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Noninvasive face mask ventilation in patients with
      acute respiratory failure.
      G U Meduri, C C Conoscenti, P Menashe and S Nair

      Chest 1989;95;865-870
      DOI 10.1378/chest.95.4.865

      The online version of this article, along with updated information and
      services can be found online on the World Wide Web at:
      http://chestjournal.chestpubs.org/content/95/4/865



       CHEST is the official journal of the American College of Chest Physicians. It
       has been published monthly since 1935. Copyright 1989 by the American
       College of Chest Physicians, 3300 Dundee Road, Northbrook, IL 60062. All
       rights reserved. No part of this article or PDF may be reproduced or distributed
       without the prior written permission of the copyright holder.
       (http://chestjournal.chestpubs.org/site/misc/reprints.xhtml) ISSN:0012-3692




Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
             © 1989 American College of Chest Physicians
clinical investigations in critical care
                                    Noninvasive             Face Mask Ventilation in
                                    Patients with Acute Respiratory                  Failure*
                                    Gianfranco Umber-to Meduri, lti. D. , F. C. C ;t                                           . P


                                    Craig       C. Conoscenti,                      M.D.;          tPhillip       Menashe,                   Ttf.D.;
                                    and      SreedharNair,                      M.D.,        F.C.C.PII


Noninvasive        face mask ventilation                has been used success-                                        or to improve           oxygen exchange;                  three eventually       required
fully in patients           with paralytic           respiratory       failure.       This                            endotracheal            intubation.            The mask            was generally         well
study    evaluated       whether        noninvasive        face mask ventilation                                      tolerated.       All patients            had a nasogastric               tube placed       on
can be used for patients                with acute respiratory            failure due                                 suction,     and none         vomited          or aspirated.         The mean duration
to intrinsic     lung disease.          Six patients      with hypercapnia             and                            of treatment           was 33 h (range,                  3 to 88). The physiologic
four with hypoxemic               acute respiratory           failure    met clinical                                 response       was     considered            similar       to that which would have
and objective        criteria     for mechanical          ventilation,      which was                                 been achieved              with conventionally                  delivered     ventilation.
delivered      with pressure           control and pressure            support       via a                            Noninvasive           face mask ventilation                      may have a role in
tightly    strapped,         clear face mask. No patient                  terminated                                  managing        respiratory           failure.                (Chest    1989; 95:865-70)
the study because           ofinability       to deliver adequate          ventilation


N         oninvasive   mechanical                     ventilation      is used                success-                patients                   with             acute              respiratory                             failure              from              intrinsic
           fully in patients      with                 acute      or chronic                 paralytic                lung            disease.
respiratory            failure.         Many       patients             with      only      moderate                                                              MATERIAL                           AND               METHOD
respiratory       muscle      weakness         during     the                        daytime    de-                          Patients           with acute                 hypoxemic                   or hypercapneic                          respiratory                   failure
velop      severe   respiratory        failure      at night                         and require                      nonselectively                       entered               the        study          from           April          1987         to June               1988          if
ventilatory            support.           In recent            years,          noninvasive            pos-            they           met       clinical             and      physiologic                    parameters                      indicating                the        need
itive-pressure                 ventilation          via       the       mouth           or nose         has           for       mechanical                     ventilation.                   The           protocol                  was       approved                    by      the
                                                                                                                      Institutional                  Review               Board.
partially         replaced       tracheostomy           or the use of negative-
                                                                                                                             Diagnostic                criteria           for hypercapnic                         respiratory                 failure         were            severe
pressure           ventilation       for this group         of patients. Nonin-                                       difficulty               in breathing                     as expressed                       by        the       patient,             hypercapnia,
vasive         positive-pressure            ventilation       with a face mask                                        acute           respiratory                   acidosis                with          a respiratory                     rate        more             than           30
or mouth   seal               is effective  in supporting                         ventilation            for          breaths/mm,                        and         signs             of     increased                   respiratory                   work             such            as
years; however,                 it can be associated      with                    complications                       intercostal                and        suprasternal                      retraction.                 Intubation                  was         considered
                                                                                                                      for      those           patients             with         COPD                only         after          they        failed         conventional
such       as aerophagia,              dehydration   ofthe       oropharynx,                                 or
                                                                                                                      aggressive                treatment                 with         inhaled             and systemic                     bronchodilators                        and
bite       deformities             from    the mouth     seal.’2      Nose                          inter-            IV steroids.
mittent      ventilation        administered       via a nasal continuous                                                    Diagnostic                  criteria            for        hypoxemic                      respiratory                  failure           included
positive-airway             pressure       (CPAP)     mask     and a fitted                                           difficulty              in breathing                    spontaneously                            as expressed                   by      the        patient,
foani     rubber        piece     have     been   equally     effective   and                                         respiratory                rate       more           than         30 breaths/mm,                             PaO2:F1o2               less      than        200,
                                                                                                                      and       signs          of increased                   work           of breathing,                       such        as use           of accessory
better         tolerated           in patients            with          neuromuscular                  dis-
                                                                                                                      muscles                of respiration                  or Pco2               retention.
ease,         severe          kyphoscoliosis,                 or    central          hypoventila-                           Criteria            for excluding                      patients               from         the      study         included                hemody-
tion.3”                                                                                                               namic           and       ECG            instability              (patients             with           pulmonary                edema              without
    We        initiated         this     study to evaluate                   whether            nonin-                hypotension                    were            included),                 need             for      endotracheal                     intubation                    to
vasive          ventilation             via a face mask                    can be            used    for              protect           the airways                  or to manage                     respiratory                    secretions,              and      inability
                                                                                                                      to properly                fit the          face       mask.            Criteria             for leaving                the       study         included

*From        the   Hinds       Center     for   Respiratory          Research,           Norwalk       Hos-           patient’s              request,             hemodynamic                          or ECC                  instability,              need          for       intu-
                                                                                                                      bation            to      protect             the       airways                or     manage                   secretions,                  inability              to
  pital,     Yale University          School     of Medicine,         Norwalk,       CT
tAssistant        Professor      of Medicine,          Director       of Respiratory         Services,                improve                 alveolar            ventilation                   or        oxygen              exchange,                 and          failure            to
  University        oflennessee           Medical       Center       University      of Tennessee,                    improve                 mental            status           of patients                  who            were           lethargic               from          CO2
   Memphis;         Former      Associate        Director,      Pulmonary         Fellowship         Pro-             retention                or agitated                 from         hypoxemia                      before           initiating            noninvasive
  gram,       Norwalk       Hospital,       Yale University          School     of Medicine.
 jAttending,         Pulmonary          Section,      Norwalk       Hospital.                                         face      mask           ventilation.
§Senior        Pulmonary        Fellov;       Norwalk      Hospital.                                                        Each           patient          used          one          of two          masks:             the        Snuggy             anesthesia                 and
liChief,     Section       of Pulmonary       Medicine,     Norwalk       Hospital;    Clinical                       respiratory                 mask            (No.           8887,             Hospitak               mc)           incorporated                     a large,
 Professor        of Medicine,         Yale University     School     of Medicine.                                    high-compliance,                            low-pressure                       inflatable               cuff      for facial            sealing,             and
 Presented          in abstract     form at the 54th Annual           Scientific    Assembly,
                                                                                                                      the      Downs             CPAP             mask          (9000,             Vital      Signs           Corp)          allowed              for a larger
 American          College      ofChest     Physicians,    Anaheim,        Oct 3-7, 1988.
Manuscript           received      October    31; revision    accepted        December       9.                       mask           surface         area.          A nasogastric                      tube        was          inserted             before           initiating
Reprint       requests:       Dr Meduri,       956 Court Avenue,          Memphis       38163                         face       mask          ventilation                 and         placed          on suction.


                                                                                                                                                                                                     CHEST              I 95 I 4 I APRIL                          1989             865


                                          Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
                                                       © 1989 American College of Chest Physicians
Table           1 -Diagnosis,                          Outcome,                   and          Baaeline                  Blood        Gas            Values        oflO         Patients            with      Acute              Respiratory                      Failure0

 Patient                                                                                                                                                                                                            Pco,,                   Po,,                                     PEEP,                        RB,
      No.                               Diagnosis                              Age,          yr          Sex                  Outcome                             Survival                H           pH           mm        Hg           mm           Hg            Flo,          cm       H2O             breaths/min

           1                  COPD/RTI                                                58                  F             Excellent                                      S                43            7.10              83                      114                  0.28                   0                        36
           2                  COPD                                                    78                  F            Seizure/Intub.                                  S                    3         7.25              84                        60                 0.35                   0                        44
           3                  COPD/CHF                                                70                  M            Refused               to                        NS               88            7.21              93                        46                 0.32                   0                        28
                                                                                                                              continue
           4                  COPD/RTI                                                68                  M            MI/Died                                         NS                 16          7.22              92                        47                 0.24                   0                        13
           5                  COPD/RTI                                                84                  F            Excellent                                       S                29            7.39              59                        66                 0.28                   0                        40
           6                  COPD/RTL’OD                                             62                  F            Excellent                                       S                    7      7.25                 85                        59                 0.35                   0                        40
           7                  ARDS/Sepsis                                             32                  F            Excellent                                       S                71         7.33                 52                        87                 0.70                  18                        50
           8                  ARDS/AIDS-PCP                                           40                  F            Excellent                                       S                48         7.42                 42                        74                 0.90                  10                        40
           9                  Cardiac           edema                                 48                  F            Not          tolerated,                         S                20         7.34                 34                       51                  0.50                   0                        40
                                                                                                                              intubated
      10                      Cardiac          edema                                  77                  M            Excellent                                       S                    4      7.25                 59                       73                  1.00                   0                        34
 *H        =       Duration               of face            mask           ventilation;                  PEEP                positive                end-expiratory                 pressure;               BE     respiratory                 rate;         RTI            respiratory            tract       infection;

     OD            =    overdose;              PCP      =     Pneumocystts                        carinii        pneumonia;                       S       survivor;          NS         nonsurvivor.


      All patients                      received             mechanical                     ventilation               using           a Servo             900C                      obtained                  10 years               before                   this          admission.                 The           mean
Ventilator                    (Siemens-Elema                          Corporation).                      During              mechanical                  venti-
                                                                                                                                                                                    age         was          70 (range,                  58 to 84 years).                              The         cause             of the
lation,                all lung          volumes,              including                exhaled               minute           ventilation                 (VE)
and            exhaled                tidal      volume              (VT)      were           measured                  using          the standard                                 acute         decompensation                                was believed                        to be a respiratory
Servo    flow                   monitoring  system.                           Blood    gases were                             measured                  with a                      tract        infection               in patients                     1, 4, and                 5; congestive                      heart
Radiometer                       ABL 30 Acid-Base                             Analyzer    (Radiometer                              Corp).               Meas-                       failure             in patient                 3; a combination                                 of bronchitis                         and
urements                       were           made          following                daily         calibration                of the          acid-base                             narcotic              overdose                   in patient     6;                           and   not known                            in
analyzer                     using       standard             testing          solutions.                 Patients            received                 contin-
                                                                                                                                                                                    patient             2.
uous               ECG          and      oximetric                 monitoring.
      The              following              data     were           collected:                  use     of the         accessory                muscles
                                                                                                                                                                                        All patients    were in severe      respiratory        distress, four
of respiration,                          presence                  of paradoxic                    abdominal                  motion,                 exhaled                       were    using    the accessory      muscles       of respiration,     and
volumes,                     vital      signs,        baseline              pulmonary                    function             testing,            duration                          all but one (patient        4) were    tachypneic,         with a mean
of face                mask          ventilation,             causes           of exit            from         the     study,          and        possible                          respiratory                    rate of 34 breaths/mm.          All patients   failed
complications.
                                                                                                                                                                                    to improve                    despite  aggressive    treatment      with systemic

                                                                       RESULTS
                                                                                                                                                                                    and inhaled     bronchodilators                                                and            IY      steroids.               Three
                                                                                                                                                                                    patients  (2, 4, and 6) were                                              lethargic                but became                   alert
      Ten                patients                with              acute             respiratory                       failure               entered
                                                                                                                                                                                    and   responsive  soon after beginning        ventilation.
the study      (Table    1). Six                                            had            COPD        with acute    venti-
                                                                                                                                                                                       The arterial  blood    gas drawn    before      initiating      face
latory  failure,      and four                                              had             refractory     hypoxemia        of
                                                                                                                                                                                    mask ventilation     showed    a pH ranging          from      7. 10 to
different                      etiologies.                   Two patients                               who met the entrance
                                                                                                                                                                                    7.39, with a mean of 7.23, and PCO2 ranging                   from 58
criteria                     were unable                      to participate                              in the study because
                                                                                                                                                                                    to 93 mm Hg, with                                     a mean                     of 82.5.               Based             on their
of the                   inability                   to find                a mask                 that          properly                    fit their
                                                                                                                                                                                    clinical or physiologic                                 status,                  all would               have            required
facial                 contour.
                                                                                                                                                                                    intubation                    and   mechanical                                ventilation.       The  single
                                                                                                                                                                                    patient             with        a normal      pH                            (patient       5) was in severe
Hypercapnic                                    Respiratory                           Failure
                                                                                                                                                                                    distress, and it was thought     that decompensation                                                                                  was
          Six patients                         had          acute            exacerbation                            ofsevere                     COPD                              imminent.    Two patients    (3 and 6) expressed                                                                           the        will
with     a mean                                 baseline     FEY1    of 577 ml. Pulmonary                                                                                           not to be intubated.
function    test                              results    for the four women    and two men                                                                                              Pressure                 control                 ranging                 from             20       to     30 cm H2O
are shown                            in Table               2. Results                       for patients                      1 and              3 were                            delivered                 a TY from                  340 to               790 ml with                       a VE between

                                                                                           Table          2-Pulmonary                                 Function             Testing             in Patients          with          COPD0

Patient                                               FVC,            ml                                       FEV1,            ml                                  FEV1/FVC,                                            Dsb,       m/C&min/mm                          Hg
     No.                                                     (%)                                                       (%)                                                   (%)                                                                (%)                                                         RV!FLC,           %

      it                                             1,700          (52)                                        900          (36)                                             53                                                                NA                                                                NA
      2                                                945          (40)                                        591          (37)                                             62                                                                NA                                                                   65
      3t                                             1,031 (23)                                                 486 (14)                                                      47                                                          9.8 (32)                                                                   75
      4                                              1,592          (38)1:                                      694          (24)                                             44                                                          9.3          (32)                                                          68
      5                                                760(30)                                                  430(23)                                                       56                                                                NA                                                                NA
      6                                              1,074          (38)                                        752          (36)                                             70                                                         10.3          (41)                                                          63

*NA            =       not     available.

tPFT               obtained              10 years            before           this         admission.
15%                increase             in FVC           following               inhaled                bronchodilator.


N.                                                                                                                                                                                                                        Face Mask Ventilation in Patients                                with ARF (Modurietal)




                                                              Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
                                                                           © 1989 American College of Chest Physicians
Changes               in PaCO2            in Six Patients
                                               with Hypercapnic                     Respiratory           Failure

                               o-o#1                            D-DH4
                               ‘--O#2                 #{163}--A5
                               #{163}s#{149}#{149}t#3 #{149}-#{149}#6
        100
                                                                                                                              *0
I         90
                                                                                                                              #{163}&.
                                                                                                                          .               ..*
    E     80

           70
0
0
    0      60
0
           50

           40
           .7,’

                                                                                 1216203040                                        60            80       FIGURE          1. Changes        in Pco,      over     time      in the     group         with

                                                                          Time       (Hours)                                                              hypercapnic           respiratory       failure.

6.3 and             9. 1 . Acceptance                    ofthe      face         mask      was excellent,                          (respiratory                   rate,         13 breaths/mm).                          He     responded
and immediate    improvement       in the                                          sensation           of dysp-                    quickly             and      well       to face      mask          ventilation              with            clinical
nea was recorded    in four patients.                                                                                              and          physiologic               improvement.                  Sixteen           hours          later            he
   Clinical       and physiologic                              improvements           were   seen                                  developed                   acute         bradycardia               and       electromechanical
shortly     after    beginning                             face mask      ventilation      (eg, a                                  dissociation.                  He     was intubated       but failed                          to respond
mean              fall        in respiratory                rate        of 18 breaths/mm).                      An                 to resuscitation                     efforts. An arterial     blood                          gas analysis
arterial blood gas determination   within                                                 1 h of initiating                        30 mm               before          the     arrest       showed              a pH        of 7.29,               PCO2
face masks    ventilation  showed a mean                                                  fall in PCO2 of                          of 66 mm                Hg, and Po2 of 69 mm Hg. Yital signs and
18 mm Hg (Fig 1). By the sixth hour,                                                       the PCO2 had                            oximetry               results before the event were  satisfactory.
fallen        by 24 mm                    Hg and pH had risen by 0.145.                                    Face                    (Postmortem                     study         limited          to      the        heart           showed                 a
mask          ventilation                 lasted from 3 to 88 h (mean,                                   31 h).                    myocardial                  infarction.)
The       mask            was      removed               for briefperiods                   ofrest      for the                          One          other       patient         (2) required                 intubation              after         she
patients                 to     receive           nebulizer                treatment             with      a                       developed                   generalized     seizure,                 which     is thought       to be
agonist  agent,                    to drink            water,      to expectorate                secretions,                       secondary                    to hyponatremia                        and    acute      respiratory
or to speak.                                                                                                                       alkalosis            in patients             with       a previous            history          of seizure.
   Patients    1, 5, and 6 had an excellent       response                                                     and                 Arterial             pH        rose from   7.25                   to 7.50 with                 face mask
an uncomplicated       course. The death    oftwo      patients                                                   (3               ventilation                 and did not correct                    itselfdespite               a decrease
and       4) was not due                      to a failure              offace      mask        ventilation.                       in ventilatory                  rate.
Patient   3, a 70-year-old                               man        with severe     COPD,       was
a chronic    CO2 retainer                                who       received    oxygen     therapy                                  Hypoxemic                    Respiratory                Failure

at home     and had a history                                   ofcongestive                heart    failure.                            The          second       group        consisted             offour        patients           (patients
After   successful  resuscitation                                    at home               following       car-                    7 to 10) with acute hypoxemic                                       respiratory              failure,             two
diopulmonary                        arrest,        he was admitted                        intubated.           The                 with adult   respiratory distress                                    syndrome               (ARDS)                and
following    day the patient      seif-extubated           and expressed                                                           two with cardiogenic       pulmonary       edema.      Patient   7 had
the will not to be reintubated.           Twenty-four         hours later,                                                         noncardiogenic       pulmonary       edema      from     sepsis.   She
he developed       severe    respiratory         difficulties     and aci-                                                         was neutropenic      and thrombocytopenic            10 days follow-
dosis.        For four days he tolerated                                    face mask ventilation                                  ing chemotherapy          for Wilms’      tumor;     the source      of
well         and showed      clinical      and                             physiologic    improve-                                 infection  was not identified.        Patient    8 had AIDS       and
ment.          On day 5, after        several                              unsuccessful    weaning                                 developed     noncardiogenic       pulmonary        edema    follow-
trials,       he decided   not to continue                                   the therapy;  15 hours                                ing an open      lung biopsy     examination       that diagnosed
later he died.                                                                                                                     the presence     of Pneumocystis                                        carinii             pneumonia.
    Patient    4, a 68-year-old         man     with   severe      COPD,                                                           Patients   9 and 10 had acute                                      cardiogenic                pulmonary
was receiving         nocturnal      oxygen      at home      and had                                                 a            edema.               Myocardial               infarction             was       suspected                    in one
history     of coronary       artery   disease.      He was admitted                                                               and      diagnosed                  in the other.
with an acute       exacerbation       and theophylline          intoxica-                                                               Their    mean                 age was 40 years                  (range,          32 to         77),         and
tion       (Wml                  level        51.5).       Two          days      after      entering           the                the          female-to-male                 ratio    was      3:1.        Three          patients              were
hospital,        he              developed                severe  respiratory                    difficulties                      in severe  respiratory           distress;    patient   10 was described
and       lethargy                  Arterial               pH fell from                     7.36      to 7.22                      as in moderate         distress.        All four patients     were   tachy-


                                                                                                                                                                                           CHE5T/95/4/APRIL                           1989            867


                                                Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
                                                             © 1989 American College of Chest Physicians
Table      3-Initial              Ventilatory               Settings          infour             Ibtienta          with           Hypoxemic                      Respiratory                              Failure

                                                                     Respiratory                Bate,                                                                     VE,                                                                              Positive          End-Expiratory
Patient                          Pressure*                                  breaths/mm                                           VT, ml                             (Llmin)                                              Flo,                                    Pressure,             cm H,O

        7                           PS10                                            46                                             349                                    16.1                                               .70                                                18
        8                           PC1O                                            2U118                                          290                                     9.4                                           1.00                                                   10
        9                           P520                                            20                                             895                                    17                                             1.00                                                      5
       10                           PC18                                            12/6                                           835                                    15                                             1.00                                                      0

*PS         = pressure        support;       PC        pressure           control        predetermined                   rate/additional                spontaneous                   rate.

pneic,             with      a mean             respiratory               rate       of 40 breaths/mm                                                   The              mean                PaO2:F1o2                                before            initiating                 face         mask
(range,             34      to 50).          The decision                to begin   mechanical                                                  ventilation      was 95 mm Hg and increased          to 192 mm
ventilation                 in each          patient  was             based   on the following                                                  Hg at the first hour and to 261 mm Hg after 6 h, with
information:                                                                                                                                    a mean      increase   of 97 and 167 mm Hg, respectively
    Patient      7 had ventilatory      fatigue       with      respiratory                                                                     (Fig 2). The mean         duration  of face mask      ventilation
acidosis     (Pco2,   52 mm Hg; respiratory            rate, 50 breaths/                                                                        was 36 h (range,        4 to 71). After   initiating   face mask
mm) and acute          change    in mental      status     (agitation       and                                                                 ventilation,   the respiratory   rate halved    in the subgroup
disorientation)      while     receiving      CPAP                                       of 18 cm H2O                       by                  with cardiogenic       edema,  from a mean        of 38 to of 19.
face mask.                                                                                                                                      In the subgroup       with ARDS,     the respiratory     rate did
    Patient     8 had refractory        hypoxemia                                          (Po2         74 mm             Hg                    not change,                      which               may have resulted     from our inability
on 90 percent                    FIo2        and      CPAP           10 cm H20)                     and          clinical                       to deliver                     a higher               tidal volume   or from intrinsic     lung
signs             of imminent                   ventilatory               decompensation                             with                       disease.                  Significant                        oxygen                       desaturation                        was         seen        in
rising            PC02.                                                                                                                         these    two patients      if the                                                   mask was removed      for even                                      a
    Patient    9 had a marked                                     increase   in an effort   to                                                  brief period,      while     they                                                    were   receiving high positive
breathe     soon after extubation                                    and two days following                                                     end-expiratory        pressure                                                      (PEEP).
cardiac             arrest.                                                                                                                        The only                          observed     complication                                                was the develop-
       Patient         10 had            resistant hypoxemia                             (Po2,           73 mm Hg                               ment   of the                        nasal bridge     abrasion                                              at the site of mask
on          100     percent              F1o2 by nonrebreathing                                         face mask)                          .   application                          in patients                               7 and            8. The             abrasion                  healed
and         acute         ventilatory             decompensation                           (pH,         7.25;       PCO2                        spontaneously                                in a few                         days.
50 mm Hg; respiratory       rate, 34 breaths/mm,                                                          using          the
accessory muscles     of respiration).
                                                                                                                                                                                                                 DISCUSSION
    The             initial ventilatory                        settings      in             this group                   are
given             in Table     3. Patient                        8 initially                 experienced                       a                        Mechanical     ventilation   is a lifesaving       support     meas-
moderate  degree                         of anxiety  from                    having     a tight-fitting                                         ure       for patients    with respiratory        failure.     Its primary
mask; the anxiety                        slowly improved.                       Patient     9 tolerated                                         purposes   are to achieve                                                      adequate                  alveolar      ventilation
the mask well initially  but after 20 h became                                                              uncom-                              and to improve   oxygen                                                      exchange.                  Traditionally,        insert-
fortable and was finally    intubated, despite                                                            adequate                              ing       an             endotracheal                                    tube            is needed                    to       deliver            the
oxygen    tension                 (Po2, 122 mm Hg on 40 percent      FIo).                                                                      mechanical     tidal breath.                                                        Complications                     can result                from
This   was the                   only   patient who required  intubation                                                                        the intubation      procedure,                                                         either     while                 the tube                 is in
because              of an inability                to tolerate               the        face       mask.                                       place             or after                                   ti”2
                                                                                                                                                                           Pa02/Fj02                                     in Four                Patients
                                                                                                                                                                  With Hypoxemic                                             Respiratory                        Failure
                                                                                                                     700
                                                                                                                     600                                                               .,.                                   O-O#7                                 ‘‘4#9
                                                                                                                     500                    (10)
                                                                                                                                                                                       (5)           ‘   .   .       ,   ,   O---’#                    8           o-D#                      10
                                                                                                                     400
                                                                                                                     300                        I-..-.        :                                                                                t(5)
                                                                                                                                                                   ‘_%           I

                                                                                                            c,,1 200
                                                                                                                                                                          o)
                                                                                                                                                I   A
                                                                                                           0     1 80                                                                                                                   (10)          ,,‘(io)
                                                                                                           La
                                                                                                                     1 60                                                                                        -           ---.
                                                                                                                     1 40
                                                                                                           0
                                                                                                             0       1   20        (.
                                                                                                           C-
                                                                                                                     1 00
                                                                                                                                                                                                                                                                                       (6)
                                                                                                                         90
                                                                                                                         80#{149}
                                                                                                                         70
                                                                                                                         60

                                                                                                                                            012345678910                                                                                 15           25          35           45            55
Ficun           2. Change      in Po,:FIo,        over             time       in the        group
with        hypoxemic     respiratory      failure.                                                                                                                                             lime                      (         Hours)


N.                                                                                                                                                                                            Face       Mask                %ntIIatIon          m PatIents with             ARF       (M.dud     it a!)




                                             Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
                                                          © 1989 American College of Chest Physicians
Placement                      of a tube                  in        the       oral        cavity                and       the
inability  of patients    to verbalize                                             are associated                       with a
great degree    of discomfort      and                                          anxiety    that can                     neces-
sitate          the       use          of      sedatives                  or      paralyzing                     agents             to
control            them          .    In recent                 years,           new          noninvasive                     mo-
dalities              have            been           developed                     to      improve                    alveolar
ventilation                  and        oxygenation                       in patients                with             respira-
tory   failure.                      Patients     with    respiratory                                  failure               from
neuromuscular                           disorders      and without                                  significant                 in-
trinsic         lung           disease             have         been            successfully                    ventilated
nonmnvasively                        through           a face          mask’2              or a nose              mask,’#{176}
thereby       avoiding                       or postponing                       for years                the     need           for
tracheostomy.
   CPAP applied                           noninvasively                         through      a face or nose
mask has been                          used successfully                            to correct    refractory                             FIGURE      3. View       of the     face mask            and     ventilator.

hypoxemia       in patients   with                                    cardiogenic’3       and noncar-
diogenic     pulmonary                                                46      Retention     of CO2 has                                   showed          a myocardial                infarction.
occasionally      been a limiting                                      factor     for this technique,                                          The      physiologic                response               to face           mask           ventilation
however.                                                                                                                                 was       considered               satisfactory                 in all patients                   (Fig       3). In
   Ten patients                        nonselectively                           entered            this          study.          Six     the hypercapnic group,   mean                                     Pco,   was              reduced       by 18
had        severe         COPD                with         acute           hypercapnic                      respiratory                  and 24 mm Hg at the first and                                    sixth hours               of ventilation,
failure            and         four          had       hypoxemic                         respiratory                    failure          respectively,               while         the       mean            respiratory                  rate      fell      by
from   cardiogenic                              and noncardiogenic          pulmonary                                                    18 breaths/mm.                   Patients                 also experienced                          a marked
edema.     All patients                           met objective    or clinical    criteria                                               amelioration                  of dyspnea                     and  decreased                          effort  to
indicating         the                need        for mechanical                            ventilation.                     Face        breathe.    Overcorrection                            of respiratory        acidosis                         (from
mask       ventilation                        rapidly    ameliorated                              dyspnea                     and        pH 7.25 to 7.50)           was,                      in part,      responsible                            for the
reduced            respiratory    rates.                                                                                                 development       ofgeneralized                           seizures      in patient                         2, who
   The           use of a tight-fitting                                mask             was        well         tolerated;               had      hyponatremia.
only one patient      stopped     using   the mask                                                              after   20 h                   The patients              with        COPD                 and      hypercapnia                     had       the
because  of discomfort.       Only     two patients                                                             developed                advantage             of being            able       to remove                   the      mask          for brief
abrasions                on the nasal bridge,     and they healed                                                           spon-        periods         (10 to 15 mm) during      which                                   they could drink
taneously;                this was the only obvious   complication                                                          noted        fluids,       verbalize,  receive  nebulized                                      3-agonist agents,
in this          group.               A nasogastric                       tube          was        inserted                 in all       or     expectorate               secretions.                Weaning                    from       face          mask
patients      before                    beginning                 face mask                   ventilation.                 This          ventilation            was      achieved             by prolonging                       the      periods            off
tube     resulted                     in leaking                  air where                   the tube                  exited           the mask,  while                   the patients                  received           additional                    F1o2
from the               mask,     but                 no patient    developed      abdominal                                              by nasal cannula                    or a Yenturi                   mask.          Noninvasive                      face
distention              secondary                    to aerophagia     or gaseous     insuffla-                                          mask mechanical       ventilation         was                             successful    in achiev-
lion,        and         no vomiting                    occurred.                   We        did         not         observe            ing adequate    alveolar       ventilation                                  and correcting       the
obvious     aspiration                         clinically             or radiographically.                                               respiratory               acidemia              (mean     rise                  in pH at                6 h was
    Three     patients,                        lethargic               from    CO2 retention                                  (pa-       0. 145)       while        allowing             the respiratory                    muscles               to rest.
tients    2, 4, and                         6), became                  alert  and oriented                                  after       Compared               with         mechanical                   ventilation                  delivered             via
beginning                face          mask          ventilation.                  One         patient                (7) with           an   endotracheal        tube,    face                          mask      ventilation had the
refractory               hypoxemia                    was        acutely                agitated            and         disori-          advantage       of being    noninvasive                                and more comfortable
ented    before   treatment    and                                     became         comfortable                             and        to the patients.                It can be used                      also in an earlier     stage
oriented     soon after beginning                                        ventilation.                                                    of ventilatory               decompensation                         while medical      manage-
      The        mean                duration             of face                mask          ventilation                    was        ment        is initiated.            Because               of the         risk     of aspiration,                   we
33        h (range,                  3 to       88        h).        No         patient            left         the         study        think that face                mask        ventilation    should                          not be contin-
because      of failure                      to achieve                adequate                  oxygenation       or                    ued in patients                 who         are lethargic     and                         whose  mental
ventilation.      Three                       patients               eventually                 required     endo-                       status      fails     to improve                 after      beginning                   ventilation.
tracheal intubation:                              patient               2 after               generalized       sei-                        In the group                 with hypoxemia         and low lung compli-
zures,         patient               4 during          cardiopulmonary                               resuscitation,                      ance, face mask                 ventilation   satisfactorily   improved    gas
and         patient            9 because     of discomfort         from    the tight-                                                    exchange            and       effective           alveolar              ventilation.               Patients               7
fitting         mask.           Two patients     died.     Patient      3 refused     to                                                 and      8 had     ARDS        with    refractory   hypoxemia        and
continue               after          four      days            of successful                   ventilation                   and        ventilatory      insufficiency       (tachypnea    and PCO,      reten-
died 15 h after discontinuing         ventilation.                                                Patient 4 had                          tion) while     receiving       CPAP delivered       by a face mask.
a sudden,   unexpected        cardiac    arrest,                                               and an autopsy                            In patient     7, tachypnea         and the sensation      of dyspnea


                                                                                                                                                                                                  CHEST         I 95 I 4 I APRIL,            1989            869


                                                Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
                                                             © 1989 American College of Chest Physicians
were         corrected                    by    instituting               face          mask           ventilation;                     nelles.        Paris:         Universite               R Descartes,                  1984:1-124
                                                                                                                                    4 Rideau              Y. Management                         of the         wheelchair                muscular              dystrophy
however,               the          PaO2:F1o2                   ratio          did       not          improve                for
                                                                                                                                        patient:           prevention                ofdeath              [Abstract].             Los     Angeles:             4th      Inter-
24 h.        Patient               8 experienced                        a rapid           improvement                         in        national           Congress             on       Neuromuscular                     Diseases,                1986
oxygen    exchange                           that permitted                      a reduction                  in FIo2               5 Ellis         ER,         Bye         PTP,       Bruderer               JW,       Sullivan              CE.        Treatment                of
from   0.9 to 0.5                          in 13 h, while                      the PEEP                    remained                     respiratory               failure          during          sleep       in patients               with        neuromuscular
constant              at      10 cm            H2O.         A significant                       and       rapid         im-             disease:           positive-pressure                        ventilation            through              a nose         mask.        Am
                                                                                                                                      Rev Respir Dis 1987; 135:148-52
provement                in PaO2:FIO2                      ratio was also seen                            in the        two
                                                                                                                                    6 Ellis ER, McCauley          VB, Mellis C, Sullivan         CE. Treatment     of
patients             with cardiogenic                        pulmonary   edema.
                                                                                                                                      alveolar   hypoventilation        in a six-year-old   girl with intermittent
      Face        mask             ventilation              was         used          in a small                 hetero-              positive pressure        ventilation     through    a nose mask.      Am Rev
geneous              group          ofpatients              with        acute          respiratory                failure             Respir   Dis 1987; 136:188-91
due to intrinsic       lung                       disease.     This procedure            appears                                    7 Bach          JR. Alba           A, Mosher                   R, Delaubier                 A. Intermittent                      positive
                                                                                                                                        pressure             ventilation                 via       nasal       access           in      the         management                   of
to produce     physiologic                            improvements         similar      to those
                                                                                                                                        respiratory                     1987; 92:168-70
                                                                                                                                                                  insafficiency.                  Chest
in intubated     patients                         receiving     mechanical        ventilation.
                                                                                                                                    8 Kerby CR, Mayer IS, Pingleton      SK. Nocturnal   positive pressure
The    mask   was well                            accepted      and tolerated           for pro-                                      ventilation   via nasal mask. Am Rev Respir Dis 1987; 135:738-40
longed          periods               of time              without             significant                complica-                 9 Carroll     N, Branthwaite    MA. Intermittent    positive  pressure
tions.   While                  this preliminary                      report              on a new mode                                 ventilation             by nasal             mask:         technique             and         applications.              Intensive
                                                                                                                                        Care        Med         1988; 14:115-17
of noninvasive                     mechanical                   ventilation                is encouraging,
                                                                                                                                   10   Segall        D.        Noninvasive                 nasal          mask-assisted                 ventilation             in respi-
a much   larger study     is necessary                                           before    firm                  conclu-                ratory        failure         of Duchenne                    muscular            dystrophy.                 Chest       1988;           93:
sions and recommendations           can                                        be reached.                                              1298-1300
                                                                                                                                   11   Zwiuich            CW,         Pierson              DJ,      Creagh            CD,        Sutton             FD,       Schatz           E,
ACKNOWLEDGMENT:                   The                      authors     wish to thank   the respiratory                                  Petty        U.         Complications                      of assisted
                                                                                                                                                                                                            ventilation:     a prospective
therapists     and the Pulmonary                            attendings      of Norwalk     Hospital    for
                                                                                                                                        study       of354          consecutive              episodes.   Am J Med 1974; 57:161-70
their dedication     and enthusiasm                           that have made      this study possible.
We would like to acknowledge      the assistance   of Dr. Norman                                                     Soskel        12   Stanifer          JL, Silvestri                  RC. Complications         of endotracheal       intu-
and Dr. David Armbruster     in editing   the manuscript,   Nancy                                                     Smith             bation,         tracheostomy,                    and artificial  airways.      Respir Care 1982;
and Vicky Franke     for secretarial                         support,          and     Denis          Selmont,         PhD,             27:417-34
for organizing  Tables   1-3.
                                                                                                                                   13   Vaisanen           IT, Rasanen                 J.   Continuous                 positive          airway            pressure         and
                                                                                                                                        supplemental                   oxygen            in the       treatment              ofcardiogenic                   pulmonary
                                                                                                                                        edema.            Chest        1987;         92:481-85
                                                REFERENCES
                                                                                                                                   14   Naver         L, Walter              5, GlowinskiJ.                   Pulmonary                 fat embolism                  treated
 1 Bach         JR.        O’Brien          J, Krotenberg               R, Alba          AS. Management                       of        by      intermittent                 continuous                   positive        airway              pressure          given           by
      end    stage          respiratory          failure      in Duchenne                 muscular           dystrophy.                 face       mask.        Br Med             J 1980; 14:1413-14
      Muscle          Nerve         1987;      10:177-82                                                                           15   Smith         RA,         Kirby            RB,         Gooding            JM,        Civetta            JM.         Continuous
 2 Bach         JR.         Alba     AS,       Bohatiuk           G,     Saporito          L,     Lee       M.      Mouth               positive           airway           pressure              (CPAP)          by     face        mask.          Crit      Care        Med
      intermittent              positive       pressure          ventilation           in the         management              of        1980; 8:483-85
      postpolio            respiratory         insufilciency.            Chest         1987;     91:859-64                         16 Hurst           JM,         DeHaven                CB,   Branson     RD. Use of CPAP mask as
 3 Delaubier                A. Traitement           de l’insufllsance                 respiratoire          chronique                   the sole mode                       of ventilatory         support      in trauma    patients    with
   dans     les            dystrophies           musculaires.        In:             Memoires             de certificat                 mild        to moderate                    respiratory      insufficiency.      Trauma      1985; 25:
      d’#{233}tudes
                 superieures                     de    reeducation              et     readaptation              fonction-              1065-68




870                                                                                                                                                                      Face        Mask Venthation                 in Patents          with ARF (Medun at a!)




                                               Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009
                                                            © 1989 American College of Chest Physicians
Noninvasive face mask ventilation in patients with acute respiratory failure.
            G U Meduri, C C Conoscenti, P Menashe and S Nair
                         Chest 1989;95; 865-870
                       DOI 10.1378/chest.95.4.865
               This information is current as of October 14, 2009

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& Services                      figures, can be found at:
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Noninvasive Face Mask Ventilation

  • 1. Noninvasive face mask ventilation in patients with acute respiratory failure. G U Meduri, C C Conoscenti, P Menashe and S Nair Chest 1989;95;865-870 DOI 10.1378/chest.95.4.865 The online version of this article, along with updated information and services can be found online on the World Wide Web at: http://chestjournal.chestpubs.org/content/95/4/865 CHEST is the official journal of the American College of Chest Physicians. It has been published monthly since 1935. Copyright 1989 by the American College of Chest Physicians, 3300 Dundee Road, Northbrook, IL 60062. All rights reserved. No part of this article or PDF may be reproduced or distributed without the prior written permission of the copyright holder. (http://chestjournal.chestpubs.org/site/misc/reprints.xhtml) ISSN:0012-3692 Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 2. clinical investigations in critical care Noninvasive Face Mask Ventilation in Patients with Acute Respiratory Failure* Gianfranco Umber-to Meduri, lti. D. , F. C. C ;t . P Craig C. Conoscenti, M.D.; tPhillip Menashe, Ttf.D.; and SreedharNair, M.D., F.C.C.PII Noninvasive face mask ventilation has been used success- or to improve oxygen exchange; three eventually required fully in patients with paralytic respiratory failure. This endotracheal intubation. The mask was generally well study evaluated whether noninvasive face mask ventilation tolerated. All patients had a nasogastric tube placed on can be used for patients with acute respiratory failure due suction, and none vomited or aspirated. The mean duration to intrinsic lung disease. Six patients with hypercapnia and of treatment was 33 h (range, 3 to 88). The physiologic four with hypoxemic acute respiratory failure met clinical response was considered similar to that which would have and objective criteria for mechanical ventilation, which was been achieved with conventionally delivered ventilation. delivered with pressure control and pressure support via a Noninvasive face mask ventilation may have a role in tightly strapped, clear face mask. No patient terminated managing respiratory failure. (Chest 1989; 95:865-70) the study because ofinability to deliver adequate ventilation N oninvasive mechanical ventilation is used success- patients with acute respiratory failure from intrinsic fully in patients with acute or chronic paralytic lung disease. respiratory failure. Many patients with only moderate MATERIAL AND METHOD respiratory muscle weakness during the daytime de- Patients with acute hypoxemic or hypercapneic respiratory failure velop severe respiratory failure at night and require nonselectively entered the study from April 1987 to June 1988 if ventilatory support. In recent years, noninvasive pos- they met clinical and physiologic parameters indicating the need itive-pressure ventilation via the mouth or nose has for mechanical ventilation. The protocol was approved by the Institutional Review Board. partially replaced tracheostomy or the use of negative- Diagnostic criteria for hypercapnic respiratory failure were severe pressure ventilation for this group of patients. Nonin- difficulty in breathing as expressed by the patient, hypercapnia, vasive positive-pressure ventilation with a face mask acute respiratory acidosis with a respiratory rate more than 30 or mouth seal is effective in supporting ventilation for breaths/mm, and signs of increased respiratory work such as years; however, it can be associated with complications intercostal and suprasternal retraction. Intubation was considered for those patients with COPD only after they failed conventional such as aerophagia, dehydration ofthe oropharynx, or aggressive treatment with inhaled and systemic bronchodilators and bite deformities from the mouth seal.’2 Nose inter- IV steroids. mittent ventilation administered via a nasal continuous Diagnostic criteria for hypoxemic respiratory failure included positive-airway pressure (CPAP) mask and a fitted difficulty in breathing spontaneously as expressed by the patient, foani rubber piece have been equally effective and respiratory rate more than 30 breaths/mm, PaO2:F1o2 less than 200, and signs of increased work of breathing, such as use of accessory better tolerated in patients with neuromuscular dis- muscles of respiration or Pco2 retention. ease, severe kyphoscoliosis, or central hypoventila- Criteria for excluding patients from the study included hemody- tion.3” namic and ECG instability (patients with pulmonary edema without We initiated this study to evaluate whether nonin- hypotension were included), need for endotracheal intubation to vasive ventilation via a face mask can be used for protect the airways or to manage respiratory secretions, and inability to properly fit the face mask. Criteria for leaving the study included *From the Hinds Center for Respiratory Research, Norwalk Hos- patient’s request, hemodynamic or ECC instability, need for intu- bation to protect the airways or manage secretions, inability to pital, Yale University School of Medicine, Norwalk, CT tAssistant Professor of Medicine, Director of Respiratory Services, improve alveolar ventilation or oxygen exchange, and failure to University oflennessee Medical Center University of Tennessee, improve mental status of patients who were lethargic from CO2 Memphis; Former Associate Director, Pulmonary Fellowship Pro- retention or agitated from hypoxemia before initiating noninvasive gram, Norwalk Hospital, Yale University School of Medicine. jAttending, Pulmonary Section, Norwalk Hospital. face mask ventilation. §Senior Pulmonary Fellov; Norwalk Hospital. Each patient used one of two masks: the Snuggy anesthesia and liChief, Section of Pulmonary Medicine, Norwalk Hospital; Clinical respiratory mask (No. 8887, Hospitak mc) incorporated a large, Professor of Medicine, Yale University School of Medicine. high-compliance, low-pressure inflatable cuff for facial sealing, and Presented in abstract form at the 54th Annual Scientific Assembly, the Downs CPAP mask (9000, Vital Signs Corp) allowed for a larger American College ofChest Physicians, Anaheim, Oct 3-7, 1988. Manuscript received October 31; revision accepted December 9. mask surface area. A nasogastric tube was inserted before initiating Reprint requests: Dr Meduri, 956 Court Avenue, Memphis 38163 face mask ventilation and placed on suction. CHEST I 95 I 4 I APRIL 1989 865 Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 3. Table 1 -Diagnosis, Outcome, and Baaeline Blood Gas Values oflO Patients with Acute Respiratory Failure0 Patient Pco,, Po,, PEEP, RB, No. Diagnosis Age, yr Sex Outcome Survival H pH mm Hg mm Hg Flo, cm H2O breaths/min 1 COPD/RTI 58 F Excellent S 43 7.10 83 114 0.28 0 36 2 COPD 78 F Seizure/Intub. S 3 7.25 84 60 0.35 0 44 3 COPD/CHF 70 M Refused to NS 88 7.21 93 46 0.32 0 28 continue 4 COPD/RTI 68 M MI/Died NS 16 7.22 92 47 0.24 0 13 5 COPD/RTI 84 F Excellent S 29 7.39 59 66 0.28 0 40 6 COPD/RTL’OD 62 F Excellent S 7 7.25 85 59 0.35 0 40 7 ARDS/Sepsis 32 F Excellent S 71 7.33 52 87 0.70 18 50 8 ARDS/AIDS-PCP 40 F Excellent S 48 7.42 42 74 0.90 10 40 9 Cardiac edema 48 F Not tolerated, S 20 7.34 34 51 0.50 0 40 intubated 10 Cardiac edema 77 M Excellent S 4 7.25 59 73 1.00 0 34 *H = Duration of face mask ventilation; PEEP positive end-expiratory pressure; BE respiratory rate; RTI respiratory tract infection; OD = overdose; PCP = Pneumocystts carinii pneumonia; S survivor; NS nonsurvivor. All patients received mechanical ventilation using a Servo 900C obtained 10 years before this admission. The mean Ventilator (Siemens-Elema Corporation). During mechanical venti- age was 70 (range, 58 to 84 years). The cause of the lation, all lung volumes, including exhaled minute ventilation (VE) and exhaled tidal volume (VT) were measured using the standard acute decompensation was believed to be a respiratory Servo flow monitoring system. Blood gases were measured with a tract infection in patients 1, 4, and 5; congestive heart Radiometer ABL 30 Acid-Base Analyzer (Radiometer Corp). Meas- failure in patient 3; a combination of bronchitis and urements were made following daily calibration of the acid-base narcotic overdose in patient 6; and not known in analyzer using standard testing solutions. Patients received contin- patient 2. uous ECG and oximetric monitoring. The following data were collected: use of the accessory muscles All patients were in severe respiratory distress, four of respiration, presence of paradoxic abdominal motion, exhaled were using the accessory muscles of respiration, and volumes, vital signs, baseline pulmonary function testing, duration all but one (patient 4) were tachypneic, with a mean of face mask ventilation, causes of exit from the study, and possible respiratory rate of 34 breaths/mm. All patients failed complications. to improve despite aggressive treatment with systemic RESULTS and inhaled bronchodilators and IY steroids. Three patients (2, 4, and 6) were lethargic but became alert Ten patients with acute respiratory failure entered and responsive soon after beginning ventilation. the study (Table 1). Six had COPD with acute venti- The arterial blood gas drawn before initiating face latory failure, and four had refractory hypoxemia of mask ventilation showed a pH ranging from 7. 10 to different etiologies. Two patients who met the entrance 7.39, with a mean of 7.23, and PCO2 ranging from 58 criteria were unable to participate in the study because to 93 mm Hg, with a mean of 82.5. Based on their of the inability to find a mask that properly fit their clinical or physiologic status, all would have required facial contour. intubation and mechanical ventilation. The single patient with a normal pH (patient 5) was in severe Hypercapnic Respiratory Failure distress, and it was thought that decompensation was Six patients had acute exacerbation ofsevere COPD imminent. Two patients (3 and 6) expressed the will with a mean baseline FEY1 of 577 ml. Pulmonary not to be intubated. function test results for the four women and two men Pressure control ranging from 20 to 30 cm H2O are shown in Table 2. Results for patients 1 and 3 were delivered a TY from 340 to 790 ml with a VE between Table 2-Pulmonary Function Testing in Patients with COPD0 Patient FVC, ml FEV1, ml FEV1/FVC, Dsb, m/C&min/mm Hg No. (%) (%) (%) (%) RV!FLC, % it 1,700 (52) 900 (36) 53 NA NA 2 945 (40) 591 (37) 62 NA 65 3t 1,031 (23) 486 (14) 47 9.8 (32) 75 4 1,592 (38)1: 694 (24) 44 9.3 (32) 68 5 760(30) 430(23) 56 NA NA 6 1,074 (38) 752 (36) 70 10.3 (41) 63 *NA = not available. tPFT obtained 10 years before this admission. 15% increase in FVC following inhaled bronchodilator. N. Face Mask Ventilation in Patients with ARF (Modurietal) Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 4. Changes in PaCO2 in Six Patients with Hypercapnic Respiratory Failure o-o#1 D-DH4 ‘--O#2 #{163}--A5 #{163}s#{149}#{149}t#3 #{149}-#{149}#6 100 *0 I 90 #{163}&. . ..* E 80 70 0 0 0 60 0 50 40 .7,’ 1216203040 60 80 FIGURE 1. Changes in Pco, over time in the group with Time (Hours) hypercapnic respiratory failure. 6.3 and 9. 1 . Acceptance ofthe face mask was excellent, (respiratory rate, 13 breaths/mm). He responded and immediate improvement in the sensation of dysp- quickly and well to face mask ventilation with clinical nea was recorded in four patients. and physiologic improvement. Sixteen hours later he Clinical and physiologic improvements were seen developed acute bradycardia and electromechanical shortly after beginning face mask ventilation (eg, a dissociation. He was intubated but failed to respond mean fall in respiratory rate of 18 breaths/mm). An to resuscitation efforts. An arterial blood gas analysis arterial blood gas determination within 1 h of initiating 30 mm before the arrest showed a pH of 7.29, PCO2 face masks ventilation showed a mean fall in PCO2 of of 66 mm Hg, and Po2 of 69 mm Hg. Yital signs and 18 mm Hg (Fig 1). By the sixth hour, the PCO2 had oximetry results before the event were satisfactory. fallen by 24 mm Hg and pH had risen by 0.145. Face (Postmortem study limited to the heart showed a mask ventilation lasted from 3 to 88 h (mean, 31 h). myocardial infarction.) The mask was removed for briefperiods ofrest for the One other patient (2) required intubation after she patients to receive nebulizer treatment with a developed generalized seizure, which is thought to be agonist agent, to drink water, to expectorate secretions, secondary to hyponatremia and acute respiratory or to speak. alkalosis in patients with a previous history of seizure. Patients 1, 5, and 6 had an excellent response and Arterial pH rose from 7.25 to 7.50 with face mask an uncomplicated course. The death oftwo patients (3 ventilation and did not correct itselfdespite a decrease and 4) was not due to a failure offace mask ventilation. in ventilatory rate. Patient 3, a 70-year-old man with severe COPD, was a chronic CO2 retainer who received oxygen therapy Hypoxemic Respiratory Failure at home and had a history ofcongestive heart failure. The second group consisted offour patients (patients After successful resuscitation at home following car- 7 to 10) with acute hypoxemic respiratory failure, two diopulmonary arrest, he was admitted intubated. The with adult respiratory distress syndrome (ARDS) and following day the patient seif-extubated and expressed two with cardiogenic pulmonary edema. Patient 7 had the will not to be reintubated. Twenty-four hours later, noncardiogenic pulmonary edema from sepsis. She he developed severe respiratory difficulties and aci- was neutropenic and thrombocytopenic 10 days follow- dosis. For four days he tolerated face mask ventilation ing chemotherapy for Wilms’ tumor; the source of well and showed clinical and physiologic improve- infection was not identified. Patient 8 had AIDS and ment. On day 5, after several unsuccessful weaning developed noncardiogenic pulmonary edema follow- trials, he decided not to continue the therapy; 15 hours ing an open lung biopsy examination that diagnosed later he died. the presence of Pneumocystis carinii pneumonia. Patient 4, a 68-year-old man with severe COPD, Patients 9 and 10 had acute cardiogenic pulmonary was receiving nocturnal oxygen at home and had a edema. Myocardial infarction was suspected in one history of coronary artery disease. He was admitted and diagnosed in the other. with an acute exacerbation and theophylline intoxica- Their mean age was 40 years (range, 32 to 77), and tion (Wml level 51.5). Two days after entering the the female-to-male ratio was 3:1. Three patients were hospital, he developed severe respiratory difficulties in severe respiratory distress; patient 10 was described and lethargy Arterial pH fell from 7.36 to 7.22 as in moderate distress. All four patients were tachy- CHE5T/95/4/APRIL 1989 867 Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 5. Table 3-Initial Ventilatory Settings infour Ibtienta with Hypoxemic Respiratory Failure Respiratory Bate, VE, Positive End-Expiratory Patient Pressure* breaths/mm VT, ml (Llmin) Flo, Pressure, cm H,O 7 PS10 46 349 16.1 .70 18 8 PC1O 2U118 290 9.4 1.00 10 9 P520 20 895 17 1.00 5 10 PC18 12/6 835 15 1.00 0 *PS = pressure support; PC pressure control predetermined rate/additional spontaneous rate. pneic, with a mean respiratory rate of 40 breaths/mm The mean PaO2:F1o2 before initiating face mask (range, 34 to 50). The decision to begin mechanical ventilation was 95 mm Hg and increased to 192 mm ventilation in each patient was based on the following Hg at the first hour and to 261 mm Hg after 6 h, with information: a mean increase of 97 and 167 mm Hg, respectively Patient 7 had ventilatory fatigue with respiratory (Fig 2). The mean duration of face mask ventilation acidosis (Pco2, 52 mm Hg; respiratory rate, 50 breaths/ was 36 h (range, 4 to 71). After initiating face mask mm) and acute change in mental status (agitation and ventilation, the respiratory rate halved in the subgroup disorientation) while receiving CPAP of 18 cm H2O by with cardiogenic edema, from a mean of 38 to of 19. face mask. In the subgroup with ARDS, the respiratory rate did Patient 8 had refractory hypoxemia (Po2 74 mm Hg not change, which may have resulted from our inability on 90 percent FIo2 and CPAP 10 cm H20) and clinical to deliver a higher tidal volume or from intrinsic lung signs of imminent ventilatory decompensation with disease. Significant oxygen desaturation was seen in rising PC02. these two patients if the mask was removed for even a Patient 9 had a marked increase in an effort to brief period, while they were receiving high positive breathe soon after extubation and two days following end-expiratory pressure (PEEP). cardiac arrest. The only observed complication was the develop- Patient 10 had resistant hypoxemia (Po2, 73 mm Hg ment of the nasal bridge abrasion at the site of mask on 100 percent F1o2 by nonrebreathing face mask) . application in patients 7 and 8. The abrasion healed and acute ventilatory decompensation (pH, 7.25; PCO2 spontaneously in a few days. 50 mm Hg; respiratory rate, 34 breaths/mm, using the accessory muscles of respiration). DISCUSSION The initial ventilatory settings in this group are given in Table 3. Patient 8 initially experienced a Mechanical ventilation is a lifesaving support meas- moderate degree of anxiety from having a tight-fitting ure for patients with respiratory failure. Its primary mask; the anxiety slowly improved. Patient 9 tolerated purposes are to achieve adequate alveolar ventilation the mask well initially but after 20 h became uncom- and to improve oxygen exchange. Traditionally, insert- fortable and was finally intubated, despite adequate ing an endotracheal tube is needed to deliver the oxygen tension (Po2, 122 mm Hg on 40 percent FIo). mechanical tidal breath. Complications can result from This was the only patient who required intubation the intubation procedure, either while the tube is in because of an inability to tolerate the face mask. place or after ti”2 Pa02/Fj02 in Four Patients With Hypoxemic Respiratory Failure 700 600 .,. O-O#7 ‘‘4#9 500 (10) (5) ‘ . . , , O---’# 8 o-D# 10 400 300 I-..-. : t(5) ‘_% I c,,1 200 o) I A 0 1 80 (10) ,,‘(io) La 1 60 - ---. 1 40 0 0 1 20 (. C- 1 00 (6) 90 80#{149} 70 60 012345678910 15 25 35 45 55 Ficun 2. Change in Po,:FIo, over time in the group with hypoxemic respiratory failure. lime ( Hours) N. Face Mask %ntIIatIon m PatIents with ARF (M.dud it a!) Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 6. Placement of a tube in the oral cavity and the inability of patients to verbalize are associated with a great degree of discomfort and anxiety that can neces- sitate the use of sedatives or paralyzing agents to control them . In recent years, new noninvasive mo- dalities have been developed to improve alveolar ventilation and oxygenation in patients with respira- tory failure. Patients with respiratory failure from neuromuscular disorders and without significant in- trinsic lung disease have been successfully ventilated nonmnvasively through a face mask’2 or a nose mask,’#{176} thereby avoiding or postponing for years the need for tracheostomy. CPAP applied noninvasively through a face or nose mask has been used successfully to correct refractory FIGURE 3. View of the face mask and ventilator. hypoxemia in patients with cardiogenic’3 and noncar- diogenic pulmonary 46 Retention of CO2 has showed a myocardial infarction. occasionally been a limiting factor for this technique, The physiologic response to face mask ventilation however. was considered satisfactory in all patients (Fig 3). In Ten patients nonselectively entered this study. Six the hypercapnic group, mean Pco, was reduced by 18 had severe COPD with acute hypercapnic respiratory and 24 mm Hg at the first and sixth hours of ventilation, failure and four had hypoxemic respiratory failure respectively, while the mean respiratory rate fell by from cardiogenic and noncardiogenic pulmonary 18 breaths/mm. Patients also experienced a marked edema. All patients met objective or clinical criteria amelioration of dyspnea and decreased effort to indicating the need for mechanical ventilation. Face breathe. Overcorrection of respiratory acidosis (from mask ventilation rapidly ameliorated dyspnea and pH 7.25 to 7.50) was, in part, responsible for the reduced respiratory rates. development ofgeneralized seizures in patient 2, who The use of a tight-fitting mask was well tolerated; had hyponatremia. only one patient stopped using the mask after 20 h The patients with COPD and hypercapnia had the because of discomfort. Only two patients developed advantage of being able to remove the mask for brief abrasions on the nasal bridge, and they healed spon- periods (10 to 15 mm) during which they could drink taneously; this was the only obvious complication noted fluids, verbalize, receive nebulized 3-agonist agents, in this group. A nasogastric tube was inserted in all or expectorate secretions. Weaning from face mask patients before beginning face mask ventilation. This ventilation was achieved by prolonging the periods off tube resulted in leaking air where the tube exited the mask, while the patients received additional F1o2 from the mask, but no patient developed abdominal by nasal cannula or a Yenturi mask. Noninvasive face distention secondary to aerophagia or gaseous insuffla- mask mechanical ventilation was successful in achiev- lion, and no vomiting occurred. We did not observe ing adequate alveolar ventilation and correcting the obvious aspiration clinically or radiographically. respiratory acidemia (mean rise in pH at 6 h was Three patients, lethargic from CO2 retention (pa- 0. 145) while allowing the respiratory muscles to rest. tients 2, 4, and 6), became alert and oriented after Compared with mechanical ventilation delivered via beginning face mask ventilation. One patient (7) with an endotracheal tube, face mask ventilation had the refractory hypoxemia was acutely agitated and disori- advantage of being noninvasive and more comfortable ented before treatment and became comfortable and to the patients. It can be used also in an earlier stage oriented soon after beginning ventilation. of ventilatory decompensation while medical manage- The mean duration of face mask ventilation was ment is initiated. Because of the risk of aspiration, we 33 h (range, 3 to 88 h). No patient left the study think that face mask ventilation should not be contin- because of failure to achieve adequate oxygenation or ued in patients who are lethargic and whose mental ventilation. Three patients eventually required endo- status fails to improve after beginning ventilation. tracheal intubation: patient 2 after generalized sei- In the group with hypoxemia and low lung compli- zures, patient 4 during cardiopulmonary resuscitation, ance, face mask ventilation satisfactorily improved gas and patient 9 because of discomfort from the tight- exchange and effective alveolar ventilation. Patients 7 fitting mask. Two patients died. Patient 3 refused to and 8 had ARDS with refractory hypoxemia and continue after four days of successful ventilation and ventilatory insufficiency (tachypnea and PCO, reten- died 15 h after discontinuing ventilation. Patient 4 had tion) while receiving CPAP delivered by a face mask. a sudden, unexpected cardiac arrest, and an autopsy In patient 7, tachypnea and the sensation of dyspnea CHEST I 95 I 4 I APRIL, 1989 869 Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 7. were corrected by instituting face mask ventilation; nelles. Paris: Universite R Descartes, 1984:1-124 4 Rideau Y. Management of the wheelchair muscular dystrophy however, the PaO2:F1o2 ratio did not improve for patient: prevention ofdeath [Abstract]. Los Angeles: 4th Inter- 24 h. Patient 8 experienced a rapid improvement in national Congress on Neuromuscular Diseases, 1986 oxygen exchange that permitted a reduction in FIo2 5 Ellis ER, Bye PTP, Bruderer JW, Sullivan CE. Treatment of from 0.9 to 0.5 in 13 h, while the PEEP remained respiratory failure during sleep in patients with neuromuscular constant at 10 cm H2O. A significant and rapid im- disease: positive-pressure ventilation through a nose mask. Am Rev Respir Dis 1987; 135:148-52 provement in PaO2:FIO2 ratio was also seen in the two 6 Ellis ER, McCauley VB, Mellis C, Sullivan CE. Treatment of patients with cardiogenic pulmonary edema. alveolar hypoventilation in a six-year-old girl with intermittent Face mask ventilation was used in a small hetero- positive pressure ventilation through a nose mask. Am Rev geneous group ofpatients with acute respiratory failure Respir Dis 1987; 136:188-91 due to intrinsic lung disease. This procedure appears 7 Bach JR. Alba A, Mosher R, Delaubier A. Intermittent positive pressure ventilation via nasal access in the management of to produce physiologic improvements similar to those respiratory 1987; 92:168-70 insafficiency. Chest in intubated patients receiving mechanical ventilation. 8 Kerby CR, Mayer IS, Pingleton SK. Nocturnal positive pressure The mask was well accepted and tolerated for pro- ventilation via nasal mask. Am Rev Respir Dis 1987; 135:738-40 longed periods of time without significant complica- 9 Carroll N, Branthwaite MA. Intermittent positive pressure tions. While this preliminary report on a new mode ventilation by nasal mask: technique and applications. Intensive Care Med 1988; 14:115-17 of noninvasive mechanical ventilation is encouraging, 10 Segall D. Noninvasive nasal mask-assisted ventilation in respi- a much larger study is necessary before firm conclu- ratory failure of Duchenne muscular dystrophy. Chest 1988; 93: sions and recommendations can be reached. 1298-1300 11 Zwiuich CW, Pierson DJ, Creagh CD, Sutton FD, Schatz E, ACKNOWLEDGMENT: The authors wish to thank the respiratory Petty U. Complications of assisted ventilation: a prospective therapists and the Pulmonary attendings of Norwalk Hospital for study of354 consecutive episodes. Am J Med 1974; 57:161-70 their dedication and enthusiasm that have made this study possible. We would like to acknowledge the assistance of Dr. Norman Soskel 12 Stanifer JL, Silvestri RC. Complications of endotracheal intu- and Dr. David Armbruster in editing the manuscript, Nancy Smith bation, tracheostomy, and artificial airways. Respir Care 1982; and Vicky Franke for secretarial support, and Denis Selmont, PhD, 27:417-34 for organizing Tables 1-3. 13 Vaisanen IT, Rasanen J. Continuous positive airway pressure and supplemental oxygen in the treatment ofcardiogenic pulmonary edema. Chest 1987; 92:481-85 REFERENCES 14 Naver L, Walter 5, GlowinskiJ. Pulmonary fat embolism treated 1 Bach JR. O’Brien J, Krotenberg R, Alba AS. Management of by intermittent continuous positive airway pressure given by end stage respiratory failure in Duchenne muscular dystrophy. face mask. Br Med J 1980; 14:1413-14 Muscle Nerve 1987; 10:177-82 15 Smith RA, Kirby RB, Gooding JM, Civetta JM. Continuous 2 Bach JR. Alba AS, Bohatiuk G, Saporito L, Lee M. Mouth positive airway pressure (CPAP) by face mask. Crit Care Med intermittent positive pressure ventilation in the management of 1980; 8:483-85 postpolio respiratory insufilciency. Chest 1987; 91:859-64 16 Hurst JM, DeHaven CB, Branson RD. Use of CPAP mask as 3 Delaubier A. Traitement de l’insufllsance respiratoire chronique the sole mode of ventilatory support in trauma patients with dans les dystrophies musculaires. In: Memoires de certificat mild to moderate respiratory insufficiency. Trauma 1985; 25: d’#{233}tudes superieures de reeducation et readaptation fonction- 1065-68 870 Face Mask Venthation in Patents with ARF (Medun at a!) Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians
  • 8. Noninvasive face mask ventilation in patients with acute respiratory failure. G U Meduri, C C Conoscenti, P Menashe and S Nair Chest 1989;95; 865-870 DOI 10.1378/chest.95.4.865 This information is current as of October 14, 2009 Updated Information Updated Information and services, including high-resolution & Services figures, can be found at: http://chestjournal.chestpubs.org/content/95/4/865 Citations This article has been cited by 20 HighWire-hosted articles: http://chestjournal.chestpubs.org/content/95/4/865#related- urls Open Access Freely available online through CHEST open access option Permissions & Licensing Information about reproducing this article in parts (figures, tables) or in its entirety can be found online at: http://www.chestjournal.org/site/misc/reprints.xhtml Reprints Information about ordering reprints can be found online: http://www.chestjournal.org/site/misc/reprints.xhtml Email alerting service Receive free email alerts when new articles cite this article. Sign up in the box at the top right corner of the online article. Images in PowerPoint Figures that appear in CHEST articles can be downloaded for format teaching purposes in PowerPoint slide format. See any online article figure for directions Downloaded from chestjournal.chestpubs.org by guest on October 14, 2009 © 1989 American College of Chest Physicians