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CERTIFICATION
FORM 2013
If you are running in the 2013 elections and you wish to participate
in the Campaign Finance Program and be eligible to receive public
funds, the Certification form must be filed no later than June 10, 2013.
Late or incomplete Certifications will not be accepted. Metered mail
and other mail without a verifiable postmark will be presumed to have
been mailed three days prior to receipt by the CFB.
File this form to
become eligible to
receive public funds
2013 CERTIFICATION FORM
You must file this form with the New York City Campaign Finance Board (“CFB”) to become a participant in the
Campaign Finance Program (“Program”).
THE DEADLINE TO FILE THIS FORM IS JUNE 10, 2013.
If you are running in the 2013 elections and wish to participate in the Program and be eligible to receive public
funds, the Certification form must be filed no later than June 10, 2013. Late or incomplete Certifications will not
be accepted. Limited participants are required to file the Certification with a cover letter stating the candidate
chooses to be a limited participant. Metered mail and other mail without a verifiable postmark will be presumed
to have been mailed three days prior to receipt by the CFB.
IMPORTANT INFORMATION—PLEASE READ
Complete the entire Certification. Enter “N/A” to indicate items which do not apply. All mandatory fields
have been marked with an “*”. All pages must be submitted by mail or hand-delivery with original
signatures of the candidate and treasurer. Incomplete or illegible forms will not be accepted. Any
changes to the information provided require an amendment to the Certification. Contact the Candidate
Services Unit at (212) 306-7100 for more information.
Communications, both written and oral, will be directed to the candidate’s, treasurer’s, and/or principal
committee’s address, telephone number, and/or email address.
You must notify the CFB of any changes to the information.
C-Access is the CFB’s interactive website for campaigns, providing secure online access to C-SMART (Candidate
Software for Managing and Reporting Transactions), campaign information, and compliance matters. If you have
not previously registered with the CFB for the current election cycle using a Filer Registration form, a C-Access
account username and password will be sent to the candidate, treasurer, and voter guide liaison once the
Certification has been filed.
C-SMART is the CFB’s proprietary web-based software that campaigns are required to use to enter all financial
transactions and electronically submit disclosure statements to the CFB and the New York State Board of
Elections (NYS BOE). It is mandatory that email addresses be provided for both the candidate and treasurer
as part of your registration with the CFB.
Campaign-specific usernames, passwords, and an encryption key will be issued to both the candidate and
treasurer upon initial registration.
To protect your privacy, the CFB will not provide specific information related to your campaign to any individual
or entity not listed on this Certification unless such disclosure is required pursuant to the Freedom of Information
Law, Article 6 of the Public Officers Law (“FOIL”), or other law.
Reminder: Public servants are prohibited from using government resources for their campaigns. Do not list any
government phone, fax, email, or address as campaign contact information on this form. Government resources
may only be included under “candidate employment” or “treasurer employment” sections (if applicable).
New York City Campaign Finance Board
40 Rector Street, 7th Floor, NewYork, NY 10006 • Tel.: (212) 306-7100 • Fax: (212) 306-7143/44
Website: www.nyccfb.info • E-mail: CSUmail@nyccfb.info
2013 CERTIFICATION FORM
1. CANDIDATE NAME AND HOME ADDRESS
Enter the candidate’s name, address, telephone numbers, and email address.
Note: the candidate’s home address is an address to which legal notices may be sent. You must promptly notify the
CFB of any changes.
MR. MRS. MS. LAST* FIRST* M.I.
STREET ADDRESS* APARTMENT/SUITE/FLOOR
CITY* STATE* ZIP CODE* DAY TELEPHONE*
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS*
2. CANDIDATE EMPLOYMENT
Enter the candidate’s employment information.
EMPLOYER NAME
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE
TELEPHONE
( )
FAX
( )
3. OFFICE SOUGHT
Enter the office sought, borough or Council district #, and party registration.
OFFICE BOROUGH OR COUNCIL DISTRICT #
PARTY REGISTRATION (OPTIONAL)
4. PRINCIPAL COMMITTEE
Enter the committee name, address, New York State Board of Elections (NYS BOE) Filer ID Number, date opened
with the NYS BOE, and other information for the principal committee. The CFB advises against using a P.O. Box for
your committee address. Candidates must authorize and use only one political committee to make expenditures,
raise contributions, and receive public matching funds for the 2013 elections. This political committee is the
candidate’s “principal committee.” It cannot have been authorized nor used for any other election, or be the
authorized committee for any other candidate.
Note: the committee address is an address to which legal notices may be sent. You must promptly notify the CFB
of any changes.
COMMITTEE NAME* NYS BOE FILER ID NUMBER*
STREET ADDRESS* APARTMENT/SUITE/FLOOR NYS BOE REGISTRATION DATE*
CITY* STATE* ZIP CODE* DAY TELEPHONE*
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS*
WEBSITE ADDRESS(ES)*
CFB USE ONLY
CFB USE ONLY
CFB USE ONLY
New York City Campaign Finance Board
40 Rector Street, 7th Floor, NewYork, NY 10006 • Tel.: (212) 306-7100 • Fax: (212) 306-7143/44
Website: www.nyccfb.info • E-mail: CSUmail@nyccfb.info
!
MAILING ADDRESS (IF DIFFERENT)
If the principal committee’s address is different from the mailing address, enter the mailing address here. This
mailing address will be used for all notices sent to the principal committee.
COMPANY OR BUILDING NAME; P.O. BOX (IF APPLICABLE)
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE
5. PREVIOUS ELECTIONS
Enter the previous election(s), if any, in which the candidate sought nomination for election, or election, to public
office or a party position.
Have you previously been a candidate for any elective office or political party position?* YES NO
If yes, please specify your most recent candidacies below:
DATE OF ELECTION (MONTH/YEAR) OFFICE OR PARTY POSITION SOUGHT DISTRICT PARTY PRIMARY ENTERED
6. TREASURER NAME AND HOME ADDRESS
Enter the treasurer’s name, address, telephone numbers, and email address.
Note: the treasurer’s home address is an address to which legal notices may be sent. You must promptly notify the
CFB of any changes.
MR. MRS. MS. LAST* FIRST* M.I.
STREET ADDRESS* APARTMENT/SUITE/FLOOR
CITY* STATE* ZIP CODE* DAY TELEPHONE*
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS*
7. TREASURER EMPLOYMENT
Enter the treasurer’s employment information.
EMPLOYER NAME
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE
TELEPHONE
( )
FAX
( )
!
!
8. SCHEDULE OF ACCOUNTS
List all bank accounts opened by your committee and indicate the type and purpose of the account.
Note: a “segregated account” is exclusively for depositing non-matchable contributions for the purposes of: making
contributions to other political committees; making loans to or spending for other candidates, political clubs, or
political committees; payments of expenses for or debts from past elections; and transfers to committees not
involved in the participant’s current election.
PRIMARY BANK ACCOUNT TYPE OF ACCOUNT (SELECT ONE)*
CHECKING
SAVINGS
MONEY MARKET
OTHER (SPECIFY)
PURPOSE OF ACCOUNT (SELECT ONE)
2013 PRIMARY/GENERAL ELECTION
2013 ELECTIONS–SEGREGATED
OTHER (SPECIFY)
BANK/DEPOSITORY NAME*
CITY* STATE* ZIP CODE*
ACCOUNT NUMBER*
ACCOUNT NAME (IF ANY)
DATE OPENED*
DATE CLOSED CURRENT BALANCE*
$
MONTH* DAY* YEAR*
SECONDARY BANK ACCOUNT TYPE OF ACCOUNT (SELECT ONE)
CHECKING
SAVINGS
MONEY MARKET
OTHER (SPECIFY)
PURPOSE OF ACCOUNT (SELECT ONE)
2013 PRIMARY/GENERAL ELECTION
2013 ELECTIONS–SEGREGATED
OTHER (SPECIFY)
BANK/DEPOSITORY NAME
CITY STATE ZIP CODE
ACCOUNT NUMBER
ACCOUNT NAME (IF ANY)
DATE OPENED
DATE CLOSED CURRENT BALANCE
$
MONTH DAY YEAR
Attach additional form page(s) if the principal committee has more than one (1) additional bank account.
DIRECT DEPOSIT OF PUBLIC FUNDS
In order to receive public funds by direct deposit, you must list your ABA/Routing Number found on your committee
check and attach a VOIDED check from your principal committee’s checking account below. Starter checks will not
be accepted.
ABA/ROUTING NUMBER*
2013 Election Cycle Checking Account (for Direct Deposit of Public Funds only)
Friends of Jane Henley
44-22 Roosevelt Avenue, Ste 504
Jackson Heights, NY 11372
Pay to the order of:
ENTER YOUR PRINCIPAL COMMITTEE’S
ABA/ROUTING NUMBER
!
9. UNIQUE MERCHANT ACCOUNTS
If you accept credit card contributions, you must disclose the acquiring bank’s name and your committee’s own
unique merchant account numbers.
ACQUIRING BANK’S NAME COMMITTEE’S UNIQUE MERCHANT ACCOUNT NUMBER
ACQUIRING BANK’S NAME COMMITTEE’S UNIQUE MERCHANT ACCOUNT NUMBER
10. CAMPAIGN MANAGER (IF APPLICABLE)
If your campaign manager will function as a liaison to the CFB, enter the manager’s name, address, telephone
numbers, and email address.
MR. MRS. MS. LAST FIRST M.I.
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE DAY TELEPHONE
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS
11A. CAMPAIGN LIAISON (IF APPLICABLE)
If you would like a person to function as a liaison to the CFB in addition to the candidate, treasurer, and campaign
manager or consultant (if applicable), enter the person’s name, address, telephone numbers, and email address.
MR. MRS. MS. LAST FIRST M.I.
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE DAY TELEPHONE
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS
11B. VOTER GUIDE LIAISON (OPTIONAL)
You may designate an individual to serve as your Voter Guide liaison. This person will be provided access to the
Voter Guide Submission application found in C-Access and be able to help draft and edit your Voter Guide profile
and Video Voter Guide script. (The candidate, treasurer, and any other campaign staff for whom you request a
C-Access account will be able to access the Voter Guide Submission application.)
Note: only the candidate is able to submit the profile and script to the CFB.
MR. MRS. MS. LAST FIRST M.I.
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE DAY TELEPHONE
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS
12. CAMPAIGN CONSULTANT (IF APPLICABLE)
If you have retained a consultant for the purpose of complying with the Program, enter the consultant’s name,
address, telephone numbers, and email address.
MR. MRS. MS. LAST FIRST M.I.
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE DAY TELEPHONE
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS
CONSULTANT ENTITY NAME (IF APPLICABLE)
!
!
13. ADDITIONAL INDIVIDUAL WITH SIGNIFICANT MANAGERIAL CONTROL (OPTIONAL)
The Board’s Rules require that participating candidates, their treasurers, campaign managers, or “persons with
significant managerial control over a campaign” attend a training provided by the CFB concerning compliance with
the requirements of the Program and use of its software.
If someone other than the candidate, treasurer, or campaign manager has “significant managerial control” over the
campaign, list that person’s name and contact information. Note: the individual listed below cannot be the campaign
consultant previously listed in section 12 of this Certification.
MR. MRS. MS. LAST FIRST M.I.
STREET ADDRESS APARTMENT/SUITE/FLOOR
CITY STATE ZIP CODE DAY TELEPHONE
( )
EVENING TELEPHONE
( )
FAX
( )
EMAIL ADDRESS
14. CONTACT ORDER
Select the order in which you would like the CFB to contact representatives of your campaign. We try to contact
your representatives in the order selected, however if we are unable to reach the individual, we will call or email
the candidate and treasurer directly. Additionally, certain written notices will be sent directly to the candidate and
treasurer’s home address notwithstanding the order requested.
Candidate should be contacted:* First Second Third Fourth Fifth
Treasurer should be contacted:* First Second Third Fourth Fifth
Campaign Manager should be contacted: First Second Third Fourth Fifth N/A
Liaison should be contacted: First Second Third Fourth Fifth N/A
Consultant should be contacted: First Second Third Fourth Fifth N/A
15. OTHER AUTHORIZED COMMITTEES
Complete this section if the candidate has committees (including any political action committees) that are active and
file disclosure statements with the New York State Board of Elections (NYS BOE) or Federal Election Commission
(FEC). Please indicate the name of the committee, the date of the last election in which the committee was involved,
office sought, treasurer’s information, date opened with the NYS BOE or FEC, and whether the committee is a joint
committee.
Remember, only the principal committee can be used for the 2013 elections.
COMMITTEE NAME LAST ELECTION DATE & OFFICE
TREASURER’S LAST NAME TREASURER’S FIRST NAME
DATE OPENED WITH NYS BOE OR FEC IF JOINT COMMITTEE, LIST OTHER CANDIDATE(S)
DAY TELEPHONE
( )
EVENING TELEPHONE
( )
COMMITTEE NAME LAST ELECTION DATE & OFFICE
TREASURER’S LAST NAME TREASURER’S FIRST NAME
DATE OPENED WITH NYS BOE OR FEC IF JOINT COMMITTEE, LIST OTHER CANDIDATE(S)
DAY TELEPHONE
( )
EVENING TELEPHONE
( )
Attach additional form pages if the candidate has additional authorized committees.
!
!
!
!
5 1
16. CANDIDATE VERIFICATION
The candidate must read and initial each clause and sign the Candidate Verification. The candidate’s signature must
be notarized.
I hereby verify that I have not accepted, and I agree not to accept, any contribution or contributions
from any one contributor for the 2013 elections that exceed(s) the applicable contribution limit set forth
in Section 3-703(1)(f) and (h) of the New York City Administrative Code (“Administrative Code”); that I
have not used, and I agree not to use, my personal funds or property (or that of my spouse, domestic
partner, or unemancipated children) for these elections, except as contributions that do not exceed the
limit set forth in Section 3-703(1)(h) of the Administrative Code; that I have not made, and I agree not to
make, expenditures in excess of the expenditure limits applicable to the office I am seeking, pursuant
to Section 3-706 of the Administrative Code; that I have not accepted and agree to not accept directly
or indirectly any contributions from a corporation or from a political committee not registered with the
CFB; that I have not accepted any contributions from a partnership, LLC, or LLP since January 1, 2008,
and will not do so; and that I agree to abide by all other applicable requirements of Title 3, Chapter 7
of the Administrative Code (the “New York City Campaign Finance Act” or the “Act”) and the Campaign
Finance Board Rules (the “Rules”), including requirements for campaign finance disclosure statements
and recordkeeping. initial here*
I hereby designate the authorized committee noted in Section 4 of this document to be my principal
committee for the 2013 elections. The principal committee will submit the campaign finance disclosure
statements required by the Act and will receive all public funds payments for which I qualify in these
elections. The principal committee (i) is the only committee authorized by me to aid or otherwise
take part in the elections covered by this Certification; (ii) is not an authorized committee of any other
candidate; and (iii) has not been, is not, and will not be, authorized or otherwise active for any elections
other than the elections covered by this Certification. I understand that the use of an entity other than
the designated principal committee to aid or otherwise take part in the 2013 elections is a violation
of the Act and will trigger the application to such entity of all provisions of the Act governing principal
committees. initial here*
I understand that I am responsible for reading, understanding, and knowing the contents of the Act and
the Rules. I also understand that I, the principal committee I authorize, my treasurer, and my agents are
required to abide by the terms and conditions of the Act and the Rules applicable to the 2013 elections,
even if amended after I sign this, regardless whether I: meet the requirements of law to have my name
appear on the official ballot for those elections; or meet the threshold for eligibility for public funds; or
accept public funds; or am otherwise not eligible to receive public funds. initial here*
I understand that this Certification is a condition for qualifying to receive public funds in these elections
and that other conditions specified in the Act must be satisfied before I may receive public funds
pursuant to the Act. initial here*
I understand that my home address, the principal committee address and the treasurer’s home address,
and email addresses as provided above in Sections 1, 4, and 6 are the addresses to which legal notices,
including correspondence and legal papers, will be sent. I further understand that if any of these
addresses change, I must promptly notify the CFB, in writing, of the change. initial here*
I understand that by providing a voided check in Section 8, I am authorizing the CFB to deposit any
public funds payments my campaign is eligible to receive directly into the indicated checking account.
I also grant authorization to the CFB for the full or partial reversal of any deposits to this account in the
event that the deposit was made partly or entirely in error. initial here*
I understand that failure to abide by the requirements of the Act or Rules may result in the imposition
of such penalties as are provided in Section 3-711 of the Administrative Code and other applicable law
or rules. The Act empowers the Board to assess a civil penalty of up to $10,000 for any violation, which
may be assessed jointly and severally against me, the principal committee I designate for the 2013
elections, the treasurer of that committee, and any other of my agents. I further understand that the Act
allows the Board to assess civil penalties exceeding $10,000 against my principal committee and me
for the 2013 elections for failing to participate in the post-election audit process and for spending limit
violations. In particular, the Board may assess a penalty of up to 10% of public funds received by my
campaign for failing to participate in the post-election audit process, and, for spending limit violations, a
civil penalty of up to three times the amount the spending limit has been exceeded. I also acknowledge
that the committee I designate for the 2013 elections and I may be jointly and severally liable for the
repayment of public funds to the Board. initial here*
I understand that if the campaign exceeds the applicable expenditure limit under the Act, in addition
to any penalties that may be assessed, the Board may require that all public funds received by the
campaign be returned to the Board, and that the campaign may not be eligible to receive any additional
public funds for the 2013 elections. I further understand that if the campaign is required to return any
public funds for exceeding the expenditure limit, or for any other reason, the principal committee I
designate for the 2013 elections and I may be jointly and severally liable for such repayment. initial here*
I understand that financial control over the campaign is ultimately my responsibility. If any campaign
expenditures are illegal, improper, or not in furtherance of my nomination or election, my principal
committee and I may be required to return the amount of such expenditures to the Board. In addition,
if the campaign does not submit documentation for an expenditure, such expenditure may not be
considered a “qualified campaign expenditure.” Therefore, I understand that my campaign must follow
published Board guidelines and procedures, employ trained staff, and implement standard financial
controls and procedures. initial here*
I understand that the CFB will issue usernames and passwords to my treasurer and I to be used to
submit disclosure statements, and that only my treasurer and I may complete the disclosure statement
process and submit disclosure statements to the CFB. I further understand that my treasurer and I will
be given a single encryption key in order to access campaign data entered using C-SMART. Without
the encryption key, we will not be able to access our campaign’s financial data because it is kept
in encrypted form. I further understand that my treasurer or I may change the initial encryption key
provided by the CFB. If my treasurer or I change the initial encryption key and lose that new key, all
data previously entered will be inaccessible. I understand that the CFB will not be able to recover the
encryption key or any of our campaign data.
initial here*
I verify that the information on this document is true and complete to the best of my knowledge and
belief. I understand that intentionally or knowingly making a false statement, including but not limited to
in the form of an electronic submission, or intentionally or knowingly violating any provision of the Act, is
a Class A misdemeanor pursuant to Section 3-711(3) of the Administrative Code. initial here*
I understand that knowingly making a false written statement, including but not limited to in the form
of an electronic submission, is a Class A misdemeanor pursuant to New York State Penal Law Section
210.45. initial here*
I understand that knowingly offering false written information, including but not limited to in the form of
an electronic submission, with the belief that it will become a part of the records of a public office and
with the intent to defraud, is a Class E felony pursuant to New York State Penal Law Section 175.35. initial here*
SWORN TO BEFORE ME THIS
CANDIDATE SIGNATURE*
day of
, 20
NOTARY PUBLIC*
17. TREASURER VERIFICATION
The treasurer must read and initial each clause and sign the Treasurer Verification. The treasurer’s signature must
be notarized.
As treasurer of the principal committee listed in Section 4 of this document, I hereby verify that I am
treasurer of the only committee authorized by the candidate that will be involved in the 2013 elections.
I understand that the use of an entity other than the designated principal committee to aid or otherwise
take part in the 2013 elections is a violation of Title 3, Chapter 7 of the New York City Administrative
Code (the “New York City Campaign Finance Act” or the “Act”) and will trigger the application to such
entity of all provisions of the Act governing principal committees. initial here*
I hereby verify that the principal committee has not accepted and agrees not to accept any contribution
or contributions from any one contributor for the 2013 elections that exceed(s) the applicable
contribution limit set forth in Section 3-703(1)(f) and (h) of the New York City Administrative Code (the
“Administrative Code”); that the committee has not made, and agrees not to make, expenditures in
excess of the expenditure limits applicable to the office the candidate is seeking, pursuant to Section
3-706 of the Administrative Code; that the committee has not accepted and agrees to not accept
directly or indirectly any contributions from a corporation or a political committee not registered with
the CFB; that the committee has not accepted any contributions from a partnership, LLC, or LLP since
January 1, 2008, and will not do so; and that I, on behalf of the committee, agree to abide by all other
applicable requirements of the Act and the Campaign Finance Board Rules (the “Rules”), including
requirements for campaign finance disclosure statements and recordkeeping. initial here*
I understand that I am responsible for reading, understanding, and knowing the contents of the Act and
the Rules. I also understand that I, the candidate, the principal committee authorized by the candidate,
and the candidate’s agents, are required to abide by the terms and conditions of the Act and the Rules
applicable to the 2013 elections, even if amended after I sign this, regardless whether the candidate:
meets the requirements of law to have his or her name appear on the official ballot for these elections;
or meets the threshold for eligibility for public funds; or accepts public funds; or is otherwise not eligible
to receive public funds. initial here*
I understand that the candidate’s home address, the principal committee address and my home
address, and email addresses as provided above in Sections 1, 4, and 6 are the addresses to which
legal notices, including correspondence and legal papers, will be sent. I further understand that if any of
these addresses change, I am responsible for promptly notifying the CFB, in writing, of the change. initial here*
I understand that by providing a voided check in Section 8, I am authorizing the CFB to deposit any
public funds payments the campaign is eligible to receive directly into the indicated checking account.
I also grant authorization to the CFB for the full or partial reversal of any deposits to this account in the
event that the deposit was made partly or entirely in error. initial here*
I understand that failure to abide by the requirements of the Act or Rules may result in the imposition
of such penalties as are provided in Section 3-711 of the Administrative Code and other applicable law
or rules. The Act empowers the Board to assess a civil penalty of up to $10,000 for any violation, which
may be assessed jointly and severally against me, the candidate, the principal committee designated
by the candidate for the 2013 elections, and any other agents of the candidate. I acknowledge that I
am jointly and severally liable for the first $10,000 of any civil penalty assessed against the campaign,
including penalties for failing to participate in the post-election audit process and for spending limit
violations. initial here*
I understand that if the campaign exceeds the applicable expenditure limit under the Act, in addition
to any penalties that may be assessed, the Board may require that all public funds received by the
campaign be returned to the Board, and that the campaign may not be eligible to receive any additional
public funds for the 2013 elections. initial here*
I understand that the CFB will issue usernames and passwords to the candidate and I to be used to
submit disclosure statements, and that only the candidate and I may complete the disclosure statement
process and submit disclosure statements to the CFB. I further understand that the candidate and I will
be given a single encryption key in order to access campaign data entered using C-SMART. Without
the encryption key, we will not be able to access our campaign’s financial data because it is kept in
encrypted form. I further understand that the candidate or I may change the initial encryption key
provided by the CFB. If the candidate or I change the initial encryption key and lose that new key, all
data previously entered will be inaccessible. I understand that the CFB will not be able to recover the
encryption key or any of our campaign data. initial here*
I verify that the information on this document is true and complete to the best of my knowledge and
belief. I understand that intentionally or knowingly making a false statement, including but not limited to
in the form of an electronic submission, or intentionally or knowingly violating any provision of the Act, is
a Class A misdemeanor, pursuant to Section 3-711(3) of the Administrative Code. initial here*
I understand that knowingly making a false written statement, including but not limited to in the form
of an electronic submission, is a Class A misdemeanor pursuant to New York State Penal Law Section
210.45. initial here*
I understand that knowingly offering false written information, including but not limited to in the form of
an electronic submission, with the belief that it will become a part of the records of a public office and
with the intent to defraud, is a Class E felony pursuant to New York State Penal Law Section 175.35. initial here*
SWORN TO BEFORE ME THIS
TREASURER SIGNATURE*
day of
, 20
NOTARY PUBLIC*
TOTAL NUMBER OF PAGES SUBMITTED
(INCLUDING THE CANDIDATE AND TREASURER VERIFICATIONS)

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2013 certification 20130607_jt

  • 1. CERTIFICATION FORM 2013 If you are running in the 2013 elections and you wish to participate in the Campaign Finance Program and be eligible to receive public funds, the Certification form must be filed no later than June 10, 2013. Late or incomplete Certifications will not be accepted. Metered mail and other mail without a verifiable postmark will be presumed to have been mailed three days prior to receipt by the CFB. File this form to become eligible to receive public funds
  • 2. 2013 CERTIFICATION FORM You must file this form with the New York City Campaign Finance Board (“CFB”) to become a participant in the Campaign Finance Program (“Program”). THE DEADLINE TO FILE THIS FORM IS JUNE 10, 2013. If you are running in the 2013 elections and wish to participate in the Program and be eligible to receive public funds, the Certification form must be filed no later than June 10, 2013. Late or incomplete Certifications will not be accepted. Limited participants are required to file the Certification with a cover letter stating the candidate chooses to be a limited participant. Metered mail and other mail without a verifiable postmark will be presumed to have been mailed three days prior to receipt by the CFB. IMPORTANT INFORMATION—PLEASE READ Complete the entire Certification. Enter “N/A” to indicate items which do not apply. All mandatory fields have been marked with an “*”. All pages must be submitted by mail or hand-delivery with original signatures of the candidate and treasurer. Incomplete or illegible forms will not be accepted. Any changes to the information provided require an amendment to the Certification. Contact the Candidate Services Unit at (212) 306-7100 for more information. Communications, both written and oral, will be directed to the candidate’s, treasurer’s, and/or principal committee’s address, telephone number, and/or email address. You must notify the CFB of any changes to the information. C-Access is the CFB’s interactive website for campaigns, providing secure online access to C-SMART (Candidate Software for Managing and Reporting Transactions), campaign information, and compliance matters. If you have not previously registered with the CFB for the current election cycle using a Filer Registration form, a C-Access account username and password will be sent to the candidate, treasurer, and voter guide liaison once the Certification has been filed. C-SMART is the CFB’s proprietary web-based software that campaigns are required to use to enter all financial transactions and electronically submit disclosure statements to the CFB and the New York State Board of Elections (NYS BOE). It is mandatory that email addresses be provided for both the candidate and treasurer as part of your registration with the CFB. Campaign-specific usernames, passwords, and an encryption key will be issued to both the candidate and treasurer upon initial registration. To protect your privacy, the CFB will not provide specific information related to your campaign to any individual or entity not listed on this Certification unless such disclosure is required pursuant to the Freedom of Information Law, Article 6 of the Public Officers Law (“FOIL”), or other law. Reminder: Public servants are prohibited from using government resources for their campaigns. Do not list any government phone, fax, email, or address as campaign contact information on this form. Government resources may only be included under “candidate employment” or “treasurer employment” sections (if applicable). New York City Campaign Finance Board 40 Rector Street, 7th Floor, NewYork, NY 10006 • Tel.: (212) 306-7100 • Fax: (212) 306-7143/44 Website: www.nyccfb.info • E-mail: CSUmail@nyccfb.info
  • 3. 2013 CERTIFICATION FORM 1. CANDIDATE NAME AND HOME ADDRESS Enter the candidate’s name, address, telephone numbers, and email address. Note: the candidate’s home address is an address to which legal notices may be sent. You must promptly notify the CFB of any changes. MR. MRS. MS. LAST* FIRST* M.I. STREET ADDRESS* APARTMENT/SUITE/FLOOR CITY* STATE* ZIP CODE* DAY TELEPHONE* ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS* 2. CANDIDATE EMPLOYMENT Enter the candidate’s employment information. EMPLOYER NAME STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE TELEPHONE ( ) FAX ( ) 3. OFFICE SOUGHT Enter the office sought, borough or Council district #, and party registration. OFFICE BOROUGH OR COUNCIL DISTRICT # PARTY REGISTRATION (OPTIONAL) 4. PRINCIPAL COMMITTEE Enter the committee name, address, New York State Board of Elections (NYS BOE) Filer ID Number, date opened with the NYS BOE, and other information for the principal committee. The CFB advises against using a P.O. Box for your committee address. Candidates must authorize and use only one political committee to make expenditures, raise contributions, and receive public matching funds for the 2013 elections. This political committee is the candidate’s “principal committee.” It cannot have been authorized nor used for any other election, or be the authorized committee for any other candidate. Note: the committee address is an address to which legal notices may be sent. You must promptly notify the CFB of any changes. COMMITTEE NAME* NYS BOE FILER ID NUMBER* STREET ADDRESS* APARTMENT/SUITE/FLOOR NYS BOE REGISTRATION DATE* CITY* STATE* ZIP CODE* DAY TELEPHONE* ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS* WEBSITE ADDRESS(ES)* CFB USE ONLY CFB USE ONLY CFB USE ONLY New York City Campaign Finance Board 40 Rector Street, 7th Floor, NewYork, NY 10006 • Tel.: (212) 306-7100 • Fax: (212) 306-7143/44 Website: www.nyccfb.info • E-mail: CSUmail@nyccfb.info !
  • 4. MAILING ADDRESS (IF DIFFERENT) If the principal committee’s address is different from the mailing address, enter the mailing address here. This mailing address will be used for all notices sent to the principal committee. COMPANY OR BUILDING NAME; P.O. BOX (IF APPLICABLE) STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE 5. PREVIOUS ELECTIONS Enter the previous election(s), if any, in which the candidate sought nomination for election, or election, to public office or a party position. Have you previously been a candidate for any elective office or political party position?* YES NO If yes, please specify your most recent candidacies below: DATE OF ELECTION (MONTH/YEAR) OFFICE OR PARTY POSITION SOUGHT DISTRICT PARTY PRIMARY ENTERED 6. TREASURER NAME AND HOME ADDRESS Enter the treasurer’s name, address, telephone numbers, and email address. Note: the treasurer’s home address is an address to which legal notices may be sent. You must promptly notify the CFB of any changes. MR. MRS. MS. LAST* FIRST* M.I. STREET ADDRESS* APARTMENT/SUITE/FLOOR CITY* STATE* ZIP CODE* DAY TELEPHONE* ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS* 7. TREASURER EMPLOYMENT Enter the treasurer’s employment information. EMPLOYER NAME STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE TELEPHONE ( ) FAX ( ) ! !
  • 5. 8. SCHEDULE OF ACCOUNTS List all bank accounts opened by your committee and indicate the type and purpose of the account. Note: a “segregated account” is exclusively for depositing non-matchable contributions for the purposes of: making contributions to other political committees; making loans to or spending for other candidates, political clubs, or political committees; payments of expenses for or debts from past elections; and transfers to committees not involved in the participant’s current election. PRIMARY BANK ACCOUNT TYPE OF ACCOUNT (SELECT ONE)* CHECKING SAVINGS MONEY MARKET OTHER (SPECIFY) PURPOSE OF ACCOUNT (SELECT ONE) 2013 PRIMARY/GENERAL ELECTION 2013 ELECTIONS–SEGREGATED OTHER (SPECIFY) BANK/DEPOSITORY NAME* CITY* STATE* ZIP CODE* ACCOUNT NUMBER* ACCOUNT NAME (IF ANY) DATE OPENED* DATE CLOSED CURRENT BALANCE* $ MONTH* DAY* YEAR* SECONDARY BANK ACCOUNT TYPE OF ACCOUNT (SELECT ONE) CHECKING SAVINGS MONEY MARKET OTHER (SPECIFY) PURPOSE OF ACCOUNT (SELECT ONE) 2013 PRIMARY/GENERAL ELECTION 2013 ELECTIONS–SEGREGATED OTHER (SPECIFY) BANK/DEPOSITORY NAME CITY STATE ZIP CODE ACCOUNT NUMBER ACCOUNT NAME (IF ANY) DATE OPENED DATE CLOSED CURRENT BALANCE $ MONTH DAY YEAR Attach additional form page(s) if the principal committee has more than one (1) additional bank account. DIRECT DEPOSIT OF PUBLIC FUNDS In order to receive public funds by direct deposit, you must list your ABA/Routing Number found on your committee check and attach a VOIDED check from your principal committee’s checking account below. Starter checks will not be accepted. ABA/ROUTING NUMBER* 2013 Election Cycle Checking Account (for Direct Deposit of Public Funds only) Friends of Jane Henley 44-22 Roosevelt Avenue, Ste 504 Jackson Heights, NY 11372 Pay to the order of: ENTER YOUR PRINCIPAL COMMITTEE’S ABA/ROUTING NUMBER !
  • 6. 9. UNIQUE MERCHANT ACCOUNTS If you accept credit card contributions, you must disclose the acquiring bank’s name and your committee’s own unique merchant account numbers. ACQUIRING BANK’S NAME COMMITTEE’S UNIQUE MERCHANT ACCOUNT NUMBER ACQUIRING BANK’S NAME COMMITTEE’S UNIQUE MERCHANT ACCOUNT NUMBER 10. CAMPAIGN MANAGER (IF APPLICABLE) If your campaign manager will function as a liaison to the CFB, enter the manager’s name, address, telephone numbers, and email address. MR. MRS. MS. LAST FIRST M.I. STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE DAY TELEPHONE ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS 11A. CAMPAIGN LIAISON (IF APPLICABLE) If you would like a person to function as a liaison to the CFB in addition to the candidate, treasurer, and campaign manager or consultant (if applicable), enter the person’s name, address, telephone numbers, and email address. MR. MRS. MS. LAST FIRST M.I. STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE DAY TELEPHONE ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS 11B. VOTER GUIDE LIAISON (OPTIONAL) You may designate an individual to serve as your Voter Guide liaison. This person will be provided access to the Voter Guide Submission application found in C-Access and be able to help draft and edit your Voter Guide profile and Video Voter Guide script. (The candidate, treasurer, and any other campaign staff for whom you request a C-Access account will be able to access the Voter Guide Submission application.) Note: only the candidate is able to submit the profile and script to the CFB. MR. MRS. MS. LAST FIRST M.I. STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE DAY TELEPHONE ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS 12. CAMPAIGN CONSULTANT (IF APPLICABLE) If you have retained a consultant for the purpose of complying with the Program, enter the consultant’s name, address, telephone numbers, and email address. MR. MRS. MS. LAST FIRST M.I. STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE DAY TELEPHONE ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS CONSULTANT ENTITY NAME (IF APPLICABLE) ! !
  • 7. 13. ADDITIONAL INDIVIDUAL WITH SIGNIFICANT MANAGERIAL CONTROL (OPTIONAL) The Board’s Rules require that participating candidates, their treasurers, campaign managers, or “persons with significant managerial control over a campaign” attend a training provided by the CFB concerning compliance with the requirements of the Program and use of its software. If someone other than the candidate, treasurer, or campaign manager has “significant managerial control” over the campaign, list that person’s name and contact information. Note: the individual listed below cannot be the campaign consultant previously listed in section 12 of this Certification. MR. MRS. MS. LAST FIRST M.I. STREET ADDRESS APARTMENT/SUITE/FLOOR CITY STATE ZIP CODE DAY TELEPHONE ( ) EVENING TELEPHONE ( ) FAX ( ) EMAIL ADDRESS 14. CONTACT ORDER Select the order in which you would like the CFB to contact representatives of your campaign. We try to contact your representatives in the order selected, however if we are unable to reach the individual, we will call or email the candidate and treasurer directly. Additionally, certain written notices will be sent directly to the candidate and treasurer’s home address notwithstanding the order requested. Candidate should be contacted:* First Second Third Fourth Fifth Treasurer should be contacted:* First Second Third Fourth Fifth Campaign Manager should be contacted: First Second Third Fourth Fifth N/A Liaison should be contacted: First Second Third Fourth Fifth N/A Consultant should be contacted: First Second Third Fourth Fifth N/A 15. OTHER AUTHORIZED COMMITTEES Complete this section if the candidate has committees (including any political action committees) that are active and file disclosure statements with the New York State Board of Elections (NYS BOE) or Federal Election Commission (FEC). Please indicate the name of the committee, the date of the last election in which the committee was involved, office sought, treasurer’s information, date opened with the NYS BOE or FEC, and whether the committee is a joint committee. Remember, only the principal committee can be used for the 2013 elections. COMMITTEE NAME LAST ELECTION DATE & OFFICE TREASURER’S LAST NAME TREASURER’S FIRST NAME DATE OPENED WITH NYS BOE OR FEC IF JOINT COMMITTEE, LIST OTHER CANDIDATE(S) DAY TELEPHONE ( ) EVENING TELEPHONE ( ) COMMITTEE NAME LAST ELECTION DATE & OFFICE TREASURER’S LAST NAME TREASURER’S FIRST NAME DATE OPENED WITH NYS BOE OR FEC IF JOINT COMMITTEE, LIST OTHER CANDIDATE(S) DAY TELEPHONE ( ) EVENING TELEPHONE ( ) Attach additional form pages if the candidate has additional authorized committees. ! ! ! !
  • 8. 5 1 16. CANDIDATE VERIFICATION The candidate must read and initial each clause and sign the Candidate Verification. The candidate’s signature must be notarized. I hereby verify that I have not accepted, and I agree not to accept, any contribution or contributions from any one contributor for the 2013 elections that exceed(s) the applicable contribution limit set forth in Section 3-703(1)(f) and (h) of the New York City Administrative Code (“Administrative Code”); that I have not used, and I agree not to use, my personal funds or property (or that of my spouse, domestic partner, or unemancipated children) for these elections, except as contributions that do not exceed the limit set forth in Section 3-703(1)(h) of the Administrative Code; that I have not made, and I agree not to make, expenditures in excess of the expenditure limits applicable to the office I am seeking, pursuant to Section 3-706 of the Administrative Code; that I have not accepted and agree to not accept directly or indirectly any contributions from a corporation or from a political committee not registered with the CFB; that I have not accepted any contributions from a partnership, LLC, or LLP since January 1, 2008, and will not do so; and that I agree to abide by all other applicable requirements of Title 3, Chapter 7 of the Administrative Code (the “New York City Campaign Finance Act” or the “Act”) and the Campaign Finance Board Rules (the “Rules”), including requirements for campaign finance disclosure statements and recordkeeping. initial here* I hereby designate the authorized committee noted in Section 4 of this document to be my principal committee for the 2013 elections. The principal committee will submit the campaign finance disclosure statements required by the Act and will receive all public funds payments for which I qualify in these elections. The principal committee (i) is the only committee authorized by me to aid or otherwise take part in the elections covered by this Certification; (ii) is not an authorized committee of any other candidate; and (iii) has not been, is not, and will not be, authorized or otherwise active for any elections other than the elections covered by this Certification. I understand that the use of an entity other than the designated principal committee to aid or otherwise take part in the 2013 elections is a violation of the Act and will trigger the application to such entity of all provisions of the Act governing principal committees. initial here* I understand that I am responsible for reading, understanding, and knowing the contents of the Act and the Rules. I also understand that I, the principal committee I authorize, my treasurer, and my agents are required to abide by the terms and conditions of the Act and the Rules applicable to the 2013 elections, even if amended after I sign this, regardless whether I: meet the requirements of law to have my name appear on the official ballot for those elections; or meet the threshold for eligibility for public funds; or accept public funds; or am otherwise not eligible to receive public funds. initial here* I understand that this Certification is a condition for qualifying to receive public funds in these elections and that other conditions specified in the Act must be satisfied before I may receive public funds pursuant to the Act. initial here* I understand that my home address, the principal committee address and the treasurer’s home address, and email addresses as provided above in Sections 1, 4, and 6 are the addresses to which legal notices, including correspondence and legal papers, will be sent. I further understand that if any of these addresses change, I must promptly notify the CFB, in writing, of the change. initial here* I understand that by providing a voided check in Section 8, I am authorizing the CFB to deposit any public funds payments my campaign is eligible to receive directly into the indicated checking account. I also grant authorization to the CFB for the full or partial reversal of any deposits to this account in the event that the deposit was made partly or entirely in error. initial here* I understand that failure to abide by the requirements of the Act or Rules may result in the imposition of such penalties as are provided in Section 3-711 of the Administrative Code and other applicable law or rules. The Act empowers the Board to assess a civil penalty of up to $10,000 for any violation, which may be assessed jointly and severally against me, the principal committee I designate for the 2013 elections, the treasurer of that committee, and any other of my agents. I further understand that the Act allows the Board to assess civil penalties exceeding $10,000 against my principal committee and me for the 2013 elections for failing to participate in the post-election audit process and for spending limit violations. In particular, the Board may assess a penalty of up to 10% of public funds received by my campaign for failing to participate in the post-election audit process, and, for spending limit violations, a civil penalty of up to three times the amount the spending limit has been exceeded. I also acknowledge that the committee I designate for the 2013 elections and I may be jointly and severally liable for the repayment of public funds to the Board. initial here*
  • 9. I understand that if the campaign exceeds the applicable expenditure limit under the Act, in addition to any penalties that may be assessed, the Board may require that all public funds received by the campaign be returned to the Board, and that the campaign may not be eligible to receive any additional public funds for the 2013 elections. I further understand that if the campaign is required to return any public funds for exceeding the expenditure limit, or for any other reason, the principal committee I designate for the 2013 elections and I may be jointly and severally liable for such repayment. initial here* I understand that financial control over the campaign is ultimately my responsibility. If any campaign expenditures are illegal, improper, or not in furtherance of my nomination or election, my principal committee and I may be required to return the amount of such expenditures to the Board. In addition, if the campaign does not submit documentation for an expenditure, such expenditure may not be considered a “qualified campaign expenditure.” Therefore, I understand that my campaign must follow published Board guidelines and procedures, employ trained staff, and implement standard financial controls and procedures. initial here* I understand that the CFB will issue usernames and passwords to my treasurer and I to be used to submit disclosure statements, and that only my treasurer and I may complete the disclosure statement process and submit disclosure statements to the CFB. I further understand that my treasurer and I will be given a single encryption key in order to access campaign data entered using C-SMART. Without the encryption key, we will not be able to access our campaign’s financial data because it is kept in encrypted form. I further understand that my treasurer or I may change the initial encryption key provided by the CFB. If my treasurer or I change the initial encryption key and lose that new key, all data previously entered will be inaccessible. I understand that the CFB will not be able to recover the encryption key or any of our campaign data. initial here* I verify that the information on this document is true and complete to the best of my knowledge and belief. I understand that intentionally or knowingly making a false statement, including but not limited to in the form of an electronic submission, or intentionally or knowingly violating any provision of the Act, is a Class A misdemeanor pursuant to Section 3-711(3) of the Administrative Code. initial here* I understand that knowingly making a false written statement, including but not limited to in the form of an electronic submission, is a Class A misdemeanor pursuant to New York State Penal Law Section 210.45. initial here* I understand that knowingly offering false written information, including but not limited to in the form of an electronic submission, with the belief that it will become a part of the records of a public office and with the intent to defraud, is a Class E felony pursuant to New York State Penal Law Section 175.35. initial here* SWORN TO BEFORE ME THIS CANDIDATE SIGNATURE* day of , 20 NOTARY PUBLIC*
  • 10. 17. TREASURER VERIFICATION The treasurer must read and initial each clause and sign the Treasurer Verification. The treasurer’s signature must be notarized. As treasurer of the principal committee listed in Section 4 of this document, I hereby verify that I am treasurer of the only committee authorized by the candidate that will be involved in the 2013 elections. I understand that the use of an entity other than the designated principal committee to aid or otherwise take part in the 2013 elections is a violation of Title 3, Chapter 7 of the New York City Administrative Code (the “New York City Campaign Finance Act” or the “Act”) and will trigger the application to such entity of all provisions of the Act governing principal committees. initial here* I hereby verify that the principal committee has not accepted and agrees not to accept any contribution or contributions from any one contributor for the 2013 elections that exceed(s) the applicable contribution limit set forth in Section 3-703(1)(f) and (h) of the New York City Administrative Code (the “Administrative Code”); that the committee has not made, and agrees not to make, expenditures in excess of the expenditure limits applicable to the office the candidate is seeking, pursuant to Section 3-706 of the Administrative Code; that the committee has not accepted and agrees to not accept directly or indirectly any contributions from a corporation or a political committee not registered with the CFB; that the committee has not accepted any contributions from a partnership, LLC, or LLP since January 1, 2008, and will not do so; and that I, on behalf of the committee, agree to abide by all other applicable requirements of the Act and the Campaign Finance Board Rules (the “Rules”), including requirements for campaign finance disclosure statements and recordkeeping. initial here* I understand that I am responsible for reading, understanding, and knowing the contents of the Act and the Rules. I also understand that I, the candidate, the principal committee authorized by the candidate, and the candidate’s agents, are required to abide by the terms and conditions of the Act and the Rules applicable to the 2013 elections, even if amended after I sign this, regardless whether the candidate: meets the requirements of law to have his or her name appear on the official ballot for these elections; or meets the threshold for eligibility for public funds; or accepts public funds; or is otherwise not eligible to receive public funds. initial here* I understand that the candidate’s home address, the principal committee address and my home address, and email addresses as provided above in Sections 1, 4, and 6 are the addresses to which legal notices, including correspondence and legal papers, will be sent. I further understand that if any of these addresses change, I am responsible for promptly notifying the CFB, in writing, of the change. initial here* I understand that by providing a voided check in Section 8, I am authorizing the CFB to deposit any public funds payments the campaign is eligible to receive directly into the indicated checking account. I also grant authorization to the CFB for the full or partial reversal of any deposits to this account in the event that the deposit was made partly or entirely in error. initial here* I understand that failure to abide by the requirements of the Act or Rules may result in the imposition of such penalties as are provided in Section 3-711 of the Administrative Code and other applicable law or rules. The Act empowers the Board to assess a civil penalty of up to $10,000 for any violation, which may be assessed jointly and severally against me, the candidate, the principal committee designated by the candidate for the 2013 elections, and any other agents of the candidate. I acknowledge that I am jointly and severally liable for the first $10,000 of any civil penalty assessed against the campaign, including penalties for failing to participate in the post-election audit process and for spending limit violations. initial here* I understand that if the campaign exceeds the applicable expenditure limit under the Act, in addition to any penalties that may be assessed, the Board may require that all public funds received by the campaign be returned to the Board, and that the campaign may not be eligible to receive any additional public funds for the 2013 elections. initial here*
  • 11. I understand that the CFB will issue usernames and passwords to the candidate and I to be used to submit disclosure statements, and that only the candidate and I may complete the disclosure statement process and submit disclosure statements to the CFB. I further understand that the candidate and I will be given a single encryption key in order to access campaign data entered using C-SMART. Without the encryption key, we will not be able to access our campaign’s financial data because it is kept in encrypted form. I further understand that the candidate or I may change the initial encryption key provided by the CFB. If the candidate or I change the initial encryption key and lose that new key, all data previously entered will be inaccessible. I understand that the CFB will not be able to recover the encryption key or any of our campaign data. initial here* I verify that the information on this document is true and complete to the best of my knowledge and belief. I understand that intentionally or knowingly making a false statement, including but not limited to in the form of an electronic submission, or intentionally or knowingly violating any provision of the Act, is a Class A misdemeanor, pursuant to Section 3-711(3) of the Administrative Code. initial here* I understand that knowingly making a false written statement, including but not limited to in the form of an electronic submission, is a Class A misdemeanor pursuant to New York State Penal Law Section 210.45. initial here* I understand that knowingly offering false written information, including but not limited to in the form of an electronic submission, with the belief that it will become a part of the records of a public office and with the intent to defraud, is a Class E felony pursuant to New York State Penal Law Section 175.35. initial here* SWORN TO BEFORE ME THIS TREASURER SIGNATURE* day of , 20 NOTARY PUBLIC* TOTAL NUMBER OF PAGES SUBMITTED (INCLUDING THE CANDIDATE AND TREASURER VERIFICATIONS)