain and water levels are monitored and                per hour is considered the first warning; 151-200 mm,
how information is communicated. They learned                   the second; and above 200 mm, the third. Warnings
about average and warning levels and how this                   are issued through F! radio stations.
knowledge can be translated into preparedness in
their communities see Table 4.                                c. Early warning dissemination
                                                                The project has coordinated with district-level stake-
The mechanism for disseminating information about               holders, and enhanced the capacity of communities
flood hazards is also well defined and functional. At           through training and equipment and simulation ex-

Table 4     Warnings based on water levels

   River              Location Average flood level      Warning flood level 1st stage        Warning flood level 2nd stage
                                     Ready                          Get set                                  Go
   !ohona       !alakheti            2.0 m                           2.5 m                                  3.4 m
   hutiya      !udi Bhavar          2.1m                            3.6 m                                  4.8 m
   Shiva Ganaga Highway Bridge       1.5 m                           1.8 m                                  2.5 m
   Guruha       Highway Bridge       1.2 m                           1.5 m                                   2m
   ataini      Highway Bridge       1.8 m                           2.2 m                                  2.8 m
Source: Project record, 2008




                                                                                         Community Based isaster Risk Reduction
                                                                                                  Contribution To Hyogo Framework
                                                                                 ailali isaster Risk Reduction Initiatives Of Action
                                                                                                                                        6
bulletins, both of which effectively enabled locals to
                                                               prepare in advance. uring the September 2008
                                                               flood, project communities informed F! stations about
                                                               their situation in order to pressure relevant authori-
                                                               ties into acting immediately to provide support. Work-
                                                               ing with local media is an effective way of fostering
                                                               EWS.



                                                                       We appreciated the project’s support in providing
ercises to develop local knowledge-based early warn-                   emergency kits. Life jackets felt like friends in hard
                                                                       times. During the last monsoon, Aitabari Chaudhari,
ing systems.
                                                                       who lives on the other side of the Mohana, had to
                                                                       return home immediately because his wife Draupadi
To facilitate the dissemination of early warning mes-                  had died unexpectedly. It was night and there was a

sages, the project provided nine C !A phones at the
four downstream and five upstream rainfall and
water-level gauges and a hand-operated siren to
each community. Both were found to be very effec-
tive EWS tools during the September 2008 flood. Com-
munication channels and contact telephone numbers
were disseminated to communities through fliers.
Because of these simple mechanisms, locals were
able to evacuate the elderly, pregnant and lactating           The joint efforts of district-level agencies have helped
mothers, children and livestock before flood levels            establish watershed-level EWS. The !ohana Water-
approached the level of risk. Although their response          shed EWS was designed by a committee under the
and evacuation times differed according to the dis-            chairmanship of the district techncial office  TO with
tance to safe shelter and community size, all six com-         representation from relevant district stakeholders.
munities were able to evacuate all their members               This committee has given time, energy and other
safely.                                                        resources to strengthen watershed-level EWS and to
                                                               link it with downstream communities.
F! radios have been very effective in disseminating
information. The project mobilised local F! stations           The project provided emergency and first aid kits to
to disseminate emergency news and weather-related              all six communities so they could carry out EWS and
                                                               search and rescue work. The emergency supplies in-
Box 4   Small initiatives promote knowledge about EWS
                                                               clude life jackets, safety vests, throw bags,
        Before we took exposure visits to upstream rain
        guage and flood monitoring stations and                carabineers, inner tubes, rope, helmets, hand-oper-
        interacted with technicians at the DoHM field          ated sirens, and stretchers. These materials were
        office, we never understood the weather reports
        broadcast on radio and TV. Those reports were
                                                               put to good use during the last monsoon. The people
        not useful for us because we did not know the          of !ohanpur saved lives using their emergency ma-
        techical terms. We are surprised that with a           terials during the flood of September 2008. In
        mechanism as simple as installing a red-and-
        yellow banded wooden post, so much information         Shivaratnapur, a drowning person was rescued with
        can be collected and used for EWS. The exposure        the help of a life jacket. The first aid kits were widely
        visit helped us understand the meanings of flood
        levels and estimated time for water to reach our
                                                               used during flooding. First aid kits are kept in the
        communities. This information is very useful for       houses of sudeni10 so that services can be instantly
        EWS. I think small initiatives are very important in   provided to locals.
        making local communities aware.

        -!s. Gandhabi evi Chaudhari, EWS Sub-committee
        Coordinator, !anikapur
In short, endeavours in risk identification and assess-
ment were made by increasing knowledge about risks
and about suitable strategies for coping with and mea-
sures for reducing those risks. EWSs were established
by drawing upon the existing knowledge of locals
about specific hazards and risks. Information was
disseminated by those systems in a timely fashion
using simple and understandable language.
boo protection work with assistance from WFP/Back-              drama, thus creating local capacity for this important
    ward Society Education BASE. Emulating Bisanpur,              service. Altogether, more than 16,000 people have
    the Lalitpur community plans to make wooden spurs               observed street dramas staged in schools and in com-
    to protect their bio-engineering work. This same bio-           munities.
    engineering work inspired Phulbari-7, Shivtal, which
    lies outside the project area, to establish 100 metres
    of bio-engineering. Similarly, rishnanagar and
    Bhiteria communities have requested funds from the
      istrict Soil Conservation Office  SCO to implement
    bio-engineering in their communities. Inspired by
    Shivaratanpur’s example, other communities have
    started to raise grains for their emergency funds on
    the basis of landholding one kilogramme per kattha.
    There is a growing tendency to collect cash and grains
    from cultural and religious events like Fagui in !arch
    and eusi and Bailo in October.
                                                                                                     mass observing street drama


    Box 6   Street dramas were helpful to explore local resources
                                                                    d. Video documentaries: learning from others’
            I was impressed by the street drama. Its subject
            touched my heart. My eyes were filled with tears
                                                                    experiences
            when I saw how the irresponsibility of one character    Video documentaries can sometimes galvanise view-
            increased his own vulnerability and that of his         ers into reducing disaster risks. Using their emergency
            family. Most of the audience was sombre, and many
            were teary-eyed. We were inspired to use local          funds, each PC organized to show documentary films
            resources rather than waiting for external              about the various coping mechanisms people in high-
            resources, and now plan to assess local resources
            and start risks reduction initiatives. We have heard
                                                                    risk situations adopt. Like street drama, videos suc-
            that the project will not stay with us for much         cessfully generated awareness among illiterate
            longer.                                                 people. Some of the particular risk reduction activi-
            -!s. Binita Chaudhary, Treasurer/ PC, !ohanpur,
            Hasulia -4                                              ties the videos communicated well and that have
                                                                    been emulated on the ground include the enforce-
    c. Street drama: an effective tool for increasing               ment of rules like zero grazing and the practice of
    awareness                                                       agro forestry-based income-generating activities.
    Street drama is an important way of communicating
    key messages to illiterate communities. Locals said             e. EWS simulations: increasing confidence
    they found street drama effective in communicating              The EWS and evacuation simulation exercises sharp-
    useful information about P and RR initiatives. Since            ened people’s knowledge about and skills in EWS
    dramas were presented in the local language by                  and evacuation but also helped spawn necessary
    trained local people, they were lively and their mes-           amendments to local plans and practices. Each com-
    sages accessible. The street drama team also dis-               munity conducted these exercises in order to dem-
    seminated its messages through the radio station                onstrate the steps of the community evacuation and
      inesh F!. That street dramas are effective in aware-          emergency plan as well as the use of project-pro-
    ness raising can be seen through the example of                 vided equipment and material. The steps demon-
    Jokahiyapur: according to the PC Coordinator, the               strated included the communication of a flood warn-
    community were prepared for the September 2008                  ing message by upstream monitoring stations, basic
    flood and were able to evacuate and rescue com-                 preparation for evacuation, the operation of EWS,
    munity members because of what they had learned                 evacuation, search and rescue, shelter management,
    from street drama events. So far, 24 young people               first aid, and distribution of relief materials for recov-
    have been trained to conceive and perform street                ery and rehabilitation. After the simulation, !ankapur



     Case Study
9    February 2009
and Bisanpur PCs revised their evacuation plans to
make them more realistic. The locals of the Lalitpur
and !ohanpur communities said that the EWS simu-
lation exercises came in handy during rescue opera-
tions in September 2008 and increased everybody’s
confidence.

Increased skills and knowledge through education
and training: The project has targeted community
meion s,d and
od eiinato s8 knowledge boute and
d. Disaster risk management training: Project field
staff organised local-level disaster risk management
 R! trainings after themselves participating in com-
munity-based R! trainings. These trainings were seen
as instrumental in changing beliefs about internal re-
source mobilisation. Locals are now less likely to wait
for external assistance to reduce disaster risk; their knowl-
ipendra Higher Secondary School, Hasulia, started
conducting sanitation campaigns around the school
in order to reduce the risk of snake bites. The trainings
are instrumental in establishing a student-guardian
link to RR and in enabling students to fill in the
knowledge and skills gaps among their fellow stu-
dents and family members, particularly their moth-
In sum, through its provisions for information man-
agement and exchange as well as for increasing skills
and knowledge through education and training, it
was possible for the project to use knowledge, inno-
vation, and education to build a culture of safety
and resilience at all levels.

4.4 Priority action 4: Reducing the
underlying risk factors

a. Small-scS6h,JkitigatiRxm1h,Jtsp:4ru:g.’’]h,TN1J,ThN,,6,T:biRx-engineering: ’ThUFTThxhN,J4ThU:enl.’6J:vpR1lPe.’6J:v:RelT:y
             1                             JT     4 4 DT  97 T                  T 5 1 JT T 837 cT     15          25




eT.N
lpR.
 l-
  b
safely, the boats facilitate safe evacuation during
                                                                  floods. With these boats, children, elderly people,
                                                                  pregnant and lactating mothers and important be-
                                                                  longings were saved. The locals of Shivaratnapur be-
                                                                  lieve that they would have lost 10-12 people of the
                                                                  halla community during the last flood if the project
                                                                  had not provided boats. The locals of Shivaratnapur




             community management bio engineering work
                                                                   community managed boat
After reclaiming land along a riverbank through bio-
engineering work, people often start to farm off-sea-             used to use doond wooden troughs used to feed live-
sonal vegetables, watermelon and nuts, to diversify               stock as boats though the risk of their overturning
local sources of income.                                          was great. The rescuers of Bisanpur rescued some mem-
                                                                  bers of Chotki Palia community after their boat was
Box 9        We are now fully convinced that bamboo works
                                                                  submerged. The community members of Lalitpur and
             We were sceptical about the project’s proposal       Bisanpur even managed to save some police officers.
             to use bamboo spurs for flood mitigation. After
             the project suggested we make them in our
             community, I met project officials to request them   c. Community shelters serve as a refuge
             to focus on gabion boxes instead of bamboo spurs.
                                                                  during flooding
             I remember our community saying, ‘Aandhika
             agadi benako ke kam (What is the use of a fan in     Shelters play an important role in mitigating the fear
             front of a hurricane)?’ to the officials. When we    of floods and inundation. !ohanpur and
             saw what bamboo spurs can do, we were amazed.
             Now we are committed to making more bamboo           Shivaratnapur communities are constructing safe
             spurs upstream from the present bioengineering       buildings linked to safe evacuation routes in order
             site with the support of the DSCO. We are thinking
                                                                  so serve as community shelters. In Bisanpur, people
             about requesting other agencies to support us in
             introducing bio-engineering work because it has      realised the importance of such shelters after 15
             already demonstrated its strength and its            households were displaced for seven days last year.
             functionality during heavy flooding. Gabion work
             is no longer our main demand.
                                                                  d. Construction of evacuation routes
            -!r. !aya Ram Chaudhari, Coordinator, PC, !ohanpur
            Hausulia-4                                            Evacuation routes are needed so that people can reach
                                                                  safe places before major risks arrive. The project has
                                                                  facilitated the effort to construct such routes. So far, a
b. Using community- managed boats                                 total of 4.2 kilometeres 1.7 in Lalitpur and 1.5 in
to reduce risk                                                    Jokahiyapur have been completed with additional
Community-managed boats can effectively save                      support from a “cash for work”14 scheme. The heights
people’s lives and livelihoods during floods. With                of routes are determined by assessing the flood lev-
project resources and community contributions, all six            els of the last 50 years. The evacuation route at
communities run community boat services. Besides                  Shivratanpur is high enough to serve as a dike and
their regular function of helping people cross rivers             prevent water from flowing in from the Indian side.
14
     This initiative was supported by World Food Programme
                                                                                          Community Based isaster Risk Reduction
                                                                                                   Contribution To Hyogo Framework
                                                                                  ailali isaster Risk Reduction Initiatives Of Action
                                                                                                                                         14
people were still able to get safe and clean water




e. Raised hand pumps
Raised hand pumps can provide safe drinking water
and minimise the incidence and spread of water-
borne diseases during floods. With project support,
five communities have constructed hand pumps. Al-
though Lalitpur and !ohanpur communities were com-
pletely inundated during the flood last September,
to the project communities’ efforts, especially those
in bio-engineering, the SCO has sent its training par-
ticipants to visit the six project communities and to
learn from them. The SCO’s interest suggests that
district-level stakeholders view project communities
as learning laboratories.

b. Promote and support dialogue, exchange of
information and coordination
The project has made an effort to promote dialogue
low-income community members for their losses due
to floods.

With its provisions for strengthening policy, technical
and institutional capacities for local disaster manage-
ment; promoting and supporting dialogue, the ex-
change of information and coordination; and endors-
ing regular disaster-preparedness exercises at the local
level, the project has contributed to strengthening
disaster preparedness for effective response.
Observation of IEC posters
IPECHO is the isaster Preparedness Programme of
     the European Commission’s Humanitarian Aid depart-
     ment, the largest single humanitarian donor in the
     world. The IPECHO programme funds pilot projects
                                                                                  Mercy Corps Nepal
     intended to demonstrate that simple, inexpensive pre-
                                                                                       P.O.Box 24374
     paratory measures, particularly those implemented
                                                                       Sanepa Chowk, Lalitpur, Nepal
     by communities themselves, can limit damage and
                                                                        Telephone: +977 1 555 5532
     increase resilience and save lives.
                                                                                Fax: +977 1 555 4370
                                                                      E-mail: info@np.mercycorps.org
     !ercy Corps is an international non-governmental
     humanitarian relief and development organization
                                                              Mercy Corps European Headquarters
     with headquarters in the USA and U that focuses on
                                                                 40 Sciennes, Edinburgh, EH9 1NJ, U
     providing support to countries in transition. !ercy
                                                                    Telephone: +44 0131 662 5160
     Corps exists to alleviate suffering; poverty and op-
                                                                          Fax: +44 0131 662 6648
     pression by helping people build secure, productive
     and just communities. !ercy Corps is primarily focus-
     ing on emergency relief; economic development; and,
     initiatives that strengthen civil society. The goal of
     !ercy Corps Nepal is to alleviate poverty by increas-
     ing resilience to shocks, expanding economic oppor-
     tunity, and fostering social inclusion.



       Case Study
20     February 2009

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Community Work Protects River Banks

  • 1. CASE STUDY Community Based Disaster Risk Reduction Contribution To Hyogo Framework Of Action KAILALI DISASTER RISK REDUCTION INITIATIVES February 2009 Nepal Red Cross Society Kailali
  • 3. Authors: Dhruba Raj Gautam Independent Researcher and Consultant Phone: 98510-95808 E-mail: drgautam@wlink.com.np Sudarshan Khanal Student at the School of Forestry and Environmental Studies, Yale University, USA Email: sudarshan.khanal@yale.edu Special contributors: Ulla Dons, Chet Bahadur Tamang ,Sagar Pokhrel, Himal Ojha Photo contributors: PhTs:PhTs:PhTs:PhTs:
  • 4. Table of Content Foreword I Acknowledgements II Acronyms III Executive Summary IV 1. The Context 1 2. Methodology 2 3. The Hyogo Framework for Action (2005-2015) 2 4. Project contributions in achieving the priority actions of HFA 3 4.1 Priority action 1 3 4.2 Priority action 2 5 4.3 Priority action 3 8 4.4 Priority action 4 13 4.5. Priority action 5 15 5. Project contribution in achieving the strategic goals of HFA 17 5.1 Strategic goal 1 17 5.2 Strategic goal 2 17 5.3 Strategic goal 3 17 List of tables Table 1: Number of households and ethnic composition by community and VDC 1 Table 2: Gender and ethnic composition of DPC 3 Table 3: Lead-time of flooding for different locations 6 Table 4: Warnings based on water levels 6 Table 5: Number of participants in various trainings 10 Table 6: Status of mitigation work, community nurseries and plantation 13
  • 5. Mercy Corps Nepal is pleased to release the enclosed case study: Community Based Disaster Risk Reduction - Contribution to Hyogo Framework for Action. This case study is the result of an evaluation of a DG ECHO-supported project implemented by Mercy Corps and the Nepal Red Cross Society, Kailali District Chapter under the DIPECHO Fourth Action Plan for South Asia, Kailali Disaster Risk Reduction Initiatives. The case study was conrFU-Asia,EO-iNpeNntult E;BOTf
  • 6. Acknowledgements We would like to acknowledge the support of the European Commission's Hu- manitarian Aid department, both in the production of this publication and for its funding of the Kailali Disaster Risk Reduction Initiatives Project under the 4th DIPECHO Action Plan for South Asia. This case study report has been possible because of the support of project com- munities of Bisanpur, Jokaiyapur, Mankapur, Lalitpur, Mohanpur and Shivaratanpur of Kailali district for their patience and cooperation during this study. Members of Disaster Preparedness Committees, community members and stakeholders, teach- ers and students, Village Development Committee and district level stakehold- ers enthusiastically shared their experience shared their experiences so many people personally and professionally. We would like to extend our sincere grati- tude to all persons who contributed to this study in many different ways: by sharing their experience, during the study, helping the study team to under- stand the contribution of the project towards the Hyogo Framework of Action by contributing time, advice and hospitality. We would also like to acknowledge the Kailali District Chapter of the Nepal Red Cross Society, Mercy Coprs partner for activities under the Kailali Disaster Risk Reduction Initiatives Project. The importance of their role both in terms of this study and in terms of overall project implementation cannot be overstated. We are grateful to Ulla Dons and Project Team for their feedback and suggestion in the methodology as well as coordination of the whole study. The painstaking efforts made by project team during the study were highly appreciable. We would like to appreciate Josh DeWald, Country Director and other senior man- agement of Mercy Corps Nepal for their valuable comments in the draft report. Last but not least, our thanks go to Mercy Corps Nepal who entrusted us with the task of conducting this case study. Thanks, Dhruba Raj Gautam and Sudarshan Khanal Case Study II February 2009
  • 7. Acronyms and Abbreviation BASE Backward Society Education CSSD Conscious Society for Social Development DDC District Development Committee DoHM Department of Hydrology and Metrology DP Disaster Preparedness DPC Disaster Preparedness Committee DRM Disaster Risk Management DRR Disaster Risk reduction DSCO District Soil Conservation Office DTO District Technical Office DWIDP District Water Induced Disaster Prevention EWS Early Warning System FGD Focus Group Discussion HFA Hyogo Framework of Action JRC Junior Red Cross Circles KII Key Informant Interview S&R Search and Rescue SHP Sub-health Post VCA Vulnerability and Capacity Assessment VDC Village Development Committee VDMC Village Disaster Management Committee Community Based Disaster Risk Reduction Contribution To Hyogo Framework Kailali Disaster Risk Reduction Initiatives Of Action III
  • 8. Executive summary The context: In cooperation with the Nepal Red Cross field office, early warning information was made Society (NRCS) in Kailali, Mercy Corps is currently available to communities and community-based early implementing the Kailali Disaster Risk Reduction Ini- warning systems were established. At the commu- tiatives project in six communities. The European Com- nity level, either agharia (a local messenger who mission supports this project through its Humanitar- circulates messages to local people) or other persons ian Aid Department (under the DIPECHO 4th Action assigned by the DPC monitor flood levels. Emergency Plan for South Asia). This case study was conducted and first aid kits were provided to each community. to demonstrate whether and how and to what ex- CDMA phones and hand-operated sirens helped alert tent the project contributes toward achieving the goals people to and save them from flood risks. The dis- towards the Hyogo Framework for Action (HFA). Con- semination of emergency news and weather-related sultations with NRCS and Mercy Corps staff, key in- bulletins by local FM stations was also very effective formant interviews, focus group discussions, exit in providing advance preparation. meeting with project staff and analysis and report- ing were some of the main approaches used in car- For the proper use of knowledge, innovation, and rying out the study. education to build a culture of safety and resilience at all levels (priority action 3), the project published Project contributions toward achieving the priority ac- IEC materials for widespread dissemination, showed tions of HFA: The project has made several efforts to DRR video documentary, organised cross visits and ensure that DRR is a national and local priority with performed street dramas. Early warning system and strong institutional basis for implementation (priority evacuation simulations are beneficial for knowledge action 1). In each community, it established disaster management. So far, more than 1,000 local people, preparedness committees (DPCs) and sub-commit- schoolteachers and students have attended various tees with clearly defined roles and responsibilities capacity-building trainings. Viewing students and for reducing flood risks and people’s vulnerability. teachers as the key agents for change, the project’s Financial transparency is maintained through well- school-level programme focuses on DP and DRR as established social auditing. Emergency funds, a com- well as conservation education. munity-managed initiative, have been instrumental in initiating the disaster preparedness, response and The project has contributed to reducing the underly- maintenance activities. So far, the six communities ing risk factors (priority action 4) through introducing have saved a total of Rs. 74,300 (EUR 728). By low-cost, replicable and easily maintained bioengi- linking community-level disaster preparedness (DP) neering mitigation techniques including bamboo work plans to village development committee (VDC)-level and sand-filled cement sacks. To reinforce bioengi- DP plans, the villagers have secured the resources neering efforts and save productive land along they need to execute their plans. riverbanks, 43,000 plants have been planted over an area of 27,300 m2. These initiatives have signifi- The project has helped project communities to iden- cantly reduced riverbank erosion and increased the tify risks, assess, monitor and carry out early warn- local communities’ confidence in the possibility that ing initiatives (priority action 2). Physical, attitudi- agriculture land and communities can be saved. Com- nal, and social risks and vulnerability were identified munity boats have become a means for safe evacu- through vulnerability and capacity assessment ex- ation during flood, and provisions for community shel- ercises in each community. In coordination with the ters have effectively saved lives during periods of Department of Hydrology and Meteorology (DoHM) inundation. The construction of evacuation routes (so Case Study IV February 2009
  • 9. far 4.2 km have been completed) has helped people reach these shelters or other safe places. Raising hand pumps has ensured a source of safe water and re- duced the risk of epidemics and the spread of water- borne diseases during the monsoon season. The project has positively contributed to increasing preparedness for effective response and recovery (priority action 5). By participating in national and district-level trainings and workshops for sharing and exchanging information and by sharing resources the project has helped strengthen policy, technical and
  • 10. 1. The Context In cooperation with the Nepal Red Cross Society NRCS in ailali istrict, !ercy Corps has been implement- ing the ailali isaster Risk Reduction Initiatives in six communities of four village development com- mittees V Cs since November 2007. The European Commission supports this project through its Humani- tarian Aid department under the IPECHO 4th Action 3 20 katha=1 bigha = 0.67ha, and 1 katha = 0.0335 ha
  • 11. 2. Methodology This report is based on field research conducted in six through resource sharing. Primary data was collected project communities. Before checklists and guide- using participatory tools and techniques such as fo- lines for questions to ask in the field were prepared, cus group discussions FG s and key informant in- project documents and relevant literature were re- terviews IIs. FG s were carried out with disaster viewed. preparedness committees PCs and Junior Red Cross Circles JRCs to provide insight into the project’s key A consultation between !ercy Corps and the ailali accomplishments. IIs with bhalmansha4, agharia5, Chapter of NRCS was held before the fieldwork be- coordinators of sub-committees6, early warning sys- gan in order to identify the key areas of interven- tem EWS volunteers, schoolteachers and students tions, the emerging issues and the concerns of lo- were conducted to explore their perceptions of the cal people with respect to RR and P. A brief project’s contributions toward reducing disaster risks. meeting with project field staff in Hasuliya revealed Transects walks with PC members and nursery man- some key outputs as well as good practices and agement committees helped reveal the extent of miti- success stories. A sharing meeting with district-level gation work carried out by the communities, the pro- stakeholders helped to identify the level of coordi- cesses and procedures they followed during that work nation and networking which exists for providing and the benefits in RR they acquired from it. technical backstopping and synergetic impacts 3. The Hyogo Framework for Action (2005-2015) The HFA provides a strong basis for priority actions strengthen disaster preparedness for effective re- by governments and governmental organisations sponse. The three strategic goals are i integra- as well as by local, regional and international non- tion of disaster risk reduction into sustainable de- governmental organisations. It is designed to build velopment policies and planning, ii development the resilience of nations and communities to disas- and strengthening of institutions, mechanisms and ters. The HFA has five priorities for action and three capacities to build resilience to hazards, and iii strategic goals. The five priorities for action are i incorporation of risk reduction approaches into the ensure that disaster risk reduction is a national and implementation of emergency preparedness, re- local priority with strong institutional basis for sponse and recovery programmes. implementation, ii identify, assess and monitor disaster risks and enhance early warning, iii use This report is organised according to the broad cat- knowledge, innovation and education to build a egories set out in the HFA’s priorities for action sec- culture of safety and resilience at all levels, iv tion 4 of this case study and its strategic goals sec- reducing the underlying risk factors, and v and tion 5 of this case study. 4 A bhalmansha is a traditional Tharu leader or village guardian selected or elected every year during the !aghi festival 15 to run the village systems. It is a highly respected position found only in Tharu-dominated villages. 5 An agharia is an assistant to a bhalmasha who circulates messages to local people as instructed by a bhalmash 6 The five sub-committees are 1 nursery management, 2 early warning and rescue, 3 procurement and accounting, 4 construction and 5 community mobilisation. Community Based isaster Risk Reduction Contribution To Hyogo Framework ailali isaster Risk Reduction Initiatives Of Action 2
  • 12. The project’s achievements demonstrate that the project has indeed contributed to bringing about the priority actions of HFA. These achievements are discussed briefly in the following sections. 4.1 Priority action 1: Ensure that disaster risk reduction is a national and local priority with strong institutional basis for implementation
  • 13. the community level: all expenditures are discussed at community gatherings both at the initial and final stages of project activities. All key decisions and trans- actions are displayed on community notice boards as well as on the walls of PC offices. Both the PC and procurement sub-committee members are involved in procuring materials from outside, so financial trans- parency and risk-sharing is high. d. Translated community-agreed rules and regulations into action The PCs have formulated and enforced rules and
  • 14. V Cs secretaries serve as V C! coordinators and are currently overseeing the formulation of V C-level P plans which will consolidate community- level plans and consider common issues pertinent to RR. This step has opened the way to mobilising V C-level re- sources in the execution of community-level P plans. For instance, Hasuliya V C provided Rs 5,000 to Shivaratanpur PC to construct a boat. Inspired by Shivaratanpur, other PCs also plan to solicit funds from their V Cs. Once community-level P plans are linked with V C plans, they will automatically be linked to the plans of ailali istrict and RR will be mainstreamed in district policies, planning and imple- mentation. VDC level stakeholders meeting In short, the establishment of strengthened commu- nity-based institutions to carry out P and RR activi- ties, the development of knowledge-sharing mecha- able to develop risk maps based on the level of risk nisms, the maintenance of financial transparency in identified. The categorised areas as being at low, each project activities, and the drafting of commu- medium or high risk. They identified areas at low nity- as well as V C-level P plans have ensured that risk as those inundated during a general flood. If disaster risk reduction is a local priority with strong floodwaters enter areas at medium and high risk, institutional basis for implementation. preparations for evacuation to save lives and impor- tant belongings are required. uring the flood of Sep- 4.2 Priority action 2: Identify, assess and tember 2008, local communities used the skills and monitor disaster risks and enhance early knowledge they had acquired with great success to warning reduce flood risks. a. Developed knowledge and skills to identify Box 2 No need to worry about getting resources and assess risk Since learning that Shivratanpur got resources The project introduced vulnerability and capacity as- from Hasuliya VDC to construct a boat, we have planned to visit our VDC to request some resources sessment VCA exercises in each community to iden- to replicate bioengineering work. We now know tify physical, attitudinal, and social risks and vulner- that making such a request is our right. I am quite hopeful that once the VDC-level DP plan is abilities. It also facilitated the assessment of natural finalised, incorporating our community-level DP and man-made hazards in line with communities’ plan, it will be easier to secure resources from perceptions of the associated risks. Local people have the VDC to execute the plan’s activities. I don’t think we need to worry about funds for the VDC identified and ranked flooding as the main hazard in either as its plan will automatically be linked with their area. The factors that increase their vulnerabil- the DDC plan. ity include ignorance, social disunity, the location of -!r Chheduram Chaudhari, PC Coordinator, Jokaiyapur settlements on low land near riverbanks and the lack of preparedness. These VCA exercises are beneficial People are well informed about the time it takes a in that they increase awareness and preparedness flood to reach their localities from different up- and change the attitudes and behaviours of locals stream river gauge stations. Through coordination with respect to risks and how they cope with them. with the epartment of Hydrology and !eteorology oH!9 field office, early warning information was Project communities are well aware of which areas made available to downstream communities. In or- are vulnerable to flooding and inundation and were der to reduce the possibility of errors being made, 7 A popular festival among Tharus in which people throw coloured powder and water balloons at each other. It usually falls in !arch. 8 A song and dance programme practiced from house to house by hill migrants during Tihar, the Festival of Lights, which falls in October or November. 9 A department under the !inistry of Science, Technology and Environment Case Study 5 February 2009
  • 15. flood warning information was circulated to project the community level, either the agharia or a person communities one to one-and-a-half hours earlier than assigned by the PC monitors flood levels. This project the calculated lead time see Table 3. The commu- provision built on rather than interfering with tradi- nities thought that this information was very helpful tional EWS-based practices. Hazard monitoring prac- as it enable them to evacuate in time. tices vary across the communities. Shivaratanpur, for instance, has allocated a team of people to monitor Table 3 Lead time of flooding for different locations floods twice a day, at 9 a.m. and 8 p.m., whereas River Location Calculated Suggested Bisanpur requires that the EWS coordinator monitor hours hour flood levels three times a day, at 5 a.m., 1 p.m. and !ohona !alakheti to Bisanpur 9 8 !alakheti to Bhansar 3 2.5 9 p.m. eeping safety and security in mind, each Bhansar to Bisanpur 6 5 monitor has been provided with an umbrella, rubber hutiya hutiya !udi Bhavar 10 9 boots, a torchlight and a raincoat. to Bisanpur Gauri Ganga Highway to Lalitpur 3 2.5 ataini Highway to !anikapur 4.2 3.5 Community-based local practices are designed to be Source: Project record, 2008 accessible to illiterate people. For instance, each com- munity has established a wooden post marked with b. Hazard monitoring yellow and red bands at riverbanks. Such a marker is The project has introduced both watershed and com- a very simple method of RR: water reaching the munity-level approaches to hazard monitoring. In col- Box 3 We are proud that no one has died in our communities. laboration with five upstream rain gauge stations and With the careful use of EWS devices and six upstream and three downstream water-level application of the skills and knowledge we gauging stations, project communities are able to gained through various trainings and exposures, monitor the extent of flood risks in their localities. we made sure that no human casualties were reported in our project communities although The project has helped train gauge recorders to moni- 24 people died in adjoining communities. These tor water levels hourly so that they can disseminate figures show that if locals are prepared sufficiently in advance, the extent of flood risks real-time data to downstream communities. PC and can be reduced dramatically. EWS coordinators are responsible for maintaining com- -!r Chhallu Ram Chaudhari, Teacher, Hasulia munications with upstream stations and for dissemi- nating information to communities. Cross-visits to four yellow band is a sign to get prepared; reaching the rain gauge stations and four water-level gauging sta- red, a warning to evacuate immediately. In terms of tions clarified to PC and EWS sub-committee mem- rainfall-based warnings, an intensity of 110-150 mm bers how rain and water levels are monitored and per hour is considered the first warning; 151-200 mm, how information is communicated. They learned the second; and above 200 mm, the third. Warnings about average and warning levels and how this are issued through F! radio stations. knowledge can be translated into preparedness in their communities see Table 4. c. Early warning dissemination The project has coordinated with district-level stake- The mechanism for disseminating information about holders, and enhanced the capacity of communities flood hazards is also well defined and functional. At through training and equipment and simulation ex- Table 4 Warnings based on water levels River Location Average flood level Warning flood level 1st stage Warning flood level 2nd stage Ready Get set Go !ohona !alakheti 2.0 m 2.5 m 3.4 m hutiya !udi Bhavar 2.1m 3.6 m 4.8 m Shiva Ganaga Highway Bridge 1.5 m 1.8 m 2.5 m Guruha Highway Bridge 1.2 m 1.5 m 2m ataini Highway Bridge 1.8 m 2.2 m 2.8 m Source: Project record, 2008 Community Based isaster Risk Reduction Contribution To Hyogo Framework ailali isaster Risk Reduction Initiatives Of Action 6
  • 16. bulletins, both of which effectively enabled locals to prepare in advance. uring the September 2008 flood, project communities informed F! stations about their situation in order to pressure relevant authori- ties into acting immediately to provide support. Work- ing with local media is an effective way of fostering EWS. We appreciated the project’s support in providing ercises to develop local knowledge-based early warn- emergency kits. Life jackets felt like friends in hard times. During the last monsoon, Aitabari Chaudhari, ing systems. who lives on the other side of the Mohana, had to return home immediately because his wife Draupadi To facilitate the dissemination of early warning mes- had died unexpectedly. It was night and there was a sages, the project provided nine C !A phones at the four downstream and five upstream rainfall and water-level gauges and a hand-operated siren to each community. Both were found to be very effec- tive EWS tools during the September 2008 flood. Com- munication channels and contact telephone numbers were disseminated to communities through fliers. Because of these simple mechanisms, locals were able to evacuate the elderly, pregnant and lactating The joint efforts of district-level agencies have helped mothers, children and livestock before flood levels establish watershed-level EWS. The !ohana Water- approached the level of risk. Although their response shed EWS was designed by a committee under the and evacuation times differed according to the dis- chairmanship of the district techncial office TO with tance to safe shelter and community size, all six com- representation from relevant district stakeholders. munities were able to evacuate all their members This committee has given time, energy and other safely. resources to strengthen watershed-level EWS and to link it with downstream communities. F! radios have been very effective in disseminating information. The project mobilised local F! stations The project provided emergency and first aid kits to to disseminate emergency news and weather-related all six communities so they could carry out EWS and search and rescue work. The emergency supplies in- Box 4 Small initiatives promote knowledge about EWS clude life jackets, safety vests, throw bags, Before we took exposure visits to upstream rain guage and flood monitoring stations and carabineers, inner tubes, rope, helmets, hand-oper- interacted with technicians at the DoHM field ated sirens, and stretchers. These materials were office, we never understood the weather reports broadcast on radio and TV. Those reports were put to good use during the last monsoon. The people not useful for us because we did not know the of !ohanpur saved lives using their emergency ma- techical terms. We are surprised that with a terials during the flood of September 2008. In mechanism as simple as installing a red-and- yellow banded wooden post, so much information Shivaratnapur, a drowning person was rescued with can be collected and used for EWS. The exposure the help of a life jacket. The first aid kits were widely visit helped us understand the meanings of flood levels and estimated time for water to reach our used during flooding. First aid kits are kept in the communities. This information is very useful for houses of sudeni10 so that services can be instantly EWS. I think small initiatives are very important in provided to locals. making local communities aware. -!s. Gandhabi evi Chaudhari, EWS Sub-committee Coordinator, !anikapur
  • 17. In short, endeavours in risk identification and assess- ment were made by increasing knowledge about risks and about suitable strategies for coping with and mea- sures for reducing those risks. EWSs were established by drawing upon the existing knowledge of locals about specific hazards and risks. Information was disseminated by those systems in a timely fashion using simple and understandable language.
  • 18. boo protection work with assistance from WFP/Back- drama, thus creating local capacity for this important ward Society Education BASE. Emulating Bisanpur, service. Altogether, more than 16,000 people have the Lalitpur community plans to make wooden spurs observed street dramas staged in schools and in com- to protect their bio-engineering work. This same bio- munities. engineering work inspired Phulbari-7, Shivtal, which lies outside the project area, to establish 100 metres of bio-engineering. Similarly, rishnanagar and Bhiteria communities have requested funds from the istrict Soil Conservation Office SCO to implement bio-engineering in their communities. Inspired by Shivaratanpur’s example, other communities have started to raise grains for their emergency funds on the basis of landholding one kilogramme per kattha. There is a growing tendency to collect cash and grains from cultural and religious events like Fagui in !arch and eusi and Bailo in October. mass observing street drama Box 6 Street dramas were helpful to explore local resources d. Video documentaries: learning from others’ I was impressed by the street drama. Its subject touched my heart. My eyes were filled with tears experiences when I saw how the irresponsibility of one character Video documentaries can sometimes galvanise view- increased his own vulnerability and that of his ers into reducing disaster risks. Using their emergency family. Most of the audience was sombre, and many were teary-eyed. We were inspired to use local funds, each PC organized to show documentary films resources rather than waiting for external about the various coping mechanisms people in high- resources, and now plan to assess local resources and start risks reduction initiatives. We have heard risk situations adopt. Like street drama, videos suc- that the project will not stay with us for much cessfully generated awareness among illiterate longer. people. Some of the particular risk reduction activi- -!s. Binita Chaudhary, Treasurer/ PC, !ohanpur, Hasulia -4 ties the videos communicated well and that have been emulated on the ground include the enforce- c. Street drama: an effective tool for increasing ment of rules like zero grazing and the practice of awareness agro forestry-based income-generating activities. Street drama is an important way of communicating key messages to illiterate communities. Locals said e. EWS simulations: increasing confidence they found street drama effective in communicating The EWS and evacuation simulation exercises sharp- useful information about P and RR initiatives. Since ened people’s knowledge about and skills in EWS dramas were presented in the local language by and evacuation but also helped spawn necessary trained local people, they were lively and their mes- amendments to local plans and practices. Each com- sages accessible. The street drama team also dis- munity conducted these exercises in order to dem- seminated its messages through the radio station onstrate the steps of the community evacuation and inesh F!. That street dramas are effective in aware- emergency plan as well as the use of project-pro- ness raising can be seen through the example of vided equipment and material. The steps demon- Jokahiyapur: according to the PC Coordinator, the strated included the communication of a flood warn- community were prepared for the September 2008 ing message by upstream monitoring stations, basic flood and were able to evacuate and rescue com- preparation for evacuation, the operation of EWS, munity members because of what they had learned evacuation, search and rescue, shelter management, from street drama events. So far, 24 young people first aid, and distribution of relief materials for recov- have been trained to conceive and perform street ery and rehabilitation. After the simulation, !ankapur Case Study 9 February 2009
  • 19. and Bisanpur PCs revised their evacuation plans to make them more realistic. The locals of the Lalitpur and !ohanpur communities said that the EWS simu- lation exercises came in handy during rescue opera- tions in September 2008 and increased everybody’s confidence. Increased skills and knowledge through education and training: The project has targeted community meion s,d and od eiinato s8 knowledge boute and
  • 20. d. Disaster risk management training: Project field staff organised local-level disaster risk management R! trainings after themselves participating in com- munity-based R! trainings. These trainings were seen as instrumental in changing beliefs about internal re- source mobilisation. Locals are now less likely to wait for external assistance to reduce disaster risk; their knowl-
  • 21. ipendra Higher Secondary School, Hasulia, started conducting sanitation campaigns around the school in order to reduce the risk of snake bites. The trainings are instrumental in establishing a student-guardian link to RR and in enabling students to fill in the knowledge and skills gaps among their fellow stu- dents and family members, particularly their moth-
  • 22. In sum, through its provisions for information man- agement and exchange as well as for increasing skills and knowledge through education and training, it was possible for the project to use knowledge, inno- vation, and education to build a culture of safety and resilience at all levels. 4.4 Priority action 4: Reducing the underlying risk factors a. Small-scS6h,JkitigatiRxm1h,Jtsp:4ru:g.’’]h,TN1J,ThN,,6,T:biRx-engineering: ’ThUFTThxhN,J4ThU:enl.’6J:vpR1lPe.’6J:v:RelT:y 1 JT 4 4 DT 97 T T 5 1 JT T 837 cT 15 25 eT.N lpR. l- b
  • 23. safely, the boats facilitate safe evacuation during floods. With these boats, children, elderly people, pregnant and lactating mothers and important be- longings were saved. The locals of Shivaratnapur be- lieve that they would have lost 10-12 people of the halla community during the last flood if the project had not provided boats. The locals of Shivaratnapur community management bio engineering work community managed boat After reclaiming land along a riverbank through bio- engineering work, people often start to farm off-sea- used to use doond wooden troughs used to feed live- sonal vegetables, watermelon and nuts, to diversify stock as boats though the risk of their overturning local sources of income. was great. The rescuers of Bisanpur rescued some mem- bers of Chotki Palia community after their boat was Box 9 We are now fully convinced that bamboo works submerged. The community members of Lalitpur and We were sceptical about the project’s proposal Bisanpur even managed to save some police officers. to use bamboo spurs for flood mitigation. After the project suggested we make them in our community, I met project officials to request them c. Community shelters serve as a refuge to focus on gabion boxes instead of bamboo spurs. during flooding I remember our community saying, ‘Aandhika agadi benako ke kam (What is the use of a fan in Shelters play an important role in mitigating the fear front of a hurricane)?’ to the officials. When we of floods and inundation. !ohanpur and saw what bamboo spurs can do, we were amazed. Now we are committed to making more bamboo Shivaratnapur communities are constructing safe spurs upstream from the present bioengineering buildings linked to safe evacuation routes in order site with the support of the DSCO. We are thinking so serve as community shelters. In Bisanpur, people about requesting other agencies to support us in introducing bio-engineering work because it has realised the importance of such shelters after 15 already demonstrated its strength and its households were displaced for seven days last year. functionality during heavy flooding. Gabion work is no longer our main demand. d. Construction of evacuation routes -!r. !aya Ram Chaudhari, Coordinator, PC, !ohanpur Hausulia-4 Evacuation routes are needed so that people can reach safe places before major risks arrive. The project has facilitated the effort to construct such routes. So far, a b. Using community- managed boats total of 4.2 kilometeres 1.7 in Lalitpur and 1.5 in to reduce risk Jokahiyapur have been completed with additional Community-managed boats can effectively save support from a “cash for work”14 scheme. The heights people’s lives and livelihoods during floods. With of routes are determined by assessing the flood lev- project resources and community contributions, all six els of the last 50 years. The evacuation route at communities run community boat services. Besides Shivratanpur is high enough to serve as a dike and their regular function of helping people cross rivers prevent water from flowing in from the Indian side. 14 This initiative was supported by World Food Programme Community Based isaster Risk Reduction Contribution To Hyogo Framework ailali isaster Risk Reduction Initiatives Of Action 14
  • 24. people were still able to get safe and clean water e. Raised hand pumps Raised hand pumps can provide safe drinking water and minimise the incidence and spread of water- borne diseases during floods. With project support, five communities have constructed hand pumps. Al- though Lalitpur and !ohanpur communities were com- pletely inundated during the flood last September,
  • 25. to the project communities’ efforts, especially those in bio-engineering, the SCO has sent its training par- ticipants to visit the six project communities and to learn from them. The SCO’s interest suggests that district-level stakeholders view project communities as learning laboratories. b. Promote and support dialogue, exchange of information and coordination The project has made an effort to promote dialogue
  • 26. low-income community members for their losses due to floods. With its provisions for strengthening policy, technical and institutional capacities for local disaster manage- ment; promoting and supporting dialogue, the ex- change of information and coordination; and endors- ing regular disaster-preparedness exercises at the local level, the project has contributed to strengthening disaster preparedness for effective response.
  • 28. IPECHO is the isaster Preparedness Programme of the European Commission’s Humanitarian Aid depart- ment, the largest single humanitarian donor in the world. The IPECHO programme funds pilot projects Mercy Corps Nepal intended to demonstrate that simple, inexpensive pre- P.O.Box 24374 paratory measures, particularly those implemented Sanepa Chowk, Lalitpur, Nepal by communities themselves, can limit damage and Telephone: +977 1 555 5532 increase resilience and save lives. Fax: +977 1 555 4370 E-mail: info@np.mercycorps.org !ercy Corps is an international non-governmental humanitarian relief and development organization Mercy Corps European Headquarters with headquarters in the USA and U that focuses on 40 Sciennes, Edinburgh, EH9 1NJ, U providing support to countries in transition. !ercy Telephone: +44 0131 662 5160 Corps exists to alleviate suffering; poverty and op- Fax: +44 0131 662 6648 pression by helping people build secure, productive and just communities. !ercy Corps is primarily focus- ing on emergency relief; economic development; and, initiatives that strengthen civil society. The goal of !ercy Corps Nepal is to alleviate poverty by increas- ing resilience to shocks, expanding economic oppor- tunity, and fostering social inclusion. Case Study 20 February 2009