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COGNITIVE AND SOFTWARE
    DEFINED RADIO
           at
    WRC -07 and -11

                   by
          Chris van Diepenbeek
     Radiocommunications Agency of
            The Netherlands


 1           11 May 2009 IBBTWRC-07 Workshop
ITU and WRC



 What is ITU
 Why a WRC
 Data and mechanics
 Decision Process
 Non-radio Problems
    2          11 May 2009 IBBTWRC-07 Workshop
The International
    Telecommunication Union
 UN Organisation in Geneva (1947)
 191 Members (Administrations)
 700 Sector Members (Operators,
    Int. Organisations, Industry)
 Nearly 145 years old (17-05-1865)
 Worldwide harmonisation of,
  co-operation in, and development of
  telecommunications
     3          11 May 2009 IBBTWRC-07 Workshop
Radio Regulations (RR’s)

 ITU activities are based on an
  international treaty ( Constitution and
  Convention)
 Binding Complementary parts:
    Radio Regulations
    International Telecommunications
   Regulations
 Radio Regulations have treaty status
      4           11 May 2009 IBBTWRC-07 Workshop
Objectives of RR’s

  Promote international co-operation for
   improvement of telecommunications of
   all kind:
      Allocation of spectrum
      Orbital Positions
      Allotments of frequencies
      Registration of Assignments both for
       Terrestrial and Space Services

       5           11 May 2009 IBBTWRC-07 Workshop
RR’s: to avoid problems

 Radio Regulations concern relations
  between countries
 If no risk for interference, no need, but
   Radio waves don’t stop at borders
   One has to co-ordinate orbital positions,
  and
   Trade is international, and
   There is a need for common language

      6           11 May 2009 IBBTWRC-07 Workshop
RR’s: to enjoy benefits

 Worldwide use, e.g. Maritime
 Harmonisation, e.g. IMT
 Common sharing criteria, e.g. UWB
 Common protection criteria, e.g. Passive
  Services
 Common procedures, e.g. Satellites
 Common approach to new technology,
  e.g. BWA or CR

    7           11 May 2009 IBBTWRC-07 Workshop
Some Data
 2500 delegates
 150 countries, 50 observers
 6 Languages
 About 400 documents
 WRC-03: 30.000.000 copies
   Now mostly electronic doc’s
 Plenary, Committee, Working Group, Drafting
  Group
 4 weeks, in general in Geneva
      8           11 May 2009 IBBTWRC-07 Workshop
7 Committees

 1: Steering
 2: Credentials
 3: Budget
 4, 5 and 6: On Substance
   Each of these creates Working Groups
 7: Editorial


      9          11 May 2009 IBBTWRC-07 Workshop
The formal process
          Negotiation process

             The formal
 Plenary                                         Plenary
             process is
             strictly
             hierarchical
Committee                                       Committee


  WG                                              WG


   DG                                             DG

   10         11 May 2009 IBBTWRC-07 Workshop
The informal process

 Stamina: lengthy negotiation process, late night
  sessions
 An informal process may exist in making a deal:
   including an issue not for ITU
   on issues covered by the agenda
 Package deal: We give you a bit more on this
  item, and you get a bit less of that one !


       11           11 May 2009 IBBTWRC-07 Workshop
Some Non-technical problems
 Palestine / Israel
 Cuba / USA
 State monopoly / private industry
 Poor / rich
 Culture
 Conservative / innovative
 Cost of technology /cost of labour
 International or national only Broadcast
     12         11 May 2009 IBBTWRC-07 Workshop
Preparing a WRC

6 Regional Organisations:
   CEPT (Europe)
   RCC (ex Sovjet)
   CITEL      (N + S America)
   APT (Asia)
   League of ARAB States
   ATU (Africa)

     13          11 May 2009 IBBTWRC-07 Workshop
Agenda setting: Criteria

 Worldwide or regional character
 Need for changes in the RR
 Required Studies should be completed
  Resources required should remain
  manageable
 Not yet at two successive preceding
  conferences

     14         11 May 2009 IBBTWRC-07 Workshop
Agenda setting: Proposals

Some standard items +
 CEPT          22
 Arab States   15
 CITEL       ≈ 14
 RCC         ≈ 10
 USA         ≈ 21
 Many proposals from individual admin.’s
 Much common, but still large variety
      15         11 May 2009 IBBTWRC-07 Workshop
 CEPT: 1.17: to consider spectrum requirements and
  a global allocation to support cognitive radio
  systems in the context of heterogeneous radio
  networks environment, based on the results of ITU-
  R studies, in accordance with Resolution [EUR/
  10A25/12] (WRC-07)

 ARAB: 1.10: to consider spectrum requirements
  and global allocation to support cognitive radio
  systems and/or radio software systems based on
  results of ITU-R studies
       16           11 May 2009 IBBTWRC-07 Workshop
To Negotiate

 On support, and priority
 On text of Agenda Item and Resolution

 CEPT : SDR in ITU-R Recommendations
 ARAB: SDR in Agenda, or no agenda
  item


     17         11 May 2009 IBBTWRC-07 Workshop
Interim result

To consider spectrum related matters
and regulatory measures to enable the
introduction of cognitive radio systems
and/or self configuring / software defined
radio networks, based upon the results
of ITU-R studies, in accordance with
Resolution [EUR/10A25/12] (WRC-07)


   18          11 May 2009 IBBTWRC-07 Workshop
Result
 WRC-11 Agenda item 1.19: To consider
 regulatory measures and their relevance, in
 order to enable the introduction of software
 defined radio and cognitive radio systems
 based upon the results of ITU-R studies, in
 accordance with Resolution 956 (WRC-07)

 Support by CEPT, ARAB, RCC
 Neutral: Africa
 No support from APT,
 US, Can and Aus: can be done in SGs
      19          11 May 2009 IBBTWRC-07 Workshop
Resolution 956 (WRC-07)

resolves to invite ITU-R
1) to study whether there is a need for regulatory
    measures related to the application of cognitive radio
    system technologies;
2) to study whether there is a need for regulatory
    measures related to the application of software-defined
    radio,
resolves further
    that WRC-11 considers the results of these studies and
    takes the appropriate actions.

        20             11 May 2009 IBBTWRC-07 Workshop
  At ITU-R level
   – Working Party 1B of Study Group 1
     Concerned groups: SG3, SG4,
     SG5, SG6, SG7

  At CEPT level – CPG PTA


    21        11 May 2009 IBBTWRC-07 Workshop
 CEPT will actively contribute to regulatory studies within the
  ITU-R to investigate this issue before defining any position
  on this Agenda Item.

 Software-defined radio and cognitive radio system are not
  radio services as listed in Article 1 of the Radio
  Regulations.

 Software-defined radio and cognitive radio system may be
  operated under any radio services.

 Europe is of the view that frequencies or frequency bands
  (tuning range) for specific applications can be harmonised
  regionally by regional telecommunications organizations or
  on world wide basis in ITU-R Recommendations.
         22             11 May 2009 IBBTWRC-07 Workshop
1)  SDR and CRS are technologies that may allow
    more efficient use of the spectrum by any number
    of radiocommunications but are not
    radiocommunication services; such in accordance
    with
    RR No. 1.16;       allocations are made only to
    radiocommunication services or the radio
    astronomy service;
2)  SDR and CRS are two capabilities related to
    equipment which can be combined.
3)  Comments from concerned groups.

       23           11 May 2009 IBBTWRC-07 Workshop
WP 1B: Definition SDR

  A radio in which the RF parameters including,
  but not limited to, frequency range,
  modulation type, or output power can be set
  or altered by software, and/or the technique
  by which this is achieved.
NOTE 1 – Excludes changes to operating parameters which
  occur during normal pre‑installed and predetermined
  operation of a radio according to a system specification or
  standard.
NOTE 2 – SDR is implementation technique applicable to many
  technologies and standards.
NOTE 3 – SDR techniques are applicable to both transmitter and
  receivers.”
       24               11 May 2009 IBBTWRC-07 Workshop
WP 1B: Definition CRS (1)
A radio system that has the capabilities:
   – to obtain the knowledge of radio
    operational environment and established
    policies and to monitor usage patterns
    and users’ needs;
   – to dynamically and autonomously adjust
    its operational parameters and protocols
    according to this knowledge in order to
    achieve predefined objectives, e.g. more
    efficient utilization of spectrum, and
   – to learn from the results of its actions in
    order to further improve its performance.

      25          11 May 2009 IBBTWRC-07 Workshop
WP 1B: Definition CRS (2)
NOTE 1 – Radio operational environment
 encompasses radio and geographical
 environments, and internal states of the
 Cognitive Radio System.
NOTE 2 – To obtain knowledge encompasses,
 for instance, by sensing the spectrum, by
 using knowledge data base, by user
 collaboration, or by broadcasting and
 receiving of control information.
NOTE 3 – Cognitive Radio System comprises
 a set of entities able to communicate with
 each other (e.g. network and terminal
 entities and management entities).”
     26         11 May 2009 IBBTWRC-07 Workshop
1) Analyse submitted contributions;
2) Review the studies and responses received from WP
    5A and other relevant Study Groups and Working
    Parties;
3) Continue discussions on any potential regulatory
    implications, after identifying the regulatory issues
    and list of possible options for regulatory measures
    related to the introduction of SDR and CRS;
4) Develop potential pros and cons of options in the draft
    CPM text;
5) Develop draft CPM text
      27              11 May 2009 IBBTWRC-07 Workshop
Milestones
 4th WP 1B meeting [spring 2010]: Finalize draft CPM
  text before the deadline for its submission to the CPM
  Chapter Rapporteur;
 16 July 2010 : Submission of draft CPM text to the
  CPM Chapter Rapporteur
 21 July 2010: Submission of draft CPM text to BR
  Secretariat
 8 October 2010: Extracts from Draft CPM Report to
  Special Committee
 31 January 2011: Special Committee report to CPM-11
 14 – 25 February 2011: CPM-11-2
 [24 Oct. – 18 Nov. 2011 or 3 – 28 Oct. 2011]: WRC-11
       28             11 May 2009 IBBTWRC-07 Workshop
1   cognitive supporting pilot channel
       No further details/ proposals have been
      made for a CPC
2   database model
       Is that an ITU task, or the operators task
3   white space model
    may be a provision like: no interference, no
    protection
4   Probably a text to postpone the issue to
    WRC-15 ?
      29            11 May 2009 IBBTWRC-07 Workshop
Thank you




30    11 May 2009 IBBTWRC-07 Workshop

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Crsm 3 2009 Chris Van Diepenbeek Ra Cognitive Radio In The Wrc

  • 1. COGNITIVE AND SOFTWARE DEFINED RADIO at WRC -07 and -11 by Chris van Diepenbeek Radiocommunications Agency of The Netherlands 1 11 May 2009 IBBTWRC-07 Workshop
  • 2. ITU and WRC  What is ITU  Why a WRC  Data and mechanics  Decision Process  Non-radio Problems 2 11 May 2009 IBBTWRC-07 Workshop
  • 3. The International Telecommunication Union  UN Organisation in Geneva (1947)  191 Members (Administrations)  700 Sector Members (Operators, Int. Organisations, Industry)  Nearly 145 years old (17-05-1865)  Worldwide harmonisation of, co-operation in, and development of telecommunications 3 11 May 2009 IBBTWRC-07 Workshop
  • 4. Radio Regulations (RR’s)  ITU activities are based on an international treaty ( Constitution and Convention)  Binding Complementary parts:   Radio Regulations   International Telecommunications Regulations  Radio Regulations have treaty status 4 11 May 2009 IBBTWRC-07 Workshop
  • 5. Objectives of RR’s   Promote international co-operation for improvement of telecommunications of all kind:   Allocation of spectrum   Orbital Positions   Allotments of frequencies   Registration of Assignments both for Terrestrial and Space Services 5 11 May 2009 IBBTWRC-07 Workshop
  • 6. RR’s: to avoid problems  Radio Regulations concern relations between countries  If no risk for interference, no need, but  Radio waves don’t stop at borders  One has to co-ordinate orbital positions, and  Trade is international, and  There is a need for common language 6 11 May 2009 IBBTWRC-07 Workshop
  • 7. RR’s: to enjoy benefits  Worldwide use, e.g. Maritime  Harmonisation, e.g. IMT  Common sharing criteria, e.g. UWB  Common protection criteria, e.g. Passive Services  Common procedures, e.g. Satellites  Common approach to new technology, e.g. BWA or CR 7 11 May 2009 IBBTWRC-07 Workshop
  • 8. Some Data  2500 delegates  150 countries, 50 observers  6 Languages  About 400 documents  WRC-03: 30.000.000 copies  Now mostly electronic doc’s  Plenary, Committee, Working Group, Drafting Group  4 weeks, in general in Geneva 8 11 May 2009 IBBTWRC-07 Workshop
  • 9. 7 Committees  1: Steering  2: Credentials  3: Budget  4, 5 and 6: On Substance  Each of these creates Working Groups  7: Editorial 9 11 May 2009 IBBTWRC-07 Workshop
  • 10. The formal process Negotiation process The formal Plenary Plenary process is strictly hierarchical Committee Committee WG WG DG DG 10 11 May 2009 IBBTWRC-07 Workshop
  • 11. The informal process  Stamina: lengthy negotiation process, late night sessions  An informal process may exist in making a deal:  including an issue not for ITU  on issues covered by the agenda  Package deal: We give you a bit more on this item, and you get a bit less of that one ! 11 11 May 2009 IBBTWRC-07 Workshop
  • 12. Some Non-technical problems  Palestine / Israel  Cuba / USA  State monopoly / private industry  Poor / rich  Culture  Conservative / innovative  Cost of technology /cost of labour  International or national only Broadcast 12 11 May 2009 IBBTWRC-07 Workshop
  • 13. Preparing a WRC 6 Regional Organisations:  CEPT (Europe)  RCC (ex Sovjet)  CITEL (N + S America)  APT (Asia)  League of ARAB States  ATU (Africa) 13 11 May 2009 IBBTWRC-07 Workshop
  • 14. Agenda setting: Criteria  Worldwide or regional character  Need for changes in the RR  Required Studies should be completed   Resources required should remain manageable  Not yet at two successive preceding conferences 14 11 May 2009 IBBTWRC-07 Workshop
  • 15. Agenda setting: Proposals Some standard items +  CEPT 22  Arab States 15  CITEL ≈ 14  RCC ≈ 10  USA ≈ 21  Many proposals from individual admin.’s  Much common, but still large variety 15 11 May 2009 IBBTWRC-07 Workshop
  • 16.  CEPT: 1.17: to consider spectrum requirements and a global allocation to support cognitive radio systems in the context of heterogeneous radio networks environment, based on the results of ITU- R studies, in accordance with Resolution [EUR/ 10A25/12] (WRC-07)  ARAB: 1.10: to consider spectrum requirements and global allocation to support cognitive radio systems and/or radio software systems based on results of ITU-R studies 16 11 May 2009 IBBTWRC-07 Workshop
  • 17. To Negotiate  On support, and priority  On text of Agenda Item and Resolution  CEPT : SDR in ITU-R Recommendations  ARAB: SDR in Agenda, or no agenda item 17 11 May 2009 IBBTWRC-07 Workshop
  • 18. Interim result To consider spectrum related matters and regulatory measures to enable the introduction of cognitive radio systems and/or self configuring / software defined radio networks, based upon the results of ITU-R studies, in accordance with Resolution [EUR/10A25/12] (WRC-07) 18 11 May 2009 IBBTWRC-07 Workshop
  • 19. Result  WRC-11 Agenda item 1.19: To consider regulatory measures and their relevance, in order to enable the introduction of software defined radio and cognitive radio systems based upon the results of ITU-R studies, in accordance with Resolution 956 (WRC-07)  Support by CEPT, ARAB, RCC  Neutral: Africa  No support from APT,  US, Can and Aus: can be done in SGs 19 11 May 2009 IBBTWRC-07 Workshop
  • 20. Resolution 956 (WRC-07) resolves to invite ITU-R 1) to study whether there is a need for regulatory measures related to the application of cognitive radio system technologies; 2) to study whether there is a need for regulatory measures related to the application of software-defined radio, resolves further that WRC-11 considers the results of these studies and takes the appropriate actions. 20 11 May 2009 IBBTWRC-07 Workshop
  • 21.   At ITU-R level – Working Party 1B of Study Group 1 Concerned groups: SG3, SG4, SG5, SG6, SG7   At CEPT level – CPG PTA 21 11 May 2009 IBBTWRC-07 Workshop
  • 22.  CEPT will actively contribute to regulatory studies within the ITU-R to investigate this issue before defining any position on this Agenda Item.  Software-defined radio and cognitive radio system are not radio services as listed in Article 1 of the Radio Regulations.  Software-defined radio and cognitive radio system may be operated under any radio services.  Europe is of the view that frequencies or frequency bands (tuning range) for specific applications can be harmonised regionally by regional telecommunications organizations or on world wide basis in ITU-R Recommendations. 22 11 May 2009 IBBTWRC-07 Workshop
  • 23. 1)  SDR and CRS are technologies that may allow more efficient use of the spectrum by any number of radiocommunications but are not radiocommunication services; such in accordance with RR No. 1.16; allocations are made only to radiocommunication services or the radio astronomy service; 2)  SDR and CRS are two capabilities related to equipment which can be combined. 3)  Comments from concerned groups. 23 11 May 2009 IBBTWRC-07 Workshop
  • 24. WP 1B: Definition SDR A radio in which the RF parameters including, but not limited to, frequency range, modulation type, or output power can be set or altered by software, and/or the technique by which this is achieved. NOTE 1 – Excludes changes to operating parameters which occur during normal pre‑installed and predetermined operation of a radio according to a system specification or standard. NOTE 2 – SDR is implementation technique applicable to many technologies and standards. NOTE 3 – SDR techniques are applicable to both transmitter and receivers.” 24 11 May 2009 IBBTWRC-07 Workshop
  • 25. WP 1B: Definition CRS (1) A radio system that has the capabilities: – to obtain the knowledge of radio operational environment and established policies and to monitor usage patterns and users’ needs; – to dynamically and autonomously adjust its operational parameters and protocols according to this knowledge in order to achieve predefined objectives, e.g. more efficient utilization of spectrum, and – to learn from the results of its actions in order to further improve its performance. 25 11 May 2009 IBBTWRC-07 Workshop
  • 26. WP 1B: Definition CRS (2) NOTE 1 – Radio operational environment encompasses radio and geographical environments, and internal states of the Cognitive Radio System. NOTE 2 – To obtain knowledge encompasses, for instance, by sensing the spectrum, by using knowledge data base, by user collaboration, or by broadcasting and receiving of control information. NOTE 3 – Cognitive Radio System comprises a set of entities able to communicate with each other (e.g. network and terminal entities and management entities).” 26 11 May 2009 IBBTWRC-07 Workshop
  • 27. 1) Analyse submitted contributions; 2) Review the studies and responses received from WP 5A and other relevant Study Groups and Working Parties; 3) Continue discussions on any potential regulatory implications, after identifying the regulatory issues and list of possible options for regulatory measures related to the introduction of SDR and CRS; 4) Develop potential pros and cons of options in the draft CPM text; 5) Develop draft CPM text 27 11 May 2009 IBBTWRC-07 Workshop
  • 28. Milestones  4th WP 1B meeting [spring 2010]: Finalize draft CPM text before the deadline for its submission to the CPM Chapter Rapporteur;  16 July 2010 : Submission of draft CPM text to the CPM Chapter Rapporteur  21 July 2010: Submission of draft CPM text to BR Secretariat  8 October 2010: Extracts from Draft CPM Report to Special Committee  31 January 2011: Special Committee report to CPM-11  14 – 25 February 2011: CPM-11-2  [24 Oct. – 18 Nov. 2011 or 3 – 28 Oct. 2011]: WRC-11 28 11 May 2009 IBBTWRC-07 Workshop
  • 29. 1 cognitive supporting pilot channel No further details/ proposals have been made for a CPC 2 database model Is that an ITU task, or the operators task 3 white space model may be a provision like: no interference, no protection 4 Probably a text to postpone the issue to WRC-15 ? 29 11 May 2009 IBBTWRC-07 Workshop
  • 30. Thank you 30 11 May 2009 IBBTWRC-07 Workshop