Nick Goodwin, Chief Executive at the International Foundation for Integrated Care, looks at how care could be better co-ordinated around people with complex needs, and the challenges around delivering joined-up care.
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Nick Goodwin: making a success of care co-ordination
1. Making a success of care co-ordination to
people with complex needs
Lessons from the literature and international experience
Dr Nick Goodwin
CEO, International Foundation for Integrated Care
www.integratedcarefoundation.org
Paper to development day, The King’s Fund, Aetna Foundation
Study, Co-ordinated care to people with complex chronic conditions,
The King’s Fund, 29 May, 2013
2. What is care co-ordination?
• No ‘standard’ definition
• Interchangeable usage with terms
such as
– integrated care; case
management; disease
management and multi-
disciplinary teamwork
• Difference in perception
– It’s the process of caring – ie,
with people through a person
or team
– It’s the system of caring – ie,
an overall strategy to improve
care delivery
“ Care co-ordination is a person-
centred, assessment-based,
interdisciplinary approach to
integrating health care services in a
cost-effective manner in which an
individual’s needs and preferences
are assessed, a comprehensive care
plan developed, and services
managed and monitored by an
evidence-based process usually
involving named care coordinators.” 1
1. The National Coalition on Care Coordination (N3C) (no date) , Policy Brief. Implementing Care Coordination in the Patient Protection and Affordable Care Act.
Available at: http://www.nyam.org/social-work-leadership-institute/docs/publications/N3C-Implementing-Care-Coordination.pdf Accessed 5th August 2011.
3. Integration without care co-ordination cannot
lead to integrated care
Effective care co-ordination can be achieved without the need for the formal (‘real’) integration
of organisations. Within single providers, integrated care can often be weak unless internal silos
have been addressed. Clinical and service integration matters most.
Curry N, Ham C (2010) Clinical and service integration. The route to improved outcomes. London:
The King’s Fund. Available at: http://www.kingsfund.org.uk/publications/clinical_and_service.html
5. Care systems are failing to cope with complexity
Frontier Economics (2012) Enablers and barriers to integrated care and implications for Monitor -
The complexity in the way care
systems are designed leads to:
• lack of ‘ownership’ of the
person’s problem;
• lack of involvement of users
and carers in their own care;
• poor communication between
partners in care;
• simultaneous duplication of
tasks and gaps in care;
• treating one condition without
recognising others;
• poor outcomes to person, carer
and the system
6. Ageing societies is a major factor
By 2034, >85s will represent c.5% of the population in Western Europe.
7. The rising challenge of co-morbidity
In the UK, the additional cost to the health and social care system is likely to be £5
billion by 2018 compared to 2011, rising from 1.9 million to 2.9 million patients
8.
9. The challenge
• Poor co-ordination of care for people with long-
term/complex illnesses leads to poor care experiences
and adverse outcomes
• Age-related chronic conditions absorb the largest, and
growing, share of health/social care activities
• Practical solutions to tackle the socio-determinants of ill-
health and pathology of the complex patient
• Strategies of care co-ordination to create more
integrated, cost effective and patient-centred services
are growing internationally
• However, there is a lack of knowledge about how best to
apply care co-ordination in practice.
11. Care systems need to change
Think of the hospital as a cost centre, not a revenue centre
Hospitals can sustain revenue as aspects of care are shifted to communities
Imison et al (2012) Older people and emergency bed use. The King’s Fund, London
12. Managing complex patients – what works?
• More effective approaches:
– Population management
– Holistic, not disease-based
– Organisational interventions targeted
at the management of specific risk
factors
– Interventions focused on people with
functional disabilities
– Management of medicines
• Less effective approaches:
– Poorly targeted or broader
programmes of community based
care, for example case management
– Patient education and support
programmes not focused on
managing risk factors
Targeting,
Targeting,
Targeting
13. Meeting the challenge at a
clinical, service and personal level
No ‘best approach’, but several key
lessons and marker for success that
include all the following:
• Community awareness, participation
and trust
• Population health planning
• Identification of people in need of care
– inclusion criteria
• Health promotion
• Single point of access
• Single, holistic, care assessment
(including carer and family)
• Care planning driven by needs and
choices of service user/carer
• Dedicated care co-ordinator and/or
case manager
• Supported self-care
• Responsive provider network available
24/7
• Focus on care transitions, eg, hospital
to home
• Communication between care
professionals, and between care
professionals and users
• Access to shared care records
• Commitment to measuring and
responding to people’s experiences and
outcomes
• Quality improvement process
14. Guided Care, USA
• Trained nurses integrated into
primary care practice
• Predictive modelling techniques to
identify at-risk patients
• Nurse assessment of patient and
carer needs
• Co-designed care plan
• Case-loads of 50-60 individuals per
nurse
• Multi-disciplinary teams based in
primary care
• Self-management support
• Web-based electronic health records
support real-time decision-making
Peer-Reviewed Impact Includes
• High levels of satisfaction with
patients and carers
• Improvements in measures related to
quality of life
• Reductions in total costs to health
care budgets through reduced
hospitalisations and lengths of stay
(up to 11%)
See: http://www.guidedcare.org/index.asp
15. International case studies of integrated care to older
people with complex needs: a cross national review
• The King’s Fund and University of Toronto funded by
the Commonwealth Fund – under review!
• Seven case studies:
– Te Whiringa Ora, Eastern Bay of Plenty, New Zealand
– Geriant, Noord-Holland Province, The Netherlands
– Torbay and South Devon Health and Care Trust, UK
– The Norrtalje Model, Stockholm, Sweden
– PRISMA, Canada
– Health One, Sydney, Canada
– Mass. General Hospital, Boston, USA
16. How was integrated care built?
• Australia, HealthOne
– Better care planning and case management links people to the right care providers.
• PRISMA
– Co-ordination of care between providers enables earlier, faster delivery of care.
• Geriant
– Intensive multi-disciplinary care allows users to remain at home
• Te Whiringa Ora
– Education and supported self-care enables people manage their own conditions
• Norrtalje
– Intensive home-based service allows users to remain at home for longer. Responsive
care providers enable earlier, faster and more effective delivery of services.
• Torbay
– Multi-disciplinary care reduces acute episodes and allows users to remain at home
• Mass. General
– Case management of high-cost patients reduces acute episodes of care
17. Key lessons (under review):
Integration necessary at every level
• System
• Organisation
• Functional
• Professional
• Service
• Personal
18. Meeting the challenge at a
clinical, service and personal level
No ‘best approach’, but several key
lessons and marker for success that
include all the following:
• Community awareness, participation
and trust
• Population health planning
• Identification of people in need of care
– inclusion criteria
• Health promotion
• Single point of access
• Single, holistic, care assessment
(including carer and family)
• Care planning driven by needs and
choices of service user/carer
• Dedicated care co-ordinator and/or
case manager
• Supported self-care
• Responsive provider network available
24/7
• Focus on care transitions, eg, hospital
to home
• Communication between care
professionals, and between care
professionals and users
• Access to shared care records
• Commitment to measuring and
responding to people’s experiences and
outcomes
• Quality improvement process
19. Multiple strategies to be collectively applied
Theme Problems if overlooked …
Population-based
planning
Lack of understanding of local priorities and awareness of care needs
leads to poorly targeted and/or late/missed opportunities to support
interventions
Health promotion and
self-care
Inability to support and/or engage people to live healthier and more
fulfilling lives fails to have any meaningful impact on the rising demand
for institutional care
Care process Failure to plan and co-ordinate services with and around people’s
needs leads to fragmentations in care and sub-optimal outcomes
Wider Network of
Providers
Inability of wider provider networks to respond to real-time needs of
people means co-ordination efforts undermined and under-valued
Monitoring and Quality
Improvement
Inability to judge or benchmark impact and lack of evidence leads to
loss of funding and professional trust, inability to influence professional
behaviour, and limits ability to improve and adapt
20. Contact
Dr Nick Goodwin
CEO, International Foundation for Integrated Care
nickgoodwin@integratedcarefoundation.org
www.integratedcarefoundation.org
Notes de l'éditeur
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22:23The Guided Care model for chronic disease care was developed in the United Statesin 2001. A specially trained registered nurse is recruited, trained in chronic diseasecare, and integrated into a primary care practice participating in managed careprogrammes, including Kaiser Permanente. The nurse works collaboratively withup to five primary care physicians and others in the practice team to deliverintegrated care.Predictive modelling techniques use claims data to identify patients over 65 yearswith multiple co-morbidities who are at risk of ‘heavy’ health service use in thecoming year. Those at highest risk are targeted for the intervention and a caseload ofapproximately 50–60 patients is allocated to each Guided Care nurse.The Guided Care nurse carries out a geriatric assessment of the patient and theircarer at home. The nurse, a primary care physician, patient and carer design acomprehensive, evidence-based and patient-friendly ‘action plan’ based on bestpractice primary care interventions for this patient group. The nurse monitors thepatient monthly and promotes the principle of self-management through educationand support. The nurse co-ordinates the various parts of health care that are providedin different settings (eg, hospitals, social service agencies, hospices and rehabilitationclinics) and helps the patient make the transition between these care settings. Accessto community resources is also facilitated.A secure, web-based electronic health record is used to provide the nurse with alertsabout drug interaction, best practice evidence and appointments/encounters withhealth care professionals.Positive outcomes associated with the Guided Care approach include high levels ofsatisfaction with chronic disease care on the part of patients, carers and physicians.Compared with those receiving ‘usual care’, the perceived quality of care amongpatients and physicians is better (Boyd et al 2010; Marsteller et al 2010) while thereported strain on family care-givers was reduced (Wolff et al 2010). On average,total health care costs to the insurer were 11 per cent less (Leffet al 2009), linked tosignificant reductions in the provision of home health care and reduced admissionsto skilled nursing care facilities (Boultet al 2011).References: Boyd et al 2007; Aliotta et al 2008; Leff et al 2009; Boyd et al 2010; Marstelleret al 2010; Wolff et al 2010; Boult et al 2011. See also Guided Care, ‘Care for the wholeperson, for those who need it most’, available at: www.guidedcare.org/index.asp.
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27:48System levelImportance of developing a narrative at a political level.Most systems have significant fragmentation - the process has to be led, managed and nurtured over time.Organisational levelNo single organisational model - starting point is a clinical/service model NOT an organisational model with a pre-determined design.It takes time for approaches to integrated care to develop and mature, with most programmes constantly evolving. Fully-integrated organisations are not the (end) point.Functional level – high touch/low techSuccess appears to be related to good communication and relationships between people, professionals and managers. The use of ICT is potentially an important enabler but does not appear to be a necessary condition.Building relationships to support integrated care requires time to build social capital and foster trust.Professional levelProfessionals need to work together in multi-disciplinary teams or provider networks - generalists and specialists, health and social care. Within teams, professionals need to have well defined roles, and work in partnership with colleagues in a shared care approach.In most cases, care coordination was being delivered alongside rather than by primary care physicians. This suggests that complex patients whose needs span health and social care may require an intensity of care not able to be delivered by primary care physicians Service levelA number of common elements in the design of the care process at a service-level appear to be important. These include: - holistic care assessments; - care planning; - a single point of entry; - care co-ordination; and - the availability of a well-connected provider network where facilitated access to the necessary support is available. Personal levelAll case studies had a specific focus on working with users and informal carers to support self-management and, to some extent, shared decision-making.Continuity of care and care co-ordination to meet the specific needs of users is important and highly valued.The effectiveness of the role of the care co-ordinator and/or case manager is highly significant.