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©  2013,  The  Exascale  Report  ™
Page1
Should the U.S. National Labs be
Reinvented for the Exascale Era?
Written by: The Exascale Report Staff, July 2013
A recent report from a nonpartisan working group
has presented a well articulated argument for the
reinvention of the U.S. National Labs so they can
effectively deal with the challenges of the
upcoming exascale and zettascale decades.
The working group consists of The Information
Technology and Innovation Foundation, The
Center for American Progress, and The Heritage
Foundation.
The Exascale Report recently reported on the
daunting challenges facing the new Secretary of
Energy, Ernest Moniz. Many in the HPC
community hope he will establish a strong
leadership position for DOE. There is deep-rooted
concern throughout the community as the
nation’s  National  Lab  researchers  and  scientists
watch the U.S. position of global technology
leader give way to Chinese ingenuity,
determination, and overwhelming technology
research and development budgets.
The  new  report  titled,  “Reimagining the National
Labs in the 21st
Century Innovation Economy,”  
gets to the heart of both infrastructure and policy
issues that contribute to the declining
effectiveness of the labs, which are the
cornerstone of U.S. technology research and
development.
The following, taken from the report, does an
excellent job of summarizing the scope of this
challenge:
[While the pace of innovation and the complexity
of national challenges have accelerated, the labs
have not kept stride. Although private-sector
innovation will remain the cornerstone of
economic growth, lab scientists and engineers do
important work that can be of significant future
use to private enterprise. Examples include
commercial global positioning system, or GPS,
applications and genetics analysis. The problem is
that  the  labs’  tether  to  the  market  is  weak,  often  
by design. Though the mission of the labs must
not be to subsidize private-sector research,
efficient means for transferring scientific discovery
into  the  market  should  exist.  But  the  labs’  
bureaucracy remains largely unchanged and does
not  reflect  the  nimble  characteristics  of  today’s
innovation-driven economy. Inefficiencies,
duplicative regulations, and top-down research
micromanagement are having a stifling effect on
innovation. Furthermore, institutional biases
against transferring market-relevant technology
out of the labs and into the private sector reduce
incentives for technology transfer.]
[The federal government must reform the labs
from their 20th century atomic-energy roots to
create 21st century engines of innovation.]
The authors, Matthew Stepp, Sean Pool, Nicolas
Loris, and Jack Spencer, summarize their analysis
and recommendations into three major
categories:
1. Transforming Lab Management from DOE
Micromanagement to Contractor
Accountability
2. Unifying Lab Stewardship, Funding, and
Management Stovepipes with Innovation
Goals
3. Moving Technology to Market with Better
Incentives and More Flexibility
Innovation goals, better incentives, more
flexibility. Who can argue with that?
©  2013,  The  Exascale  Report  ™
Page2
The national lab system is the nucleus of the U.S.
HPC ecosystem. Consisting of 17 lab facilities and
more than $18 billion in public research funding in
fiscal year 2011, the labs primarily serve three
different focus areas: Energy, science, and of
course weapons.
As  pointed  out  in  our  June  2013  article,  “From
Capitol Hill to Silicon Valley to the Great Wall of
China - Exascale Crusaders Prepare for Battle,”  
the relationship between the labs and DOE
headquarters has been strained in several ways,
one of which is DOE micromanagement that has
stifled innovation and effectiveness. One
anonymous source described key lab researchers
as  “puppets dancing under the control of a dozen
marionettes.”
Another point in the report is perhaps the key
factor  behind  the  U.S.’s  inability  to  compete  
adequately in the exascale race. The current
restrictive funding model requires each program
to essentially research and acquire its own
technology portfolio. There is more competition
than collaboration among the various programs.
Most grants are issued with short-term
objectives, requiring extensive reporting and
frequent jumping-through-hoops, a major barrier
to progress.
Again, we quote directly from the report:
“Because each institutional and research category
is tasked with funding its own portfolio of
technologies, the labs become locked into
prearranged research pathways that may not be
the cheapest, most direct, or most effective way
to solve problems. Program managers focus on
short-term research objectives tied to their
appropriated grants at the expense of pursuing
more promising but longer-term avenues of
research.
This results in two immediate impacts: (1) the labs
are not well equipped to engage in long-term
planning to strategically support promising areas
of research unless they lie within existing
atomized technology categories, and (2) the labs
must spend increasingly more time and overhead
bidding on and managing small contracts and
grants, which takes resources away from
supporting promising research.”
Exascale, and eventually zettascale, require long-
term, dedicated research. Success will depend on
collaboration  among  the  labs’  researchers,  shared  
experiences and results, along with the dedication
of individual researchers and scientists who will
stay focused on such a research agenda over
many years. Our current approach is failing
because there is no long term vision – or
commitment.
The U.S. National Labs may indeed be in for a
major overhaul. The HPC community will be
watching Secretary Moniz to see what changes he
has in mind for reigniting U.S. technology
leadership.
We urge our readers to download and read this
document.
http://www.americanprogress.org/issues/green/r
eport/2013/06/20/67454/turning-the-page-
reimagining-the-national-labs-in-the-21st-
century-innovation-economy/
The future of U.S. competitiveness depends on
HPC leadership, and the U.S. needs the National
Labs to get the country back on top.
The U.S. National Lab ecosystem has an
abundance of superstars. Let’s give them a
chance to shine. Give the labs the freedom,
flexibility and incentive they deserve. We will all
win.

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The Exascale Report - Should the U.S. National Labs be Reinvented for the Exascale Era?

  • 1. ©  2013,  The  Exascale  Report  ™ Page1 Should the U.S. National Labs be Reinvented for the Exascale Era? Written by: The Exascale Report Staff, July 2013 A recent report from a nonpartisan working group has presented a well articulated argument for the reinvention of the U.S. National Labs so they can effectively deal with the challenges of the upcoming exascale and zettascale decades. The working group consists of The Information Technology and Innovation Foundation, The Center for American Progress, and The Heritage Foundation. The Exascale Report recently reported on the daunting challenges facing the new Secretary of Energy, Ernest Moniz. Many in the HPC community hope he will establish a strong leadership position for DOE. There is deep-rooted concern throughout the community as the nation’s  National  Lab  researchers  and  scientists watch the U.S. position of global technology leader give way to Chinese ingenuity, determination, and overwhelming technology research and development budgets. The  new  report  titled,  “Reimagining the National Labs in the 21st Century Innovation Economy,”   gets to the heart of both infrastructure and policy issues that contribute to the declining effectiveness of the labs, which are the cornerstone of U.S. technology research and development. The following, taken from the report, does an excellent job of summarizing the scope of this challenge: [While the pace of innovation and the complexity of national challenges have accelerated, the labs have not kept stride. Although private-sector innovation will remain the cornerstone of economic growth, lab scientists and engineers do important work that can be of significant future use to private enterprise. Examples include commercial global positioning system, or GPS, applications and genetics analysis. The problem is that  the  labs’  tether  to  the  market  is  weak,  often   by design. Though the mission of the labs must not be to subsidize private-sector research, efficient means for transferring scientific discovery into  the  market  should  exist.  But  the  labs’   bureaucracy remains largely unchanged and does not  reflect  the  nimble  characteristics  of  today’s innovation-driven economy. Inefficiencies, duplicative regulations, and top-down research micromanagement are having a stifling effect on innovation. Furthermore, institutional biases against transferring market-relevant technology out of the labs and into the private sector reduce incentives for technology transfer.] [The federal government must reform the labs from their 20th century atomic-energy roots to create 21st century engines of innovation.] The authors, Matthew Stepp, Sean Pool, Nicolas Loris, and Jack Spencer, summarize their analysis and recommendations into three major categories: 1. Transforming Lab Management from DOE Micromanagement to Contractor Accountability 2. Unifying Lab Stewardship, Funding, and Management Stovepipes with Innovation Goals 3. Moving Technology to Market with Better Incentives and More Flexibility Innovation goals, better incentives, more flexibility. Who can argue with that?
  • 2. ©  2013,  The  Exascale  Report  ™ Page2 The national lab system is the nucleus of the U.S. HPC ecosystem. Consisting of 17 lab facilities and more than $18 billion in public research funding in fiscal year 2011, the labs primarily serve three different focus areas: Energy, science, and of course weapons. As  pointed  out  in  our  June  2013  article,  “From Capitol Hill to Silicon Valley to the Great Wall of China - Exascale Crusaders Prepare for Battle,”   the relationship between the labs and DOE headquarters has been strained in several ways, one of which is DOE micromanagement that has stifled innovation and effectiveness. One anonymous source described key lab researchers as  “puppets dancing under the control of a dozen marionettes.” Another point in the report is perhaps the key factor  behind  the  U.S.’s  inability  to  compete   adequately in the exascale race. The current restrictive funding model requires each program to essentially research and acquire its own technology portfolio. There is more competition than collaboration among the various programs. Most grants are issued with short-term objectives, requiring extensive reporting and frequent jumping-through-hoops, a major barrier to progress. Again, we quote directly from the report: “Because each institutional and research category is tasked with funding its own portfolio of technologies, the labs become locked into prearranged research pathways that may not be the cheapest, most direct, or most effective way to solve problems. Program managers focus on short-term research objectives tied to their appropriated grants at the expense of pursuing more promising but longer-term avenues of research. This results in two immediate impacts: (1) the labs are not well equipped to engage in long-term planning to strategically support promising areas of research unless they lie within existing atomized technology categories, and (2) the labs must spend increasingly more time and overhead bidding on and managing small contracts and grants, which takes resources away from supporting promising research.” Exascale, and eventually zettascale, require long- term, dedicated research. Success will depend on collaboration  among  the  labs’  researchers,  shared   experiences and results, along with the dedication of individual researchers and scientists who will stay focused on such a research agenda over many years. Our current approach is failing because there is no long term vision – or commitment. The U.S. National Labs may indeed be in for a major overhaul. The HPC community will be watching Secretary Moniz to see what changes he has in mind for reigniting U.S. technology leadership. We urge our readers to download and read this document. http://www.americanprogress.org/issues/green/r eport/2013/06/20/67454/turning-the-page- reimagining-the-national-labs-in-the-21st- century-innovation-economy/ The future of U.S. competitiveness depends on HPC leadership, and the U.S. needs the National Labs to get the country back on top. The U.S. National Lab ecosystem has an abundance of superstars. Let’s give them a chance to shine. Give the labs the freedom, flexibility and incentive they deserve. We will all win.