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April 2008, Volume 19, Number 2 $11.00




 Progress and Retreat in Africa
          Richard Joseph          H. Kwasi Prempeh
           Joel D. Barkan          Larry Diamond

        Russia’s Transition to Autocracy
                       Pierre Hassner

     The Freedom House Survey for 2007
                      Arch Puddington

                  Yang Jianli on China
     Yun-han Chu et al. on Global Public Opinion
  Richard Youngs on European Democracy Assistance
Mitchell A. Seligson et al. on U.S. Democracy Assistance
                 Sumit Ganguly on India

        Argentina, Brazil, Ecuador
         Steven Levitsky & María Victoria Murillo
          Lourdes Sola     Catherine Conaghan
Russia’s TRansiTion
              To auTocRacy
                              Pierre Hassner




Pierre Hassner, research director emeritus at the Centre d’Etudes et
de Recherches Internationales (CERI) in Paris, delivered the 2007 Sey-
mour Martin Lipset Lecture on Democracy in the World (see box on
p. 6). For many years he was a professor of international relations at
the Institut d’Etudes Politiques in Paris and a senior visiting lecturer
at the European Center of Johns Hopkins University in Bologna. He is
the author of La terreur et l’empire (2003) and La violence et la paix:
De la bombe atomique au nettoyage ethnique (1995, with an English
translation in 1997).


it was with great trepidation that I accepted the invitation to deliver
this distinguished lecture, together with the suggestion that my remarks
should focus on Russia. Although my lifelong preoccupation with inter-
national politics—and in particular with the struggle between freedom
and tyranny—has led me to follow closely developments in Russia (and,
of course, the Soviet Union), I must confess at the outset that I am not an
“old Russia hand.” I do not speak Russian, and I have never spent more
than two consecutive weeks in Russia.
    Why, then, did I agree to speak on this subject? In the first place, as
an analyst of international relations I have a strong interest in the po-
litical role of human passions, and I think that understanding wounded
pride, repressed guilt, resentment, and the manipulation of fear is central
for interpreting Russia today. But I was also attracted by the idea of pay-
ing tribute to the memory of Seymour Martin Lipset. I met him and his
wife Sydnee only once, toward the end of his life, at a celebration of the
fiftieth anniversary of the Congress for Cultural Freedom. To my knowl-
edge, Lipset did not write much on Russia or on communism, but he did
write extensively on the connection between economic development,
the rise of a middle class, and democracy, as well as on the impact of
political culture and traditions. As I expected, in preparing this lecture,
I found a good deal of inspiration in Lipset’s intellectual approach.

              Journal of Democracy Volume 19, Number 2 April 2008
  © 2008 National Endowment for Democracy and The Johns Hopkins University Press
Journal of Democracy


        The Seymour marTin LipSeT LecTure on
              Democracy in The WorLD
       Pierre Hassner delivered the fourth annual Seymour Martin Lipset
    Lecture on Democracy in the World on 15 November 2007 at the
    Canadian Embassy in Washington, D.C., and on November 22 at the
    Munk Centre for International Studies at the University of Toronto.
    The Lipset Lecture is cosponsored by the National Endowment for
    Democracy and the Munk Centre, with financial support this year
    from the Canadian Donner Foundation, the Canadian Embassy in
    Washington, the American Federation of Teachers, the Albert Shanker
    Institute, William Schneider, and other donors.
       Seymour Martin Lipset, who passed away at the end of 200, was
    one of the most influential social scientists and scholars of democracy
    of the past half-century. A frequent contributor to the Journal of De-
    mocracy and a founding member of its Editorial Board, Lipset taught at
    Columbia, the University of California at Berkeley, Harvard, Stanford,
    and George Mason University. He was the author of numerous impor-
    tant books including Political Man, The First New Nation, The Politics
    of Unreason, and American Exceptionalism: A Double-Edged Sword.
    He was the only person ever to have served as president of both the
    American Political Science Association (1979–80) and the American
    Sociological Association (1992–93).
       Lipset’s work covered a wide range of topics: the social conditions
    of democracy, including economic development and political culture;
    the origins of socialism, fascism, revolution, protest, prejudice, and
    extremism; class conflict, structure, and mobility; social cleavages,
    party systems, and voter alignments; and public opinion and public
    confidence in institutions. Lipset was a pioneer in the study of com-
    parative politics, and no comparison featured as prominently in his
    work as that between the two great democracies of North America.
    Thanks to his insightful analysis of Canada in comparison with the
    United States, most fully elaborated in Continental Divide, he has
    been dubbed the “Tocqueville of Canada.”

   Today, analysts of Russia are threatened by three temptations: eco-
nomic determinism, cultural determinism, and political determinism.
For instance, the excellent Russian author Dmitri Trenin is optimistic
about Russia’s future because, although not democratic, it is capitalist;
hence he argues that it will give birth to a middle class that will want the
rule of law.1 Other authors believe that Russia will never become demo-
cratic, because its culture is basically authoritarian. A third group, com-
posed largely of Americans, believes in politics as a deus ex machina:
Because all people want democracy and the market, no matter what their
Pierre Hassner                                                             7

culture or their state of economic development is, these can be installed
virtually overnight. For avoiding these simplifications and for grasping
the complicated interrelationship between politics, economics, and cul-
ture, I think there is no better guide than the work of Seymour Martin
Lipset.
    For my part, I shall concentrate on the role of politics and especially
of a single person—Vladimir Putin. Although he is neither the begin-
ning nor the end of the story of democracy and capitalism in Russia, he
does play a crucial role.
    I came here, however, neither to praise Putin nor to bury him. I did
not come to praise him because I agree with Sergei Kovalev that “Putin
is the most sinister figure in contemporary Russia history.”2 He has led
Russia into a harsh brand of authoritarianism with some fascist features,
and he remains under strong suspicion of having inspired a number of
criminal acts, including the fires that served as a pretext for launching
the second war in Chechnya, and the assassination of political oppo-
nents such as Anna Politovskaya.
    On the other hand, I did not come to bury him. His rule is full of con-
tradictions and, while it has some extremely ominous aspects, he cannot
be said to have burned all his bridges or to have made it impossible
for Russia to evolve in a more positive direction once circumstances
change. Whatever our final judgment, we must not close our minds to
the case made by his defenders, who stress his popular support among
the Russian people, the improvements that he has achieved in certain ar-
eas (as compared to the catastrophic situation he found when coming to
power), and the fact that his undoubtedly authoritarian rule has stopped
well short of totalitarian terror.
    Many Russians and some Westerners assert that, no matter how dubi-
ous public opinion polls or how rigged elections are in Russia, a majority
of the people still support Putin. In their eyes, that is sufficient to make
the regime a democracy of sorts, and one more in line with Russian
traditions than is the pluralistic Western model. According to Putin’s
defenders, he is not hostile to pluralism as such but merely claims the
right to choose a different model, equally imperfect but more suitable to
Russia’s present circumstances. For precedents, they cite not only Peter
the Great and Alexander Nevsky but also Franklin Roosevelt, who also
fought the oligarchs of his time and, in addition, ran for a third (and
fourth) term.
    Another comparison, implicit in some sympathetic French com-
mentaries, invokes the precedent of Charles de Gaulle. One of the most
shocking features of Putin’s policies is his attempt to claim continuity
with both the Czarist and the Soviet pasts. In a way, de Gaulle fol-
lowed a similar approach in a France that traditionally had been divided
between the heirs of the French Revolution and those of the ancien ré-
gime. De Gaulle belonged to the Bonapartist tradition, which wanted to
8                                                       Journal of Democracy

unify French history and to promote a nationalism that embraced all of
France’s past. Moreover, although France was no longer a great power,
de Gaulle’s great game was to pretend that she still was and to get her
to punch above her military or economic weight in the Great Powers
League. As we shall see, Putin has been trying to do something similar
with Russia.
    Unfortunately, however, there is also much else in Putin’s dossier,
and the overall verdict has to be much harsher. True, the case made by
defenders of Putin’s foreign policy, largely backed even by many liberal
Russians who are critical of Putin’s authoritarianism, should not be dis-
missed out of hand: After all the shocks that Russia has suffered—the
loss of Eastern Europe, the dissolution of the Soviet Union, the great
economic crisis of 1998, the huge increase in economic inequality
through the enrichment of some and the impoverishment of most, the
enlargement of NATO, the presence of U.S troops in Central Asia, and
the talk of Ukraine and Georgia joining NATO—it is only normal that
there should be a reaction of resentment and a wish for reassertion now
that conditions permit. But, his liberal defenders add, with time a more
balanced attitude will emerge. The problem with this argument is that
the evolution of Putin’s policies is heading in the wrong direction. Rath-
er than being a preparation for democracy or for a more realistic and
constructive role in world affairs, it looks much more like a tendency
toward greater authoritarianism at home and troublemaking abroad.
    The first question I would like to consider concerns the link between
the evolution of the Russian regime and changes in its attitude toward
the outside world. Recent years have witnessed a spectacular hardening
against the domestic opposition, the freedom of the press, and any dem-
ocratic life inside Russia, as well as against Russia’s former satellites
and the West. There has also been an encouragement of nationalism,
which initially took on a primarily ethnic character (directed particu-
larly against people from the Caucasus), but has increasingly targeted
the West. The most dangerous aspect of all this is the growing hostility
toward Russia’s neighbors—Estonia, Georgia, and other former mem-
bers of the Soviet Union and even of the Warsaw Pact (such as Poland).
This is especially worrying because, paradoxically, it is in dealing with
its neighbors that Moscow’s policy has been the least successful and has
met the greatest resistance—much more than from either the Russian
population or the West.

                  From Anarchy to Autocracy?
   Russia’s progress toward democracy began going off the rails even
before Putin came to power. Lilia Shevtsova dates the trouble from
1993, when Yeltsin ordered troops to fire on a rebellious parliament.3
The crisis of democracy under Yeltsin culminated with his reelection
Pierre Hassner                                                            9

in 199, which was manipulated by the oligarchs to give him a vic-
tory in spite of his disastrous standing in the opinion polls. This was
an essential first step for Putin’s subsequent ascension to power. Under
Yeltsin, of course, some important elements of democracy existed that
have vanished under Putin—above all, freedom of the media and wide-
ranging public debate. But there was no equality and no real rule of law;
privatization amounted to a seizure of public wealth by the oligarchs;
the power and corruption of the Yeltsin family turned the pretense of
democracy into a farce; and Moscow (though it had the power to start a
war in Chechnya) was unable to collect taxes from many regions.
   Early in Putin’s presidency, there emerged some open signs of a
further slide toward autocracy in the name of restoring the authority of
the state (indicated by such slogans as “the dictatorship of the law”).
But the predominant strategy sought to maintain the appearance of de-
mocracy while progressively emptying democratic institutions of their
content. This kind of deception is an old art in Russia, whose most
famous example is the Potemkin villages of the eighteenth century;
various contemporary authors have coined new terms for the phenom-
enon more appropriate to the Putin era, speaking of “virtual” or “imita-
tion” democracy. While under Gorbachev and Yeltsin a real attempt
had been made to emulate Western democracy and to follow Western
models and advice, under Putin the attempt at deception became ever
more apparent.
   A residual desire for respectability in the eyes of the West and the
world is evident, however, in Putin’s decision not to modify the consti-
tution in order to run for a third term. Instead he has chosen to designate
a virtual president for a virtual democracy, while keeping real power
himself. Throughout his second term, one could observe an increasingly
self-assured and provocative claim that Russia had come up with its own
brand of “sovereign democracy,” which was probably superior to West-
ern-style liberal democracy and certainly more appropriate for Russian
conditions. One can debate whether this term merely implies a rejec-
tion of Western interference and lecturing, or whether “sovereign” also
means that this kind of democracy is based on the authority of the leader
and the unity of the nation, to the exclusion of any real pluralism.
   What is certain, however, is that key aspects of the new dispensation
are strongly reminiscent of fascism. These include not only the elimina-
tion of any rival centers of power (whether economic, political, legal, or
cultural), but also phenomena such as the “personality cult” of Putin, the
appeals to proclaim him “leader of the nation,” and the creation of youth
organizations devoted to bullying the opposition and ethnic minorities
and to helping the police. These trends seem increasingly to be influ-
encing the Russian population at large. Two indications of this are the
rise in xenophobia to a level comparable to that found among Germans
in the years preceding Nazism,4 and the growing public admiration for
10                                                       Journal of Democracy

Stalin, whose ranking as a leader is second only to that of Putin himself
and contrasts sharply with the popular contempt toward Gorbachev and
Yeltsin. Yet, according to the polls, while an increasing proportion of
Russians (2 percent) believe that Russia should follow its own path in
terms of government, a plurality (42 percent) are still in favor of liberal
democracy.

              From Joining the West to Blasting It
   Since Putin came to power, Russia has continually been moving away
from democracy, and of late at an accelerating pace. By contrast, Mos-
cow’s foreign policies and Russian attitudes toward the outside world,
in particular toward the West, have made a number of spectacular U-
turns. After the collapse of the Soviet Union, attraction to the West, the
urge to imitate it, and the hope of being welcomed and helped by it were
predominant, as reflected in the stance of Yeltsin’s foreign minister, An-
drei Kozyrev. Toward the end of the Yeltsin period, however, Russian
dissatisfaction with the West started to show, and Kozyrev was replaced
by Yevgeny Primakov, who favored a policy oriented toward “multi-
polarity” and a greater emphasis on Asia. Another sign of the shift was
Yeltsin’s unhappiness with the NATO intervention in Kosovo. This led
him into an intemperate outburst mentioning Russia’s nuclear might, but
ultimately did not prevent him from contributing to peace by pressuring
Serbian dictator Slobodan Miloševiæ to give in.
   During the early years of Putin’s presidency, Russian policies toward
the United States were remarkably conciliatory. Putin’s passive reaction
to U.S. abandonment of the Anti–Ballistic-Missile Treaty, his immedi-
ate offer of support for the United States after 9/11, his cooperation
against terrorism, and his acceptance (apparently against the objections
of the Russian elite) of a U.S. military presence in Central Asia all con-
tributed to what seemed to be a very positive relationship. This was the
period when President George W. Bush looked into Putin’s soul and
famously declared that he could trust him.
   After 2003, however, the relationship changed radically. Putin start-
ed to hurl the wildest accusations and insults against the West, charg-
ing that the Beslan atrocity had been engineered by those who always
wanted to isolate Russia and to put it down, calling Western powers
neocolonialists, and comparing the United States to Nazi Germany. Pu-
tin began to take the most intransigent diplomatic positions against U.S.
initiatives on almost every subject (ranging from Kosovo to anti-missile
systems in Eastern Europe), threatening escalation and retaliation.
   What caused this shift? First of all, there was a change in what the
Soviets used to call “the correlation of forces.” This is best summed up
by a formulation often used nowadays by Russian interlocutors: “Russia
up, America down, and Europe out.” Russia is up because of the price
Pierre Hassner                                                          11

of oil, America down due to the consequences of its Iraq adventure, and
Europe out because of the defeat of the EU Constitution, the failure to
get its act together on energy matters, and the influence of new member
states (like Poland and the Baltic republics) that Russia considers both
hostile and contemptible.
   Second, by warning against external dangers and enemies, Putin
helps to inspire a “fortress” mentality in Russia, and gives himself a
pretext for branding any domestic opposition as treason and for call-
ing upon everyone to rally behind the leader. But while the first reason
explains what made the change possible and the second what makes it
useful for the transition to autocracy, Russia’s foreign policy cannot be
fully understood without taking into account the postimperial humilia-
tion and resentment of the Russian people and the neoimperial ambition
of its leaders.

            Imperialism, Nationalism, and Autocracy
   Two quotations seem to me to sum up the role of these sentiments.
The first was stated by Andrei Kozyrev, Russia’s most pro-Western for-
eign minister, in 1995: “Two things will kill the democratic experiment
here—a major economic catastrophe and NATO enlargement.”5 Both,
of course, came to pass. So it was very easy to convince the Russian
public that both were engineered by the West, that the advice of Western
economic experts, like the admission of former Soviet allies into NATO,
was part of a great conspiracy against Russia.
   The second statement was made by Vladimir Putin himself a number
of times, most conspicuously, if in condensed form, in May 2005 in
Germany. The complete text, as quoted by the British historian Geof-
frey Hosking, is as follows: “He who does not regret the break-up of the
Soviet Union has no heart; he who wants to revive it in its previous form
has no head.”
   Together these two statements point to the twin problems of resent-
ment and revanchism on the part of postimperial powers, and to the
effects of these passions upon the prospects for democracy. Zbigniew
Brzezinski has suggested that it was in Russia’s interest to lose Ukraine,
because Russia can either be an empire or a democracy, but it cannot be
both.7 With Ukraine, Russia is an empire; without Ukraine it is not an
empire and thus can become a democracy. This may well be true in the
long run, but in the short term losing an empire is not the most promis-
ing prelude to the task of building democracy. The Weimar syndrome
inevitably comes to mind.
   If you have lost an empire and not found a role, as Dean Acheson
once said about Britain, what can you do? One solution, adopted in vari-
ous ways by Germany, France, Britain, Austria, and Turkey, is to try
to adapt to the new situation. You may do this by abandoning imperial
12                                                        Journal of Democracy

ambitions, or by trying to transfer them to a larger whole like Europe,
or by becoming the junior partner of a bigger power, as Britain has done
with the United States. On the other hand, one can try to recover one’s
past imperial position, a process that members of the permanent Russian
                                elite such as Sergei Karaganov think is
                                well under way. Dmitri Rogozin, a well-
Virtual democracy and known nationalist leader and Russia’s
virtual empire go to-           new ambassador to NATO, calls upon his
gether. Just as Russia’s fellow radical nationalists to join the gov-
leaders pretend that            ernment in helping Russia to “recover its
they are ruling over a          status as a great power.”8
democracy, they also                 A third possibility is simply to pretend
pretend that they are           that you still are (or again have become) a
ruling over an empire.          superpower. Here, virtual democracy and
                                virtual empire go together. Just as Russia’s
                                leaders pretend that they are ruling over a
democracy, they also pretend that they are ruling over an empire.
    Gorbachev, Yeltsin, and the whole Russian elite had been entertain-
ing a somewhat analogous hope ever since the collapse of the Soviet
Union. They thought that Russia’s conversion to democracy would auto-
matically earn it a kind of duopoly—the co-leadership of the West with
the United States, and the co-leadership of Europe with the European
Union (with a special sphere of influence over the former Soviet satel-
lites). As Dmitri Trenin puts it, “What Russia craves is respect. It does
not want to be a junior partner—it wants to be an equal.”9
    To some extent, Western leaders understood this craving and tried
to satisfy it by such steps as inviting Russia to join the G-7 and creat-
ing the NATO-Russia Council. But Russians soon concluded that the
West, instead of giving them the “instant accession to co-leadership”
to which they felt entitled, was “trading symbolism for substance.”10
This gave rise to feelings of disappointment, suspicion, and resentment,
which were exacerbated by the Russians’ view that the United States
and Europe, adding insult to injury, were adopting former Russian satel-
lites and penetrating former Russian territory.
    Today, thanks to his country’s improved economic and strategic bar-
gaining position, Putin has found a rather skillful way to make Russia’s
virtual empire seem more credible. It is to demonstrate that Russia (to
borrow Madeleine Albright’s expression about the United States) is “the
indispensable nation,” that it is a great power at least in a negative sense,
inasmuch as it can block any Western strategy or diplomatic initiative
with which it does not agree or on which it was not consulted. Some-
times opposing the West—or at least not following its lead—may be
based on strategic considerations, such as competition for clients. But
obstructionism seems to be a priority even when Moscow shares West-
ern goals, such as avoiding an Iranian nuclear capacity. Indeed, in some
Pierre Hassner                                                            13

cases thwarting the West appears to become a goal in itself, as recent
Russian policy toward Kosovo illustrates.
   The same mindset is applied even more strongly to the weaker states
surrounding Russia. Putin may not be able to reintegrate them into the
Russian empire, but, as a second-best alternative, he can punish them
for wanting to be independent. Above all, he seeks to prevent them from
becoming models of democracy and prosperity that might be compared
favorably to Russia. Ivan Krastev may exaggerate in stating that the
2004 Orange Revolution in Ukraine had the same effect on Russia as
9/11 had on the United States,11 but it does seem that it really was a
shock. Putin’s highest priority is to oppose “color revolutions”—to keep
them from succeeding where they have occurred, and to prevent one
from coming to Russia.

                   The Russians and the World
   Two questions crucial to our subject remain to be answered: What
has been the reaction of Russian society to Putin’s policies, and what
has been their global or international impact?
   As regards the first question, the evidence seems to show that, while
most Russians are aware of and condemn the regime’s human rights
violations, and in principle favor liberal democracy, they are also grate-
ful to Putin for restoring Russia’s international power and authority. As
a researcher at the Levada Analytical Center, Russia’s leading institute
for the study of public opinion, writes: “Today, all categories of the
population care about Russia recovering its power. As soon as a young
man becomes conscious of his citizenship, the following idea emerges:
The country is in bad shape, its authority in the world needs to be en-
hanced.”12 Indeed, in 200, among those who regret the collapse of the
USSR, 55 percent (as opposed to only 29 percent in 1990) cite as their
main reason: “People no longer feel they belong to a great power.” And
those who regret the passing of the Soviet Union are not a small minor-
ity. In answer to the question, “Would you like the Soviet Union and
the socialist system to be reestablished,” 12 percent answer, “Yes, and I
think it quite realistic”; 48 percent say, “Yes, but I think now it is unre-
alistic”; and only 31 percent say, “No, I would not.”13
   Russian sociologist Emil Pain speaks of a “revival of the imperialist
syndrome.” While, in principle, imperial sentiment should be an antidote
to ethnic nationalism directed against non-Russian peoples from the for-
mer Soviet Union, Pain points out that the two are currently blended
in a generalized xenophobia.14 Gorbachev, in trying to save the Soviet
system, opened the way to forces that overwhelmed it; is it possible that
Putin, by encouraging radical nationalists, may similarly unleash forces
that will go well beyond his intention and his capacity to control them?
There are signs, albeit disputed ones, that he may already be more and
14                                                         Journal of Democracy

more isolated, that he has to arbitrate a severe fight between competing
“clans,” and that he may experience “the impotence of omnipotence”15
and be sidelined by his own appointees. While we cannot exclude the
hypothesis that Russia (or China) will become a stable authoritarian or
illiberal capitalist regime, it does seem more likely that in the long run
both these countries will have to evolve either toward new forms of na-
tionalistic fascism or toward some form of democracy.
    Internationally, Putin is playing a skillful and (for the time being) suc-
cessful game. He has effected a turn toward Asia in Russian foreign policy
(not out of any Eurasian ideology, although he does play upon this strand
of Russian public opinion). His motive is, first, to play the China card as
a way of balancing the United States (as Nixon and Kissinger did to bal-
ance the Soviet Union). Putin knows full well that in the long run China
constitutes a bigger danger to Russia than does the United States, but this
approach offers him a way to invoke the virtual multipolar world to which
China also pays lip service and to buttress Russia’s credentials as a virtual
Asian power. More important, Russia and China jointly are able to use
their indifference to human rights to block Western attempts to sanction
rogue states, from Uzbekistan and Burma to Sudan and Zimbabwe, and in-
stead to deal with these countries in purely economic and strategic terms.
    In this, Russia and China are at one with almost all the countries of
the global South, including India, for whom national sovereignty and
noninterference in internal affairs trump democracy promotion and the
defense of human rights. Russia and China thus put themselves in the
position of balancers, mediators, or arbiters in a potential conflict be-
tween the North and the South, or between the United States and coun-
tries like Iran or North Korea.
    One should not see this new situation as a universal confrontation be-
tween the democratic West and a coalition of totalitarians that includes
everyone from Putin to Ahmadinejad and Bin Laden. It comes closer to
the triangular configuration that prevailed between the two World Wars,
though it is even more complicated. But one result is clear and obvi-
ous: The international struggle for democracy and human rights is made
much more difficult by the existence of countries that are, at the same
time, indispensable partners for the West (as Russia is for nuclear and
energy matters), but also competitors and adversaries. If one adds to this
the non-Western world’s quasi-universal distrust of the West, it is hard
not to be pessimistic about the international prospects for democracy, at
least in the near term.
    But lack of optimism for the short run should not mean lack of com-
mitment and faith. The French philosopher Henri Bergson put forward
a thesis that seems to me as true as it is shocking: Liberal democracy
is the least natural regime on earth.1 What is natural is the rule of the
strongest. Democracy can come into being only through an uphill strug-
gle that requires courage and perseverance and that aims at a profound
Pierre Hassner                                                                        15

change in attitudes and institutions. That is why I would like to dedicate
this lecture to those who, in the most difficult situations, fight against
the tide—in the first place, to the late Anna Politovskaya, but also to
all those who, in Russia and countries with similar regimes, continue to
write freely and truthfully about democracy and about autocracy.

                                       NOTES
    1. Dmitri V. Trenin, Getting Russia Right (Washington, D.C.: Carnegie Endowment
for International Peace, 2007), 101–15.

   2. Sergei Kovalev, “Why Putin Wins,” New York Review of Books, 22 November
2007.

  3. Lilia Shevtsova, Russia—Lost in Transition (Washington, D.C.: Carnegie Endow-
ment for International Peace, 2007), ch. 2.

   4. Paul Goble, citing Sergei Arutyunov, head of the Caucasus section of the Institute
of Ethnology at the Russian Academy of Sciences, in “Window on Eurasia: Russia Ever
More Like Pre-Nazi Germany, Moscow Scholar Says,” 12 October 2007, http://window-
oneurasia.blogspot.com.

   5. Quoted by Zoltan Barany, Democratic Breakdown and the Decline of the Russian
Military (Princeton: Princeton University Press, 2007), 184.

   . Quoted by Geoffrey Hosking, Rulers and Victims: The Russian in the Soviet Union
(Cambridge: Belknap Press of Harvard University Press, 200), 409.

    7. See Zbigniew Brzezinski, The Grand Chessboard (New York: Basic Books, 1997),
92, 104, 122; and Zbigniew Brzezinski, “The Premature Partnership,” Foreign Affairs 73
(March–April 1994): 80.

     8. Paul Goble, “Window on Eurasia: Putin’s New Man at NATO Urges Russian National-
ists to Infiltrate Moscow Regime,” 13 January 2007, http://windowoneurasia.blogspot.com.

   9. “Last Tango in Tehran,” Economist, 20 October 2007.

  10. A. Horelick and T. Graham, U.S.-Russian Relations at the Turn of the Century
(Washington, D.C.: Carnegie Endowment for International Peace, 2000).

   11. Ivan Krastev, “Russia vs. Europe: The Sovereignty Wars” Open Democracy, 5
December 2007. See also his “Ukraine and Europe: A Fatal Attraction,” Open Democracy,
1 December 2004.

   12. Alexei Levinson cited by Leonid Sedov, “Les Russes et les valeurs démocrati-
ques,” Futuribles (September 200), n322.

   13. Levada Analytical Center, Russian Public Opinion 2006 (Moscow, 2007), 183.

   14. Emil Pain, “On the Revival of the Imperialist Syndrome,” in After Empire (Mos-
cow: Liberal Mission Foundation Press, 2007), 115.

   15. Shevtsova, Russia—Lost in Transition, 324.

   1. Henri Bergson, Les deux sources de la morale et de la religion, Remarques finales,
Société naturelle et démocratie (Paris: Presses Universitaires de France, 1932), 299, in
Quadrige Series, 1990.

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02 text hassner_06 oct

  • 1. April 2008, Volume 19, Number 2 $11.00 Progress and Retreat in Africa Richard Joseph H. Kwasi Prempeh Joel D. Barkan Larry Diamond Russia’s Transition to Autocracy Pierre Hassner The Freedom House Survey for 2007 Arch Puddington Yang Jianli on China Yun-han Chu et al. on Global Public Opinion Richard Youngs on European Democracy Assistance Mitchell A. Seligson et al. on U.S. Democracy Assistance Sumit Ganguly on India Argentina, Brazil, Ecuador Steven Levitsky & María Victoria Murillo Lourdes Sola Catherine Conaghan
  • 2. Russia’s TRansiTion To auTocRacy Pierre Hassner Pierre Hassner, research director emeritus at the Centre d’Etudes et de Recherches Internationales (CERI) in Paris, delivered the 2007 Sey- mour Martin Lipset Lecture on Democracy in the World (see box on p. 6). For many years he was a professor of international relations at the Institut d’Etudes Politiques in Paris and a senior visiting lecturer at the European Center of Johns Hopkins University in Bologna. He is the author of La terreur et l’empire (2003) and La violence et la paix: De la bombe atomique au nettoyage ethnique (1995, with an English translation in 1997). it was with great trepidation that I accepted the invitation to deliver this distinguished lecture, together with the suggestion that my remarks should focus on Russia. Although my lifelong preoccupation with inter- national politics—and in particular with the struggle between freedom and tyranny—has led me to follow closely developments in Russia (and, of course, the Soviet Union), I must confess at the outset that I am not an “old Russia hand.” I do not speak Russian, and I have never spent more than two consecutive weeks in Russia. Why, then, did I agree to speak on this subject? In the first place, as an analyst of international relations I have a strong interest in the po- litical role of human passions, and I think that understanding wounded pride, repressed guilt, resentment, and the manipulation of fear is central for interpreting Russia today. But I was also attracted by the idea of pay- ing tribute to the memory of Seymour Martin Lipset. I met him and his wife Sydnee only once, toward the end of his life, at a celebration of the fiftieth anniversary of the Congress for Cultural Freedom. To my knowl- edge, Lipset did not write much on Russia or on communism, but he did write extensively on the connection between economic development, the rise of a middle class, and democracy, as well as on the impact of political culture and traditions. As I expected, in preparing this lecture, I found a good deal of inspiration in Lipset’s intellectual approach. Journal of Democracy Volume 19, Number 2 April 2008 © 2008 National Endowment for Democracy and The Johns Hopkins University Press
  • 3. Journal of Democracy The Seymour marTin LipSeT LecTure on Democracy in The WorLD Pierre Hassner delivered the fourth annual Seymour Martin Lipset Lecture on Democracy in the World on 15 November 2007 at the Canadian Embassy in Washington, D.C., and on November 22 at the Munk Centre for International Studies at the University of Toronto. The Lipset Lecture is cosponsored by the National Endowment for Democracy and the Munk Centre, with financial support this year from the Canadian Donner Foundation, the Canadian Embassy in Washington, the American Federation of Teachers, the Albert Shanker Institute, William Schneider, and other donors. Seymour Martin Lipset, who passed away at the end of 200, was one of the most influential social scientists and scholars of democracy of the past half-century. A frequent contributor to the Journal of De- mocracy and a founding member of its Editorial Board, Lipset taught at Columbia, the University of California at Berkeley, Harvard, Stanford, and George Mason University. He was the author of numerous impor- tant books including Political Man, The First New Nation, The Politics of Unreason, and American Exceptionalism: A Double-Edged Sword. He was the only person ever to have served as president of both the American Political Science Association (1979–80) and the American Sociological Association (1992–93). Lipset’s work covered a wide range of topics: the social conditions of democracy, including economic development and political culture; the origins of socialism, fascism, revolution, protest, prejudice, and extremism; class conflict, structure, and mobility; social cleavages, party systems, and voter alignments; and public opinion and public confidence in institutions. Lipset was a pioneer in the study of com- parative politics, and no comparison featured as prominently in his work as that between the two great democracies of North America. Thanks to his insightful analysis of Canada in comparison with the United States, most fully elaborated in Continental Divide, he has been dubbed the “Tocqueville of Canada.” Today, analysts of Russia are threatened by three temptations: eco- nomic determinism, cultural determinism, and political determinism. For instance, the excellent Russian author Dmitri Trenin is optimistic about Russia’s future because, although not democratic, it is capitalist; hence he argues that it will give birth to a middle class that will want the rule of law.1 Other authors believe that Russia will never become demo- cratic, because its culture is basically authoritarian. A third group, com- posed largely of Americans, believes in politics as a deus ex machina: Because all people want democracy and the market, no matter what their
  • 4. Pierre Hassner 7 culture or their state of economic development is, these can be installed virtually overnight. For avoiding these simplifications and for grasping the complicated interrelationship between politics, economics, and cul- ture, I think there is no better guide than the work of Seymour Martin Lipset. For my part, I shall concentrate on the role of politics and especially of a single person—Vladimir Putin. Although he is neither the begin- ning nor the end of the story of democracy and capitalism in Russia, he does play a crucial role. I came here, however, neither to praise Putin nor to bury him. I did not come to praise him because I agree with Sergei Kovalev that “Putin is the most sinister figure in contemporary Russia history.”2 He has led Russia into a harsh brand of authoritarianism with some fascist features, and he remains under strong suspicion of having inspired a number of criminal acts, including the fires that served as a pretext for launching the second war in Chechnya, and the assassination of political oppo- nents such as Anna Politovskaya. On the other hand, I did not come to bury him. His rule is full of con- tradictions and, while it has some extremely ominous aspects, he cannot be said to have burned all his bridges or to have made it impossible for Russia to evolve in a more positive direction once circumstances change. Whatever our final judgment, we must not close our minds to the case made by his defenders, who stress his popular support among the Russian people, the improvements that he has achieved in certain ar- eas (as compared to the catastrophic situation he found when coming to power), and the fact that his undoubtedly authoritarian rule has stopped well short of totalitarian terror. Many Russians and some Westerners assert that, no matter how dubi- ous public opinion polls or how rigged elections are in Russia, a majority of the people still support Putin. In their eyes, that is sufficient to make the regime a democracy of sorts, and one more in line with Russian traditions than is the pluralistic Western model. According to Putin’s defenders, he is not hostile to pluralism as such but merely claims the right to choose a different model, equally imperfect but more suitable to Russia’s present circumstances. For precedents, they cite not only Peter the Great and Alexander Nevsky but also Franklin Roosevelt, who also fought the oligarchs of his time and, in addition, ran for a third (and fourth) term. Another comparison, implicit in some sympathetic French com- mentaries, invokes the precedent of Charles de Gaulle. One of the most shocking features of Putin’s policies is his attempt to claim continuity with both the Czarist and the Soviet pasts. In a way, de Gaulle fol- lowed a similar approach in a France that traditionally had been divided between the heirs of the French Revolution and those of the ancien ré- gime. De Gaulle belonged to the Bonapartist tradition, which wanted to
  • 5. 8 Journal of Democracy unify French history and to promote a nationalism that embraced all of France’s past. Moreover, although France was no longer a great power, de Gaulle’s great game was to pretend that she still was and to get her to punch above her military or economic weight in the Great Powers League. As we shall see, Putin has been trying to do something similar with Russia. Unfortunately, however, there is also much else in Putin’s dossier, and the overall verdict has to be much harsher. True, the case made by defenders of Putin’s foreign policy, largely backed even by many liberal Russians who are critical of Putin’s authoritarianism, should not be dis- missed out of hand: After all the shocks that Russia has suffered—the loss of Eastern Europe, the dissolution of the Soviet Union, the great economic crisis of 1998, the huge increase in economic inequality through the enrichment of some and the impoverishment of most, the enlargement of NATO, the presence of U.S troops in Central Asia, and the talk of Ukraine and Georgia joining NATO—it is only normal that there should be a reaction of resentment and a wish for reassertion now that conditions permit. But, his liberal defenders add, with time a more balanced attitude will emerge. The problem with this argument is that the evolution of Putin’s policies is heading in the wrong direction. Rath- er than being a preparation for democracy or for a more realistic and constructive role in world affairs, it looks much more like a tendency toward greater authoritarianism at home and troublemaking abroad. The first question I would like to consider concerns the link between the evolution of the Russian regime and changes in its attitude toward the outside world. Recent years have witnessed a spectacular hardening against the domestic opposition, the freedom of the press, and any dem- ocratic life inside Russia, as well as against Russia’s former satellites and the West. There has also been an encouragement of nationalism, which initially took on a primarily ethnic character (directed particu- larly against people from the Caucasus), but has increasingly targeted the West. The most dangerous aspect of all this is the growing hostility toward Russia’s neighbors—Estonia, Georgia, and other former mem- bers of the Soviet Union and even of the Warsaw Pact (such as Poland). This is especially worrying because, paradoxically, it is in dealing with its neighbors that Moscow’s policy has been the least successful and has met the greatest resistance—much more than from either the Russian population or the West. From Anarchy to Autocracy? Russia’s progress toward democracy began going off the rails even before Putin came to power. Lilia Shevtsova dates the trouble from 1993, when Yeltsin ordered troops to fire on a rebellious parliament.3 The crisis of democracy under Yeltsin culminated with his reelection
  • 6. Pierre Hassner 9 in 199, which was manipulated by the oligarchs to give him a vic- tory in spite of his disastrous standing in the opinion polls. This was an essential first step for Putin’s subsequent ascension to power. Under Yeltsin, of course, some important elements of democracy existed that have vanished under Putin—above all, freedom of the media and wide- ranging public debate. But there was no equality and no real rule of law; privatization amounted to a seizure of public wealth by the oligarchs; the power and corruption of the Yeltsin family turned the pretense of democracy into a farce; and Moscow (though it had the power to start a war in Chechnya) was unable to collect taxes from many regions. Early in Putin’s presidency, there emerged some open signs of a further slide toward autocracy in the name of restoring the authority of the state (indicated by such slogans as “the dictatorship of the law”). But the predominant strategy sought to maintain the appearance of de- mocracy while progressively emptying democratic institutions of their content. This kind of deception is an old art in Russia, whose most famous example is the Potemkin villages of the eighteenth century; various contemporary authors have coined new terms for the phenom- enon more appropriate to the Putin era, speaking of “virtual” or “imita- tion” democracy. While under Gorbachev and Yeltsin a real attempt had been made to emulate Western democracy and to follow Western models and advice, under Putin the attempt at deception became ever more apparent. A residual desire for respectability in the eyes of the West and the world is evident, however, in Putin’s decision not to modify the consti- tution in order to run for a third term. Instead he has chosen to designate a virtual president for a virtual democracy, while keeping real power himself. Throughout his second term, one could observe an increasingly self-assured and provocative claim that Russia had come up with its own brand of “sovereign democracy,” which was probably superior to West- ern-style liberal democracy and certainly more appropriate for Russian conditions. One can debate whether this term merely implies a rejec- tion of Western interference and lecturing, or whether “sovereign” also means that this kind of democracy is based on the authority of the leader and the unity of the nation, to the exclusion of any real pluralism. What is certain, however, is that key aspects of the new dispensation are strongly reminiscent of fascism. These include not only the elimina- tion of any rival centers of power (whether economic, political, legal, or cultural), but also phenomena such as the “personality cult” of Putin, the appeals to proclaim him “leader of the nation,” and the creation of youth organizations devoted to bullying the opposition and ethnic minorities and to helping the police. These trends seem increasingly to be influ- encing the Russian population at large. Two indications of this are the rise in xenophobia to a level comparable to that found among Germans in the years preceding Nazism,4 and the growing public admiration for
  • 7. 10 Journal of Democracy Stalin, whose ranking as a leader is second only to that of Putin himself and contrasts sharply with the popular contempt toward Gorbachev and Yeltsin. Yet, according to the polls, while an increasing proportion of Russians (2 percent) believe that Russia should follow its own path in terms of government, a plurality (42 percent) are still in favor of liberal democracy. From Joining the West to Blasting It Since Putin came to power, Russia has continually been moving away from democracy, and of late at an accelerating pace. By contrast, Mos- cow’s foreign policies and Russian attitudes toward the outside world, in particular toward the West, have made a number of spectacular U- turns. After the collapse of the Soviet Union, attraction to the West, the urge to imitate it, and the hope of being welcomed and helped by it were predominant, as reflected in the stance of Yeltsin’s foreign minister, An- drei Kozyrev. Toward the end of the Yeltsin period, however, Russian dissatisfaction with the West started to show, and Kozyrev was replaced by Yevgeny Primakov, who favored a policy oriented toward “multi- polarity” and a greater emphasis on Asia. Another sign of the shift was Yeltsin’s unhappiness with the NATO intervention in Kosovo. This led him into an intemperate outburst mentioning Russia’s nuclear might, but ultimately did not prevent him from contributing to peace by pressuring Serbian dictator Slobodan Miloševiæ to give in. During the early years of Putin’s presidency, Russian policies toward the United States were remarkably conciliatory. Putin’s passive reaction to U.S. abandonment of the Anti–Ballistic-Missile Treaty, his immedi- ate offer of support for the United States after 9/11, his cooperation against terrorism, and his acceptance (apparently against the objections of the Russian elite) of a U.S. military presence in Central Asia all con- tributed to what seemed to be a very positive relationship. This was the period when President George W. Bush looked into Putin’s soul and famously declared that he could trust him. After 2003, however, the relationship changed radically. Putin start- ed to hurl the wildest accusations and insults against the West, charg- ing that the Beslan atrocity had been engineered by those who always wanted to isolate Russia and to put it down, calling Western powers neocolonialists, and comparing the United States to Nazi Germany. Pu- tin began to take the most intransigent diplomatic positions against U.S. initiatives on almost every subject (ranging from Kosovo to anti-missile systems in Eastern Europe), threatening escalation and retaliation. What caused this shift? First of all, there was a change in what the Soviets used to call “the correlation of forces.” This is best summed up by a formulation often used nowadays by Russian interlocutors: “Russia up, America down, and Europe out.” Russia is up because of the price
  • 8. Pierre Hassner 11 of oil, America down due to the consequences of its Iraq adventure, and Europe out because of the defeat of the EU Constitution, the failure to get its act together on energy matters, and the influence of new member states (like Poland and the Baltic republics) that Russia considers both hostile and contemptible. Second, by warning against external dangers and enemies, Putin helps to inspire a “fortress” mentality in Russia, and gives himself a pretext for branding any domestic opposition as treason and for call- ing upon everyone to rally behind the leader. But while the first reason explains what made the change possible and the second what makes it useful for the transition to autocracy, Russia’s foreign policy cannot be fully understood without taking into account the postimperial humilia- tion and resentment of the Russian people and the neoimperial ambition of its leaders. Imperialism, Nationalism, and Autocracy Two quotations seem to me to sum up the role of these sentiments. The first was stated by Andrei Kozyrev, Russia’s most pro-Western for- eign minister, in 1995: “Two things will kill the democratic experiment here—a major economic catastrophe and NATO enlargement.”5 Both, of course, came to pass. So it was very easy to convince the Russian public that both were engineered by the West, that the advice of Western economic experts, like the admission of former Soviet allies into NATO, was part of a great conspiracy against Russia. The second statement was made by Vladimir Putin himself a number of times, most conspicuously, if in condensed form, in May 2005 in Germany. The complete text, as quoted by the British historian Geof- frey Hosking, is as follows: “He who does not regret the break-up of the Soviet Union has no heart; he who wants to revive it in its previous form has no head.” Together these two statements point to the twin problems of resent- ment and revanchism on the part of postimperial powers, and to the effects of these passions upon the prospects for democracy. Zbigniew Brzezinski has suggested that it was in Russia’s interest to lose Ukraine, because Russia can either be an empire or a democracy, but it cannot be both.7 With Ukraine, Russia is an empire; without Ukraine it is not an empire and thus can become a democracy. This may well be true in the long run, but in the short term losing an empire is not the most promis- ing prelude to the task of building democracy. The Weimar syndrome inevitably comes to mind. If you have lost an empire and not found a role, as Dean Acheson once said about Britain, what can you do? One solution, adopted in vari- ous ways by Germany, France, Britain, Austria, and Turkey, is to try to adapt to the new situation. You may do this by abandoning imperial
  • 9. 12 Journal of Democracy ambitions, or by trying to transfer them to a larger whole like Europe, or by becoming the junior partner of a bigger power, as Britain has done with the United States. On the other hand, one can try to recover one’s past imperial position, a process that members of the permanent Russian elite such as Sergei Karaganov think is well under way. Dmitri Rogozin, a well- Virtual democracy and known nationalist leader and Russia’s virtual empire go to- new ambassador to NATO, calls upon his gether. Just as Russia’s fellow radical nationalists to join the gov- leaders pretend that ernment in helping Russia to “recover its they are ruling over a status as a great power.”8 democracy, they also A third possibility is simply to pretend pretend that they are that you still are (or again have become) a ruling over an empire. superpower. Here, virtual democracy and virtual empire go together. Just as Russia’s leaders pretend that they are ruling over a democracy, they also pretend that they are ruling over an empire. Gorbachev, Yeltsin, and the whole Russian elite had been entertain- ing a somewhat analogous hope ever since the collapse of the Soviet Union. They thought that Russia’s conversion to democracy would auto- matically earn it a kind of duopoly—the co-leadership of the West with the United States, and the co-leadership of Europe with the European Union (with a special sphere of influence over the former Soviet satel- lites). As Dmitri Trenin puts it, “What Russia craves is respect. It does not want to be a junior partner—it wants to be an equal.”9 To some extent, Western leaders understood this craving and tried to satisfy it by such steps as inviting Russia to join the G-7 and creat- ing the NATO-Russia Council. But Russians soon concluded that the West, instead of giving them the “instant accession to co-leadership” to which they felt entitled, was “trading symbolism for substance.”10 This gave rise to feelings of disappointment, suspicion, and resentment, which were exacerbated by the Russians’ view that the United States and Europe, adding insult to injury, were adopting former Russian satel- lites and penetrating former Russian territory. Today, thanks to his country’s improved economic and strategic bar- gaining position, Putin has found a rather skillful way to make Russia’s virtual empire seem more credible. It is to demonstrate that Russia (to borrow Madeleine Albright’s expression about the United States) is “the indispensable nation,” that it is a great power at least in a negative sense, inasmuch as it can block any Western strategy or diplomatic initiative with which it does not agree or on which it was not consulted. Some- times opposing the West—or at least not following its lead—may be based on strategic considerations, such as competition for clients. But obstructionism seems to be a priority even when Moscow shares West- ern goals, such as avoiding an Iranian nuclear capacity. Indeed, in some
  • 10. Pierre Hassner 13 cases thwarting the West appears to become a goal in itself, as recent Russian policy toward Kosovo illustrates. The same mindset is applied even more strongly to the weaker states surrounding Russia. Putin may not be able to reintegrate them into the Russian empire, but, as a second-best alternative, he can punish them for wanting to be independent. Above all, he seeks to prevent them from becoming models of democracy and prosperity that might be compared favorably to Russia. Ivan Krastev may exaggerate in stating that the 2004 Orange Revolution in Ukraine had the same effect on Russia as 9/11 had on the United States,11 but it does seem that it really was a shock. Putin’s highest priority is to oppose “color revolutions”—to keep them from succeeding where they have occurred, and to prevent one from coming to Russia. The Russians and the World Two questions crucial to our subject remain to be answered: What has been the reaction of Russian society to Putin’s policies, and what has been their global or international impact? As regards the first question, the evidence seems to show that, while most Russians are aware of and condemn the regime’s human rights violations, and in principle favor liberal democracy, they are also grate- ful to Putin for restoring Russia’s international power and authority. As a researcher at the Levada Analytical Center, Russia’s leading institute for the study of public opinion, writes: “Today, all categories of the population care about Russia recovering its power. As soon as a young man becomes conscious of his citizenship, the following idea emerges: The country is in bad shape, its authority in the world needs to be en- hanced.”12 Indeed, in 200, among those who regret the collapse of the USSR, 55 percent (as opposed to only 29 percent in 1990) cite as their main reason: “People no longer feel they belong to a great power.” And those who regret the passing of the Soviet Union are not a small minor- ity. In answer to the question, “Would you like the Soviet Union and the socialist system to be reestablished,” 12 percent answer, “Yes, and I think it quite realistic”; 48 percent say, “Yes, but I think now it is unre- alistic”; and only 31 percent say, “No, I would not.”13 Russian sociologist Emil Pain speaks of a “revival of the imperialist syndrome.” While, in principle, imperial sentiment should be an antidote to ethnic nationalism directed against non-Russian peoples from the for- mer Soviet Union, Pain points out that the two are currently blended in a generalized xenophobia.14 Gorbachev, in trying to save the Soviet system, opened the way to forces that overwhelmed it; is it possible that Putin, by encouraging radical nationalists, may similarly unleash forces that will go well beyond his intention and his capacity to control them? There are signs, albeit disputed ones, that he may already be more and
  • 11. 14 Journal of Democracy more isolated, that he has to arbitrate a severe fight between competing “clans,” and that he may experience “the impotence of omnipotence”15 and be sidelined by his own appointees. While we cannot exclude the hypothesis that Russia (or China) will become a stable authoritarian or illiberal capitalist regime, it does seem more likely that in the long run both these countries will have to evolve either toward new forms of na- tionalistic fascism or toward some form of democracy. Internationally, Putin is playing a skillful and (for the time being) suc- cessful game. He has effected a turn toward Asia in Russian foreign policy (not out of any Eurasian ideology, although he does play upon this strand of Russian public opinion). His motive is, first, to play the China card as a way of balancing the United States (as Nixon and Kissinger did to bal- ance the Soviet Union). Putin knows full well that in the long run China constitutes a bigger danger to Russia than does the United States, but this approach offers him a way to invoke the virtual multipolar world to which China also pays lip service and to buttress Russia’s credentials as a virtual Asian power. More important, Russia and China jointly are able to use their indifference to human rights to block Western attempts to sanction rogue states, from Uzbekistan and Burma to Sudan and Zimbabwe, and in- stead to deal with these countries in purely economic and strategic terms. In this, Russia and China are at one with almost all the countries of the global South, including India, for whom national sovereignty and noninterference in internal affairs trump democracy promotion and the defense of human rights. Russia and China thus put themselves in the position of balancers, mediators, or arbiters in a potential conflict be- tween the North and the South, or between the United States and coun- tries like Iran or North Korea. One should not see this new situation as a universal confrontation be- tween the democratic West and a coalition of totalitarians that includes everyone from Putin to Ahmadinejad and Bin Laden. It comes closer to the triangular configuration that prevailed between the two World Wars, though it is even more complicated. But one result is clear and obvi- ous: The international struggle for democracy and human rights is made much more difficult by the existence of countries that are, at the same time, indispensable partners for the West (as Russia is for nuclear and energy matters), but also competitors and adversaries. If one adds to this the non-Western world’s quasi-universal distrust of the West, it is hard not to be pessimistic about the international prospects for democracy, at least in the near term. But lack of optimism for the short run should not mean lack of com- mitment and faith. The French philosopher Henri Bergson put forward a thesis that seems to me as true as it is shocking: Liberal democracy is the least natural regime on earth.1 What is natural is the rule of the strongest. Democracy can come into being only through an uphill strug- gle that requires courage and perseverance and that aims at a profound
  • 12. Pierre Hassner 15 change in attitudes and institutions. That is why I would like to dedicate this lecture to those who, in the most difficult situations, fight against the tide—in the first place, to the late Anna Politovskaya, but also to all those who, in Russia and countries with similar regimes, continue to write freely and truthfully about democracy and about autocracy. NOTES 1. Dmitri V. Trenin, Getting Russia Right (Washington, D.C.: Carnegie Endowment for International Peace, 2007), 101–15. 2. Sergei Kovalev, “Why Putin Wins,” New York Review of Books, 22 November 2007. 3. Lilia Shevtsova, Russia—Lost in Transition (Washington, D.C.: Carnegie Endow- ment for International Peace, 2007), ch. 2. 4. Paul Goble, citing Sergei Arutyunov, head of the Caucasus section of the Institute of Ethnology at the Russian Academy of Sciences, in “Window on Eurasia: Russia Ever More Like Pre-Nazi Germany, Moscow Scholar Says,” 12 October 2007, http://window- oneurasia.blogspot.com. 5. Quoted by Zoltan Barany, Democratic Breakdown and the Decline of the Russian Military (Princeton: Princeton University Press, 2007), 184. . Quoted by Geoffrey Hosking, Rulers and Victims: The Russian in the Soviet Union (Cambridge: Belknap Press of Harvard University Press, 200), 409. 7. See Zbigniew Brzezinski, The Grand Chessboard (New York: Basic Books, 1997), 92, 104, 122; and Zbigniew Brzezinski, “The Premature Partnership,” Foreign Affairs 73 (March–April 1994): 80. 8. Paul Goble, “Window on Eurasia: Putin’s New Man at NATO Urges Russian National- ists to Infiltrate Moscow Regime,” 13 January 2007, http://windowoneurasia.blogspot.com. 9. “Last Tango in Tehran,” Economist, 20 October 2007. 10. A. Horelick and T. Graham, U.S.-Russian Relations at the Turn of the Century (Washington, D.C.: Carnegie Endowment for International Peace, 2000). 11. Ivan Krastev, “Russia vs. Europe: The Sovereignty Wars” Open Democracy, 5 December 2007. See also his “Ukraine and Europe: A Fatal Attraction,” Open Democracy, 1 December 2004. 12. Alexei Levinson cited by Leonid Sedov, “Les Russes et les valeurs démocrati- ques,” Futuribles (September 200), n322. 13. Levada Analytical Center, Russian Public Opinion 2006 (Moscow, 2007), 183. 14. Emil Pain, “On the Revival of the Imperialist Syndrome,” in After Empire (Mos- cow: Liberal Mission Foundation Press, 2007), 115. 15. Shevtsova, Russia—Lost in Transition, 324. 1. Henri Bergson, Les deux sources de la morale et de la religion, Remarques finales, Société naturelle et démocratie (Paris: Presses Universitaires de France, 1932), 299, in Quadrige Series, 1990.