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神經精神醫學第41 卷第6 號2002 
J Korean Neuropsychiatr Assoc Vo/ 41, No 6 디월 쩌口 
A Neuropsychological Study of Executive Function Deficit 
in Autistic Disorder 
Min-Sup Shin, Ph.D.,llt Hye-Geun Park, M.A.,2> Kang-E M. Hong, M.D.ll 
Objectives : This study was conducted to investigate the executive function deficit and the lack of 
theory of mind in children with autístic disorder, 
Methods : Forty children, aged between 11 and 15, were involved in this study : 14 autistic disor­dered, 
12 non-autistic mentally retarded (psychiatric controJ), and 14 normai chil따en(norm외 controJ) . 
In addition to the “ Sally-Ann" task to test theory of mind, three other neuropsychological tests were 
administered individually to assess executive function in all subjects. 
Results : Significant group differences were found on the executive function and the theory of 
mind tests. Those deficits were more widespread in the autistic group than in the non-autistic mentally 
retarded group. The autistic group was impaired on the test requiring inhibition of prepotent responses 
compared to the two control groups. Both of the autistic and the non-autistic mentally retarded groups 
exhlbited difficulties in predicting other's behavior based on their understanding of other’s mental 
states. 
Conclusions : These results show that executive function and theory of mind deficits coexist in 
children with au디 stic disorder. This co-occurrence of deficits suggests the possibility that prefrontal 
cortex may be the neurological region responsible for causing autistic disorder. 
KEY WORDS : Executive function . 까leory of mind . Autistic disorder. 
Introduction 
Autistic 띠sorder is a severe lifelong developmental 
disorder that has a neurobiological cause. πle condition is 
접수일자 : 2002년 6 월 17 일 
심사완료 : 2002년 8 월 20 일 
[)서울대학교 의과대학 정신과학교실 소아정신분과 
Department 01 Chlld-Adolescent Psychiatry, Seoul National 
Universiη" College 01 Medicine, Seoul 
2) 이화여자대학교 대학원 심리학과 
Depanment 01 Psychology, Ewha Womon s University, 
Seoul 
tCorrespondmg author 
characterized by three behavioral features : qu려itative 
imp없nnents in soci외 interaction 뻐d communication, 
and resσicted repe디디ve-stereotyped pattem of beha-vlor. 
14) 
A great de외 of research has been conducted to iden­tify 
the link between cognitive deficits and the deviated 
behavioral features of au디 stic disorder. One approach to 
cognitive studies on autistic disorder is to investigate the 
deficit of ‘간leory of mind" hypothesis.5 
) A theory of 
mind is the belief, or “th∞'ry", that you hold that others 
have a “ mind" capable of understanding things the same 
way your mind does. Thus, the hypothesis implies that 
autistic individuals have a deficit with respect to repre- 
- 1059-
senting the “ self' and other’s mental states and to expec­ting 
the behavior of others. Previous studies have sup­ported 
the lack of theory of mind in autistic disorder.6) In 
recent y않rs , a whole body of research has foαISed on 
autism and theory of mind. These studies have postulated 
how a lack of theory of mind makes autistic in며애du떠 
unaware of others’ thoughts and feelings. Similarly, when 
it comes to communication, a lack of theory of rnind 
makes it difficult for an autistic child to know where to 
start in sh뼈ng hi빠ler experiences-verbally or nonver­bally. 
7) A functional neuroirnaging study using SPECT 
suggested that the orbito-frontal cortex rnight be the area 
involved in the ability of theory of mind.8) 
Another th∞retical perspective pertaining to cognitive 
irnpairment in patients with autistic disorder is related to 
an executive function deticit. In conσast to the propos머 
that specific social or social-cognitive abnormalities un­derlie 
the symptorns of au디 stic disorder, this recent su­ggestion 
is that the disorder is characterized by more 
general difficulties in high-level planning and control of 
behavior.9) πle observation that some aspects of autistic 
behavior are sirnilar to those seen in patients with frontal 
lobe lesions provided the impetus for research in this 
area. According to Darnasio 뻐d Maurer,lO) ‘'They share 
a similar lack of initiative, a similar concreteness in thou­ght 
and language, an inability to focused attention, sh와 1- 
owness of affect, and lack of empathy". πris perspective 
of study has the advantage of providing an explana디on 
for the resσicted, repetitive and stereotyped patterns of 
behaviore.상ribited by people with au디 stic 이sorder. 
“ Executive function", a condition mediated by the 
frontal lobe, has been detined as the set of abilities in­volved 
in maintaining an appropriate problem-solving 
framewOIk.II 
. 12) Included in this set of abilities are the 
capacity to : disengage from the external context; inhi­bit 
inappropriate responses; plan and generate sequences 
of willed actions; sustain an appropriate cognitive set for 
staying on-task ; monitor their own perforrnance and 
make use of feedback ; flexib피ty to shift their attentional 
set. η피s list of abilities is not exhaustive and there rnay 
be other as야cts related to the executive control of beha­vior. 
The main findings of this research were that children 
and adults with autistic disorder have problerns in plann­ing 
and organizingl3. 14) ; in using feedbackl5) ; in swit-ching 
to a new cognitive setl3•14)16) ; and in disengaging 
from perceptually salient stimuli. 13) 
Researches on executive function in some child psy­chiatric 
disorders have primarily been guided by what 
researchers call the “ frontal metaphor" ; a derivation of 
ad비t neuropsychology. πle prefrontal cortex has a more 
cerrσal and pervasive role in human cognition than is 
usually recognized and the role of the prefrontal cortices 
has been extensively debated in the history of neuropsy­chology. 
9) Regarding the localization of intelligence or 
other higher functions, the role of the frontallobe became 
controversial in the 19th and early 2에1 centuries. When 
Goldstein claimed that the frontallobe was irnportant for 
“absσact attitude", a special role for the frontallobe in 
human cognition reemerged. However, Hebb presented 
evidence contrary to this hypothesis by demonsσa뻐g 
that prefrontal removal in tive of his patients had no 
noticeable effect on the social or co맑i디ve functions of 
them (quoted in Pemrington & ûzonoff) 꺼 Subsequent 
to Hebb’s reports, many other studies have documented 
the effects of frontal lesions on a variety of cornplex 
behaviors and tasks such as set shifting, planning, work­ing 
memory, and inhibition. 17.18) Although the tasks and 
behaviors disrupted by frontal lesions are q띠te hetero­gen∞ 
us with respect to their surface characteristics, they 
all require goal-directed behavior, usually in novel con­texts 
with competing, but erroneous response alterna­tives. 
Despite understanding the go따 of the task, patients 
with frontallesions fail to accornplish it, either becau않 of 
perseveration, impersistence, intrusions of task-irrelevant 
behavior, or lack of initiative. It is this dysregulation of 
go떠-이rected behavior that cannot be attributed to a 
more basic deticit in percep디on, memory, or language 
cornprehension, and occurs across tasks varying in con­tent 
and surface ch따acteristics. This has led to the current 
view in neuropsychology in which it has been postulated 
that the frontal lobe is important for the “ executive" or 
“ supervisory" aspect of task perforrnance. Thus, the his­torical 
controversy over whether the frontal lobe plays a 
S야cial role in higher cognition 뼈stx잉enp따tly resolved 
Executive function deticit has been prφosed as a 
primary impairrnent in the control and regulation of 
behavior and rnay be able to explain the characteristic 
presence of repetitive behavior in autistic patients. In 
- 1060-
terms of executive function deficit, the repetitive and 
stereotyαxl behavior of autistic 이sorder can be explained 
as a failure of behavior inhibition 때d an impaired gene­rative 
ability.19) An inability to inhibit actions, thoughts, 
and behavior would ensure that once an individuaI was 
engaged in sorne activity, or following one line of thought, 
this behavior would be pursued to an abnormally persis­tent 
and rigid degree. 깨us, this explanation regards 
repeti디ve behavior as the direct, naturalistic counterpart 
of the tendency to perseveration. πle ability to respond 
to the environrnent in a flexible and adaptive way depends, 
not just on the ability to control and regulate behavior 
through the inhibition of inappropriate activity, but also 
on the ability to generate appropriate goals and courses 
of action. If the ability to generate novel behavior and 
ideas was permanentIy disabled, we rnight predict that 
we would use a small set of action plans and use them 
repeat뼈l Jy. Therefore, in people with au디stic 이sorder, 
executive dysfunction rnay render individuals unable to 
generate novel action plans, thus forcing them to repeat 
the same acts over and over. In this way, because it is 
difficult for autis디C 야x>ple to be spontaneous and creative 
in their use of objects, toys, and their leisure time, they 
are commonly found carrying out the same activity over 
and over again. 
It would therefore seem that the research described 
above irnplies that the lack of theory of rnind and the 
execu디ve function deficit in autistic disorder rnay expl­ain 
the underlying cognitive irnpairment associated with 
various behavioral symptoms. Research directed at those 
cognitive irnp없rments 벼rectIy ∞nnected with behavioral 
symptoms associated with the autistic disorder rnight pr­ovide 
a new approach to understanding autistic disorder, 
which can be helpful in the development of therapy 
programs for autistic c뻐따-en. Therefore, in present study 
we exarnined the executive function deficit and the lack 
of theory of rnind in autistic children using neurop­sychologIcal 
tests to assess executive function and the 
“ Sally-Ann" task to test theory of rnind. 
Methods 
1. Subjects 
까πee groups of subjects between the ages of 11 and 
Table 1. Comparisons of IQ, age and K-CARS belween 
Outistic and MR groups 
Autistic group MR group 
(n=14) (n=12) 
Mean(S.D) Mean(S.D) Statistics 
FSIQ 54.36(13.39) 52.33(12.56) T=0.4O 
VIQ 45.93( 9.91) 53.00( 9.65) T=l ‘84* 
PIQ 74.64(17.60) 60.33(20.63) T=1.91* 
이(-CARS 30.32( 5.83) 19.07( 1.79) t=6.90** 
Sex(M: F) 12: 2 11 : 1 
* . p<.05, ** . p<.Ol 
Q ‘ Korean version of Chlldhood Autism Rating Scale 
15 p따ticipated in this study; the autistic (n=14 ; boy=12, 
girl=2) , 야le mentally retarded but non-autistic (n=12 ; 
boy=ll, girl=I), and the normal 뼈l따-en (n=14 ; boy=12, 
girl=2). Two clinical groups were recruited from three 
sch。이 s for special children in Seoul, Korea. The child­ren 
that were included in the clinical group had been 
diagnosed as having autistic 띠sorder, or mental retarda­tion, 
before being adrnitted to the speci외 school. The 
autistic group consisted of c뻐.dren who meet DSM-IV 
criteria for au디stic disorder and pervasive developmen­tal 
disorder not otherwise specified (PDD NOS). πle 
non-autistic mentally retarded group(MR group) was 
rnatched with the au디 stic group on chronological age 
(CA) and Full Scale IQ of the Korean version of We­chsler 
Intelligence Scale for Children- Revised (Table 1) ‘ 
The mean ages of the autistic, MR, and normal groups 
were 13.03 (S.D.=1.43) , 12.85 (S.D.=1.7I), and 13.01 
(S.D.=1.37) y않rs, respectively. The chil따enofthe MR 
group who manifested autistic-like symptoms were ex­cluded 
from the study. πle normal children were recru­ited 
from 뻐 elementary and a rniddle school in Seoul, 
and were rnatched with the clinical groups on CA. 까le 
normal children had no learning, behavioral and Înter­person떠 
problems according to their teachers and parents 
There was no significant difference in the mean age 
among the three groups, or in the Full Scale IQ (FSIQ) 
between the autistic and the non-autistic mentally retar­ded 
groups. The mean K-CARS (the Korean version of 
Childhood Autism Rating Scale) 20) score was signifi­cantly 
higher in the au디stic group than the non-autistic 
mentally retarded group. 
- 1061 -
2. Measures 
ππ'ee neuropsychological tests were used. These con­sisted 
of : πle Go-NoGo Test, the Trail Making Test­type 
B and the Eight Boxes Test. πlese tests have been 
demonstrated to assess the ability of inhibitory control, 
attention shifting, and wor성ngmemory m때iated by the 
frontal lobe. The “ Sally-Ann" task 띠so was administ­ered 
to assess the children’s ability to understand the 
mental states of others, namely, theory of mind. 
1) Tests of Executive Function 
(1) Go-NoGo Test 
The Go-N어]0 test is the 33rd and 34th item con­tained 
within the Luria-Nebraska Neuropsychological 
Battery for Children (LNNB-C)?I) These items ass않S 
the ability of behavioral control by the language direc­tion, 
that is, the ability to plan and regulate a behavior 
by the direction which require a sequential or conflicting 
behavior. Given that the frontal lesion patients lose this 
ability, the Go-NoGo test is suitable for diagnosing fron­tallobe 
dysfunαion.12) 22) 
ln former P'따t of the experirnent• the experirnenter 
had a child hold her hand, as if shaking hands, then gave 
the folIowing instruction : “If 1 say ‘red’, squeeze my 
hand. lf 1 say ‘green’, do nothing". The expe디menter 
repeated the insσuction 10 디mes, rar떠omly distributing 
the nature of the instruction (5 red & 5 green) . Children 
were then allowed to respond after each trial. ln latter 
part, the experirnenter gave the instruction ; “If 1 knock 
once, raise your right hand. If 1 knock twice, raise your 
left hand". Once again, the instruction was reα:ated 10 
times, with the nature of the instruction being randomly 
disπibuted (5 once & 5 twice). The scoring added up to 
the number of correct responses. 
(2) Trail Making Test-ηpe B23) 
The tr따1 making test measures visuo-motor σacking, 
attention, and frontal lobe function such as conceptu외Ì­zation 
and mental set shifting. It is administered in two 
parts (A and B) ; we used onIy Part B. In this study, the 
experirr‘enter changed the English alphabet to Korean 
letters. The subjects were req비red to connect 25 encir­cled 
numbers and letters in alternating order with a 
pencil. Both numbers and letters were arrayed 피 random 
order, with each child r여uired to alternate between the 
two sets and complete the test as rapidIy, but as accurately. 
as possible. ’The score was the total time req빠ed for 
comple디on. 
As this is a complex visu떠 scanning test with motor 
skill, po어 visual-motor coordination, φ,fficulty of visual 
scanning, I'OW m'Otivational level, and frontal I'Obe im­p없rrnent 
떠1 c'Ontribute to inhibit perf'Ormance. The brain­injured 
patients e상ribited α)()rer p앉formance than the 
n'Orrnal group, and there was a significant correlati'On 
between an electrophysiologicaI index of frontal I'Obe 
functi'Oning and measures of πail making test. 24) 
(3) Eight Boxes Task 
The eight boxes task was an eight-box version 'Of 
Diam'Ond’s ‘six boxes sc때nbl뼈’ task?5) lt was used t'O 
measure w'Orking mem'Ory in the study 'Of n'Orrnal deve­I'Opment 
'Of executive 미nc디on. 13) Ei양lt different col'Ored 
boxes (red, yelI'Ow, green, blue, navy blue, purple, pink, 
and sky blue : 6 x 6 x 4cm) were arranged on the tray 
(60X 갱cm). πle c비ld obseπed the experimenter place 
a piece 'Of chocolate in each of the eight different boxes. 
The σay was then covered with a scarf and spun 따'Ound. 
까le child was then asked to choose a box c'Ontaining 
chocolate. Each time the child ch'Ose a box that conta­ined 
a chocolate ; he/she C'Ould eat choc'Olate as a reward 
After this frrst successful 띠외 (in which all the boxes 
contained choc'Olate) , the boxes were scrambled, co­vered, 
and spun ready for the next 미외. In each of the 
subsequent trials, the child was reminded to choose a 
box that they hadn’t yet looked in. This pro야dure was 
repeated until all eight pieces 'Of chocolate had been 
f'Ound, 'Or after 15 σials had been c'Onducted, whichever 
occurred sooner. The number of σials required to find all 
eight pieces of chocolate, and the number of errors made 
in the process, were recorded. 
2) Test of Theory of Mind 
The “ Sally-Ann Task", the f;허 se belief task that was 
used in the frrst experiment on metarepresentation외 
deficit of autistic children,51 was also adrninistered. This 
task is a story about false be!ief where the experimenter 
tells the story by showing 5 pictures in which each scene 
Ìs described2) : ‘This is Sally and 야ris is Ann (“9꺼1'0 is 
- 1062-
To바e 2. Comparisons of neuropsychological te앙s among groups 
Autistic1 MR2 Normal3 
(n=14) (n=12) (n=14) 
Mean(S.D) Mean(S.D) Mean(S.D) F SNI(b 
Go-NoGo test 16 ∞( 2.96) 18.75( 2.1 Q) 20 ∞ (0 ) 13.31** 1 <2.3 
。'Trail making tes• 185.14(99.79) 296.58 (1 55.13) 86.21 (22.55) 13.20** 2 < 1 <3 
。Eight-Boxes task 1O.07( 2.95) 1l .92( 3.06) 7.93( 1.38) 7.96** 1. 2 < 3 
** ‘ p< .0 1. 0 . higher score means p。α performance. b : Student-Newman-Keul (p< .05) 
Sallyand who is Ann?"). Sally has a ball. She puts the 
ball into her basket. Sally goes out for a walk. Ann takes 
the ball out of the basket and puts it into the box. Now 
Sally comes back. She wants to play with her ball. Where 
will Sally look for her ball?" (Belief qu얹디on) . If a child 
points to the previous location of the ball, then the child 
can pass the belief question by appreciating the Sally’s 
now false belief. If however, a child points to the ball’s 
current location, then the child fails the question by not 
taking into account the Sally’s belief. These conclusions 
are warranted if two control questions are answered c(• 
rrectly : “Where is the ball really?" (Reality question) 
“ Where was the ball in the beginning?" (Memory ques­디on). 
πle control questions are crucial to ensure that the 
child has both knowledge of the real current location of 
the object and an accurate memory of the previous 
location. Finally the rationalized question is given : 
“Why did S외ly look in the basket (or box) to find her 
ball?" In the belief question, the scoring is pass or fail. 
In the rationalized question, the child’s answer is scored 
as zero-orderGrrelevant answer) , or frrst-order(Sally 
behaved as she thought) . 
3. Procedures 
Two clinical psychologists administered the Korean 
version of Wechsler Intelligence Scale for Children-Re­vised 
(KEDI-WISC) to the autistic and the non-autistic 
mentally retarded groups. The Korean version of Child­ho여 
Autism Ra피19 Scale(K-CARS) was also adrnini­stered 
to the two clinical groups by means of interview 
with their teachers. ’fhree neuropsychological tests of 
executive function and the Sally-Ann task were subse­quently 
administered in a predetennined order, with the 
order being counter-balanced across su비ects. It took 
approximately 20 minutes. At the beginning of each test, 
children received a standard set of instructions and the 
subsequent practice session allowed them to become 
farniliar with the test instruments and response require­ments. 
AlI the clinical subjects were tested individually 
in the quiet room at their school. KEDI-WISC 때d K­CARS 
were not administered to the normal group. 
4. Data Analysis 
MANOVA was used to compare three groups using 
the data obtained from the neuropsychological tests. 
Post-hoc comparisons (Student Newman-Keuls) were 
subsequently conducted to identiη significant group di­fferen야s. 
Chi-square tests were performed to assess the 
벼fference between group scores for the “ Sally-Ann task" 
Results 
1. Executive Function 
The means and standard deviations for each group on 
executive function tests are presented in Table 2. 깨e 
multivariate analysis of variance for the tlrree neuropsy­chological 
tests showed significant differences among 
tlrree groups. 
On the Go-N어Jo test, the autistic group exhibited a 
significantly lower performance(p<.Ol) than the MR 
and the normal groups. No significant difference was 
apparent between the MR and the normal groups. These 
results indicate that autistic children have difficulty in 
inhibitory control and shifting cognitive sets. on the trail 
making test-type B, the MR group exhibited the lowest 
perfom퍼nce among tlrree groups (p<.Ol), with the au­디S디c 
group’s performance being slower than that of the 
normal group on this test (p<.05). on the eight boxes 
task, the MR and autistic groups e상피bited significantly 
lower performances than the normal group (p<.O 1), and 
there was no significant difference between the MR and 
the autistic groups. 
- 1063 -
1al벼e3.Compari∞ns of Sally-Ann task among groups 
Autistic group 
(n=14) 
MRgroup 
(n=12) 
Normal group 
(n=14) 
Belief question 
Correct respanse (ratio) 
Inc。πect response(ratio) 
5 (36%) 
9 (64%) 
6 (50%) 
6 (50%) 
14 (1α뼈) 
o ( 0%) 
Rationalized question Zero-order 14 11 12 
Flrst-order 0 2 
X 2: 13.49, df=2, p< .01 
2. Theory of Mind 
πle perfonnance of each group on the belief and 
rationalization question in the Sally-Ann task is depicted 
in Table 3. With the exception of four autistic chil따en, 
외 1 subjects were able to answer the control questions 
correctly. A significant difference (p<.Ol) was app'와ent 
between groups in the belief question. All of the norrnal 
chil따en answered correctly, but only 5 autistic chil따en 
(36%) and 6 MR children (50%) answered correctly. 
There was no group difference between the au디stic and 
the MR groups. Both of clinical groups e앙ribited lower 
perfonnances than the norrnal group. In the rationalized 
question, there were a few children who gave an answer 
based on Sally’s false belief(frrst-order) in all groups. 
Autistic children who answer correctly in the belief 
ques디on could not infer Sally’s menta1 state (She thinks 
a ball is in the basket) , but gave a descriptive explana­디on( 
S외ly put a ball in the baskeÙ. Most of the MR 
children answered in a sinrilar way. For example, “The 
ball isn’t in the basket", or “Her friend put the ball in the 
box", even if they could expect Sally’s behavior corr­ectly. 
Only one MR child responded, “ Sally didn’tknow 
the ball had been moved". All the norrnal children ex­pected 
Sally’s behavior correctly, but in the rationalized 
question, only two children could infer her behavior 
fromherf;매se belief. 
Discussion 
In this study, the executive function deficit and the 
theory of mind impairment in au디stic children were in­vestigated. 
’The au디S디c children e.상ribited si맹ificantly 
lower perfom퍼nce than the norrnal and the MR chil따en 
on the Go-NoGo test. The perfonnance of MR c비l따en 
did not differ significantly from that of norrnal children. 
πlese results mean that executive function deficit that 
was measured using the Go-N어]0 test is specific to 
autistic children and it is not due to their menta1 retar­dation. 
on the Go-NoGo test, the autistic children could 
understand the instruction, but could not give correct 
answers. πley merely raised their hands alternatively 
without regard to stimulus they heard, suggesting that 
they have a difficulty in controlling and inhibiting their 
behavior. Luria12 
) explained this 암nd of difficulty as “a 
phenomenon that planned behavior is replaced with the 
stereoty야영 one". In the latter p따t of the Go-NoGo test, 
some autistic children inritated experimenter-giving inst­ructions 
before they were required to respond to the 
stimulus. This behavior would suggest that they couldn’t 
I띠ribit their behavior at seeing the perceptu외ly salient 
stim버us , so responded to it automatically. This kind of 
behavior seemed to obsσuct them from giving the correct 
response. Taken together, these results demonstrate that 
autis디c children have an executive function deficit. 
In order to succeed in the σail making test-type B, the 
subject requires the capacity for visual scanning, com­bined 
with alterna디on of attention. on the σ없1 making 
test-type B, the autistic children exhibited significantly 
lower perfonnance than the norrnal. However, the MR 
children had more difficulties in 꺼su떠 scanning than the 
autistic c비l따en. Considering the deviant cognitive char­acteristics 
of autistic children, this result could be under­stood. 
Given that children with autistic 띠sorder have 
one or more resσicted interests in inanin1ate and non­social 
stimuli like letters and numbers, restricted 
patterns of interest have been included in the diagnostic 
criteria for autistic disorders. 1 
) As the σail making test­type 
B consists of numbers and letters that au다stic 
- 1064-
children tend to be up to the eyes in, they might perform 
better than the MR children. Therefore, the higher 
performance of autis디c children on the σ없1 rna잉ng test­B 
could be inteψreted as ret1ecting their stereotyped 
behavior pattem dealing with letters and nurnbers as 
opposed to a genuine ability for mental shifting and 
altemating their attention. 
ln the eight boxes test, both of the autistic and the MR 
children did not perform as well as the norrnal children. 
πle autistic children were unable to memorize the colors 
of the boxes, while the norrnal children usually remem­bered 
the colors of the boxes in which they had already 
removed the chocolate, or the number of boxes that still 
contained chocolates. These results suggest that the au­디stic 
and the MR children have poor working memories, 
and are unable to irnplement memory sσategies effec디­vely. 
πle autistic and the MR groups were found to have 
difficulty in representing other's beliefs and pr<잉ict their 
behavior. On the Sally-Ann task, in which nOffi1a1 4- 
y않r-old children have been demonsσated to give the 
correct response, only 36% of the autistic children and 
50% of the MR children answered correctly. πús su­ggests 
that both the MR and the autistic children have a 
deficit when attributing other’s mental state. These results 
are contradictory to previous reports in which it was 
stated that theory of mind deficit is specific to the au­tistic 
disorder. However, given that the autistic group 
exhibited fewer correct and more incorrect responses 
than the MR group on the Sally-Ann task, combined 
with the fact that the difference was not statistically 
significant, 미띠ler study using a larger number of clinical 
subjects is needed to ascertain whether theory of mind 
deficit is specific to the autistic disorder or not. 
πle Executive dysfunction 때d lack of theory of mind 
have been discussed as a prim따y cognitive impairment 
underlying the autistic 이sorder. Recent studies claimed 
that a single cognitive deficit could not account for the 
various autistic syrnptoms and that an attempt to explain 
the failure on theory of mind task by tlIe executive func­tion 
irnpairment was no longer me없피Igful. 26-27) However, 
tlIe present study demonstrates tlIat autistic children had 
more difficulties on tlIe tests of executive function 뻐d 
tlIeory of mind tlIan tlIe MR chil따.en. These fmding 
irnply that executive function deficit as well as tlIe lack 
of tlIeory of mind rnay be tlIe prirnary cognitive deficits 
responsible for tlIe diverse behavioral syrnptoms ch따ac­teristic 
of tlIe au디 stic disorder. Given tlIat previous rese­따chers 
have proposed tlIat those two cognitive abilities 
are mediated by the sarne brain 따ea,28) the finding that 
executive function inIpairment and tlIeory of mind deficit 
co-exist in autistic c삐1φen seems to be persuasive. It 
could explain tlIe various autis디.c symptoms better 암lan 
any single theory. A 미nction려 MRl study inψlicated 
the involvement of the orbitofrontal cortex when perfor­ming 
a test in which words pertaining to mental state 
had to be recalled29 
) as well as a PET study that inIpli­cated 
the left cenσal frontal cortex when perfomúng a 
r않soning test based on thoughfO 
) botlI suggest that tlIe 
possible brain 따ea responsible for regulating the th∞ry 
of mind ability, as well as executive function, might be 
the frontal lobe. Executive function irnpairment has 
been well documented as a primary syrnptom in frontal 
lesion pa디ents. πle diverse syrnptoms of autistic 며sorder 
could be fully explained by the executive dysfunction 
and theory of mind deficit, tlIat is, tlIe social and 
l없19uage impairments by a theory of mind deficit and 
tlIe stereotyped-repetitive beha꺼or by an executive func­tlon 
lmp없rment. 
The significance of present study is that it exarnin어 
tlIe restricted and stereotyped-repetitive behaviors of 
autistic 며sorder in teffi1S of executive function deficit 
using the neuropsychological tests for frontallobe func­tioning. 
As the autistic syrnptoms like repetitive-stereo­typed 
pattem of behavior, resσicted interest, and rigidity 
have obtained relatively less attention than the social 
and communication deficits,31) a study of executive 
function in autistic children is indispensable when trying 
to understand those behavioral symptoms and to deve­lop 
intervention prograrns for tlIem. Considering tlIe 
longitudinal research that the cognitive t1exibility is 
closely related to tlIe development of social ability,32) 
renewed emphasis should accompany the realization 
tlIat executive function is an important factor of autis디C 
symptoms and should receive more attention tlIan ever 
before. 
πle present study rnay have significant clinical im­plications 
insofar as tlIe σ'eatlnent of autistic 띠sorder in 
- 1065 -
C아lcemed. As executive function en∞mpasses the ability 
for p1anning and organi깅ng, mental flexibility and self­regula디on, 
it is σuci외 to adapt effectively to the daily 
life and school ac디vity. Nevertheless, the treatment of 
executive imp따nnent in autistic children has not been 
emphasized?3) Autistic chil따-en with executive imp'머f­ment 
have many difficulties in finishing schoolwork on 
time, and their off-task behavior interferes with their 
scho이 activi디es. Even thou뱅 some children with au­tistic 
disorder are not mentally retarded, their inflexi­bility 
and rigid sσategies in problem solving prevent 
them from displaying their intellectual ability and cause 
many problems in their school and everyday lives. 깐lUS, 
the intervention approach for facilitating and exercising 
executive function may be helpful for school-aged au­tistic 
children. For ex따때le, extemal structuring, such as 
planning the school activity in advance, providing the 
cl않f instructions and methods with which to do home­work, 
making the object of tasks obvious, and giving 
prompt feedback for perfonnance, could aid children 
with executive function deficit like autistic 마sorder. 
Although the present study demonstrates the clinical 
implications underlying an 뻐derstan띠ng of the deviant 
behavioral symptoms and social deficit of au디S디c child­ren 
and their σ'eatment, it has several limitations. Since 
the autistic children that participated in this study had 
mentally retarded IQs, the typical neuropsychological 
tests for executive function, like the Wisconsin Card 
Sorting Test and the Tower of Hanoi, could not be admi­nistered. 
Furthennore, only non-verbal tests requiring 
less verb허 ability were used. In addition, the sample size 
of clinical group was relatively small. To generalize our 
result and obtain a definite answer to the question, the 
findings of present study that executive function irrψ허f­ment 
and theory of mind deficit co웅xist in autistic ch­ildren 
need to be replicated using additional neuropsy­ch이ogical 
tests that measure frontal lobe functioning 
with a larger clinical group that includes subjects with 
high functioning autistic disorder. 
References 
I) Amcrican Psychiatric Association(I994) Diagnostic 
and statistica1 manu머 of mental disorders. 4th ed, Wa-shington 
DC, American Psychiatric Press 
2) Frith U(1989) : Autism : Explaining the enigma. Ox­ford, 
Basil Blackwell 
3) M뼈lbov GB, Adams LW, K1inger W (1997) : Autism : 
Understanding the disorder. New York, Plenum Press. 
4) Sigman M(1995) : Behaviora1 research in childhood 
autism. In : Frontiers of developmental psychopatho­logy. 
Ed by Lenzenweger M and Haugaard J, New York 
SpringerNeriag, pp 190-206 
5) Baron-Cohcn S, Lcsic AM, Frith U(1985) : Does the 
autistic child have a “ theory of mind"? Cognition 21 : 
37-46 
6) B와'On- Cohcn S, T:앵cr-에usbcr영 H, Cohcn D(1993) 
Understanding others minds : Perspectives from autism. 
Oxford, Oxford University Press 
7) Sicgcl B (1996) : πle worid of the autistic child. Ox­ford, 
Oxford University Press 
8) Baron-Cohcn S, Ring H, Moriatrγ J, Shmitz P, Costa 
D, Ell P (1994) : Recognition of mental state teffilS : 
A clinica1 study of autism and a functiona1 neuroimag­ing 
study of normai adu1ts. Br J Psychiatry 165 : 640-649 
9) Pcnnington BF, Ownoff S(1996) : Executive function 
and developmental psychopatho10gy. J Chi1d Psychol 
psychia따 37 : 51-87 
IO)D없n잃io AR, Maurcr RG (1978) : A neurological mo­del 
for childho얘 autism. Arch Neurol35 : 777-786 
11) Lczak MD (1 995) : Neuropsychologica1 싫sessment. 3rd 
ed, Oxford, Oxfird University Press 
12) Luria AR (1973) : πle working brain : lntroduction to 
neuropsycho10gy. New York, Basic B∞ks 
13) Hughcs C, Russell J, Robbins TW(1994) : E꺼dence 
for executive dysfunction in autism. Neuropsycho1ogia 
32 : 477-492. 
14) Ownoff S, Pennington BF, Rogcrs S (1991) Exe-cutive 
function deficits in high-functioning autistic ch­ildren 
: Reiationship to the아y of mind. J Child Psycho1 
Psyc비atry 32 : 1081-1106 
15) Prior MR, Hoffmann W(1990) Neuropsych이ogica1 
testing of autistic children through an exploration with 
frontallobe tests. J Autism Dev Disord 20 : 581-590 
16) Rumsey JM, Hamburger SD (1988) Neuropsychol-ogica1 
fmdings in high-functioning men with infantile 
autism, residua1 state. J Clin Exp Neuropsychol 10 
201-221 
17) Fuster JM (I 989) πle prefrontal cortex : Anatomy, 
physiology and neuropsychology of the frontal lobe. 
2nd ed, New York, Raven 
- 1066-
18) Kolb B & Wìsbaw IQ (l990) : Fundamentalsofhuman 
neuropsychology. New York, WH Freemont and Com-pany 
19) Tumer M (J 997) : Towards an executive dysfunction 
account of repetinve behavior in autism. In : Autism as 
an executive disorder, Ed by Russell J, Oxford, Oxfird 
University Press, pp57-IOO 
20) 8hin M8, Kim YH (1998) : A study of standardization 
for the Korean version of Childho여 Autism Rating 
Scale. Korean J Clin Psychol 17 : 1-16 
21) Golden CJ (l987) Luria-Nebraska Neuropsycholo-gical 
Battery : Children’s Revision. Los Angeles, We­stem 
Psychological Service 
22) tc Gall D Truelle JL, Jo않ph PP (J990) : Gestural 
disturbances following frontal lobe lesions. J Clin Exp 
Neuropsychol 12 : 405 
23) Reitan RM, Wolfson D (t 985) : The Halsted-Reitan 
Neuropsychological Test Battery. Tuscan, Neuropsycho­logical 
Press 
24) ScgaIOitz, 8J. Unsal A, Dywan J (J992) : CNV evi­dence 
for the distinctiveness of frontal and posterior 
neural processes in a traurnatic brain-mjured population. 
J Clin Exp Neuropsychol14 : 545-565 
25) Diamond A, Prevor MB, Callender G, Druin DP 
(J 997) : Prefrontal cortex cognitive deficits in children 
treated early and continuously for PKU. Monographs of 
the Society for Research in Child Development Serial 
No. 252, Vol. 62, No. 4 
26) Bishop DVM (J993) : Annotation : Autism, executive 
functions and th∞ry of mind : A neuropsychological 
perspective. J Child Psychol Psyc비atry 34 : 279-293 
34) 
27) Happe FGE, Frith u(l996) : ηle neuropsychology of 
autism. Brain 119 : 1377-1400 
28) Baron-Cohen 8, Swettham J (J997) : Theory of mind 
in autism : Its reIationship to executive function 뻐d 
central coherence. In : Handbook of Autism and Per­vasive 
Developmental Disorders, Ed by Cohen DJ, Vo­lkmar 
FR, New York, Wiley & Sons, pp880-893 
29) Baron-Cohen 8, Ring H, Moriaη J, Schmitz B, Co­sta 
D, 메I P (J994) : Recognition of mental state ter­ms 
: Clinical findings in children with autism and a 
functional neuroÎnlaging study of nomtal adults. Br J 
Psyc비atry 165 : 64ι649 
30) Fleteher PC, Happ F, Frith U. Baker SC, Dolan RJ, 
Fraeku‘찌파‘ RSJ, Frith CD (J995) : Other minds in the 
brain : A functional Înlaging study of ‘난leory of mind" 
in story comprehension. Cognition 57 : 109-128 
31) Happe FGE(l994b) : Annotation : Current psycholo­gical 
theories of autism : πle ‘암loery of mind" account 
and rival theories. J Child Psychol Psychiatry 35 : 
215-299 
32) Berger HJC, Van 8paendonek KPM, Horstink M찌IJM , 
Buytenhuijs EL, Lammers PWJM, Cool AR (J993) 
Cogniti ve shifting as a predictor of proc강ss in social 
understanding in high functioning adolescents with au­tism 
: A pros야ctive study. J Autism Dev Disord 23 : 
341-359 
33) Ozonoff 8 (J998) Assessment and remediation of 
executive dysfunction in autism and Asperger syndrome. 
In : Asperger syndrome or high-functioning autism, Ed 
by Sζhopler E, Mesibov GB, Kunce U , New York : 
Plenum Press, pp263-289 
- 1067-
언구륙쩍: 
J Korean Neuropsychiatr Assoc Vo141, No 6, November; 2002 
자폐 장애의 실행 기능 결함에 대한 신경심리학적 연구 
서울대학교 의과대학 정신과학교실 소아정신분과 
신민섭·박혜근·홍강의 
본 연구에서는 자폐 장애 아동들의 보이는 실행기능 결함과 마음 이론의 결여에 대해 신경심리학적으 
로 규명해보고자 하였다. 
방 법: 
11 세에서 15세 연령 범위의 자폐 장애 아동 14명(남아 12, 여아 2) , 정신 지체 아동 12명(남아 11, 
여아 1), 그리고 정상 아동 14명(남아 12, 여아 2) , 총 40명의 아동이 본 연구에 참여하였다. 모든 아동 
들에게 마음 이론을 평가하는 “셀리-앤” 과제와 실행 기능을 평가하는 세가지 신경심리검사를 개별적으 
로 실시한 후, MANOVA와 Chi-Square 분석을 실시하여 집단간 차이를 알아보았다. 
멸 과: 
실행 기능 검사와 마음 이론 과제에서 세 집단간에 유의미한 차이가 었었다. 자폐장애 아동 집단이 정 
신지체 아동 집단보다 이러한 검사상에서 더 광범위한 결함을 보였으며, 자폐 장애 얘들이 정신지체나 
정상 아동들보다 반응을 억제하는데 더 어려움이 있었다. 자폐 ~배와 정신지체 아동 집단 모두 타인의 
마음을 이해히여 행동을 예측하는데 어려움이 있었다. 
멸 론: 
본 연구 결과들은 설행 기능과 마음 이론의 결함이 자폐 장애 아동틀에게서 공존한다는 것을 보여주었 
다. 이러한 결과는 전전두엽이 자폐장애의 원언론과 관련되어 있을 가능성을 시사해주었다. 
흉심 단억 : 실행 기능· 마음 이론· 자폐 장애. 
- 1068-

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신민섭 외 2002 자페 실행기능 신경학적 연구

  • 1. 神經精神醫學第41 卷第6 號2002 J Korean Neuropsychiatr Assoc Vo/ 41, No 6 디월 쩌口 A Neuropsychological Study of Executive Function Deficit in Autistic Disorder Min-Sup Shin, Ph.D.,llt Hye-Geun Park, M.A.,2> Kang-E M. Hong, M.D.ll Objectives : This study was conducted to investigate the executive function deficit and the lack of theory of mind in children with autístic disorder, Methods : Forty children, aged between 11 and 15, were involved in this study : 14 autistic disor­dered, 12 non-autistic mentally retarded (psychiatric controJ), and 14 normai chil따en(norm외 controJ) . In addition to the “ Sally-Ann" task to test theory of mind, three other neuropsychological tests were administered individually to assess executive function in all subjects. Results : Significant group differences were found on the executive function and the theory of mind tests. Those deficits were more widespread in the autistic group than in the non-autistic mentally retarded group. The autistic group was impaired on the test requiring inhibition of prepotent responses compared to the two control groups. Both of the autistic and the non-autistic mentally retarded groups exhlbited difficulties in predicting other's behavior based on their understanding of other’s mental states. Conclusions : These results show that executive function and theory of mind deficits coexist in children with au디 stic disorder. This co-occurrence of deficits suggests the possibility that prefrontal cortex may be the neurological region responsible for causing autistic disorder. KEY WORDS : Executive function . 까leory of mind . Autistic disorder. Introduction Autistic 띠sorder is a severe lifelong developmental disorder that has a neurobiological cause. πle condition is 접수일자 : 2002년 6 월 17 일 심사완료 : 2002년 8 월 20 일 [)서울대학교 의과대학 정신과학교실 소아정신분과 Department 01 Chlld-Adolescent Psychiatry, Seoul National Universiη" College 01 Medicine, Seoul 2) 이화여자대학교 대학원 심리학과 Depanment 01 Psychology, Ewha Womon s University, Seoul tCorrespondmg author characterized by three behavioral features : qu려itative imp없nnents in soci외 interaction 뻐d communication, and resσicted repe디디ve-stereotyped pattem of beha-vlor. 14) A great de외 of research has been conducted to iden­tify the link between cognitive deficits and the deviated behavioral features of au디 stic disorder. One approach to cognitive studies on autistic disorder is to investigate the deficit of ‘간leory of mind" hypothesis.5 ) A theory of mind is the belief, or “th∞'ry", that you hold that others have a “ mind" capable of understanding things the same way your mind does. Thus, the hypothesis implies that autistic individuals have a deficit with respect to repre- - 1059-
  • 2. senting the “ self' and other’s mental states and to expec­ting the behavior of others. Previous studies have sup­ported the lack of theory of mind in autistic disorder.6) In recent y않rs , a whole body of research has foαISed on autism and theory of mind. These studies have postulated how a lack of theory of mind makes autistic in며애du떠 unaware of others’ thoughts and feelings. Similarly, when it comes to communication, a lack of theory of rnind makes it difficult for an autistic child to know where to start in sh뼈ng hi빠ler experiences-verbally or nonver­bally. 7) A functional neuroirnaging study using SPECT suggested that the orbito-frontal cortex rnight be the area involved in the ability of theory of mind.8) Another th∞retical perspective pertaining to cognitive irnpairment in patients with autistic disorder is related to an executive function deticit. In conσast to the propos머 that specific social or social-cognitive abnormalities un­derlie the symptorns of au디 stic disorder, this recent su­ggestion is that the disorder is characterized by more general difficulties in high-level planning and control of behavior.9) πle observation that some aspects of autistic behavior are sirnilar to those seen in patients with frontal lobe lesions provided the impetus for research in this area. According to Darnasio 뻐d Maurer,lO) ‘'They share a similar lack of initiative, a similar concreteness in thou­ght and language, an inability to focused attention, sh와 1- owness of affect, and lack of empathy". πris perspective of study has the advantage of providing an explana디on for the resσicted, repetitive and stereotyped patterns of behaviore.상ribited by people with au디 stic 이sorder. “ Executive function", a condition mediated by the frontal lobe, has been detined as the set of abilities in­volved in maintaining an appropriate problem-solving framewOIk.II . 12) Included in this set of abilities are the capacity to : disengage from the external context; inhi­bit inappropriate responses; plan and generate sequences of willed actions; sustain an appropriate cognitive set for staying on-task ; monitor their own perforrnance and make use of feedback ; flexib피ty to shift their attentional set. η피s list of abilities is not exhaustive and there rnay be other as야cts related to the executive control of beha­vior. The main findings of this research were that children and adults with autistic disorder have problerns in plann­ing and organizingl3. 14) ; in using feedbackl5) ; in swit-ching to a new cognitive setl3•14)16) ; and in disengaging from perceptually salient stimuli. 13) Researches on executive function in some child psy­chiatric disorders have primarily been guided by what researchers call the “ frontal metaphor" ; a derivation of ad비t neuropsychology. πle prefrontal cortex has a more cerrσal and pervasive role in human cognition than is usually recognized and the role of the prefrontal cortices has been extensively debated in the history of neuropsy­chology. 9) Regarding the localization of intelligence or other higher functions, the role of the frontallobe became controversial in the 19th and early 2에1 centuries. When Goldstein claimed that the frontallobe was irnportant for “absσact attitude", a special role for the frontallobe in human cognition reemerged. However, Hebb presented evidence contrary to this hypothesis by demonsσa뻐g that prefrontal removal in tive of his patients had no noticeable effect on the social or co맑i디ve functions of them (quoted in Pemrington & ûzonoff) 꺼 Subsequent to Hebb’s reports, many other studies have documented the effects of frontal lesions on a variety of cornplex behaviors and tasks such as set shifting, planning, work­ing memory, and inhibition. 17.18) Although the tasks and behaviors disrupted by frontal lesions are q띠te hetero­gen∞ us with respect to their surface characteristics, they all require goal-directed behavior, usually in novel con­texts with competing, but erroneous response alterna­tives. Despite understanding the go따 of the task, patients with frontallesions fail to accornplish it, either becau않 of perseveration, impersistence, intrusions of task-irrelevant behavior, or lack of initiative. It is this dysregulation of go떠-이rected behavior that cannot be attributed to a more basic deticit in percep디on, memory, or language cornprehension, and occurs across tasks varying in con­tent and surface ch따acteristics. This has led to the current view in neuropsychology in which it has been postulated that the frontal lobe is important for the “ executive" or “ supervisory" aspect of task perforrnance. Thus, the his­torical controversy over whether the frontal lobe plays a S야cial role in higher cognition 뼈stx잉enp따tly resolved Executive function deticit has been prφosed as a primary impairrnent in the control and regulation of behavior and rnay be able to explain the characteristic presence of repetitive behavior in autistic patients. In - 1060-
  • 3. terms of executive function deficit, the repetitive and stereotyαxl behavior of autistic 이sorder can be explained as a failure of behavior inhibition 때d an impaired gene­rative ability.19) An inability to inhibit actions, thoughts, and behavior would ensure that once an individuaI was engaged in sorne activity, or following one line of thought, this behavior would be pursued to an abnormally persis­tent and rigid degree. 깨us, this explanation regards repeti디ve behavior as the direct, naturalistic counterpart of the tendency to perseveration. πle ability to respond to the environrnent in a flexible and adaptive way depends, not just on the ability to control and regulate behavior through the inhibition of inappropriate activity, but also on the ability to generate appropriate goals and courses of action. If the ability to generate novel behavior and ideas was permanentIy disabled, we rnight predict that we would use a small set of action plans and use them repeat뼈l Jy. Therefore, in people with au디stic 이sorder, executive dysfunction rnay render individuals unable to generate novel action plans, thus forcing them to repeat the same acts over and over. In this way, because it is difficult for autis디C 야x>ple to be spontaneous and creative in their use of objects, toys, and their leisure time, they are commonly found carrying out the same activity over and over again. It would therefore seem that the research described above irnplies that the lack of theory of rnind and the execu디ve function deficit in autistic disorder rnay expl­ain the underlying cognitive irnpairment associated with various behavioral symptoms. Research directed at those cognitive irnp없rments 벼rectIy ∞nnected with behavioral symptoms associated with the autistic disorder rnight pr­ovide a new approach to understanding autistic disorder, which can be helpful in the development of therapy programs for autistic c뻐따-en. Therefore, in present study we exarnined the executive function deficit and the lack of theory of rnind in autistic children using neurop­sychologIcal tests to assess executive function and the “ Sally-Ann" task to test theory of rnind. Methods 1. Subjects 까πee groups of subjects between the ages of 11 and Table 1. Comparisons of IQ, age and K-CARS belween Outistic and MR groups Autistic group MR group (n=14) (n=12) Mean(S.D) Mean(S.D) Statistics FSIQ 54.36(13.39) 52.33(12.56) T=0.4O VIQ 45.93( 9.91) 53.00( 9.65) T=l ‘84* PIQ 74.64(17.60) 60.33(20.63) T=1.91* 이(-CARS 30.32( 5.83) 19.07( 1.79) t=6.90** Sex(M: F) 12: 2 11 : 1 * . p<.05, ** . p<.Ol Q ‘ Korean version of Chlldhood Autism Rating Scale 15 p따ticipated in this study; the autistic (n=14 ; boy=12, girl=2) , 야le mentally retarded but non-autistic (n=12 ; boy=ll, girl=I), and the normal 뼈l따-en (n=14 ; boy=12, girl=2). Two clinical groups were recruited from three sch。이 s for special children in Seoul, Korea. The child­ren that were included in the clinical group had been diagnosed as having autistic 띠sorder, or mental retarda­tion, before being adrnitted to the speci외 school. The autistic group consisted of c뻐.dren who meet DSM-IV criteria for au디stic disorder and pervasive developmen­tal disorder not otherwise specified (PDD NOS). πle non-autistic mentally retarded group(MR group) was rnatched with the au디 stic group on chronological age (CA) and Full Scale IQ of the Korean version of We­chsler Intelligence Scale for Children- Revised (Table 1) ‘ The mean ages of the autistic, MR, and normal groups were 13.03 (S.D.=1.43) , 12.85 (S.D.=1.7I), and 13.01 (S.D.=1.37) y않rs, respectively. The chil따enofthe MR group who manifested autistic-like symptoms were ex­cluded from the study. πle normal children were recru­ited from 뻐 elementary and a rniddle school in Seoul, and were rnatched with the clinical groups on CA. 까le normal children had no learning, behavioral and Înter­person떠 problems according to their teachers and parents There was no significant difference in the mean age among the three groups, or in the Full Scale IQ (FSIQ) between the autistic and the non-autistic mentally retar­ded groups. The mean K-CARS (the Korean version of Childhood Autism Rating Scale) 20) score was signifi­cantly higher in the au디stic group than the non-autistic mentally retarded group. - 1061 -
  • 4. 2. Measures ππ'ee neuropsychological tests were used. These con­sisted of : πle Go-NoGo Test, the Trail Making Test­type B and the Eight Boxes Test. πlese tests have been demonstrated to assess the ability of inhibitory control, attention shifting, and wor성ngmemory m때iated by the frontal lobe. The “ Sally-Ann" task 띠so was administ­ered to assess the children’s ability to understand the mental states of others, namely, theory of mind. 1) Tests of Executive Function (1) Go-NoGo Test The Go-N어]0 test is the 33rd and 34th item con­tained within the Luria-Nebraska Neuropsychological Battery for Children (LNNB-C)?I) These items ass않S the ability of behavioral control by the language direc­tion, that is, the ability to plan and regulate a behavior by the direction which require a sequential or conflicting behavior. Given that the frontal lesion patients lose this ability, the Go-NoGo test is suitable for diagnosing fron­tallobe dysfunαion.12) 22) ln former P'따t of the experirnent• the experirnenter had a child hold her hand, as if shaking hands, then gave the folIowing instruction : “If 1 say ‘red’, squeeze my hand. lf 1 say ‘green’, do nothing". The expe디menter repeated the insσuction 10 디mes, rar떠omly distributing the nature of the instruction (5 red & 5 green) . Children were then allowed to respond after each trial. ln latter part, the experirnenter gave the instruction ; “If 1 knock once, raise your right hand. If 1 knock twice, raise your left hand". Once again, the instruction was reα:ated 10 times, with the nature of the instruction being randomly disπibuted (5 once & 5 twice). The scoring added up to the number of correct responses. (2) Trail Making Test-ηpe B23) The tr따1 making test measures visuo-motor σacking, attention, and frontal lobe function such as conceptu외Ì­zation and mental set shifting. It is administered in two parts (A and B) ; we used onIy Part B. In this study, the experirr‘enter changed the English alphabet to Korean letters. The subjects were req비red to connect 25 encir­cled numbers and letters in alternating order with a pencil. Both numbers and letters were arrayed 피 random order, with each child r여uired to alternate between the two sets and complete the test as rapidIy, but as accurately. as possible. ’The score was the total time req빠ed for comple디on. As this is a complex visu떠 scanning test with motor skill, po어 visual-motor coordination, φ,fficulty of visual scanning, I'OW m'Otivational level, and frontal I'Obe im­p없rrnent 떠1 c'Ontribute to inhibit perf'Ormance. The brain­injured patients e상ribited α)()rer p앉formance than the n'Orrnal group, and there was a significant correlati'On between an electrophysiologicaI index of frontal I'Obe functi'Oning and measures of πail making test. 24) (3) Eight Boxes Task The eight boxes task was an eight-box version 'Of Diam'Ond’s ‘six boxes sc때nbl뼈’ task?5) lt was used t'O measure w'Orking mem'Ory in the study 'Of n'Orrnal deve­I'Opment 'Of executive 미nc디on. 13) Ei양lt different col'Ored boxes (red, yelI'Ow, green, blue, navy blue, purple, pink, and sky blue : 6 x 6 x 4cm) were arranged on the tray (60X 갱cm). πle c비ld obseπed the experimenter place a piece 'Of chocolate in each of the eight different boxes. The σay was then covered with a scarf and spun 따'Ound. 까le child was then asked to choose a box c'Ontaining chocolate. Each time the child ch'Ose a box that conta­ined a chocolate ; he/she C'Ould eat choc'Olate as a reward After this frrst successful 띠외 (in which all the boxes contained choc'Olate) , the boxes were scrambled, co­vered, and spun ready for the next 미외. In each of the subsequent trials, the child was reminded to choose a box that they hadn’t yet looked in. This pro야dure was repeated until all eight pieces 'Of chocolate had been f'Ound, 'Or after 15 σials had been c'Onducted, whichever occurred sooner. The number of σials required to find all eight pieces of chocolate, and the number of errors made in the process, were recorded. 2) Test of Theory of Mind The “ Sally-Ann Task", the f;허 se belief task that was used in the frrst experiment on metarepresentation외 deficit of autistic children,51 was also adrninistered. This task is a story about false be!ief where the experimenter tells the story by showing 5 pictures in which each scene Ìs described2) : ‘This is Sally and 야ris is Ann (“9꺼1'0 is - 1062-
  • 5. To바e 2. Comparisons of neuropsychological te앙s among groups Autistic1 MR2 Normal3 (n=14) (n=12) (n=14) Mean(S.D) Mean(S.D) Mean(S.D) F SNI(b Go-NoGo test 16 ∞( 2.96) 18.75( 2.1 Q) 20 ∞ (0 ) 13.31** 1 <2.3 。'Trail making tes• 185.14(99.79) 296.58 (1 55.13) 86.21 (22.55) 13.20** 2 < 1 <3 。Eight-Boxes task 1O.07( 2.95) 1l .92( 3.06) 7.93( 1.38) 7.96** 1. 2 < 3 ** ‘ p< .0 1. 0 . higher score means p。α performance. b : Student-Newman-Keul (p< .05) Sallyand who is Ann?"). Sally has a ball. She puts the ball into her basket. Sally goes out for a walk. Ann takes the ball out of the basket and puts it into the box. Now Sally comes back. She wants to play with her ball. Where will Sally look for her ball?" (Belief qu얹디on) . If a child points to the previous location of the ball, then the child can pass the belief question by appreciating the Sally’s now false belief. If however, a child points to the ball’s current location, then the child fails the question by not taking into account the Sally’s belief. These conclusions are warranted if two control questions are answered c(• rrectly : “Where is the ball really?" (Reality question) “ Where was the ball in the beginning?" (Memory ques­디on). πle control questions are crucial to ensure that the child has both knowledge of the real current location of the object and an accurate memory of the previous location. Finally the rationalized question is given : “Why did S외ly look in the basket (or box) to find her ball?" In the belief question, the scoring is pass or fail. In the rationalized question, the child’s answer is scored as zero-orderGrrelevant answer) , or frrst-order(Sally behaved as she thought) . 3. Procedures Two clinical psychologists administered the Korean version of Wechsler Intelligence Scale for Children-Re­vised (KEDI-WISC) to the autistic and the non-autistic mentally retarded groups. The Korean version of Child­ho여 Autism Ra피19 Scale(K-CARS) was also adrnini­stered to the two clinical groups by means of interview with their teachers. ’fhree neuropsychological tests of executive function and the Sally-Ann task were subse­quently administered in a predetennined order, with the order being counter-balanced across su비ects. It took approximately 20 minutes. At the beginning of each test, children received a standard set of instructions and the subsequent practice session allowed them to become farniliar with the test instruments and response require­ments. AlI the clinical subjects were tested individually in the quiet room at their school. KEDI-WISC 때d K­CARS were not administered to the normal group. 4. Data Analysis MANOVA was used to compare three groups using the data obtained from the neuropsychological tests. Post-hoc comparisons (Student Newman-Keuls) were subsequently conducted to identiη significant group di­fferen야s. Chi-square tests were performed to assess the 벼fference between group scores for the “ Sally-Ann task" Results 1. Executive Function The means and standard deviations for each group on executive function tests are presented in Table 2. 깨e multivariate analysis of variance for the tlrree neuropsy­chological tests showed significant differences among tlrree groups. On the Go-N어Jo test, the autistic group exhibited a significantly lower performance(p<.Ol) than the MR and the normal groups. No significant difference was apparent between the MR and the normal groups. These results indicate that autistic children have difficulty in inhibitory control and shifting cognitive sets. on the trail making test-type B, the MR group exhibited the lowest perfom퍼nce among tlrree groups (p<.Ol), with the au­디S디c group’s performance being slower than that of the normal group on this test (p<.05). on the eight boxes task, the MR and autistic groups e상피bited significantly lower performances than the normal group (p<.O 1), and there was no significant difference between the MR and the autistic groups. - 1063 -
  • 6. 1al벼e3.Compari∞ns of Sally-Ann task among groups Autistic group (n=14) MRgroup (n=12) Normal group (n=14) Belief question Correct respanse (ratio) Inc。πect response(ratio) 5 (36%) 9 (64%) 6 (50%) 6 (50%) 14 (1α뼈) o ( 0%) Rationalized question Zero-order 14 11 12 Flrst-order 0 2 X 2: 13.49, df=2, p< .01 2. Theory of Mind πle perfonnance of each group on the belief and rationalization question in the Sally-Ann task is depicted in Table 3. With the exception of four autistic chil따en, 외 1 subjects were able to answer the control questions correctly. A significant difference (p<.Ol) was app'와ent between groups in the belief question. All of the norrnal chil따en answered correctly, but only 5 autistic chil따en (36%) and 6 MR children (50%) answered correctly. There was no group difference between the au디stic and the MR groups. Both of clinical groups e앙ribited lower perfonnances than the norrnal group. In the rationalized question, there were a few children who gave an answer based on Sally’s false belief(frrst-order) in all groups. Autistic children who answer correctly in the belief ques디on could not infer Sally’s menta1 state (She thinks a ball is in the basket) , but gave a descriptive explana­디on( S외ly put a ball in the baskeÙ. Most of the MR children answered in a sinrilar way. For example, “The ball isn’t in the basket", or “Her friend put the ball in the box", even if they could expect Sally’s behavior corr­ectly. Only one MR child responded, “ Sally didn’tknow the ball had been moved". All the norrnal children ex­pected Sally’s behavior correctly, but in the rationalized question, only two children could infer her behavior fromherf;매se belief. Discussion In this study, the executive function deficit and the theory of mind impairment in au디stic children were in­vestigated. ’The au디S디c children e.상ribited si맹ificantly lower perfom퍼nce than the norrnal and the MR chil따en on the Go-NoGo test. The perfonnance of MR c비l따en did not differ significantly from that of norrnal children. πlese results mean that executive function deficit that was measured using the Go-N어]0 test is specific to autistic children and it is not due to their menta1 retar­dation. on the Go-NoGo test, the autistic children could understand the instruction, but could not give correct answers. πley merely raised their hands alternatively without regard to stimulus they heard, suggesting that they have a difficulty in controlling and inhibiting their behavior. Luria12 ) explained this 암nd of difficulty as “a phenomenon that planned behavior is replaced with the stereoty야영 one". In the latter p따t of the Go-NoGo test, some autistic children inritated experimenter-giving inst­ructions before they were required to respond to the stimulus. This behavior would suggest that they couldn’t I띠ribit their behavior at seeing the perceptu외ly salient stim버us , so responded to it automatically. This kind of behavior seemed to obsσuct them from giving the correct response. Taken together, these results demonstrate that autis디c children have an executive function deficit. In order to succeed in the σail making test-type B, the subject requires the capacity for visual scanning, com­bined with alterna디on of attention. on the σ없1 making test-type B, the autistic children exhibited significantly lower perfonnance than the norrnal. However, the MR children had more difficulties in 꺼su떠 scanning than the autistic c비l따en. Considering the deviant cognitive char­acteristics of autistic children, this result could be under­stood. Given that children with autistic 띠sorder have one or more resσicted interests in inanin1ate and non­social stimuli like letters and numbers, restricted patterns of interest have been included in the diagnostic criteria for autistic disorders. 1 ) As the σail making test­type B consists of numbers and letters that au다stic - 1064-
  • 7. children tend to be up to the eyes in, they might perform better than the MR children. Therefore, the higher performance of autis디c children on the σ없1 rna잉ng test­B could be inteψreted as ret1ecting their stereotyped behavior pattem dealing with letters and nurnbers as opposed to a genuine ability for mental shifting and altemating their attention. ln the eight boxes test, both of the autistic and the MR children did not perform as well as the norrnal children. πle autistic children were unable to memorize the colors of the boxes, while the norrnal children usually remem­bered the colors of the boxes in which they had already removed the chocolate, or the number of boxes that still contained chocolates. These results suggest that the au­디stic and the MR children have poor working memories, and are unable to irnplement memory sσategies effec디­vely. πle autistic and the MR groups were found to have difficulty in representing other's beliefs and pr<잉ict their behavior. On the Sally-Ann task, in which nOffi1a1 4- y않r-old children have been demonsσated to give the correct response, only 36% of the autistic children and 50% of the MR children answered correctly. πús su­ggests that both the MR and the autistic children have a deficit when attributing other’s mental state. These results are contradictory to previous reports in which it was stated that theory of mind deficit is specific to the au­tistic disorder. However, given that the autistic group exhibited fewer correct and more incorrect responses than the MR group on the Sally-Ann task, combined with the fact that the difference was not statistically significant, 미띠ler study using a larger number of clinical subjects is needed to ascertain whether theory of mind deficit is specific to the autistic disorder or not. πle Executive dysfunction 때d lack of theory of mind have been discussed as a prim따y cognitive impairment underlying the autistic 이sorder. Recent studies claimed that a single cognitive deficit could not account for the various autistic syrnptoms and that an attempt to explain the failure on theory of mind task by tlIe executive func­tion irnpairment was no longer me없피Igful. 26-27) However, tlIe present study demonstrates tlIat autistic children had more difficulties on tlIe tests of executive function 뻐d tlIeory of mind tlIan tlIe MR chil따.en. These fmding irnply that executive function deficit as well as tlIe lack of tlIeory of mind rnay be tlIe prirnary cognitive deficits responsible for tlIe diverse behavioral syrnptoms ch따ac­teristic of tlIe au디 stic disorder. Given tlIat previous rese­따chers have proposed tlIat those two cognitive abilities are mediated by the sarne brain 따ea,28) the finding that executive function inIpairment and tlIeory of mind deficit co-exist in autistic c삐1φen seems to be persuasive. It could explain tlIe various autis디.c symptoms better 암lan any single theory. A 미nction려 MRl study inψlicated the involvement of the orbitofrontal cortex when perfor­ming a test in which words pertaining to mental state had to be recalled29 ) as well as a PET study that inIpli­cated the left cenσal frontal cortex when perfomúng a r않soning test based on thoughfO ) botlI suggest that tlIe possible brain 따ea responsible for regulating the th∞ry of mind ability, as well as executive function, might be the frontal lobe. Executive function irnpairment has been well documented as a primary syrnptom in frontal lesion pa디ents. πle diverse syrnptoms of autistic 며sorder could be fully explained by the executive dysfunction and theory of mind deficit, tlIat is, tlIe social and l없19uage impairments by a theory of mind deficit and tlIe stereotyped-repetitive beha꺼or by an executive func­tlon lmp없rment. The significance of present study is that it exarnin어 tlIe restricted and stereotyped-repetitive behaviors of autistic 며sorder in teffi1S of executive function deficit using the neuropsychological tests for frontallobe func­tioning. As the autistic syrnptoms like repetitive-stereo­typed pattem of behavior, resσicted interest, and rigidity have obtained relatively less attention than the social and communication deficits,31) a study of executive function in autistic children is indispensable when trying to understand those behavioral symptoms and to deve­lop intervention prograrns for tlIem. Considering tlIe longitudinal research that the cognitive t1exibility is closely related to tlIe development of social ability,32) renewed emphasis should accompany the realization tlIat executive function is an important factor of autis디C symptoms and should receive more attention tlIan ever before. πle present study rnay have significant clinical im­plications insofar as tlIe σ'eatlnent of autistic 띠sorder in - 1065 -
  • 8. C아lcemed. As executive function en∞mpasses the ability for p1anning and organi깅ng, mental flexibility and self­regula디on, it is σuci외 to adapt effectively to the daily life and school ac디vity. Nevertheless, the treatment of executive imp따nnent in autistic children has not been emphasized?3) Autistic chil따-en with executive imp'머f­ment have many difficulties in finishing schoolwork on time, and their off-task behavior interferes with their scho이 activi디es. Even thou뱅 some children with au­tistic disorder are not mentally retarded, their inflexi­bility and rigid sσategies in problem solving prevent them from displaying their intellectual ability and cause many problems in their school and everyday lives. 깐lUS, the intervention approach for facilitating and exercising executive function may be helpful for school-aged au­tistic children. For ex따때le, extemal structuring, such as planning the school activity in advance, providing the cl않f instructions and methods with which to do home­work, making the object of tasks obvious, and giving prompt feedback for perfonnance, could aid children with executive function deficit like autistic 마sorder. Although the present study demonstrates the clinical implications underlying an 뻐derstan띠ng of the deviant behavioral symptoms and social deficit of au디S디c child­ren and their σ'eatment, it has several limitations. Since the autistic children that participated in this study had mentally retarded IQs, the typical neuropsychological tests for executive function, like the Wisconsin Card Sorting Test and the Tower of Hanoi, could not be admi­nistered. Furthennore, only non-verbal tests requiring less verb허 ability were used. In addition, the sample size of clinical group was relatively small. To generalize our result and obtain a definite answer to the question, the findings of present study that executive function irrψ허f­ment and theory of mind deficit co웅xist in autistic ch­ildren need to be replicated using additional neuropsy­ch이ogical tests that measure frontal lobe functioning with a larger clinical group that includes subjects with high functioning autistic disorder. References I) Amcrican Psychiatric Association(I994) Diagnostic and statistica1 manu머 of mental disorders. 4th ed, Wa-shington DC, American Psychiatric Press 2) Frith U(1989) : Autism : Explaining the enigma. Ox­ford, Basil Blackwell 3) M뼈lbov GB, Adams LW, K1inger W (1997) : Autism : Understanding the disorder. New York, Plenum Press. 4) Sigman M(1995) : Behaviora1 research in childhood autism. In : Frontiers of developmental psychopatho­logy. Ed by Lenzenweger M and Haugaard J, New York SpringerNeriag, pp 190-206 5) Baron-Cohcn S, Lcsic AM, Frith U(1985) : Does the autistic child have a “ theory of mind"? Cognition 21 : 37-46 6) B와'On- Cohcn S, T:앵cr-에usbcr영 H, Cohcn D(1993) Understanding others minds : Perspectives from autism. Oxford, Oxford University Press 7) Sicgcl B (1996) : πle worid of the autistic child. Ox­ford, Oxford University Press 8) Baron-Cohcn S, Ring H, Moriatrγ J, Shmitz P, Costa D, Ell P (1994) : Recognition of mental state teffilS : A clinica1 study of autism and a functiona1 neuroimag­ing study of normai adu1ts. Br J Psychiatry 165 : 640-649 9) Pcnnington BF, Ownoff S(1996) : Executive function and developmental psychopatho10gy. J Chi1d Psychol psychia따 37 : 51-87 IO)D없n잃io AR, Maurcr RG (1978) : A neurological mo­del for childho얘 autism. Arch Neurol35 : 777-786 11) Lczak MD (1 995) : Neuropsychologica1 싫sessment. 3rd ed, Oxford, Oxfird University Press 12) Luria AR (1973) : πle working brain : lntroduction to neuropsycho10gy. New York, Basic B∞ks 13) Hughcs C, Russell J, Robbins TW(1994) : E꺼dence for executive dysfunction in autism. Neuropsycho1ogia 32 : 477-492. 14) Ownoff S, Pennington BF, Rogcrs S (1991) Exe-cutive function deficits in high-functioning autistic ch­ildren : Reiationship to the아y of mind. J Child Psycho1 Psyc비atry 32 : 1081-1106 15) Prior MR, Hoffmann W(1990) Neuropsych이ogica1 testing of autistic children through an exploration with frontallobe tests. J Autism Dev Disord 20 : 581-590 16) Rumsey JM, Hamburger SD (1988) Neuropsychol-ogica1 fmdings in high-functioning men with infantile autism, residua1 state. J Clin Exp Neuropsychol 10 201-221 17) Fuster JM (I 989) πle prefrontal cortex : Anatomy, physiology and neuropsychology of the frontal lobe. 2nd ed, New York, Raven - 1066-
  • 9. 18) Kolb B & Wìsbaw IQ (l990) : Fundamentalsofhuman neuropsychology. New York, WH Freemont and Com-pany 19) Tumer M (J 997) : Towards an executive dysfunction account of repetinve behavior in autism. In : Autism as an executive disorder, Ed by Russell J, Oxford, Oxfird University Press, pp57-IOO 20) 8hin M8, Kim YH (1998) : A study of standardization for the Korean version of Childho여 Autism Rating Scale. Korean J Clin Psychol 17 : 1-16 21) Golden CJ (l987) Luria-Nebraska Neuropsycholo-gical Battery : Children’s Revision. Los Angeles, We­stem Psychological Service 22) tc Gall D Truelle JL, Jo않ph PP (J990) : Gestural disturbances following frontal lobe lesions. J Clin Exp Neuropsychol 12 : 405 23) Reitan RM, Wolfson D (t 985) : The Halsted-Reitan Neuropsychological Test Battery. Tuscan, Neuropsycho­logical Press 24) ScgaIOitz, 8J. Unsal A, Dywan J (J992) : CNV evi­dence for the distinctiveness of frontal and posterior neural processes in a traurnatic brain-mjured population. J Clin Exp Neuropsychol14 : 545-565 25) Diamond A, Prevor MB, Callender G, Druin DP (J 997) : Prefrontal cortex cognitive deficits in children treated early and continuously for PKU. Monographs of the Society for Research in Child Development Serial No. 252, Vol. 62, No. 4 26) Bishop DVM (J993) : Annotation : Autism, executive functions and th∞ry of mind : A neuropsychological perspective. J Child Psychol Psyc비atry 34 : 279-293 34) 27) Happe FGE, Frith u(l996) : ηle neuropsychology of autism. Brain 119 : 1377-1400 28) Baron-Cohen 8, Swettham J (J997) : Theory of mind in autism : Its reIationship to executive function 뻐d central coherence. In : Handbook of Autism and Per­vasive Developmental Disorders, Ed by Cohen DJ, Vo­lkmar FR, New York, Wiley & Sons, pp880-893 29) Baron-Cohen 8, Ring H, Moriaη J, Schmitz B, Co­sta D, 메I P (J994) : Recognition of mental state ter­ms : Clinical findings in children with autism and a functional neuroÎnlaging study of nomtal adults. Br J Psyc비atry 165 : 64ι649 30) Fleteher PC, Happ F, Frith U. Baker SC, Dolan RJ, Fraeku‘찌파‘ RSJ, Frith CD (J995) : Other minds in the brain : A functional Înlaging study of ‘난leory of mind" in story comprehension. Cognition 57 : 109-128 31) Happe FGE(l994b) : Annotation : Current psycholo­gical theories of autism : πle ‘암loery of mind" account and rival theories. J Child Psychol Psychiatry 35 : 215-299 32) Berger HJC, Van 8paendonek KPM, Horstink M찌IJM , Buytenhuijs EL, Lammers PWJM, Cool AR (J993) Cogniti ve shifting as a predictor of proc강ss in social understanding in high functioning adolescents with au­tism : A pros야ctive study. J Autism Dev Disord 23 : 341-359 33) Ozonoff 8 (J998) Assessment and remediation of executive dysfunction in autism and Asperger syndrome. In : Asperger syndrome or high-functioning autism, Ed by Sζhopler E, Mesibov GB, Kunce U , New York : Plenum Press, pp263-289 - 1067-
  • 10. 언구륙쩍: J Korean Neuropsychiatr Assoc Vo141, No 6, November; 2002 자폐 장애의 실행 기능 결함에 대한 신경심리학적 연구 서울대학교 의과대학 정신과학교실 소아정신분과 신민섭·박혜근·홍강의 본 연구에서는 자폐 장애 아동들의 보이는 실행기능 결함과 마음 이론의 결여에 대해 신경심리학적으 로 규명해보고자 하였다. 방 법: 11 세에서 15세 연령 범위의 자폐 장애 아동 14명(남아 12, 여아 2) , 정신 지체 아동 12명(남아 11, 여아 1), 그리고 정상 아동 14명(남아 12, 여아 2) , 총 40명의 아동이 본 연구에 참여하였다. 모든 아동 들에게 마음 이론을 평가하는 “셀리-앤” 과제와 실행 기능을 평가하는 세가지 신경심리검사를 개별적으 로 실시한 후, MANOVA와 Chi-Square 분석을 실시하여 집단간 차이를 알아보았다. 멸 과: 실행 기능 검사와 마음 이론 과제에서 세 집단간에 유의미한 차이가 었었다. 자폐장애 아동 집단이 정 신지체 아동 집단보다 이러한 검사상에서 더 광범위한 결함을 보였으며, 자폐 장애 얘들이 정신지체나 정상 아동들보다 반응을 억제하는데 더 어려움이 있었다. 자폐 ~배와 정신지체 아동 집단 모두 타인의 마음을 이해히여 행동을 예측하는데 어려움이 있었다. 멸 론: 본 연구 결과들은 설행 기능과 마음 이론의 결함이 자폐 장애 아동틀에게서 공존한다는 것을 보여주었 다. 이러한 결과는 전전두엽이 자폐장애의 원언론과 관련되어 있을 가능성을 시사해주었다. 흉심 단억 : 실행 기능· 마음 이론· 자폐 장애. - 1068-