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UNITARIANISM AND ALCOHOLICS ANONYMOUS
                                  by Ian Ellis-Jones

                ADDRESS DELIVERED BEFORE THE SYDNEY UNITARIAN CHURCH
                              ON SUNDAY, 6 FEBRUARY 2005



Most of you would have heard of the “Twelve Steps” of the world’s
largest recovery program and fellowship, Alcoholics Anonymous (“AA”),
which are as follows:-

                   THE TWELVE STEPS OF ALCOHOLICS ANONYMOUS1[1]
          1.     We admitted we were powerless over alcohol - that our lives had become
                unmanageable.
          2.     Came to believe that a Power greater than ourselves could restore us to
                sanity.
          3.     Made a decision to turn our will and our lives over to the care of God as
                we understood Him.
          4.     Made a searching and fearless moral inventory of ourselves.
          5.     Admitted to God, to ourselves and to another human being the exact
                nature of our wrongs.
          6.     Were entirely ready to have God remove all these defects of character.
          7.     Humbly asked Him to remove our shortcomings.
          8.     Made a list of all persons we had harmed, and became willing to make
                amends to them all.
          9.     Made direct amends to such people wherever possible, except when to do
                so would injure them or others.
          10.    Continued to take personal inventory and when we were wrong promptly
                admitted it.
          11.    Sought through prayer and meditation to improve our conscious contact
                with God as we understood Him, praying only for knowledge of His will for
                us and the power to carry that out.
          12.    Having had a spiritual awakening as the result of these steps, we tried to
                carry this message to alcoholics and to practice these principles in all our
                affairs.


The Twelve Steps, along with what are known as the Twelve Traditions of
AA, encapsulate an overall and organised "way of life" (see the discussion
on Tradition 1 in the book Twelve Steps and Twelve Traditions) involving
self-knowledge of one's powerlessness, belief in a power “greater” (or
“other”) than self, self-surrender, a sense of guilt, reparation, and
reconciliation with God (as one understands God) and others.


1[1]
       Copyright 1939 AA World Services, Inc.
Underlying all of AA's suggestions is that "self cannot change self".
Whilst the "Higher Power" (or, in the words of some, “Power-not-
oneself”) is "God as we [understand] Him" (see Steps 3 and 11), Tradition
2 speaks, fairly traditionally, of "a loving God" who has the ability to
"express Himself" in and through the group. Step 11 makes it clear that
that God is capable of being known ("conscious contact") through "prayer
and meditation", has a "will" for each member, and confers the power to
carry out that will. It is implicit, if not explicit, in Steps 6 and 7 that the
"God as we understand Him" can forgive and change people's lives. (Such
a God is clearly transnatural, if not supernatural.) "Faith" in God is
required (see Step 2, as discussed in Twelve Steps and Twelve
Traditions), and AA stresses the principle of gratitude to an active
overruling Power who can confer blessings.

According to the primary and secondary literature of AA, life is governed
by certain laws or principles which are spiritual in nature. It is officially
stated that there is "justice in [the] scheme of things" (see Step 11, as
discussed in the book Twelve Steps and Twelve Traditions). What we give
out, we are inevitably bound to get back. Our troubles are "basically of
our own making" (see the "Big Book", ch 5).

According to AA, responsibilities are owed to other human beings (see eg
Steps 8-10, and Traditions 1 and 5). Defective relations with others is
said to be "nearly always ... the immediate cause of our woes" (see Step 8,
as discussed in Twelve Steps and Twelve Traditions). Both the Steps and
the Traditions speak of "we" and "our", making it clear that it is a shared
quest of ideals and principles; indeed, the "principles" of A.A. must be
placed before "personalities" (Tradition 12). Tradition 1 speaks of
"common welfare" and "unity". Step 12 speaks of carrying the "message"
to others, and practising the principles "in all our affairs".

Few people know of the existence of a very early and important
connection between the 12-step recovery program Alcoholics Anonymous
(AA) and Unitarianism. However, on 26 November 1939, when AA was
still very much in its infancy, the Reverend Dr Dilworth Lupton, minister
of the First Unitarian Church (Universalist-Unitarian), Euclid at East
82nd Street, Cleveland, Ohio, preached a famous sermon entitled "Mr X
and Alcoholics Anonymous".2[2]


2[2]
        A      copy      of     the       sermon      can   be    found      at
http://www.aabibliography.com/pdffiles/luptonsermon.pdf
Mr X was Clarence Snyder, who was one of the contributing authors of
the “Big Book” of AA entitled Alcoholics Anonymous3[3] which was first
published in 1939. (He wrote the chapter entitled “Home Brewmeister”
and was an originator of Cleveland’s Group No 3.)

The fellowship of AA began in Akron, Ohio in May 1935. It first
operated under the auspices of the very evangelical religious group known
as the Oxford Group.

Briefly, the beginnings of AA are as follows. Bill W[ilson], AA co-founder,
had been introduced to the Oxford Group by Ebby T[hatcher], an old
boyhood friend in November 1934. Ebby was a drinking buddy of Bill's
who had “gotten religion" through the Oxford Group after being
introduced to it in August 1934 by one Rowland H[azard III], a wealthy
Rhode Island businessman, who had been in therapy with Dr Carl Jung in
Switzerland and who was also one of the Oxford group circle. Rowland
was also a patient of the spiritually based Emmanuel Movement, a
precursor to AA, in 1933-34.

According to official AA history, Dr Jung had told Rowland that there
was no hope for him … unless he were to experience a "vital spiritual
experience". (The great American psychologist and philosopher William
James, in his book The Varieties of Religious Experience, had expressed a
similar view, writing, “’The only radical remedy I know for dipsomania is
religiomania,’ is a saying I have heard quoted from some medical man.”4[4])
Rowland reportedly was introduced to the Oxford Group by Dr Jung and
then passed the message along to Ebby. However, recent research by one
Wally P (archivist and historian) has turned up Rowland's personal
records, which are at the Providence Historical Society in Providence,
Rhode Island. Rowland's personal records do not indicate that he was in
Switzerland during the period stated in most AA history books but it is
still quite possible that Rowland met with Jung during the period June to
September 1931.




3[3]
    Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services,
1976). (There is now a 4th edition of the “Big Book”, published in 2001. However,
references in this paper to page numbers of the “Big Book” are references to page
numbers in the 3rd edition of that work.)

4[4]
   William James, The Varieties of Religious Experience (New York: New American
Library, 1958), p 213, fn.
Bill Wilson's drinking had progressed to such a point that in 1933 he was
admitted to the Charles B Towns Hospital in New York City. This was the
first of four hospitalizations for alcoholism between 1933-1934. It was
at the Towns Hospital that Dr William Duncan Silkworth, the hospital’s
chief physician, declared Wilson a hopeless alcoholic. According to the
Rev Dr Norman Vincent Peale, who was the senior minister of Marble
Collegiate Church in New York City from 1932 to 1984, a good friend of
Bill Wilson and the Oxford Group’s Canon Sam Shoemaker,5[5] and also one
of the first ministers of religion to accept and publicize the “disease
concept” of alcoholism as well as the wonders of AA, Dr Silkworth said
the Great Physician, Jesus Christ, could cure alcoholics who were
declared hopeless.

In Bill Wilson’s own words, “I was in favour of practically everything he
had to say except one thing. I was not in favour of God.” However, soon
after Ebby's visit with him, Bill was admitted for the last time to the
Towns Hospital in December 1934 and it was during this hospitalization
that Bill experienced his "white light" spiritual experience that he later
wrote about in the Big Book. Bill reported this experience to Dr
Silkworth and was soon after released from the hospital never to drink
alcohol again until his death in January 1971.

Bill attended Oxford Group meetings, went to the Calvary Mission and
began working with other Alcoholics. He did not have much success at
getting them sober during the first five months, but was told by his wife,
Lois, that he had remained sober for the first time in many years.
Though Bill had considered himself a dismal failure due to his inability to



5[5]
    “One of the greatest clergymen of American history died about 20-30 years ago.
I'm sorry I never had the opportunity to meet him. His name was Sam Shoemaker. He
was Episcopalian. Sam Shoemaker and Norman Vincent Peale were very close friends.
And the two of them were the spiritual participants that helped Brother Bill put
together the Twelve Step Programs for Alcoholic Anonymous. AA didn't come out of
secular hearts and secular minds. It came out of the hearts and minds of Norman
Vincent Peale and Dr. Samuel Shoemaker.” Robert H Schuller, “The Ultimate Journey”,
Hour        of        Power       [Sermon         #53]         (30/11/02)    [Online]
http://www.hourofpower.org.hk/data/readdata/readeng-53-text.html           [accessed
29/12/2004]. Dr Peale, who often preached and wrote about the efficacy of AA, spoke
to AA members at special intergroup dinners celebrating Bill’s sobriety back in the
earlier years, and when the “24th Street Club House” in New York wasn’t large enough
for the growth, Peale was the one who provided a larger location.
get anyone sober, he did finally realize through Lois' help that he was a
success. He was a success because he had stayed sober.

Now, in 1933 a certain Dr Bob Smith, an alcoholic surgeon, who would
become AA’s other co-founder, had begun going to Oxford Group
meetings to cope with his alcoholism. The story of how Bill Wilson and Dr
Bob came to meet up has often been told. Tempted while on a business
trip in Akron, Ohio, Wilson fought off the bottle by cold-calling churches
from the hotel directory in search of a drunk to help. One call led him to
Bob Smith. On May 12, 1935, Mother’s Day, Bill Wilson and Dr Bob met in
Akron and on June 10 (or perhaps June 17, according to some sources) Dr
Bob had his last drink. That was the start of AA.

Now, Clarence Snyder, too, was a helpless and hopeless alcoholic. His
wife Dorothy had often implored Dilworth Lupton to speak to Clarence
about his alcoholic drinking. Lupton did speak with Clarence on a number
of occasions. Unfortunately, Clarence at that time was unable and
unwilling to quit drinking. Lupton explained to Dorothy that he (Lupton)
could do nothing more than what he had done, and that the only thing left
was a spiritual solution to Clarence’s drinking problem.

Eventually Clarence began attending meetings of the Oxford Group in
Akron. "Nothing good could come out of the Oxford Group," Lupton said
to Dorothy. In the AA conference-approved publication, Dr Bob and the
Good Oldtimers6[6] Dorothy Snyder is quoted (on pp 162-3) as saying:

           Well, I was disappointed, because he [Lupton] wouldn’t come. He said that
           inasmuch as AA was mixed up with the Oxford Group, it was bound to fail; that
           any movement as tremendous as this should never be mixed up with a religious
           organization. How right he was!


Lupton did, however, promise Dorothy that he would still thoroughly
investigate the new movement and get back to Dorothy. read the “Big
Book”, continued to meet with Dorothy, and offered to assist Dorothy in
any way he could with the movement. Dorothy herself turned out to be an
instrumental part of the beginnings of AA in Cleveland, Ohio, for she was
close with Anne Smith, wife of Dr Bob, in Akron.

Clarence did get sober through the movement and told Lupton not only his
drinking story and the story of his meeting Dr Bob and Bill Wilson but
also the story of the fellowship’s split from the Oxford Group. Lupton

6[6]
       Dr Bob and the Good Oldtimers (Alcoholics Anonymous World Services, 1980).
was invited to and eventually did in fact attend several meetings of the
Cleveland group after it had, in accordance with Lupton’s recommendation,
broken with the Oxford Group. He even invited nine of the alcoholic
members to his home to be "interviewed" by himself and a "prominent
physician and a psychiatrist".

On 26 November 1939 the Reverend Dr Dilworth Lupton preached to his
congregation his famous sermon. The very next day it was printed in the
Cleveland Plain Dealer. The sermon, which was later printed in pamphlet
form by Lupton's church, turned into one of the first pamphlets
concerning AA. It was first distributed by the Cleveland AA group. In
Dr Bob and the Good Oldtimers Dorothy Snyder is quoted as saying,
“That was for publicity. He [the Rev Lupton] was one of the really big
Protestant ministers in Cleveland, and what he said was good copy”.7[7]


From his conversations with Clarence Snyder and with members of the
Cleveland group, Lupton stated that he was convinced that the success of
AA came through the application of four religious principles that, in
Lupton’s words, were “as old as the Ten Commandments”.            Lupton
identified the four principles as being:

         1.      The principle of spiritual dependence.

         2.      The principle of universality.

         3.      The principle of mutual aid.

         4.      The principle of transformation.



1.            The principle of spiritual dependence

Snyder was told by AA members that he must stop trying to use his will
and begin to trust in a Power greater than himself. Snyder chose to
believe. Within a few days he lost all desire for alcohol.

In his sermon Lupton stated:




7[7]
       Dr Bob and the Good Oldtimers (Alcoholics Anonymous World Services, 1980), p 205.
Trust in God seems to be the heart of the whole movement. Religion must be
      more than a mere set of beliefs; it must be a profound inner experience, faith in
      a Presence to which one may go for strength in time of weakness.

      This fact is made quite clear in the book ALCOHOLICS ANONYMOUS, which
      gives the philosophy behind the movement and also the testimony of thirty of
      those who have benefited. Although written by laymen it contains more
      psychological and religious common-sense than one often reads in volumes by
      religious professionals. The book is free from cant, from archaic phraseology. It
      gives with skill and intelligence an inside view of the alcohol problem and the
      technique through which these men have found their freedom.




2. The principle of universality

In his sermon Lupton referred to the universality of religion:

      In our great museums one usually finds paintings covering several ages of art,
      often brought together from widely separated localities - the primitive, medieval
      and modern periods; products of French, American, English, and Dutch masters;
      treasures from China, Japan, and India. Yet as one looks at these productions he
      instinctively feels that a universal beauty runs through them all. Beauty knows no
      particular age or school. Beauty is never exclusive and provincial; it is inclusive
      and universal.

      So, too, in the field of religion. We are beginning to recognize the substantial
      unity of all religious faiths. Back of all religions is religion itself. Religion
      appears in differing types, but they are all expressions of one great impulse to
      live nobly and to adore the highest.

      This universality of religion is recognized by the Alcoholics Anonymous. Their
      meetings are attended by Catholics, Protestants, Jews, near-agnostics, and near-
      atheists. There is the utmost tolerance. It seems of no concern to the group
      with what religious bodies non-church-going members eventually identify
      themselves; indeed there is no pressure to join any church whatever. What
      particularly impresses me is the fact that each individual can conceive of the
      Power-not-himself in whatever terms he pleases.


Lupton speculated that perhaps these laypersons in AA were laying
foundations for a “new universal movement in religion”. In the words of
Lupton:

      Surely the conventional conceptions of religion have been too narrow. Religion,
      itself, is far bigger and broader than we thought. It is something we can no
      more capture through rigid dogmas than we can squeeze all the sunshine in the
      world through one window.
In Dr Bob and the Good Oldtimers it is written:

           In his sermon, Dr. Lupton noted that there was room in A.A. for all creeds,
           through the concept of God as “a Power greater than ourselves.” Such an
           attitude “displays nothing short of genius,” he said.8[8]




3. The principle of mutual aid

Lupton stated that when Snyder was being hospitalized “eighteen laymen
visitors called on him within the brief space of five days. These men
were willing to give their valuable time in trying to help a man they had
never seen before. To [Snyder] they related their own dramatic
experiences in being saved from slavery to alcohol, and offered their
assistance.    Upon leaving the hospital [Snyder] began attending the
weekly meetings of Alcoholics Anonymous.”

Before long Snyder was following the example of the people who had so
generously given him of their help.

Lupton observed:

           The weekly meetings of the Alcoholics Anonymous operate on this same principal
           of mutual aid. T he ex-victims bolster up each other's morale through
           comradeship. Like ship-wrecked sailors on a raft headed for the shore, the bond
           that holds them together is the same that they have escaped from a common
           peril. Upon each newcomer is impressed the necessity of helping other alcoholics
           obtain the freedom he has attained. They believe they gain strength from
           expenditure - not expenditure of money, of which most of them have but little,
           but of themselves. Said one of them to me, "What I have is no good unless I give
           it away." There are no dues, no fees, just the sheer pleasure and, in this case,
           moral profit, that comes from helping the other fellow. This mutual aid acts as a
           sort of endless chain. Mr. A, Mr. B, and Mr. C help Mr. X out of the frightful
           mess he is in; then Mr. X turns around and helps Mr. Y and Mr. Z. These in turn
           helps other victims.




4. The principle of transformation

Lupton stated that during the previous half century many able
psychologists have turned the searchlight of their investigations on
"religious experience". He stated:

8[8]
       Dr Bob and the Good Oldtimers (Alcoholics Anonymous World Services, 1980), p 205.
It seems quite clear from these studies that religion consists not primarily in
      the intellectual acceptance of certain beliefs. It involves even more the
      transformation of human character. Such transformations have taken place not
      only in the lives of saints and religious leaders, but in the souls of multitudes of
      common folk as well. It is a scientific fact that through religious faith people
      are sometimes suddenly, and sometimes gradually aroused to a new set of
      interests, are raised from lower to higher levels of existence. Life and its
      duties take on new meaning, and selfishness (half-conscious often) is displaced
      by the conscious desire to help other people.

      If any human being needs such a transformation, it is the chronic alcoholic. He
      may not be at the point where he is willing to admit that, but his family and
      friends are! Alcoholism is a sickness, to be sure, but it is unlike any other malady
      in certain fundamental aspects. Compare for example, the case of the alcoholic
      with that of a tubercular patient. Everybody is sorry for the "T.B." and wants to
      help. He is surrounded by friendliness and love. But in all likelihood, the
      alcoholic has made a perfect hell of his home and has destroyed his friendships
      one by one.      He has drawn to himself not compassion and love, but
      misunderstanding, resentment, and hate.

      There seems to be every evidence that the Alcoholics Anonymous group has been
      amazingly successful in bringing about religious transformation. …


Lupton summed up the success of AA in these words:

      Every member of this movement declares that since he has come to believe in a
      Power-greater-than-himself a revolutionary change has taken place in his life;
      even his acquaintances note a marked change. He has radically altered his
      attitudes and outlooks, his habits of thought. In the face of despair and
      impending collapse, he has gained a new sense of direction, new power.

      I have seen these things with my own eyes.         They are convincing, dramatic,
      moving.

      One final word to the members of Alcoholics Anonymous. Go back to your
      synagogues and churches; they need you and you need them. Preserve your
      principle of Universality, your faith that all religion is one. Never allow
      yourselves to be absorbed by any single church or sect. Keep your movement
      what you call it now, a "layman's outfit." Avoid over-organization for religious
      organizations always tend to follow the letter rather than the spirit, finally
      crushing the spirit. Remember that early Christianity was promoted not by
      highly involved organization, but by the contagion of souls fired with enthusiasm
      for their cause. And keep your sense of humor! So far you do not seem afflicted
      with the curse of over-seriousness.

      To doctors and psychiatrists I would say; Be skeptical, investigate this
      movement with an open mind. If you become convinced of their sincerity and the
      efficacy of their methods, give these men your approval and open support.
ALCOHOLICS ANONYMOUS ought to have a wide reading by the general public.
       For one thing the public ought to learn first hand that the chronic alcoholic is
       suffering not from a vice, but from a disease; that it is impossible for him to
       "drink like a gentleman." Moderation for him is out of the question. For him
       there is no such thing as the single drink. It is one taste, and then the deluge.

       Certainly every victim of alcoholism and every friend of victims ought to buy or
       borrow and read this book, then seek to get in touch with some member of the
       movement. The writer of this article will be glad to furnish addresses of the
       Cleveland leaders. Or communicate with Alcoholics Anonymous, Box 658, Church
       Street Annex, New York City.



In the AA conference-approved publication Alcoholics Anonymous Comes
of Age9[9] Bill Wilson referred to Dr Lupton as a “fine gentleman” and
“noted Protestant clergyman” who “preached and wrote warmly about us”.
Indeed, he did. He was one of a handful of clergymen who gave great
help to AA at a time when most ministers of religion still saw alcoholism
as nothing more than sinfulness and moral weakness.


Consistent with Unitarianism, Alcoholics Anonymous offers its members
perfect freedom when it comes to such matters as choosing one’s own
concept of higher power. Further, AA has never claimed to be a religion
or religious. Spiritual, yes, but religious, never! Indeed, Bill Wilson has
this to say about certain misgivings that expressed in relation to whether
AA was a new religion:

       If these misgivings had real substance, they would be serious indeed. But,
       Alcoholics Anonymous cannot in the least be regarded as a new religion. Our
       Twelve Steps have no theological content, except that which speaks of "God as
       we understand Him." This means that each individual AA member may define
       God according to whatever faith or creed he may have. Therefore there isn't
       the slightest interference with the religious views of any of our membership.
       The rest of the Twelve Steps define moral attitudes and helpful practices, all of
       them precisely Christian in character. Therefore, as far as the steps go, the
       steps are good Christianity, indeed they are good Catholicism, something which
       Catholic writers have affirmed more than once.

       Neither does AA exert the slightest religious authority over its members. No
       one is compelled to believe anything. No one is compelled to meet membership
       conditions. No one is obliged to pay anything. Therefore we have no system of
       authority, spiritual or temporal, that is comparable to or in the least competitive
       with the Church. At the center of our society we have a Board of Trustees.


   Alcoholics Anonymous Comes of Age (New York: Alcoholics Anonymous World
9[9]

Services, 1957), p 20.
This body is accountable yearly to a Conference of elected Delegates. These
         Delegates represent the conscience and desire of AA as regards functional or
         service matters. Our Tradition contains an emphatic injunction that these
         Trustees may never constitute themselves as a government - they are to merely
         provide certain services that enable AA as a whole to function. The same
         principles apply at our group and area level.

         Dr. Bob, my co-partner, had his own religious views. For whatever they may be
         worth, I have my own. But both of us have gone heavily on the record to the
         effect that these personal views and preferences can never under any conditions
         be injected into the AA program as a working part of it. AA is a sort of spiritual
         kindergarten, but that is all. Never should it be called a religion. 10[10]



Years earlier, in May 1949, in a speech delivered at the 105th Annual
Meeting of the American Psychiatric Association in Montreal, Quebec
that was later published in the American Journal of Psychiatry, Wilson
had stated:

         Alcoholics Anonymous is not a religious organization; there is no dogma. The one
         theological proposition is a "Power greater than one's self." Even this concept is
         forced on no one. The new corner merely immerses himself in our society and
         tries the program as best he can. Left alone, he will surely report the onset of a
         transforming experience, call it what he may. Observers once thought A.A. could
         only appeal to the religiously susceptible. Yet our membership includes a former
         member of the American Atheist Society and about 20,000 others almost as
         tough. The dying can become remarkably open-minded. Of course we speak
         little of conversion nowadays because so many people really dread being God-
         bitten. But conversion, as broadly described by James, does seem to be our
         basic process; all other devices are but the foundation. When one alcoholic
         works with another, he but consolidates and sustains that essential
         experience.11[11]



In the “Big Book” of AA there are numerous references to AA’s “spiritual
basis”12[12] and to there being a distinction between “religion” on the one


10[10]
    Bill W, “Alcoholics Anonymous”, in The Proceedings of the Twelfth National Clergy
Conference on Alcoholism (The “Blue Book”), vol 12, April 19-21 1960, p 194.



11[11]
    William W, “The Society of Alcoholics Anonymous” (1949) 106 Amer J Psych 370
[Online] http://silkworth.net/aahistory/billw2/societyofaa.html [accessed 22/11/2004].

12[12]
    See eg pp 118, 135, 162. See also As Bill Sees It (New York: Alcoholics Anonymous
World Services, 1967), p 27: “We of AA obey spiritual principles … .”
hand and “spirituality” on the other, with the emphasis in AA being on the
latter:

         … [W]hile his religious convictions were very good, in his case they did not spell
         the necessary vital spiritual experience.13[13]

         “… Though not a religious person, I have profound respect for the spiritual
         approach in such cases as yours. For most cases, there is virtually no other
         solution.”14[14]

         … Though we have no religious connection, we may still do well to talk with
         someone ordained by an established religion. …15[15]

         The spiritual life is not a theory. We have to live it.16[16]

         We represent no particular faith or denomination. We are dealing only with
         general principles common to most denominations.17[17]

         If he thinks he can do the job in some other way, or prefers some other spiritual
         approach, encourage him to follow his own conscience.18[18]

         He had begun to have a spiritual experience.19[19]



Spirituality refers to non-physical things such as faith, hope and charity.
One Catholic priest, with the imprimatur of his church, has written:

         Increasingly, I have come to view spirituality in terms of relationship – of how
         we relate to God, to other people, and to ourselves. Since we already have a way
         of relating to ourselves, to other people, and to God, each of us already has a
         spirituality. …Our spirituality is made up of all those qualities of mind and




13[13]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), p 27.
14[14]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), p 43.
15[15]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), p 74.
16[16]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), p 83, emphasis in the original.
17[17]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), pp 93-4.
18[18]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), p 95.
19[19]
       Alcoholics Anonymous, 3rd ed (New       York: Alcoholics Anonymous World Services,
1976), p 158.
character that make us who we are: our values, our desires, our feelings, and our
         dreams.20[20]



Perhaps the main difference between spirituality and religion is the
freedom to choose one’s own path towards wholeness, recovery and
“enlightenment” – something very much in the Unitarian tradition. AA’s
Twelve Steps are “suggested as a program of recovery”;21[21] there are no
“musts”. The following is also illuminative:

         Religion is the institutionalized or formal practice of a particular spiritual
         tradition's beliefs, ethics, and rituals. Depending on the spiritual texts it is
         based on, the structure of the institutions, and the individuals involved, religion
         can range from being a positive means of sharing spiritual practice to a
         destructive vehicle for systematic oppression and exploitation. Spirituality, on
         the other hand, does not necessarily entail any adherence to a religious tradition
         whatsoever. It is the participation in spiritual matters, whether in the context
         of a structured group who base their entire faith on a single religious text, or in
         the context of a solitary spiritual seeker who establishes and interprets their
         own encounters with spiritual phenomena.22[22]


On that basis, AA is definitely spirituality rather than religion … and a
spirituality that, in my humble opinion, is quite consistent with all that is
important in Unitarianism, despite the different goals of the 2
organizations. However, it is clear that not all Unitarians, or Unitarian
Universalists, share my opinion.

In an article entitled “Twelve Steps, Seven Principles: UUs in Alcoholics
Anonymous”, and published in UU World in January/February 2000,23[23]
Michelle Huneven wrote:



20[20]
        Gerard H Chylko, Twelve Steps to a Deeper Faith Life (Liguori MO, Liguori
Publications, 1999), pp 6, 8.
21[21]
       Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services,
1976), p 59, emphasis added.
22[22]
           Spirituality   versus     Religion,  in     “Spirituality   (For     Skeptics)”
http://treesong.org/spirituality/skeptics/ [accessed 23/11/2004].

23[23]
          Michelle     Huneven,       “Twelve      Steps, Seven Principles:
UUs in Alcoholics Anonymous”, UU World, January/February 2000 [Online]
http://uuworld.org/0100feat1.html [accessed 29/12/2004].
In response to a query placed in this magazine, over 130 alcoholics and a handful
      of Al Anons (family and friends of alcoholics), ACOA’s (Adult Children of
      Alcoholics), and professionals working in recovery volunteered to share their
      experience, opinions, and often passionate feelings on the subject. The lion’s
      share of this report consists of UU/AAs speaking in their myriad, diverse voices.


The author went on to report:

      The most salient characteristic of the responses to our query of UU alcoholics
      and their friends was a polar split between Unitarian Universalists who embrace
      Alcoholics Anonymous and UUs who reject it, both on the same grounds—what I
      call the God Issue. This split is not unique to UUs. AA’s religious, or spiritual,
      content has led to resistance since the program’s inception, when AA was
      attached to the Oxford Group Movement (today called Moral Rearmament), a
      progressive English spiritual group that sought a return to the spiritual
      principles and values of early Christianity. …


The author then went on to recount the experience of Dilworth Lupton to
which I have already referred:

      Nor did all religious liberals find the movement to their liking in its early days.
      The prominent and influential Rev. Dilworth Lupton, minister of First Unitarian
      Church of Cleveland, Ohio, who was known for the help he gave to alcoholics,
      declined to attend an AA meeting so long as it was affiliated with the Oxford
      Group. He told the woman who had invited him, whose husband Lupton had
      helped to stay sober, “Inasmuch as AA [is] mixed up with the Oxford movement,
      it [is] bound to fail. . . . Any movement as tremendous as this should never be
      mixed up with a religious foundation.” A year later, when the groups had broken
      away from the Oxford Movement, Lupton read The Big Book, attended a
      meeting, and met at length with some of the newly recovered alcoholics.
      Impressed, he preached about this new hope for a previously hopeless condition.
      His sermon, titled “Mr. X. and Alcoholics Anonymous,” was promptly made into a
      pamphlet that is still reprinted from time to time. Both sermon and pamphlet
      helped swell the ranks of the newly sober.

      …      …       …

      While the God of AA is supposed to be privately defined by each alcoholic for
      him or herself, in the public imagination this God of the 12 Steps too easily gets
      conflated with the general Protestant God of our “one nation under God.” Many
      agnostics and atheists balk at the very word God, refusing to translate the
      metaphor. And since Unitarian Universalism houses a good many secularists,
      humanists, agnostics, and atheists—not to mention Buddhists, pagans, Hindus,
      Jews, and other non-Christians—it isn’t surprising that the denomination
      contains a contingent critical of AA.

      About a fifth of UUs responding to the World’s query and a follow-up
      questionnaire said AA is over-religious and therefore unacceptable, ineffective,
      or even repellent to them.
The author also states:

      On the other end of the spectrum from the UU critics of AA are those who find
      that UUism and AA make a perfect match. Many of these people, including a
      growing group of seminary students and ministers, had their first spiritual
      experiences in Alcoholics Anonymous and then came over to UUism.


The author concludes:

      Clearly, Unitarian Universalism manages peacefully to contain within its body a
      vast range of opinions and feelings about AA—all the while housing many a
      meeting in its churches! Meanwhile, AA somehow manages to welcome a diversity
      of religious and spiritual opinions and feelings.     While theologically and
      psychologically the two may not make a perfect match, both evince a far-
      reaching if still imperfect tolerance.




                                     -oo0oo-

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Unitarianism's Early Ties to Alcoholics Anonymous

  • 1. UNITARIANISM AND ALCOHOLICS ANONYMOUS by Ian Ellis-Jones ADDRESS DELIVERED BEFORE THE SYDNEY UNITARIAN CHURCH ON SUNDAY, 6 FEBRUARY 2005 Most of you would have heard of the “Twelve Steps” of the world’s largest recovery program and fellowship, Alcoholics Anonymous (“AA”), which are as follows:- THE TWELVE STEPS OF ALCOHOLICS ANONYMOUS1[1] 1. We admitted we were powerless over alcohol - that our lives had become unmanageable. 2. Came to believe that a Power greater than ourselves could restore us to sanity. 3. Made a decision to turn our will and our lives over to the care of God as we understood Him. 4. Made a searching and fearless moral inventory of ourselves. 5. Admitted to God, to ourselves and to another human being the exact nature of our wrongs. 6. Were entirely ready to have God remove all these defects of character. 7. Humbly asked Him to remove our shortcomings. 8. Made a list of all persons we had harmed, and became willing to make amends to them all. 9. Made direct amends to such people wherever possible, except when to do so would injure them or others. 10. Continued to take personal inventory and when we were wrong promptly admitted it. 11. Sought through prayer and meditation to improve our conscious contact with God as we understood Him, praying only for knowledge of His will for us and the power to carry that out. 12. Having had a spiritual awakening as the result of these steps, we tried to carry this message to alcoholics and to practice these principles in all our affairs. The Twelve Steps, along with what are known as the Twelve Traditions of AA, encapsulate an overall and organised "way of life" (see the discussion on Tradition 1 in the book Twelve Steps and Twelve Traditions) involving self-knowledge of one's powerlessness, belief in a power “greater” (or “other”) than self, self-surrender, a sense of guilt, reparation, and reconciliation with God (as one understands God) and others. 1[1] Copyright 1939 AA World Services, Inc.
  • 2. Underlying all of AA's suggestions is that "self cannot change self". Whilst the "Higher Power" (or, in the words of some, “Power-not- oneself”) is "God as we [understand] Him" (see Steps 3 and 11), Tradition 2 speaks, fairly traditionally, of "a loving God" who has the ability to "express Himself" in and through the group. Step 11 makes it clear that that God is capable of being known ("conscious contact") through "prayer and meditation", has a "will" for each member, and confers the power to carry out that will. It is implicit, if not explicit, in Steps 6 and 7 that the "God as we understand Him" can forgive and change people's lives. (Such a God is clearly transnatural, if not supernatural.) "Faith" in God is required (see Step 2, as discussed in Twelve Steps and Twelve Traditions), and AA stresses the principle of gratitude to an active overruling Power who can confer blessings. According to the primary and secondary literature of AA, life is governed by certain laws or principles which are spiritual in nature. It is officially stated that there is "justice in [the] scheme of things" (see Step 11, as discussed in the book Twelve Steps and Twelve Traditions). What we give out, we are inevitably bound to get back. Our troubles are "basically of our own making" (see the "Big Book", ch 5). According to AA, responsibilities are owed to other human beings (see eg Steps 8-10, and Traditions 1 and 5). Defective relations with others is said to be "nearly always ... the immediate cause of our woes" (see Step 8, as discussed in Twelve Steps and Twelve Traditions). Both the Steps and the Traditions speak of "we" and "our", making it clear that it is a shared quest of ideals and principles; indeed, the "principles" of A.A. must be placed before "personalities" (Tradition 12). Tradition 1 speaks of "common welfare" and "unity". Step 12 speaks of carrying the "message" to others, and practising the principles "in all our affairs". Few people know of the existence of a very early and important connection between the 12-step recovery program Alcoholics Anonymous (AA) and Unitarianism. However, on 26 November 1939, when AA was still very much in its infancy, the Reverend Dr Dilworth Lupton, minister of the First Unitarian Church (Universalist-Unitarian), Euclid at East 82nd Street, Cleveland, Ohio, preached a famous sermon entitled "Mr X and Alcoholics Anonymous".2[2] 2[2] A copy of the sermon can be found at http://www.aabibliography.com/pdffiles/luptonsermon.pdf
  • 3. Mr X was Clarence Snyder, who was one of the contributing authors of the “Big Book” of AA entitled Alcoholics Anonymous3[3] which was first published in 1939. (He wrote the chapter entitled “Home Brewmeister” and was an originator of Cleveland’s Group No 3.) The fellowship of AA began in Akron, Ohio in May 1935. It first operated under the auspices of the very evangelical religious group known as the Oxford Group. Briefly, the beginnings of AA are as follows. Bill W[ilson], AA co-founder, had been introduced to the Oxford Group by Ebby T[hatcher], an old boyhood friend in November 1934. Ebby was a drinking buddy of Bill's who had “gotten religion" through the Oxford Group after being introduced to it in August 1934 by one Rowland H[azard III], a wealthy Rhode Island businessman, who had been in therapy with Dr Carl Jung in Switzerland and who was also one of the Oxford group circle. Rowland was also a patient of the spiritually based Emmanuel Movement, a precursor to AA, in 1933-34. According to official AA history, Dr Jung had told Rowland that there was no hope for him … unless he were to experience a "vital spiritual experience". (The great American psychologist and philosopher William James, in his book The Varieties of Religious Experience, had expressed a similar view, writing, “’The only radical remedy I know for dipsomania is religiomania,’ is a saying I have heard quoted from some medical man.”4[4]) Rowland reportedly was introduced to the Oxford Group by Dr Jung and then passed the message along to Ebby. However, recent research by one Wally P (archivist and historian) has turned up Rowland's personal records, which are at the Providence Historical Society in Providence, Rhode Island. Rowland's personal records do not indicate that he was in Switzerland during the period stated in most AA history books but it is still quite possible that Rowland met with Jung during the period June to September 1931. 3[3] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976). (There is now a 4th edition of the “Big Book”, published in 2001. However, references in this paper to page numbers of the “Big Book” are references to page numbers in the 3rd edition of that work.) 4[4] William James, The Varieties of Religious Experience (New York: New American Library, 1958), p 213, fn.
  • 4. Bill Wilson's drinking had progressed to such a point that in 1933 he was admitted to the Charles B Towns Hospital in New York City. This was the first of four hospitalizations for alcoholism between 1933-1934. It was at the Towns Hospital that Dr William Duncan Silkworth, the hospital’s chief physician, declared Wilson a hopeless alcoholic. According to the Rev Dr Norman Vincent Peale, who was the senior minister of Marble Collegiate Church in New York City from 1932 to 1984, a good friend of Bill Wilson and the Oxford Group’s Canon Sam Shoemaker,5[5] and also one of the first ministers of religion to accept and publicize the “disease concept” of alcoholism as well as the wonders of AA, Dr Silkworth said the Great Physician, Jesus Christ, could cure alcoholics who were declared hopeless. In Bill Wilson’s own words, “I was in favour of practically everything he had to say except one thing. I was not in favour of God.” However, soon after Ebby's visit with him, Bill was admitted for the last time to the Towns Hospital in December 1934 and it was during this hospitalization that Bill experienced his "white light" spiritual experience that he later wrote about in the Big Book. Bill reported this experience to Dr Silkworth and was soon after released from the hospital never to drink alcohol again until his death in January 1971. Bill attended Oxford Group meetings, went to the Calvary Mission and began working with other Alcoholics. He did not have much success at getting them sober during the first five months, but was told by his wife, Lois, that he had remained sober for the first time in many years. Though Bill had considered himself a dismal failure due to his inability to 5[5] “One of the greatest clergymen of American history died about 20-30 years ago. I'm sorry I never had the opportunity to meet him. His name was Sam Shoemaker. He was Episcopalian. Sam Shoemaker and Norman Vincent Peale were very close friends. And the two of them were the spiritual participants that helped Brother Bill put together the Twelve Step Programs for Alcoholic Anonymous. AA didn't come out of secular hearts and secular minds. It came out of the hearts and minds of Norman Vincent Peale and Dr. Samuel Shoemaker.” Robert H Schuller, “The Ultimate Journey”, Hour of Power [Sermon #53] (30/11/02) [Online] http://www.hourofpower.org.hk/data/readdata/readeng-53-text.html [accessed 29/12/2004]. Dr Peale, who often preached and wrote about the efficacy of AA, spoke to AA members at special intergroup dinners celebrating Bill’s sobriety back in the earlier years, and when the “24th Street Club House” in New York wasn’t large enough for the growth, Peale was the one who provided a larger location.
  • 5. get anyone sober, he did finally realize through Lois' help that he was a success. He was a success because he had stayed sober. Now, in 1933 a certain Dr Bob Smith, an alcoholic surgeon, who would become AA’s other co-founder, had begun going to Oxford Group meetings to cope with his alcoholism. The story of how Bill Wilson and Dr Bob came to meet up has often been told. Tempted while on a business trip in Akron, Ohio, Wilson fought off the bottle by cold-calling churches from the hotel directory in search of a drunk to help. One call led him to Bob Smith. On May 12, 1935, Mother’s Day, Bill Wilson and Dr Bob met in Akron and on June 10 (or perhaps June 17, according to some sources) Dr Bob had his last drink. That was the start of AA. Now, Clarence Snyder, too, was a helpless and hopeless alcoholic. His wife Dorothy had often implored Dilworth Lupton to speak to Clarence about his alcoholic drinking. Lupton did speak with Clarence on a number of occasions. Unfortunately, Clarence at that time was unable and unwilling to quit drinking. Lupton explained to Dorothy that he (Lupton) could do nothing more than what he had done, and that the only thing left was a spiritual solution to Clarence’s drinking problem. Eventually Clarence began attending meetings of the Oxford Group in Akron. "Nothing good could come out of the Oxford Group," Lupton said to Dorothy. In the AA conference-approved publication, Dr Bob and the Good Oldtimers6[6] Dorothy Snyder is quoted (on pp 162-3) as saying: Well, I was disappointed, because he [Lupton] wouldn’t come. He said that inasmuch as AA was mixed up with the Oxford Group, it was bound to fail; that any movement as tremendous as this should never be mixed up with a religious organization. How right he was! Lupton did, however, promise Dorothy that he would still thoroughly investigate the new movement and get back to Dorothy. read the “Big Book”, continued to meet with Dorothy, and offered to assist Dorothy in any way he could with the movement. Dorothy herself turned out to be an instrumental part of the beginnings of AA in Cleveland, Ohio, for she was close with Anne Smith, wife of Dr Bob, in Akron. Clarence did get sober through the movement and told Lupton not only his drinking story and the story of his meeting Dr Bob and Bill Wilson but also the story of the fellowship’s split from the Oxford Group. Lupton 6[6] Dr Bob and the Good Oldtimers (Alcoholics Anonymous World Services, 1980).
  • 6. was invited to and eventually did in fact attend several meetings of the Cleveland group after it had, in accordance with Lupton’s recommendation, broken with the Oxford Group. He even invited nine of the alcoholic members to his home to be "interviewed" by himself and a "prominent physician and a psychiatrist". On 26 November 1939 the Reverend Dr Dilworth Lupton preached to his congregation his famous sermon. The very next day it was printed in the Cleveland Plain Dealer. The sermon, which was later printed in pamphlet form by Lupton's church, turned into one of the first pamphlets concerning AA. It was first distributed by the Cleveland AA group. In Dr Bob and the Good Oldtimers Dorothy Snyder is quoted as saying, “That was for publicity. He [the Rev Lupton] was one of the really big Protestant ministers in Cleveland, and what he said was good copy”.7[7] From his conversations with Clarence Snyder and with members of the Cleveland group, Lupton stated that he was convinced that the success of AA came through the application of four religious principles that, in Lupton’s words, were “as old as the Ten Commandments”. Lupton identified the four principles as being: 1. The principle of spiritual dependence. 2. The principle of universality. 3. The principle of mutual aid. 4. The principle of transformation. 1. The principle of spiritual dependence Snyder was told by AA members that he must stop trying to use his will and begin to trust in a Power greater than himself. Snyder chose to believe. Within a few days he lost all desire for alcohol. In his sermon Lupton stated: 7[7] Dr Bob and the Good Oldtimers (Alcoholics Anonymous World Services, 1980), p 205.
  • 7. Trust in God seems to be the heart of the whole movement. Religion must be more than a mere set of beliefs; it must be a profound inner experience, faith in a Presence to which one may go for strength in time of weakness. This fact is made quite clear in the book ALCOHOLICS ANONYMOUS, which gives the philosophy behind the movement and also the testimony of thirty of those who have benefited. Although written by laymen it contains more psychological and religious common-sense than one often reads in volumes by religious professionals. The book is free from cant, from archaic phraseology. It gives with skill and intelligence an inside view of the alcohol problem and the technique through which these men have found their freedom. 2. The principle of universality In his sermon Lupton referred to the universality of religion: In our great museums one usually finds paintings covering several ages of art, often brought together from widely separated localities - the primitive, medieval and modern periods; products of French, American, English, and Dutch masters; treasures from China, Japan, and India. Yet as one looks at these productions he instinctively feels that a universal beauty runs through them all. Beauty knows no particular age or school. Beauty is never exclusive and provincial; it is inclusive and universal. So, too, in the field of religion. We are beginning to recognize the substantial unity of all religious faiths. Back of all religions is religion itself. Religion appears in differing types, but they are all expressions of one great impulse to live nobly and to adore the highest. This universality of religion is recognized by the Alcoholics Anonymous. Their meetings are attended by Catholics, Protestants, Jews, near-agnostics, and near- atheists. There is the utmost tolerance. It seems of no concern to the group with what religious bodies non-church-going members eventually identify themselves; indeed there is no pressure to join any church whatever. What particularly impresses me is the fact that each individual can conceive of the Power-not-himself in whatever terms he pleases. Lupton speculated that perhaps these laypersons in AA were laying foundations for a “new universal movement in religion”. In the words of Lupton: Surely the conventional conceptions of religion have been too narrow. Religion, itself, is far bigger and broader than we thought. It is something we can no more capture through rigid dogmas than we can squeeze all the sunshine in the world through one window.
  • 8. In Dr Bob and the Good Oldtimers it is written: In his sermon, Dr. Lupton noted that there was room in A.A. for all creeds, through the concept of God as “a Power greater than ourselves.” Such an attitude “displays nothing short of genius,” he said.8[8] 3. The principle of mutual aid Lupton stated that when Snyder was being hospitalized “eighteen laymen visitors called on him within the brief space of five days. These men were willing to give their valuable time in trying to help a man they had never seen before. To [Snyder] they related their own dramatic experiences in being saved from slavery to alcohol, and offered their assistance. Upon leaving the hospital [Snyder] began attending the weekly meetings of Alcoholics Anonymous.” Before long Snyder was following the example of the people who had so generously given him of their help. Lupton observed: The weekly meetings of the Alcoholics Anonymous operate on this same principal of mutual aid. T he ex-victims bolster up each other's morale through comradeship. Like ship-wrecked sailors on a raft headed for the shore, the bond that holds them together is the same that they have escaped from a common peril. Upon each newcomer is impressed the necessity of helping other alcoholics obtain the freedom he has attained. They believe they gain strength from expenditure - not expenditure of money, of which most of them have but little, but of themselves. Said one of them to me, "What I have is no good unless I give it away." There are no dues, no fees, just the sheer pleasure and, in this case, moral profit, that comes from helping the other fellow. This mutual aid acts as a sort of endless chain. Mr. A, Mr. B, and Mr. C help Mr. X out of the frightful mess he is in; then Mr. X turns around and helps Mr. Y and Mr. Z. These in turn helps other victims. 4. The principle of transformation Lupton stated that during the previous half century many able psychologists have turned the searchlight of their investigations on "religious experience". He stated: 8[8] Dr Bob and the Good Oldtimers (Alcoholics Anonymous World Services, 1980), p 205.
  • 9. It seems quite clear from these studies that religion consists not primarily in the intellectual acceptance of certain beliefs. It involves even more the transformation of human character. Such transformations have taken place not only in the lives of saints and religious leaders, but in the souls of multitudes of common folk as well. It is a scientific fact that through religious faith people are sometimes suddenly, and sometimes gradually aroused to a new set of interests, are raised from lower to higher levels of existence. Life and its duties take on new meaning, and selfishness (half-conscious often) is displaced by the conscious desire to help other people. If any human being needs such a transformation, it is the chronic alcoholic. He may not be at the point where he is willing to admit that, but his family and friends are! Alcoholism is a sickness, to be sure, but it is unlike any other malady in certain fundamental aspects. Compare for example, the case of the alcoholic with that of a tubercular patient. Everybody is sorry for the "T.B." and wants to help. He is surrounded by friendliness and love. But in all likelihood, the alcoholic has made a perfect hell of his home and has destroyed his friendships one by one. He has drawn to himself not compassion and love, but misunderstanding, resentment, and hate. There seems to be every evidence that the Alcoholics Anonymous group has been amazingly successful in bringing about religious transformation. … Lupton summed up the success of AA in these words: Every member of this movement declares that since he has come to believe in a Power-greater-than-himself a revolutionary change has taken place in his life; even his acquaintances note a marked change. He has radically altered his attitudes and outlooks, his habits of thought. In the face of despair and impending collapse, he has gained a new sense of direction, new power. I have seen these things with my own eyes. They are convincing, dramatic, moving. One final word to the members of Alcoholics Anonymous. Go back to your synagogues and churches; they need you and you need them. Preserve your principle of Universality, your faith that all religion is one. Never allow yourselves to be absorbed by any single church or sect. Keep your movement what you call it now, a "layman's outfit." Avoid over-organization for religious organizations always tend to follow the letter rather than the spirit, finally crushing the spirit. Remember that early Christianity was promoted not by highly involved organization, but by the contagion of souls fired with enthusiasm for their cause. And keep your sense of humor! So far you do not seem afflicted with the curse of over-seriousness. To doctors and psychiatrists I would say; Be skeptical, investigate this movement with an open mind. If you become convinced of their sincerity and the efficacy of their methods, give these men your approval and open support.
  • 10. ALCOHOLICS ANONYMOUS ought to have a wide reading by the general public. For one thing the public ought to learn first hand that the chronic alcoholic is suffering not from a vice, but from a disease; that it is impossible for him to "drink like a gentleman." Moderation for him is out of the question. For him there is no such thing as the single drink. It is one taste, and then the deluge. Certainly every victim of alcoholism and every friend of victims ought to buy or borrow and read this book, then seek to get in touch with some member of the movement. The writer of this article will be glad to furnish addresses of the Cleveland leaders. Or communicate with Alcoholics Anonymous, Box 658, Church Street Annex, New York City. In the AA conference-approved publication Alcoholics Anonymous Comes of Age9[9] Bill Wilson referred to Dr Lupton as a “fine gentleman” and “noted Protestant clergyman” who “preached and wrote warmly about us”. Indeed, he did. He was one of a handful of clergymen who gave great help to AA at a time when most ministers of religion still saw alcoholism as nothing more than sinfulness and moral weakness. Consistent with Unitarianism, Alcoholics Anonymous offers its members perfect freedom when it comes to such matters as choosing one’s own concept of higher power. Further, AA has never claimed to be a religion or religious. Spiritual, yes, but religious, never! Indeed, Bill Wilson has this to say about certain misgivings that expressed in relation to whether AA was a new religion: If these misgivings had real substance, they would be serious indeed. But, Alcoholics Anonymous cannot in the least be regarded as a new religion. Our Twelve Steps have no theological content, except that which speaks of "God as we understand Him." This means that each individual AA member may define God according to whatever faith or creed he may have. Therefore there isn't the slightest interference with the religious views of any of our membership. The rest of the Twelve Steps define moral attitudes and helpful practices, all of them precisely Christian in character. Therefore, as far as the steps go, the steps are good Christianity, indeed they are good Catholicism, something which Catholic writers have affirmed more than once. Neither does AA exert the slightest religious authority over its members. No one is compelled to believe anything. No one is compelled to meet membership conditions. No one is obliged to pay anything. Therefore we have no system of authority, spiritual or temporal, that is comparable to or in the least competitive with the Church. At the center of our society we have a Board of Trustees. Alcoholics Anonymous Comes of Age (New York: Alcoholics Anonymous World 9[9] Services, 1957), p 20.
  • 11. This body is accountable yearly to a Conference of elected Delegates. These Delegates represent the conscience and desire of AA as regards functional or service matters. Our Tradition contains an emphatic injunction that these Trustees may never constitute themselves as a government - they are to merely provide certain services that enable AA as a whole to function. The same principles apply at our group and area level. Dr. Bob, my co-partner, had his own religious views. For whatever they may be worth, I have my own. But both of us have gone heavily on the record to the effect that these personal views and preferences can never under any conditions be injected into the AA program as a working part of it. AA is a sort of spiritual kindergarten, but that is all. Never should it be called a religion. 10[10] Years earlier, in May 1949, in a speech delivered at the 105th Annual Meeting of the American Psychiatric Association in Montreal, Quebec that was later published in the American Journal of Psychiatry, Wilson had stated: Alcoholics Anonymous is not a religious organization; there is no dogma. The one theological proposition is a "Power greater than one's self." Even this concept is forced on no one. The new corner merely immerses himself in our society and tries the program as best he can. Left alone, he will surely report the onset of a transforming experience, call it what he may. Observers once thought A.A. could only appeal to the religiously susceptible. Yet our membership includes a former member of the American Atheist Society and about 20,000 others almost as tough. The dying can become remarkably open-minded. Of course we speak little of conversion nowadays because so many people really dread being God- bitten. But conversion, as broadly described by James, does seem to be our basic process; all other devices are but the foundation. When one alcoholic works with another, he but consolidates and sustains that essential experience.11[11] In the “Big Book” of AA there are numerous references to AA’s “spiritual basis”12[12] and to there being a distinction between “religion” on the one 10[10] Bill W, “Alcoholics Anonymous”, in The Proceedings of the Twelfth National Clergy Conference on Alcoholism (The “Blue Book”), vol 12, April 19-21 1960, p 194. 11[11] William W, “The Society of Alcoholics Anonymous” (1949) 106 Amer J Psych 370 [Online] http://silkworth.net/aahistory/billw2/societyofaa.html [accessed 22/11/2004]. 12[12] See eg pp 118, 135, 162. See also As Bill Sees It (New York: Alcoholics Anonymous World Services, 1967), p 27: “We of AA obey spiritual principles … .”
  • 12. hand and “spirituality” on the other, with the emphasis in AA being on the latter: … [W]hile his religious convictions were very good, in his case they did not spell the necessary vital spiritual experience.13[13] “… Though not a religious person, I have profound respect for the spiritual approach in such cases as yours. For most cases, there is virtually no other solution.”14[14] … Though we have no religious connection, we may still do well to talk with someone ordained by an established religion. …15[15] The spiritual life is not a theory. We have to live it.16[16] We represent no particular faith or denomination. We are dealing only with general principles common to most denominations.17[17] If he thinks he can do the job in some other way, or prefers some other spiritual approach, encourage him to follow his own conscience.18[18] He had begun to have a spiritual experience.19[19] Spirituality refers to non-physical things such as faith, hope and charity. One Catholic priest, with the imprimatur of his church, has written: Increasingly, I have come to view spirituality in terms of relationship – of how we relate to God, to other people, and to ourselves. Since we already have a way of relating to ourselves, to other people, and to God, each of us already has a spirituality. …Our spirituality is made up of all those qualities of mind and 13[13] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 27. 14[14] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 43. 15[15] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 74. 16[16] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 83, emphasis in the original. 17[17] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), pp 93-4. 18[18] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 95. 19[19] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 158.
  • 13. character that make us who we are: our values, our desires, our feelings, and our dreams.20[20] Perhaps the main difference between spirituality and religion is the freedom to choose one’s own path towards wholeness, recovery and “enlightenment” – something very much in the Unitarian tradition. AA’s Twelve Steps are “suggested as a program of recovery”;21[21] there are no “musts”. The following is also illuminative: Religion is the institutionalized or formal practice of a particular spiritual tradition's beliefs, ethics, and rituals. Depending on the spiritual texts it is based on, the structure of the institutions, and the individuals involved, religion can range from being a positive means of sharing spiritual practice to a destructive vehicle for systematic oppression and exploitation. Spirituality, on the other hand, does not necessarily entail any adherence to a religious tradition whatsoever. It is the participation in spiritual matters, whether in the context of a structured group who base their entire faith on a single religious text, or in the context of a solitary spiritual seeker who establishes and interprets their own encounters with spiritual phenomena.22[22] On that basis, AA is definitely spirituality rather than religion … and a spirituality that, in my humble opinion, is quite consistent with all that is important in Unitarianism, despite the different goals of the 2 organizations. However, it is clear that not all Unitarians, or Unitarian Universalists, share my opinion. In an article entitled “Twelve Steps, Seven Principles: UUs in Alcoholics Anonymous”, and published in UU World in January/February 2000,23[23] Michelle Huneven wrote: 20[20] Gerard H Chylko, Twelve Steps to a Deeper Faith Life (Liguori MO, Liguori Publications, 1999), pp 6, 8. 21[21] Alcoholics Anonymous, 3rd ed (New York: Alcoholics Anonymous World Services, 1976), p 59, emphasis added. 22[22] Spirituality versus Religion, in “Spirituality (For Skeptics)” http://treesong.org/spirituality/skeptics/ [accessed 23/11/2004]. 23[23] Michelle Huneven, “Twelve Steps, Seven Principles: UUs in Alcoholics Anonymous”, UU World, January/February 2000 [Online] http://uuworld.org/0100feat1.html [accessed 29/12/2004].
  • 14. In response to a query placed in this magazine, over 130 alcoholics and a handful of Al Anons (family and friends of alcoholics), ACOA’s (Adult Children of Alcoholics), and professionals working in recovery volunteered to share their experience, opinions, and often passionate feelings on the subject. The lion’s share of this report consists of UU/AAs speaking in their myriad, diverse voices. The author went on to report: The most salient characteristic of the responses to our query of UU alcoholics and their friends was a polar split between Unitarian Universalists who embrace Alcoholics Anonymous and UUs who reject it, both on the same grounds—what I call the God Issue. This split is not unique to UUs. AA’s religious, or spiritual, content has led to resistance since the program’s inception, when AA was attached to the Oxford Group Movement (today called Moral Rearmament), a progressive English spiritual group that sought a return to the spiritual principles and values of early Christianity. … The author then went on to recount the experience of Dilworth Lupton to which I have already referred: Nor did all religious liberals find the movement to their liking in its early days. The prominent and influential Rev. Dilworth Lupton, minister of First Unitarian Church of Cleveland, Ohio, who was known for the help he gave to alcoholics, declined to attend an AA meeting so long as it was affiliated with the Oxford Group. He told the woman who had invited him, whose husband Lupton had helped to stay sober, “Inasmuch as AA [is] mixed up with the Oxford movement, it [is] bound to fail. . . . Any movement as tremendous as this should never be mixed up with a religious foundation.” A year later, when the groups had broken away from the Oxford Movement, Lupton read The Big Book, attended a meeting, and met at length with some of the newly recovered alcoholics. Impressed, he preached about this new hope for a previously hopeless condition. His sermon, titled “Mr. X. and Alcoholics Anonymous,” was promptly made into a pamphlet that is still reprinted from time to time. Both sermon and pamphlet helped swell the ranks of the newly sober. … … … While the God of AA is supposed to be privately defined by each alcoholic for him or herself, in the public imagination this God of the 12 Steps too easily gets conflated with the general Protestant God of our “one nation under God.” Many agnostics and atheists balk at the very word God, refusing to translate the metaphor. And since Unitarian Universalism houses a good many secularists, humanists, agnostics, and atheists—not to mention Buddhists, pagans, Hindus, Jews, and other non-Christians—it isn’t surprising that the denomination contains a contingent critical of AA. About a fifth of UUs responding to the World’s query and a follow-up questionnaire said AA is over-religious and therefore unacceptable, ineffective, or even repellent to them.
  • 15. The author also states: On the other end of the spectrum from the UU critics of AA are those who find that UUism and AA make a perfect match. Many of these people, including a growing group of seminary students and ministers, had their first spiritual experiences in Alcoholics Anonymous and then came over to UUism. The author concludes: Clearly, Unitarian Universalism manages peacefully to contain within its body a vast range of opinions and feelings about AA—all the while housing many a meeting in its churches! Meanwhile, AA somehow manages to welcome a diversity of religious and spiritual opinions and feelings. While theologically and psychologically the two may not make a perfect match, both evince a far- reaching if still imperfect tolerance. -oo0oo-