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Technical Focus Paper: 
IWRM Implementation in Central Asia 
Vadim SOKOLOV 
Regional Coordinator 
Global Water Partnership Central Asia and Caucasus 
(in co-operation with Prof. Victor Dukhovny and 
Dr. Dinara Ziganshina, SIC ICWC) 
GWP TEC meeting 
Stockholm, Sweden, 29-30 August 2014
This paper is not about IWRM itself… 
2 
…rather this is a story on how local competence in IWRM was developing in the setting of a region where water has been playing a vital role for millennia 
… and a story on knowledge building and its transformation into practical instruments, which help people to have better and prosperous lives.
•BUT the role of GWP was fundamental for the systematization of knowledge and experiencesfrom past and modern water management practices, and what is crucial –for better understanding of future developments. 
•GWP can be proud of its contribution to building IWRM competenceamong water profs but also key stakeholders, including policy makers. 
Competence is a cluster of related abilities, commitments, knowledge, and skills that enables countries to implement IWRM in practice 
•In 2002 when GWP came to the CACENA region to promote IWRM, itdid not start from the scratch: 
•Central Asia had a long history of managing water, with 6000 years old irrigation practices; 
•In 1950-90s, initial understanding of the need for integrated approaches in water management has emerged among waters profs. 
For the tree of IWRM to grow and thrive, it should be rooted on basic principles and fertilised by knowledge and practical experiences
Water security can be improved through reforms based on IWRM practical implementation 
‘IWRM adopters’ are driving forces to implement reforms, they push: 
•Incentives, motivation, and stimulus, which are needed to ensure that IWRM is self-sustaining. 
•The involvement of stakeholders at all levels and increasing the number of IWRM adopters is crucial in achieving targets of reform. 
Critical mass or 25-30% of IWRM adopters is needed for IWRM process to reach the stage where the process will be self-sustaining without strong external support and promotion. 
•Currently, IWRM is adopted on only 5 percent of the total irrigated area in Central Asia. 
•Another 20-25% of IWRM adopters is needed 
GWP’s role is to help create this critical mass, with proper competence!
Scope and scale of IWRM competence in Central Asia(past interventions that used GWP’s knowledge) 
5 
Project 
Levelsof Water Management Hierarchy 
Trans- boundary 
National 
Sectors 
Canal management 
Other water users 
Irrigation 
WS&S 
Hydropower 
Nature 
National IWRM 
plan in Kazakhstan 
Yes 
Yes 
Yes 
Yes 
none 
Yes 
none 
Yes 
IWRM in Zerafshan 
Basin 
none 
Yes 
Yes 
Yes 
none 
Yes 
none 
Yes 
IWRM in Fergana 
Valley 
partially 
Yes 
Yes 
none 
none 
Yes 
Yes 
Yes 
RESP 2 Uzbekistan 
none 
Yes 
Yes 
none 
none 
none 
partially 
Yes 
WAREMASP 
Uzbekistan 
none 
Yes 
Yes 
none 
none 
none 
none 
Yes
Often IWRM concept is used as a ‘slogan’– without clear understanding of what it is in practice 
6 
Our understanding of IWRM: it is a process,including dynamically developed governance system at different levels of water management hierarchy, that facilitates efficient and equitable water resources management (protection, delivery and use) through application of advanced tools 
Integrated Water Resources Management 
Water Governance System 
Water Management Process 
Strategy / planning 
Law 
Water supply 
hydrographic boundaries 
Water demand 
administrative boundaries 
Institutions 
Finance 
basin, sub-basin, system, 
WUAs, end users 
transboundary, national, province, district, WUAs, end users 
Stakeholders’participation 
Ethics 
Operational planning, water delivery, water accounting, O&M, infrastructure, water related disaster mitigation 
Setting water use rates, metering, extension services, climate related information, modern irrigation practices, environmental needs 
Tools + Capacity and Human Resources Development 
But, again we did not focus paper to technical details…
Good water governance is essential for IWRM implementationStill a lot should be done to achieve ‘good’governance in CA, and as a first priority –we need more info 
7 
Actions to achieve good governance 
Central Asian countries*) 
Kazakhstan 
Kyrgyzstan 
Tajikistan 
Uzbekistan 
IWRM recognition in national legislation 
accepted 
accepted 
accepted 
accepted 
Recognition of hydrographisation 
accepted 
accepted 
accepted 
accepted 
Completion of hydrographisation 
100% 
100% 
need moreinfo 
70% 
Recognition of the public participation 
accepted 
accepted 
accepted 
accepted 
Public involvement 
formal 
formal 
formal 
formal 
Recognition of water committees 
accepted 
accepted 
accepted 
accepted 
Operation of water committees 
formal 
formal 
formal 
formal 
Effective financial mechanisms 
need moreinfo 
need moreinfo 
need moreinfo 
need moreinfo 
Encouragement of water saving 
need moreinfo 
weak 
need moreinfo 
weak 
Law on water users associations 
accepted 
accepted 
accepted 
In progress 
Completion of WUAestablishment process 
accepted 
accepted 
need moreinfo 
accepted 
*) Turkmenistan –not assessed -need moreinfo
Main focus of capacity building should be addressed to minimizing the negative impact of destabilizing forces on IWRM implementation 
8
Transboundary dimension: Is it possible to create a positive nexus among water, food, energy and environmental security? 
9 
•Competing interests for water at transboundary level, especially when different sectors involved, have great potential to transform the issue into cross-national confrontation, where political and corporative ambitions dominate over common sense of sustainable balance. 
•The positive nexus in Central Asia can be achieved, if river flow is regulated for the benefits of the public and environmental interests rather than purely commercial interests of some sectors. 
•Flow regulation along transboundary rivers should be agreed by main stakeholders at sectoral and national levels. Examples of USA-Canada and Rhine Commission: water releases along rivers performed not upon decisions of infrastructure owners but by water authorities upon policy agreement with all riparians. 
Hence, the only way forward is to search for a consensus with a spirit of good will for cooperation on the basic principles of IWRM.
In lieu of a conclusion: Some ethical dimensions 
10 
•The main ethical rule related to water should be: ‘do not hold water resources at the expense of others' rights to hold the same water resources’ 
•We proposed to set the benchmark and establish written rules for ethical behaviour in water use and management -in the form of code of practice for IWRM implementation. This would not be legally binding and is not intended to replace the provisions of national laws or regulations, but it could provide practical (heuristic) guidance and set out professional standards of behaviour around water. 
•The working definition for IWRM Code of Practice may be: 
Principles, values, standards, or rules of behaviour that guide the decisions, 
procedures, and systems of water management organisations in a way that 
(a)contributes to the welfare of key stakeholders, 
(b)respects the rights of all constituents affected by its operations, and 
(c)fosters the realisation of the collective goals of public interest.
Sincerely appreciation to all who supported our TF paper: 
11 
GWP TEC members and personally Mohamed Ait Kadi –who initiated paper 
Editor, who helped to complete our paper 
Our colleagues within and outside region, who shared their ideas and contributions 
We strongly recommend to continue this series of publications 
All RWPs should mobilize their technical expertise to contribute to synthesis GWP’s knowledge, based on experiences from concrete situations at regional, national or local levels
Thank you for attention and support! We are ready to continue discussions, any ideas welcome… More info: 
vadim@icwc-aral.uz 
www.gwp-cacena.org 
www.cawater-info.net

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IWRM Implementation in Central Asia. By Vadim Sokolov.

  • 1. Technical Focus Paper: IWRM Implementation in Central Asia Vadim SOKOLOV Regional Coordinator Global Water Partnership Central Asia and Caucasus (in co-operation with Prof. Victor Dukhovny and Dr. Dinara Ziganshina, SIC ICWC) GWP TEC meeting Stockholm, Sweden, 29-30 August 2014
  • 2. This paper is not about IWRM itself… 2 …rather this is a story on how local competence in IWRM was developing in the setting of a region where water has been playing a vital role for millennia … and a story on knowledge building and its transformation into practical instruments, which help people to have better and prosperous lives.
  • 3. •BUT the role of GWP was fundamental for the systematization of knowledge and experiencesfrom past and modern water management practices, and what is crucial –for better understanding of future developments. •GWP can be proud of its contribution to building IWRM competenceamong water profs but also key stakeholders, including policy makers. Competence is a cluster of related abilities, commitments, knowledge, and skills that enables countries to implement IWRM in practice •In 2002 when GWP came to the CACENA region to promote IWRM, itdid not start from the scratch: •Central Asia had a long history of managing water, with 6000 years old irrigation practices; •In 1950-90s, initial understanding of the need for integrated approaches in water management has emerged among waters profs. For the tree of IWRM to grow and thrive, it should be rooted on basic principles and fertilised by knowledge and practical experiences
  • 4. Water security can be improved through reforms based on IWRM practical implementation ‘IWRM adopters’ are driving forces to implement reforms, they push: •Incentives, motivation, and stimulus, which are needed to ensure that IWRM is self-sustaining. •The involvement of stakeholders at all levels and increasing the number of IWRM adopters is crucial in achieving targets of reform. Critical mass or 25-30% of IWRM adopters is needed for IWRM process to reach the stage where the process will be self-sustaining without strong external support and promotion. •Currently, IWRM is adopted on only 5 percent of the total irrigated area in Central Asia. •Another 20-25% of IWRM adopters is needed GWP’s role is to help create this critical mass, with proper competence!
  • 5. Scope and scale of IWRM competence in Central Asia(past interventions that used GWP’s knowledge) 5 Project Levelsof Water Management Hierarchy Trans- boundary National Sectors Canal management Other water users Irrigation WS&S Hydropower Nature National IWRM plan in Kazakhstan Yes Yes Yes Yes none Yes none Yes IWRM in Zerafshan Basin none Yes Yes Yes none Yes none Yes IWRM in Fergana Valley partially Yes Yes none none Yes Yes Yes RESP 2 Uzbekistan none Yes Yes none none none partially Yes WAREMASP Uzbekistan none Yes Yes none none none none Yes
  • 6. Often IWRM concept is used as a ‘slogan’– without clear understanding of what it is in practice 6 Our understanding of IWRM: it is a process,including dynamically developed governance system at different levels of water management hierarchy, that facilitates efficient and equitable water resources management (protection, delivery and use) through application of advanced tools Integrated Water Resources Management Water Governance System Water Management Process Strategy / planning Law Water supply hydrographic boundaries Water demand administrative boundaries Institutions Finance basin, sub-basin, system, WUAs, end users transboundary, national, province, district, WUAs, end users Stakeholders’participation Ethics Operational planning, water delivery, water accounting, O&M, infrastructure, water related disaster mitigation Setting water use rates, metering, extension services, climate related information, modern irrigation practices, environmental needs Tools + Capacity and Human Resources Development But, again we did not focus paper to technical details…
  • 7. Good water governance is essential for IWRM implementationStill a lot should be done to achieve ‘good’governance in CA, and as a first priority –we need more info 7 Actions to achieve good governance Central Asian countries*) Kazakhstan Kyrgyzstan Tajikistan Uzbekistan IWRM recognition in national legislation accepted accepted accepted accepted Recognition of hydrographisation accepted accepted accepted accepted Completion of hydrographisation 100% 100% need moreinfo 70% Recognition of the public participation accepted accepted accepted accepted Public involvement formal formal formal formal Recognition of water committees accepted accepted accepted accepted Operation of water committees formal formal formal formal Effective financial mechanisms need moreinfo need moreinfo need moreinfo need moreinfo Encouragement of water saving need moreinfo weak need moreinfo weak Law on water users associations accepted accepted accepted In progress Completion of WUAestablishment process accepted accepted need moreinfo accepted *) Turkmenistan –not assessed -need moreinfo
  • 8. Main focus of capacity building should be addressed to minimizing the negative impact of destabilizing forces on IWRM implementation 8
  • 9. Transboundary dimension: Is it possible to create a positive nexus among water, food, energy and environmental security? 9 •Competing interests for water at transboundary level, especially when different sectors involved, have great potential to transform the issue into cross-national confrontation, where political and corporative ambitions dominate over common sense of sustainable balance. •The positive nexus in Central Asia can be achieved, if river flow is regulated for the benefits of the public and environmental interests rather than purely commercial interests of some sectors. •Flow regulation along transboundary rivers should be agreed by main stakeholders at sectoral and national levels. Examples of USA-Canada and Rhine Commission: water releases along rivers performed not upon decisions of infrastructure owners but by water authorities upon policy agreement with all riparians. Hence, the only way forward is to search for a consensus with a spirit of good will for cooperation on the basic principles of IWRM.
  • 10. In lieu of a conclusion: Some ethical dimensions 10 •The main ethical rule related to water should be: ‘do not hold water resources at the expense of others' rights to hold the same water resources’ •We proposed to set the benchmark and establish written rules for ethical behaviour in water use and management -in the form of code of practice for IWRM implementation. This would not be legally binding and is not intended to replace the provisions of national laws or regulations, but it could provide practical (heuristic) guidance and set out professional standards of behaviour around water. •The working definition for IWRM Code of Practice may be: Principles, values, standards, or rules of behaviour that guide the decisions, procedures, and systems of water management organisations in a way that (a)contributes to the welfare of key stakeholders, (b)respects the rights of all constituents affected by its operations, and (c)fosters the realisation of the collective goals of public interest.
  • 11. Sincerely appreciation to all who supported our TF paper: 11 GWP TEC members and personally Mohamed Ait Kadi –who initiated paper Editor, who helped to complete our paper Our colleagues within and outside region, who shared their ideas and contributions We strongly recommend to continue this series of publications All RWPs should mobilize their technical expertise to contribute to synthesis GWP’s knowledge, based on experiences from concrete situations at regional, national or local levels
  • 12. Thank you for attention and support! We are ready to continue discussions, any ideas welcome… More info: vadim@icwc-aral.uz www.gwp-cacena.org www.cawater-info.net