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Learning Unit #10: Lecture




 “Were the Founders Democratic
    Reformers or Economic
         Opportunists?”
Part One:
Intellectual & Social Origins
of the American Revolution
       & Constitutional
         Government
The
Enlightenment
is also known
as “The Age of
‘Reason.” This label
describes a historical
period (late 1600s -
late 1700s) when
people began rejecting
superstitious beliefs
and instead started
relying on their own
mental faculties to
provide rational
explanations about
the world and
universe.
The Enlightenment
                   affected many areas of
                   human endeavor, but the
                   advances in science
                   were its most impressive.
                   Sir Isaac Newton, father
                   of modern physics, was
                   at the forefront of
                   scientific inquiry. A
                   devout Christian, Newton
                   felt he was discovering
                   the hidden, holy laws by
                   which God governed His
Sir Isaac Newton   Creation--like a divine
    1643-1727      clockmaker who has set
                   the mechanism in motion.
Some minds began to ask
whether ‘scientific’ laws
might also exist that could be
applied to the improvement
of society with the same
certainty as the laws
of physics. At the time,
hereditary monarchies ruled
across Europe, most with
even more power than kings
during the Middle Ages.
Enlightenment thinkers
began to question
monarchism as a rational
basis for governance. They
instead called for republics
(i.e., representative
democracy), the codification
of laws, and the most radical
of them for universal male
suffrage.
“Not only do I say    “Sovereigns
                          that Christians should    are bound to
“Inalienable rights are     tolerate each other      their subjects
life, liberty, and the      but that all men are      by a social
pursuit of property.”            brothers.”              contract.”


       Locke                    Voltaire                Rousseau
   The ideas of several European Enlightenment thinkers
 (philosophes) influenced American Revolutionaries such as
  Thomas Jefferson, Thomas Paine, and Benjamin Franklin.
Enlightenment ideas                       Printing
were disseminated by                      presses
various means to
an increasingly literate
audience.




                                      Secret
                                      fraternal
                                      organizations



            Salons and coffeehouses
The people who consumed Enlightenment writings were often
the newly wealthy “middle class,” who found that they now had
money but little or no say in how they were governed.
Notice how many
Americans owned
property!




       Social Classes in Colonial America
How ‘revolutionary’ can a revolt by the
propertied class really be?




                                          The Second Continental Congress

    Less than 1/3 of England’s inhabitants belonged to the
  “middle class,” yet 3/4 of white American colonists could be
described as “middle class” for that time ( = more status than now).
Ben Franklin:                  Franklin, Paine, & Jefferson are
The First
American?                      the only Americans of their era
                               typically regarded as
                               Enlightenment thinkers. Franklin
                               was a world-class scientist,
                               inventor, printer, and statesman.
                               His Autobiography is the first
                               articulation of what has since
                               come to be known as ‘the
                               American Dream.’ For most of
                               his life, however, Franklin
                               thought of himself as an
                               Englishman--until 1774, that is,
                               when his role in the exposure of
a double-dealing Royal governor came to light. He was publicly
embarrassed and condemned by the British Government. From
that point forward, Franklin never again thought of himself as
English but as American. Indeed, a recent biography of Franklin
is titled The First American. (His son stayed loyal to the
English!)
Part Two:
The Role of Global Imperial
   Conflict in American
      Independence
From 1756 to 1763, Great Britain & France engaged in a worldwide geopolitical
struggle called the Seven Years’ War. Their conflict in N. America was called
the French & Indian War. It pitted the French and a majority of allied Ohio
Valley Indians against American colonists, British soldiers, & an Indian minority.
Before                                  After
                                  French
                                  & Indian
                                  War




For decades, the British and French had been on a collision course over control
of the N. American continent’s interior. Most Indians wanted to stay out of the
war but chose the French as the lesser of two evils. By the time the Iroquois
finally sided with the British in 1759, English victory was a foregone conclusion.
Great Britain won the
            F. & I. war & became
            the dominant imperial
            power in North America,
            BUT the costs of victory
            left them heavily in debt.
            Great Britain decided
            to centralize control over
            its empire and compel
            colonists to share costs
            of their defense. With
            the Proclamation Line of
            1763, the British closed
English     off further settlement of
were now
Indians’
            western territories
sole        beyond the Appalachian
source of   Mountains (“the
trade
goods.
            backcountry”) and sent
            full-time British troops to
            enforce the ban, keeping
            settlers and Indians
            apart.
American colonists expected a
    preferred position in the British
   Empire after helping defeat the
    French, but instead a series of
  English govt. officials levied new
  taxes on them to pay the cost of      Sons of Liberty
    maintaining an unprecedented            attack a
   standing army in America. The            tax collector.
colonists responded with boycotts,
              greater inter-colonial
communication, and violence. The
 most objectionable taxes were on
                     paper and tea.
British Political
Cartoon Critical of
Lord North’s
Economic Policies
With Regard to the
American Colonies,
Which Are Depicted
As the “Goose That
Laid the Golden Egg.”
In reality, British soldiers did not fire a coordinated
                   volley; white men were not the only ones involved
                   in the incident; and Bostonians provoked the
                   soldiers with taunts and thrown objects. They
                   resented the mere presence of British troops in
                   peacetime.




    Paul Revere’s Depiction of the Boston
Massacre. It was not an accurate representation
 of what happened, but that did not stop people
           from believing it was true.
Alonzo Chappel,
                     The Boston Massacre




This artistic representation probably comes nearer “the truth,” but it is still just an
    interpretation and was not painted until almost 100 years after the event.
Relations between Great Britain and the thirteen colonies
               continued to deteriorate.




                                        These are not
                                        real Indians.




The Boston Tea Party led to the Intolerable Acts (1774)
Battles of Lexington and Concord, 04/19/1775




 In fact, actual fighting ‘on the ground’ between American patriots and
      British Army ‘redcoats’ had begun over one year BEFORE the
     revolution’s political leaders approved a formal ‘declaration of
                        independence’ in July 1776.
Part Three:
Independence
Thomas Paine
Thomas Paine’s Common Sense
• Appeared in January,
  1776.
• Attacked King George
  III directly.
• 100,000 copies sold in
  less than three
  months.
• Made independence
  seem the next logical
  step.
Did Jefferson mean to include African-Americans
  and women when he wrote “All Men are Created
                      Equal?”
Yes, but how ‘natural rights’ were understood in the
1700s and even later is complex. From a
philosophical standpoint, Jefferson believed all
humankind possessed rights of “life, liberty, and pursuit
of happiness,” but, at that time, it did not follow that
“liberty” meant the right to full political participation in
society. People in the 21st century assume that
natural rights and civil rights mean the same thing but
not back then. Of course, slaves and many women did
not in fact possess “liberty” even as it was defined in
that day, i.e., the ability to move about freely and enjoy     In 1998, DNA
the fruits of one’s own labor. Jefferson was remarkably        evidence
enlightened given his social situation as a Virginia           showed
slaveholder, BUT he was undoubtedly a species of               that Jefferson
                                                               fathered at
racist and a walking contradiction. “All men are
                                                               least one child
created equal” is arguably the most radical political          with his slave
statement ever made, however, and it has inspired              Sally Hemings.
many revolutions other than the American.
The American Revolution was never
                                       Patterns
a single, unified movement whose
                                       of
members all agreed on what they
                                       Allegiance:
wanted. Not even all Britons living    Loyalist &
in America agreed that they wanted     Rebel
independence from King George III.     Support
The Revolution was not only a
revolt but also a civil war between
Patriots (Rebels), who took up arms
against King and Parliament, and
Loyalists (Tories), who remained
loyal to the British Crown. When the
war was over, an estimated 100,000
Loyalists left the United States for
Canada or the British isles--
including Benjamin Franklin’s son
William and the Penn family,
founders of Pennsylvania.
British Surrender at Saratoga, NY




American independence could not have been achieved without the aid of
foreign allies. Victory at Saratoga convinced the French to form an alliance
with the American rebels & declare war on Great Britain. Spain and Holland
soon followed suit, making the British defend other parts of their empire.
Gen. Benedict Arnold –
Hero of the Battle of
Saratoga, but who later
betrayed the Patriot
cause by falling in
love with a Loyalist
woman and selling
out to the British.
Oct. 1781 -- After General Cornwallis’ forces were bottled up at Yorktown, VA,
by Washington’s troops & the French navy, his surrender all but ended the war.
The world’s superpower had been defeated by its own colony!!! For the British,
it was the 18th century equivalent of the Americans’ 20th-century experience in
Vietnam.




   Cornwallis Surrenders to Washington
As a military commander,
                         Washington knew when to
                         cut his losses, beat a retreat,
                         & fight again another day.
                         He was also an outstanding
                         spymaster. He walked away
                         from political power TWICE
                         after the war, and herein lies
                         his greatness. After most
                         revolutions, a military
                         dictator emerges as ruler.
                         That did not happen in
                         America thanks to George
                         Washington. Of course, he
                         was a slaveholder. He even
                         used govt. resources to hunt
                         down runaways from Mount
                         Vernon. He freed the slaves
                         in his power upon his
                         death--unlike Jefferson,
Gen. George Washington   who was too indebted to do
                         so.
The political                   Nov. 1775, British      At the time the
 rhetoric of the                   offered freedom       Revolution started,
 Patriot cause                         to any slave      slavery existed in all 13
 confused                                who could
 many                                     join them;     colonies. In 1780, citing
 blacks.                                     1000s       the “All-men-are-
                                                did.     created-equal”
                                                         language from the
                                                         Declaration,
                                                         Massachusetts became
                                                         the first state to free
                                                         slaves; Vermont soon
                                                         followed. NY & PA
                                                         offered only gradual
                                                  .
                                                         abolition--whereby all
At first,
Washington                                  Northern     slaves eventually
was reluctant                            free blacks     became free by the
to use black                                    were     1820s. Most northern
soldiers, but a lack                      especially     states ended slave
of manpower left him                        welcome
                                            to enlist.
                                                         trade during or right
little choice.
                                                         after the Revolution.
“The Bucks-of-America” all-black unit service badge
Native Americans in the Revolution
                               Most Indians fought for the
                               British, including the powerful
                               Iroquois. While Americans
                               consider G. Washington the
                               “father of our country,” the
                               Iroquois know him as “town
                               burner.” Some small Indian
                               tribes already surrounded by
                               whites fought on the American
                               colonists’ side.
                               Individual acts of bravery by
                               Indians were rewarded by
                               states, but tribes fared poorly
                               overall. The British simply
Thayendanegea (Joseph Brant)   abandoned the Iroquois at the
       Iroquois leader         Paris peace talks.
Women in the Revolution
                         Women took on a variety of roles in
Abigail Adams,
                         the Revolution, from sewing to serving
future First Lady
                         in combat. As the quote below by
                         Abigail Adams to her husband, John,
                         shows, they hoped for nothing less
                         than a voice in the new nation:

                             "...In the new Code of Laws
                             which I suppose it will be
                             necessary for you to make I
                             would desire you would
                             Remember the Ladies.... Do not
                             put such unlimited power into
                             the hands of the Husbands.... If
                             particular care and attention is
                             not paid to the Ladies, we are
                             determined to foment a
                             Rebellion, and will not hold
                             ourselves bound by any Laws in
                             which we have no voice, or
                             Representation.” (March 1776)
Part Four:
Establishing a Republic:
 The U.S. Constitution
We Won the Revolution! Now What?




 The Articles of Confederation, which had created a weak
central government in 1778, proved to be an unsatisfactory
plan of government to those Americans who were thinking
          in national terms rather than just locally.
The solution was to write a new Constitution, largely the work of James Madison.
 There was no republic (a form of representative democracy) anywhere in the world at
 that time to use as a model, so the Founders turned instead to examples from classical
 antiquity (Greece, Rome); their English legal & constitutional heritage; local
 experiences with colonial legislatures; & the ideas of the Enlightenment. What they




came up with did not meet with universal approval but instead sparked debates over the
possible direction of the country’s future. A notable contribution to these debates were
The Federalist Papers, a series of essays mostly written by Madison & Alexander
Hamilton. People did not think a large republic could exist because of the competing
interests of merchants & farmers. Madison argued that a large republic was best because
among so many differing viewpoints no one dominant “faction” could emerge.
What is “Faction”?
•   The Founders were concerned about controlling “factions” and
    preventing mob rule without forfeiting liberty.
•   Madison would acknowledge that making the new central
    government as “democratic” as possible was not the Framers’
    overriding motive. In fact, they feared “democracy” could possibly
    lead to mob rule & endanger the property rights of the minority (i.e.,
    wealthy citizens). Madison was so wary of mob rule that he placed
    the greatest number of ‘checks and balances’ on the House of
    Representatives, the most democratic U.S. institution.
•   The Founders also stressed that a republic could not survive without
    “virtue” [i.e., participating in civic affairs for the common good] on the
    part of both leaders and citizenry.
•   For us, an election without party competition is no election at all. But
    the Founders equated parties with factions, which they saw as evils.
Two Forms of Popular Government
•   Madison [Fed. 10] distinguishes between two types of popular
    government [i.e., “government by the people”]:
     – “a [pure] democracy, by which I mean a society consisting of a
       small number of citizens, who assemble and administer the
       government in person [e.g., “town meeting” or “participatory
       democracy”], and
     – “a republic, by which I mean a government in which the scheme
       of representation takes place.”
•   The two great points of difference between a democracy and a
    republic are:
     – “first, the delegation of the government, in the latter, to a small
       number of citizens elected by the rest;
     – “secondly, the greater number of citizens, and greater sphere of
       country, over which the latter may be extended.”
• Clearly, we mostly use the term “democratic” today to
  refer to systems that Madison would call “republican.”
What Was Revolutionary about the
         Constitution?
• New and different type of state: Only republic in
  the world at that time.
• Despite failing to secure political rights for
  women and blacks, there was far greater social
  mobility in the early republic than at present. Ben
  Franklin called the USA the “best poor [white]
  man’s country in the world.”
• Flexible document; ability to add amendments is
  the beauty of the Constitution.
• Universal white male suffrage (by 1820s). (Not
  even the British could say the same until the
  1870s!)
• Official state churches were abolished; freedom
  of religion and freedom from religion.
• Civic nationalism in theory: Every citizen gets to
  vote.
Weaknesses of Constitution
• Went as far as it could go (but not far enough)
  toward limiting the sovereignty of the states.
• What if some states like federal govt.’s tariff
  policy and others do not? How will issue of
  slavery be determined in new territories and
  states? North will come to believe it gave up too
  much power to the South by allowing them to
  count 3/5 of their slaves for purposes of
  determining proportional representation in the
  House of Representatives and Electoral College.
• Ethnic nationalism in practice: States get to
  decide who qualifies as a “citizen”; the USA will
  be a “White Man’s Democracy” & a
  “Slaveholding Republic” (although briefly some
  New England states actually allowed free blacks
  and women of property to vote).

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Founders' Democratic Reforms or Economic Opportunism

  • 1. Learning Unit #10: Lecture “Were the Founders Democratic Reformers or Economic Opportunists?”
  • 2. Part One: Intellectual & Social Origins of the American Revolution & Constitutional Government
  • 3. The Enlightenment is also known as “The Age of ‘Reason.” This label describes a historical period (late 1600s - late 1700s) when people began rejecting superstitious beliefs and instead started relying on their own mental faculties to provide rational explanations about the world and universe.
  • 4. The Enlightenment affected many areas of human endeavor, but the advances in science were its most impressive. Sir Isaac Newton, father of modern physics, was at the forefront of scientific inquiry. A devout Christian, Newton felt he was discovering the hidden, holy laws by which God governed His Sir Isaac Newton Creation--like a divine 1643-1727 clockmaker who has set the mechanism in motion.
  • 5. Some minds began to ask whether ‘scientific’ laws might also exist that could be applied to the improvement of society with the same certainty as the laws of physics. At the time, hereditary monarchies ruled across Europe, most with even more power than kings during the Middle Ages. Enlightenment thinkers began to question monarchism as a rational basis for governance. They instead called for republics (i.e., representative democracy), the codification of laws, and the most radical of them for universal male suffrage.
  • 6. “Not only do I say “Sovereigns that Christians should are bound to “Inalienable rights are tolerate each other their subjects life, liberty, and the but that all men are by a social pursuit of property.” brothers.” contract.” Locke Voltaire Rousseau The ideas of several European Enlightenment thinkers (philosophes) influenced American Revolutionaries such as Thomas Jefferson, Thomas Paine, and Benjamin Franklin.
  • 7. Enlightenment ideas Printing were disseminated by presses various means to an increasingly literate audience. Secret fraternal organizations Salons and coffeehouses
  • 8. The people who consumed Enlightenment writings were often the newly wealthy “middle class,” who found that they now had money but little or no say in how they were governed.
  • 9. Notice how many Americans owned property! Social Classes in Colonial America
  • 10. How ‘revolutionary’ can a revolt by the propertied class really be? The Second Continental Congress Less than 1/3 of England’s inhabitants belonged to the “middle class,” yet 3/4 of white American colonists could be described as “middle class” for that time ( = more status than now).
  • 11. Ben Franklin: Franklin, Paine, & Jefferson are The First American? the only Americans of their era typically regarded as Enlightenment thinkers. Franklin was a world-class scientist, inventor, printer, and statesman. His Autobiography is the first articulation of what has since come to be known as ‘the American Dream.’ For most of his life, however, Franklin thought of himself as an Englishman--until 1774, that is, when his role in the exposure of a double-dealing Royal governor came to light. He was publicly embarrassed and condemned by the British Government. From that point forward, Franklin never again thought of himself as English but as American. Indeed, a recent biography of Franklin is titled The First American. (His son stayed loyal to the English!)
  • 12. Part Two: The Role of Global Imperial Conflict in American Independence
  • 13. From 1756 to 1763, Great Britain & France engaged in a worldwide geopolitical struggle called the Seven Years’ War. Their conflict in N. America was called the French & Indian War. It pitted the French and a majority of allied Ohio Valley Indians against American colonists, British soldiers, & an Indian minority.
  • 14.
  • 15. Before After French & Indian War For decades, the British and French had been on a collision course over control of the N. American continent’s interior. Most Indians wanted to stay out of the war but chose the French as the lesser of two evils. By the time the Iroquois finally sided with the British in 1759, English victory was a foregone conclusion.
  • 16. Great Britain won the F. & I. war & became the dominant imperial power in North America, BUT the costs of victory left them heavily in debt. Great Britain decided to centralize control over its empire and compel colonists to share costs of their defense. With the Proclamation Line of 1763, the British closed English off further settlement of were now Indians’ western territories sole beyond the Appalachian source of Mountains (“the trade goods. backcountry”) and sent full-time British troops to enforce the ban, keeping settlers and Indians apart.
  • 17. American colonists expected a preferred position in the British Empire after helping defeat the French, but instead a series of English govt. officials levied new taxes on them to pay the cost of Sons of Liberty maintaining an unprecedented attack a standing army in America. The tax collector. colonists responded with boycotts, greater inter-colonial communication, and violence. The most objectionable taxes were on paper and tea.
  • 18. British Political Cartoon Critical of Lord North’s Economic Policies With Regard to the American Colonies, Which Are Depicted As the “Goose That Laid the Golden Egg.”
  • 19. In reality, British soldiers did not fire a coordinated volley; white men were not the only ones involved in the incident; and Bostonians provoked the soldiers with taunts and thrown objects. They resented the mere presence of British troops in peacetime. Paul Revere’s Depiction of the Boston Massacre. It was not an accurate representation of what happened, but that did not stop people from believing it was true.
  • 20. Alonzo Chappel, The Boston Massacre This artistic representation probably comes nearer “the truth,” but it is still just an interpretation and was not painted until almost 100 years after the event.
  • 21. Relations between Great Britain and the thirteen colonies continued to deteriorate. These are not real Indians. The Boston Tea Party led to the Intolerable Acts (1774)
  • 22. Battles of Lexington and Concord, 04/19/1775 In fact, actual fighting ‘on the ground’ between American patriots and British Army ‘redcoats’ had begun over one year BEFORE the revolution’s political leaders approved a formal ‘declaration of independence’ in July 1776.
  • 25. Thomas Paine’s Common Sense • Appeared in January, 1776. • Attacked King George III directly. • 100,000 copies sold in less than three months. • Made independence seem the next logical step.
  • 26. Did Jefferson mean to include African-Americans and women when he wrote “All Men are Created Equal?” Yes, but how ‘natural rights’ were understood in the 1700s and even later is complex. From a philosophical standpoint, Jefferson believed all humankind possessed rights of “life, liberty, and pursuit of happiness,” but, at that time, it did not follow that “liberty” meant the right to full political participation in society. People in the 21st century assume that natural rights and civil rights mean the same thing but not back then. Of course, slaves and many women did not in fact possess “liberty” even as it was defined in that day, i.e., the ability to move about freely and enjoy In 1998, DNA the fruits of one’s own labor. Jefferson was remarkably evidence enlightened given his social situation as a Virginia showed slaveholder, BUT he was undoubtedly a species of that Jefferson fathered at racist and a walking contradiction. “All men are least one child created equal” is arguably the most radical political with his slave statement ever made, however, and it has inspired Sally Hemings. many revolutions other than the American.
  • 27. The American Revolution was never Patterns a single, unified movement whose of members all agreed on what they Allegiance: wanted. Not even all Britons living Loyalist & in America agreed that they wanted Rebel independence from King George III. Support The Revolution was not only a revolt but also a civil war between Patriots (Rebels), who took up arms against King and Parliament, and Loyalists (Tories), who remained loyal to the British Crown. When the war was over, an estimated 100,000 Loyalists left the United States for Canada or the British isles-- including Benjamin Franklin’s son William and the Penn family, founders of Pennsylvania.
  • 28. British Surrender at Saratoga, NY American independence could not have been achieved without the aid of foreign allies. Victory at Saratoga convinced the French to form an alliance with the American rebels & declare war on Great Britain. Spain and Holland soon followed suit, making the British defend other parts of their empire.
  • 29. Gen. Benedict Arnold – Hero of the Battle of Saratoga, but who later betrayed the Patriot cause by falling in love with a Loyalist woman and selling out to the British.
  • 30. Oct. 1781 -- After General Cornwallis’ forces were bottled up at Yorktown, VA, by Washington’s troops & the French navy, his surrender all but ended the war. The world’s superpower had been defeated by its own colony!!! For the British, it was the 18th century equivalent of the Americans’ 20th-century experience in Vietnam. Cornwallis Surrenders to Washington
  • 31. As a military commander, Washington knew when to cut his losses, beat a retreat, & fight again another day. He was also an outstanding spymaster. He walked away from political power TWICE after the war, and herein lies his greatness. After most revolutions, a military dictator emerges as ruler. That did not happen in America thanks to George Washington. Of course, he was a slaveholder. He even used govt. resources to hunt down runaways from Mount Vernon. He freed the slaves in his power upon his death--unlike Jefferson, Gen. George Washington who was too indebted to do so.
  • 32. The political Nov. 1775, British At the time the rhetoric of the offered freedom Revolution started, Patriot cause to any slave slavery existed in all 13 confused who could many join them; colonies. In 1780, citing blacks. 1000s the “All-men-are- did. created-equal” language from the Declaration, Massachusetts became the first state to free slaves; Vermont soon followed. NY & PA offered only gradual . abolition--whereby all At first, Washington Northern slaves eventually was reluctant free blacks became free by the to use black were 1820s. Most northern soldiers, but a lack especially states ended slave of manpower left him welcome to enlist. trade during or right little choice. after the Revolution. “The Bucks-of-America” all-black unit service badge
  • 33. Native Americans in the Revolution Most Indians fought for the British, including the powerful Iroquois. While Americans consider G. Washington the “father of our country,” the Iroquois know him as “town burner.” Some small Indian tribes already surrounded by whites fought on the American colonists’ side. Individual acts of bravery by Indians were rewarded by states, but tribes fared poorly overall. The British simply Thayendanegea (Joseph Brant) abandoned the Iroquois at the Iroquois leader Paris peace talks.
  • 34. Women in the Revolution Women took on a variety of roles in Abigail Adams, the Revolution, from sewing to serving future First Lady in combat. As the quote below by Abigail Adams to her husband, John, shows, they hoped for nothing less than a voice in the new nation: "...In the new Code of Laws which I suppose it will be necessary for you to make I would desire you would Remember the Ladies.... Do not put such unlimited power into the hands of the Husbands.... If particular care and attention is not paid to the Ladies, we are determined to foment a Rebellion, and will not hold ourselves bound by any Laws in which we have no voice, or Representation.” (March 1776)
  • 35. Part Four: Establishing a Republic: The U.S. Constitution
  • 36. We Won the Revolution! Now What? The Articles of Confederation, which had created a weak central government in 1778, proved to be an unsatisfactory plan of government to those Americans who were thinking in national terms rather than just locally.
  • 37. The solution was to write a new Constitution, largely the work of James Madison. There was no republic (a form of representative democracy) anywhere in the world at that time to use as a model, so the Founders turned instead to examples from classical antiquity (Greece, Rome); their English legal & constitutional heritage; local experiences with colonial legislatures; & the ideas of the Enlightenment. What they came up with did not meet with universal approval but instead sparked debates over the possible direction of the country’s future. A notable contribution to these debates were The Federalist Papers, a series of essays mostly written by Madison & Alexander Hamilton. People did not think a large republic could exist because of the competing interests of merchants & farmers. Madison argued that a large republic was best because among so many differing viewpoints no one dominant “faction” could emerge.
  • 38. What is “Faction”? • The Founders were concerned about controlling “factions” and preventing mob rule without forfeiting liberty. • Madison would acknowledge that making the new central government as “democratic” as possible was not the Framers’ overriding motive. In fact, they feared “democracy” could possibly lead to mob rule & endanger the property rights of the minority (i.e., wealthy citizens). Madison was so wary of mob rule that he placed the greatest number of ‘checks and balances’ on the House of Representatives, the most democratic U.S. institution. • The Founders also stressed that a republic could not survive without “virtue” [i.e., participating in civic affairs for the common good] on the part of both leaders and citizenry. • For us, an election without party competition is no election at all. But the Founders equated parties with factions, which they saw as evils.
  • 39. Two Forms of Popular Government • Madison [Fed. 10] distinguishes between two types of popular government [i.e., “government by the people”]: – “a [pure] democracy, by which I mean a society consisting of a small number of citizens, who assemble and administer the government in person [e.g., “town meeting” or “participatory democracy”], and – “a republic, by which I mean a government in which the scheme of representation takes place.” • The two great points of difference between a democracy and a republic are: – “first, the delegation of the government, in the latter, to a small number of citizens elected by the rest; – “secondly, the greater number of citizens, and greater sphere of country, over which the latter may be extended.” • Clearly, we mostly use the term “democratic” today to refer to systems that Madison would call “republican.”
  • 40. What Was Revolutionary about the Constitution? • New and different type of state: Only republic in the world at that time. • Despite failing to secure political rights for women and blacks, there was far greater social mobility in the early republic than at present. Ben Franklin called the USA the “best poor [white] man’s country in the world.” • Flexible document; ability to add amendments is the beauty of the Constitution. • Universal white male suffrage (by 1820s). (Not even the British could say the same until the 1870s!) • Official state churches were abolished; freedom of religion and freedom from religion. • Civic nationalism in theory: Every citizen gets to vote.
  • 41. Weaknesses of Constitution • Went as far as it could go (but not far enough) toward limiting the sovereignty of the states. • What if some states like federal govt.’s tariff policy and others do not? How will issue of slavery be determined in new territories and states? North will come to believe it gave up too much power to the South by allowing them to count 3/5 of their slaves for purposes of determining proportional representation in the House of Representatives and Electoral College. • Ethnic nationalism in practice: States get to decide who qualifies as a “citizen”; the USA will be a “White Man’s Democracy” & a “Slaveholding Republic” (although briefly some New England states actually allowed free blacks and women of property to vote).

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