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Analysis of Hippotherapy Outcome Measures                               1




                       Analysis of Hippotherapy Outcome Measures

                                     OTD-E Capstone

                                    Lacy Lee Gardner

                      University of St. Augustine for Health Sciences

                                   November 25, 2009
Analysis of Hippotherapy Outcome Measures                                                         2


                                             Abstract

This paper describes the use of hippotherapy with children who have autism spectrum

disorders (ASD). It details the rationale, frames of references and a review of the literature.

Furthermore, descriptions of a capstone project are provided on the investigation of

hippotherapy outcome measures being used by current occupational therapists. Five

hippotherapy sites were visited and at least one full day of sessions was observed at each.

Occupational therapists were also interviewed about current practices. Findings support the

use of non-standardized testing for measuring outcomes of children with ASD. Also noted are

the various methods for delivering hippotherapy services.

           Keywords: Hippotherapy, Autism Spectrum Disorders, Outcome Measures
Analysis of Hippotherapy Outcome Measures                                                           3


                                           Introduction

       Autism Spectrum Disorders (ASD) are estimated to affect approximately 1 in 150

children in the United States yet it is still unclear as to what causes ASD. This developmental

disorder affects numerous aspects of a child’s daily functioning, including communication,

social interaction, cognitive functioning, motor functioning and sensory integration (CDC, 2009).

A wide variety of treatments are available, including behavior and communication approaches,

dietary approaches, medication, and complementary and alternative approaches (CDC, 2009);

however there is currently no consensus as to which treatment strategies are most effective

(Bass, Duchowny, & Llabre, 2009). Some families have participated in traditional therapies

without much success and are seeking complementary and alternative approaches to trial.

“Current research shows that as many as one third of parents of children with an ASD may have

tried complementary or alternative medicine treatments” (CDC, 2009). Therefore, it is not

surprising that hippotherapy is in demand and on the rise (AHA, 2009).

       Hippotherapy originates from the Greek word hippos meaning horse and literally

translates to treatment with the help of a horse. “Hippotherapy is a physical, occupational, and

speech-language therapy treatment strategy that utilizes equine movement as part of an

integrated intervention program to achieve functional outcomes” (AHA, 2009). The horse’s

movement provides a multi-sensory environment that facilitates active responses in the client.

Movements are directed and graded by the therapist, allowing the client to participate in

motivating activities to develop transferable skills (Byam & Simmons, 2005). The American

Hippotherapy Association (2009) states that this method of treatment delivery is appropriate

for any child or adult with “mild to severe neuromusculoskeletal dysfunction.” Specific medical
Analysis of Hippotherapy Outcome Measures                                                           4


conditions include autism spectrum disorders (ASD), cerebral palsy (CP), developmental delay,

genetic syndromes, learning disabilities, sensory integration disorders, speech-language

disorders, traumatic brain injury, and stroke (AHA, 2009).

       “Occupational therapists can use the technique of hippotherapy as part of their

intervention to deign functional and occupation-based treatment plans to meet specific client

goals” (Byam & Simmons, 2005, p.14). They use hippotherapy to address physical impairments,

social participation, behavior modification, psychosocial issues, and cognition. Benefits can

include improved posture, muscle tone, flexibility, endurance, sensory processing, motor

planning skills, body awareness, motivation, self-confidence and problem-solving skills. (See

Appendix A for examples of hippotherapy benefits, intervention techniques, and

generalizations to other skills).

       These benefits can be explained through the Person-Environment-Occupation (PEO)

Model, which was designed to reveal the complex relationships among these three factors.

“Occupational performance results from an individual’s engagement in purposeful tasks and

activities within an environment” (Byam & Simmons, 2005, p. 14). With hippotherapy, clients

can achieve their goals through interaction with the unique horse environment and activities

performed while on horseback. People are generally attracted to horses; therefore, this unique

relationship and interaction often motivates clients to engage in intervention activities (Byam &

Simmons, 2005).

       Hippotherapy for children with ASD is also represented in the Sensory Integration

model. The Sensory Integration model was developed by Ayers with a central principle of

providing planned and controlled sensory input in order to facilitate a related adaptive
Analysis of Hippotherapy Outcome Measures                                                            5


response and enhance the brain’s organization. Occupational therapists can use the horse to

deliver this controlled sensory input, including proprioceptive, vestibular, and tactile. The

therapist can manipulate the horse’s movement, direction, speed and gait or even change the

horse itself, as each moves differently, in order to control the sensory input (Bracher, 2000).

“Each time the equine takes a step there is a concussive force transmitted to the patient giving

them proprioceptive input (the sense of where the body is in relation to other body parts). By

moving through space the patient receives vestibular input (the sense of movement or

orientation in space)” (NARHA, 2008, p.44). And tactile input is received just through touching

the horse. These systems play a key role in the patient’s arousal level, which impacts the ability

to attend to a given task and follow directions (NARHA, 2008). “It has been noted from teachers

and parents that autistic children have improved in most areas of sensory processing and their

reaction to the world around them much more completely after riding” (Stoner, 2004).

        Countless testimonials support the outlined benefits of hippotherapy, however

anecdotal evidence is not enough. Insurance companies still consider hippotherapy to be

“experimental and investigational” due to insufficient scientific data in the peer reviewed

medical literature to support its efficacy (Aetna, 2009). Furthermore, the minimal amount of

research available is focused on changes in motor control with diagnoses such as cerebral palsy,

spinal cord injuries and multiple sclerosis. Studies involving children with ASD are extremely

rare.

        Upon further analysis, it is hypothesized that outcome measures might be one cause for

the scarcity of evidence available. “Because children with autism have difficulties with

interaction and communication, they rarely comply with standardized administration of test
Analysis of Hippotherapy Outcome Measures                                                                  6


items. Most of the measures used in autism research have been scales completed by teachers

and parents based on observation of behaviors or structured observations of children in natural

settings from videotapes” (Miller-Kuhaneck, 2004, p.406-7). This limits the possible

measurement tools to be used, eliminating several of the more sensitive tests. Another issue

affecting the quality of available studies is the lack of randomized clinical trials. It is difficult to

obtain randomized samples that are comparable, because children with ASD present with

varied levels of disability and characteristics. Likewise, interventions are individualized to meet

each unique child’s needs and goals. This makes standardization and replication of

interventions very difficult, again presenting a limitation of research (Miller-Kuhaneck, 2004).

        From this it was determined that a need exists for investigation of commonly used

assessments among therapists currently practicing in hippotherapy settings. “Measurement of

behavior and performance is not the only issue in regard to children with autism; identifying

which variables to measure is also important to consider. The behaviors of children with autism

relate in complex ways, and multiple behaviors should be measured and correlated to evaluate

intervention effects” (Miller-Kuhaneck, 2004, p. 407).

              Differences between Hippotherapy and Therapeutic Horseback Riding

        Hippotherapy and therapeutic horseback riding are commonly interchanged terms

however there is a definite distinction between the two. “Hippotherapy establishes a

foundation for neurological function and sensory processing based on a therapeutic model as

where therapeutic riding concentrates on teaching specific riding skills for recreational

purposes based on a recreational/leisure model. In so doing, therapeutic riding gains more

flexibility, balance, strength and improves posture during the sport of riding specifically rather
Analysis of Hippotherapy Outcome Measures                                                           7


than establishing the foundations of occupational performance therapeutically” (Cantu, 2005,

p. 52). Both require therapists or instructors to be certified, which is controlled by their

respective national associations. Carriage Barn Equestrian Center’s website offers an excellent

comparison chart outlining the differences between hippotherapy and therapeutic horseback

riding (See Appendix C). Often times a client may begin with hippotherapy treatment and when

significant progress is observed to plateau, he/she may then transfer to a therapeutic riding

program. This allows for underlying functional skills, such as sensory processing, muscle

strength and endurance, to be established initially through hippotherapy and then maintained

through therapeutic riding.

                                         Literature Review

       Literature supporting the use of hippotherapy with children who have ASD was

reviewed extensively. Criteria for each of the following areas were established in order to

centralize focus while searching the literature. Intervention criteria included hippotherapy,

therapeutic horseback riding, equine assisted therapy, and animal assisted therapy. Participants

were limited to children ages 18 and under presenting with ASD or related symptoms (delayed

social skills or language disabilities). Outcomes of interest included sensory processing skills,

social functioning, motivation and occupational performance.

       Two studies investigated the effects of hippotherapy services on children with autism or

related symptoms. Taylor and colleagues (2000) examined the changes in motivation and

volition of three children with autism after receiving 16 weeks of hippotherapy sessions. Each

45 minute session included donning a helmet and mounting/dismounting the horse, with 20-30

minutes actually spent riding atop the horse. The children were observed after 8 sessions and
Analysis of Hippotherapy Outcome Measures                                                            8


again after the conclusion of 16 sessions, using the Pediatric Volitional Questionnaire (PVQ). All

three children demonstrated increased volition from baseline at differing rates. Researchers

concluded that motivation is positively impacted by hippotherapy.

       Maccauley and Gutierrez (2004) published a study of the effectiveness of hippotherapy

for children with language-learning disabilities. Hippotherapy was administered in two 60

minute sessions a week for 6 weeks, addressing speech and language goals. Participants and

their parents completed a 21-item client satisfaction questionnaire both prior to and upon

completion of the hippotherapy intervention. Parents reported improvements in speech and

language abilities however the children reported no difference when receiving hippotherapy.

       Two additional studies investigated the effects of therapeutic horseback riding on

children with autism spectrum disorders (ASD) 4 to 10 years of age. Stoner (2004) implemented

one 60 minute session weekly for 10 weeks with 20 minutes of pre-mounted activities and 30

minutes of mounted activities. Bass, Duchowny and Llabre (2009) implemented one 60 minute

session weekly for 12 weeks with five minutes for mounting and dismounting, 10 minutes of

warm-up activities, 15 minutes of riding skills, 20 minutes of mounted games, and 10 minutes

of horsemanship and grooming tasks. Both of these studies utilized a pretest-posttest control

group design with participants randomly assigned to either the experimental group or placed

on a wait-list. And again, both studies reported improvements after therapeutic horseback

riding. Stoner (2004) and Bass et al (2009) reported improvements in sensory processing skills

as evidenced by the sensory profile. Bass also reported improvements in social functioning as

evidenced by the social responsiveness scale.
Analysis of Hippotherapy Outcome Measures                                                           9


       Candler (2003) published a study of therapeutic horseback riding at a one week summer

day camp. The study targeted individualized occupational performance established through the

Canadian Occupational Performance Measure (COPM). Twelve children with identified sensory

modulation disorders ages 5 to 13 years participated in this summer camp. This one group

pretest-posttest design demonstrated an improvement in both satisfaction and performance of

outlined occupations after participating in therapeutic riding sessions and arts and crafts

activities at camp. However, with multiple activities and interventions implemented throughout

each day, Candler (2003) was unable to determine if the positive outcome can be fully

attributed to the equine activities.

       Sams, Fortney and Willenbing (2006) reported the effects of occupational therapy

incorporating various animals, including horses, on social interactions and language use in 22

children with autism. Each weekly session, averaging 28.5 minutes in length, facilitated sensory

integration, language use, sensory skills, and motor skills through either traditional or animal-

assisted occupational therapy. The number of behaviors for use of language and social

interaction were counted and compared between the two types of treatment sessions. After 15

weeks, positive behaviors during animal-assisted treatment sessions outnumbered those during

the traditional treatment sessions. This study supports the unique and natural interest children

exhibit towards animals.

       The above articles provide support for the use of equine-assisted therapies in promoting

positive occupational and behavioral outcomes in children with ASD. However, further research

is needed to validate these findings. According to Sackett’s levels of evidence, these studies

present evidence limited to Levels III and IV due to lack of control for internal and external
Analysis of Hippotherapy Outcome Measures                                                             10


validity. Studies with increased sample size, randomized control groups and use of reliable,

valid standardized assessments are needed to provide Level I evidence. Research outside the

realm of physical benefits is beginning to emerge, focusing on behavioral, cognitive, and

psychosocial benefits. This is merely the beginning of many efforts to close the hippotherapy

literature gap.

(See appendix D for Evidence Table of quantitative research studies discussed above.)



                                              Method

       Local hippotherapy sites within a 100 mile radius of St. Augustine Florida were found

through public access, including internet and phone book searches as well as word of mouth.

(See Appendix E for reference listing of local sites). Although many of the sites offered both

hippotherapy and therapeutic horseback riding, this search was limited to those offering

hippotherapy treatment delivered by an occupational therapist. Four hippotherapy sites in this

geographical area were contacted, along with one in Gainesville, Georgia due to a prior Level II

fieldwork placement at this site. Each site was visited for observation of at least one full day of

sessions administered to children with autism spectrum disorders (ASD).

       The specific type of treatment delivery was noted at each site, classic hippotherapy vs.

equine-facilitated therapy. Classic hippotherapy focuses solely on the horse’s movement and

the child’s reaction. Whereas, equine-facilitated therapy additionally incorporates traditional

occupational therapy activities while atop the horse. Occupational therapists at each site were

also verbally interviewed about current practices and outcome measures being utilized.

Questions included:
Analysis of Hippotherapy Outcome Measures                                                         11


           a. What diagnoses are treated at this hippotherapy facility?

           b. What age is this population?

           c. What is the cost of hippotherapy services? How are these services funded, billed,

              or reimbursed?

           d. What measurement tools are being used at initial evaluation and follow-ups?

           e. What measurement tools are viewed as the most effective in demonstrating

              improvements for children with ASD?

           f. How is progress monitored?

           g. Is there a specific child that “sticks out” as demonstrating significant

              improvements as a result of hippotherapy treatment sessions?

                                             Results

   Results indicated that therapists currently use a variety of standardized assessments

primarily for billing purposes, as insurance companies request the report of standardized

scores. This includes the Bruininks-Oseretsky Test of Motor Proficiency, Peabody

Developmental Motor Scales, Beery-Buktenica Developmental Test of Visual-Motor Integration,

and Sensory Profile to name a few. However, therapists agree that administering standardized

assessments to children with autism spectrum disorders (ASD) is difficult and not often

accurate. The most valuable information regarding an individual’s progress is obtained through

observations and reports from family and teachers.

       Observations also revealed a significant difference in delivery of hippotherapy services

across each site visited. Each therapist administered hippotherapy services with personal

variations; some adhered strictly to classic hippotherapy guidelines, while others added more
Analysis of Hippotherapy Outcome Measures                                                          12


traditional therapeutic activities to treatment sessions. While all methods appear to benefit

children with ASD, this capstone project influenced the development of a personal preference

for delivery of hippotherapy services in the form of equine-facilitated therapy sessions;

incorporating traditional activities while on the horse adds depth to each treatment session.

Equine-facilitated therapy still offers children the benefit of classic hippotherapy, improving

trunk control and sensory processing skills, as well as the benefit of improving fine motor or

visual motor skills, for example. This provides children with an opportune learning environment

in which skills can be easily generalized to other environments.

       Lastly, it was discovered that information about local hippotherapy sites is not easily

accessible to the community. Conventional search methods utilized by most families were not

successful. Therapists offering hippotherapy services are not advertised or publicized. Families

in the community may not know the many ways in which hippotherapy can benefit a child with

ASD.

(See Appendix E for meta-analysis of hippotherapy sites).

                                            Discussion

       These results support the use of hippotherapy to benefit children with autism spectrum

disorders (ASD). Therapists and families alike have reported children making significant gains

after participating in hippotherapy. However, insurance companies continue to disregard these

services as therapeutic, considering them experimental. Therapists are then forced to creatively

document hippotherapy services, using phrases such as “dynamic surface” and “barrel” in order

to avoid the term “horse.” Additionally, therapists are forced to use standardized assessments

in reporting therapeutic gains, despite the known superior value of clinical observations and
Analysis of Hippotherapy Outcome Measures                                                              13


reports from parents and teachers. Therapists value non-standardized outcome measures over

standardized testing to demonstrate improvements in children with ASD.

       The results also suggest that the community would benefit from a publicized reference

listing of all local therapy sites. Families as well as the health profession need to be informed of

the incredible benefits hippotherapy has to offer. A reference list of all local hippotherapy sites

within a 100 mile radius of Saint Augustine, Florida has been composed and will be submitted

to local autism support groups (See Appendix D).

       Additionally, the knowledge gained in this capstone can be used to develop a future

study supporting the use of hippotherapy with this particular population. It is hypothesized that

children participating in hippotherapy will demonstrate improvements in social functioning and

sensory processing skills compared to participants not receiving the treatment. The study will

include at least 50 children diagnosed with ASD between 4 and 18 years of age. Each child will

be randomly assigned to either the control group or experimental group, amounting to

approximately 25 in each group. Children in the control group will wait-listed and will continue

to receive any conventional therapies. Children in the experimental group will participate in 60

minute hippotherapy sessions once a week for 16 weeks.

       Outcome measures will include the Sensory Profile (SP), Sensory Responsiveness Scale

(SRS), and the use of video to rate the children’s performances on a categorized likert scale. The

SP and SRS will be completed by the caregivers both before and after the 16 week period. The

caregiver will not be allowed to view previous completed forms when completing the

assessments at the conclusion of treatment in order to prevent bias. Bass, Duchowny and

Llabre (2009) utilized the SP and SRS in their study exploring the effect of therapeutic horseback
Analysis of Hippotherapy Outcome Measures                                                          14


riding on social functioning in children with autism. These assessments provide information

about a child’s social functioning, sensory processing skills and characteristic behaviors of

children with ASD. Both the SP and SRS are considered to be highly reliable and valid

standardized assessment tools.

       A 15 minute video will be recorded during the children’s first and last hippotherapy

session and then viewed by a blinded therapist to rate the children’s performance on a

categorized likert scale (based on percentage or number of occasions identified behaviors are

observed). This method can be used to prevent bias and establish inter-rater reliability. This

allows the therapists’ highly valued clinical observations to be quantified.

       After 16 weeks, the hippotherapy services will be discontinued and can resume

traditional therapeutic interventions. A follow-up will be completed 8 weeks after the

intervention is discontinued in order to measure the continued benefits. It is hypothesized that

children participating in hippotherapy will demonstrate decreased social functioning and

sensory processing skills after services are discontinued. Sometimes effects become evident

when an intervention is removed, as supported by this parent’s testimonial.

       “Morgan had started going every other week for therapy and she missed 3 sessions

       which amounted to 6 weeks. Well, her teacher called me and wanted to talk about her

       behavior and at home I have been having a hard time with her on doing homework. She

       would say, ‘Mom, my head is feeling funny,’ so I would make her do some wall pushups,

       etc. Well, it finally dawned on me that she had missed hippo and her body was getting

       out of sync again! [The therapist] felt the same way so now Morgan is back to weekly
Analysis of Hippotherapy Outcome Measures                                                          15


       therapy sessions, but it's only been 2 weeks so no major improvement yet, but I know

       by the end of this year she will be doing much better.” –Chante McNeal

Therefore, it may be beneficial to include an interrupted time-series withdrawal design in which

the treatment is removed then re-introduced (O1 X1 O2 X0 O3).

       The literature supporting the use of hippotherapy with children with ASD is very limited.

However, therapists, parents and families of children with ASD who have participated in this

unique treatment have reported the immense benefits. “More people need to understand that

[hippotherapy] is helpful – I even have a hard time with Morgan’s elementary school teachers

understanding the impact it has on her” (Chante McNeal). Future studies are needed in order to

further assess its therapeutic benefits. After extensive research and investigation through this

capstone project, I feel the above described study would provide Level IV evidence supporting

the many benefits hippotherapy has on children with autism spectrum disorders.
Analysis of Hippotherapy Outcome Measures                                                          16


                                           References

Aetna. (2009) Clinical policy bulletin: Hippotherapy. Retrieved on October 31, 2009 from

       http://www.aetna.com/cpb/medical/data/100_199/0151.html.

American Hippotherapy Association. (2007). Retrieved on October 31, 2009 from

       http://www.americanhippotherapyassociation.org.

Bass, M. M., Duchowny, C. A., & Llabre, M. M. (2009). The effect of therapeutic horseback

       riding on social functioning in children with autism. Journal of Autism and

       Developmental Disorders, 39, 1261-1267.

Bracher, M. (2000). Therapeutic horse riding: What has this to do with occupational therapists?.

       British Journal of Occupational Therapy, 63 (6), 277-282.

Byam, E., & Simmons, D. (2005). Environment and occupation in hippotherapy. OT Practice, 10

       (7), 13-18.

Candler, C. (2003). Sensory integration and therapeutic riding at summer camp: Occupational

       performance outcomes. Physical & Occupational Therapy in Pediatrics, 23 (3), 51-64.

       Cantu, C. O. (2005). Hippotherapy: Facilitating occupational performance. Exceptional

       Parent, 35 (3), 51-53.

Latella, D., & Langford, S. (2008). Hippotherapy: An effective approach to occupational therapy

       intervention. OT Practice, 13 (2), 16-20.

Macauley, B. L., & Gutierrez, K. M. (2004). The effectiveness of hippotherapy for children with

       language-learning disabilities. Communication Disorders Quarterly, 25 (4), 205-217.

Miller-Kuhaneck, H. (2004). Autism: A comprehensive occupational therapy approach (2nd ed.).

       Bethesda, Maryland: AOTA Press.
Analysis of Hippotherapy Outcome Measures                                                           17


NARHA. (2008). Humans, horses and health: Hippotherapy. Palaestra, 24 (1), 43-44.

Sams, M. J., Fortney, E. V., & Willenbring, S. (2006). Occupational therapy incorporating animals

       for children with autism: A pilot investigation. American Journal of Occupational

       Therapy, 60 (3), 268-274.

Stoner, J. B. (2004). Riding high. Advance for Occupational Therapy Practitioners, 20 (13), 42.

Taylor, R. R., Kielhofner, G., Smith, C., Butler, S., Cahill, S. M., Ciukaj, M. D., & Gehman, M.

       (2000). Volitional change in children with autism: A single-case design study of the

       impact of hippotherapy on motivation. Occupational Therapy in Mental Health, 25, 192-

       200.
Analysis of Hippotherapy Outcome Measures                                                           18


Appendix A: Benefits of Hippotherapy, Intervention Techniques, and Generalization to Everyday

                                         Learning Skills



                                            Intervention                  Generalization to
Skill Area             Sample Goal          Example                       Other Skills
                                            The rider is placed           The child will play
                                            backward and side-            with siblings at the
                       Improve dynamic
Motor                                       sitting while the horse       playground and with
                       balance
                                            walks at a moderate           peers at school
                                            pace                          without falling
                                            The rider feels the
                                                                          The child will be able
                                            rhythm of the horse
                       Improve awareness of                               to stand in line at
Sensory                                     at a walk, a trot, and
                       self in space                                      school without
                                            with transitional
                                                                          bumping into others
                                            movements
                                            The rider receives
                                            positive, specific
                                            feedback after                The child will
                       Provide a successful achieving a simple            demonstrate
Emotional              experience to        goal such as an               increased self-esteem
                       improve confidence   independent half              in social and family
                                            seat, holding the             situations
                                            reins, or sitting
                                            independently
                                                                           The child will help
                                                 The rider is asked to     with simple chores
                                                 make the horse go         around the house and
                       Follow two-step
Process/Cognition                                forward by squeezing      demonstrate
                       commands
                                                 his or her legs and       increased ability to
                                                 saying “walk on”          participate in
                                                                           classroom activities
                                                 With each transitional The child will interact
                                                 movement, the rider       with at least one peer
                       Increase
Communication/                                   is asked to verbalize     in school or on a play
                       verbalizations and
Social Participation                             commands to the           date. The child will
                       social interactions
                                                 horse such as “walk       verbalize his or her
                                                 on,” “whoa,” or “trot” needs at home.
                                                                       (Latella & Langford, 2008)
Analysis of Hippotherapy Outcome Measures                                                                  19


          Appendix B: Comparison of Therapeutic Horseback Riding and Hippotherapy



                A Comparison of Therapeutic Riding and Hippotherapy programs

                                          Both programs require:
                                             Qualified Equines
                                Safe environment for humans and equines
                             Qualified equine professionals and horse handlers
Therapeutic Riding/Equine Assisted Activities          Hippotherapy/Equine Assisted Therapy
   • Recreation/leisure                                    • Hippotherapy (HPOT)
   • Sport/Education                                       • Equine Facilitated Psychotherapy (EFP)
   • Vocational/Equine                                     • Equine Facilitated Therapy (EFT)
   • Improvement in social skills, quality of life         • Attainment of therapy based goals as per
       and mobility                                            professional designation and functional
   • Includes riding, driving, vaulting and                    outcomes assessed during evaluation.
       ground work adapted as needed for                   • Goals include improved function,
       individual participant                                  rehabilitation, not necessarily equine
   • Goals include riding ability, acquisition of              related.
       leisure skill, self accomplishment,                 • HPOT - mounted use of the horse’s
       animal/human interaction. Goals are                     movement to achieve therapy based goals
       equine related                                      • EFP – mounted or unmounted activities,
   • Implemented by trained instructor                         use of equine/human relationships to
   • Therapists as consultants                                 achieve therapy based goals.
                                                           • EFT – mounted or unmounted activities
                                                               using equine skills to achieve functional
                                                               goals.
                                                           • Implemented by licenced/credentialed
                                                               medical human service professional, PT,
                                                               OT, SLP, or Phychologist

                                     Chart retrieved from The Carriage Barn Equestrian Center at
                             http://www.carriage-barn.com/therapeutic_hippo.html#comparison
Analysis of Hippotherapy Outcome Measures                                                             20


                                    Appendix C: Evidence Table

Table 1. Summary of studies: Interventions and participants

  Study                                                Control                         Total
                    Intervention/time                                  Population              Ages
 Authors                                            Intervention                         n

             Hippotherapy: 45 min/session x
                                                  None
             1 session/wk x 16 wks
2000                                              (Each participant   Children with            4-6
             Session included donning                                                  3
Taylor1                                           served as his/her   autism                   yrs
             helmet, mounting, 20-30 mins on
                                                  own control)
             horse, dismounting


             One week summer day camp:            None                Children with
2003         Therapeutic horseback riding         (Each participant   sensory                  5-13
                                                                                       12
Candler2     Sensory integration intervention     served as his/her   modulation               yrs
             Camp arts and crafts                 own control)        disorder


                                                  None                Children with
2004         Hippotherapy: 60 min/session x       (Each participant   language-
                                                                                       3       9-12
Macauley3    2 sessions/wk x 6 wks                served as his own   learning
                                                  control)            disabilities


             Therapeutic horseback riding: 60
             min/wk x 10 wks                                          Children with
2004                                                                                           4-10
             Session included 30 mins pre-        Wait-list           autism or PDD-   12
Stoner4                                                                                        yrs
             mounted activities and 30 mins                           NOS
             mounted activities


                                                  None
             OT incorporating animals:
                                                  (Each participant   Children with            7-13
2006 Sams5   average 28.5 mins/session x 1                                             22
                                                  served as his/her   autism                   yrs
             session/wk x 15 wks
                                                  own control)


             Therapeutic horseback riding: 60
             min/wk x 12 wks
             Session included 5 mins                                  Children with            4-10
2009 Bass6                                        Wait-list                            34
             mounting/dismounting, 10 mins                            ASD                      yrs
             warm-up, 15 mins riding skills, 20
             mins mounted games, 10 mins
             horsemanship/grooming
Analysis of Hippotherapy Outcome Measures                                                             21


Table 2. Summary of Studies: Research methods

                                                       Level of   Treatment              Control Rx
Study Authors             Research Design                                         Rx n
                                                       Evidence    Duration                  n

2000 Taylor1        Single subject A-B-B design   IV              16 wks      3          0


                    One-Group Pretest-Posttest
                2
2003 Candler        Design                        IV              1 wk        12         0
                    O1 X O2


                    One-Group Pretest-Posttest
2004 Macauley3      Design                        IV              6 wks       3          0
                    O1 X O2


                    Pretest-Posttest Control
                    Group Design
2004 Stoner4                                      II              10 wks      6          6
                    R O1 X O2
                       O1 O2


                    One-Group Pretest-Posttest
            5
2006 Sams           Design                        IV              15 wks      22         0
                    O1 X O2


                    Pretest-Posttest Control
            6       Group Design
2009 Bass                                         III             12 wks      19         15
                    R O1 X O2
                       O1 O2
Analysis of Hippotherapy Outcome Measures                                                                 22


Table 3. Summary of Studies: Outcomes, measures, and results

  Study           Outcome of         Measurement Tool           Result    Clin    Statistics   Level of
 Authors           Interest                                              Signif                Evidence
2000
              Motivation/Volition   PVQ                         +        NR       NS           IV
Taylor1


                                    COPM (modified for
                                                                         NR                    IV
2003          Occupational          summer camp setting)
Candler2      performance             - Performance             +                 p=.001
                                      - Satisfaction            +                 p=.001



                                    21-item questionnaire                NR                    IV
2004          Speech and
                                      - parents                 +                 p<.000
Macauley3     language abilities
                                      - participants            -                 p<.02


                                    SP
2004                                                            +
              Sensory processing    1 question with 3                    NR       NR           II
Stoner4                                                         +
                                    possible answers


2006          Social interactions   Number of behaviors         +        large    p<.01
                                                                                               IV
Sams5         Language use          Number of behaviors         +        small    p<.05


                                    SRS                         +        none     p=.017
2009 Bass6    Social functioning                                                               III
                                    SP                          +        small    p<.01




Legend for Table 3

PVQ        Pediatric Volitional Questionnaire               +        Result favored animal therapy
COPM       Canadian Occupational Performance                -        Result did not favor animal
           Measure                                                   therapy
SP         Sensory Profile                                  NR       Not reported
SRS        Sensory Responsiveness Scale                     ND       No difference
                                                            NS       Not significant
Analysis of Hippotherapy Outcome Measures                                                           23


List of References:

1. Taylor, R. R., Kielhofner, G., Smith, C., Butler, S., Cahill, S. M., Ciukaj, M. D., & Gehman,

        M. (2000). Volitional change in children with autism: A single-case design study of the

        impact of hippotherapy on motivation. Occupational Therapy in Mental Health, 25, 192-

        200.

2. Candler, C. (2003). Sensory integration and therapeutic riding at summer camp: Occupational

        performance outcomes. Physical and Occupational Therapy in Pediatrics, 23 (3), 51-64.

3. Macauley, B. L., & Gutierrez, K. M. (2004). The effectiveness of hippotherapy for children

        with language-learning disabilities. Communication Disorders Quarterly, 25 (4), 205-217.

4. Stoner, J. B. (2004). Riding high. Advance for Occupational Therapy Practitioners, 20 (13),

        42.

5. Sams, M. J., Fortney, E. V., & Willenbring, S. (2006). Occupational therapy incorporating

        animals for children with autism: A pilot investigation. American Journal of Occupational

        Therapy, 60 (3), 268-274.

6. Bass, M. M., Duchowny, C. A., & Llabre, M. M. (2009). The effect of therapeutic horseback

        riding on social functioning in children with autism. Journal of Autism and

        Developmental Disorders, 39, 1261-1267.
Analysis of Hippotherapy Outcome Measures                                  24


                  Appendix D: Reference List of Local Hippotherapy Sites



                                     Freedom Ride
                                 Sandra Wainman, OTR/L
                                     1905 Lee Road
                                 Orlando, Florida 32810
                                     (407) 293-0411
                                     (497) 629-9455


                              HOPE: HOrses helping PEople
                                  Cathi Brown, OTR/L
                                   Edi Walker, OTR/L
                                9814 SW 153rd Avenue
                                 Archer, Florida 32618
                                    (352) 495-0533
                                    (904) 961-9479


                                      Hope Reigns
                              Children’s Therapy Network
                                  Gina Johnson, OTR/L
                                   3804 Pioneer Trail
                            New Smyrna Beach, Florida 32168
                                    (386) 428-4805


                                     Hope Therapy
                                Becky Davenport, OTR/L
                                 1591 Big Branch Road
                               Middleburg, Florida 32068
                                    (904) 291-6784
                                    (904) 887-8451
Analysis of Hippotherapy Outcome Measures                              25


                     Appendix E: Meta-analysis of Hippotherapy Sites
Analysis of Hippotherapy Outcome Measures                                                                           26



                 Comparison of Hippotherapy Sites
                 Children’s        Freedom              HOPE: HOrses Hope                         Walker
Name             Therapy           Ride, Inc.           helping PEople Therapy                    Therapy
                 Network,                                                                         Services
                 Inc.
                 Gina Johnson,     Sandra Wainman,      Cathi Brown, OTR/L       Rebecca          Nicole Walker,
                    OTR/L               OTR/L            Edi Walker, OTR/L      Davenport,            OTR/L
Therapist(s)                                                                      OTR/L           Nolina Varley,
                                                                                                      OTR/L
                  New Smyrna          Orlando, FL            Archer, FL        Middleburg, FL     Gainesville, GA
                   Beach, FL
Location
                    3+ years           5-6 years             3 years to          2 years to         3 years to
                                       7-9 years              70 years            85 years           18 years
Population                             10+ years
                     autism,             autism,            autism, PDD,           ASD, CP,          ASD, CP,
                     sensory         mitochondrial      oppositional/defian          Down’s           Down’s
Diagnoses          processing          disorder,        t behavior disorder,      Syndrome,         Syndrome,
                    disorder,      sanfilippo disease      developmental            learning          Sensory
                 cerebral palsy,                         disorders, sensory        disability,      processing
                 multiple spine                         processing disorder,   developmenta          disorder,
                    disorders                               CP, muscular             l delay,      ADD/ADHD,
                    including                           dystrophy, brachial        multiple       developmenta
                  spondylosis                           plexus injury, brain   sclerosis, brain        l delay,
                                                          tumor, terminal        injury, CVA,     microcephaly,
                                                            brain cancer        (war veterans        agenesis
                                                                                        –              corpus
                                                                                amputations)         callosum,
                                                                                                        hemi-
                                                                                                   hypertrophy
                     Classic             Classic               Classic            Equine-             Equine-
                 Hippotherapy        Hippotherapy          Hippotherapy          Facilitated        Facilitated
Method of          30 minute       45 minute weekly      60 minute weekly        60 minute          60 minute
Delivery             weekly             sessions              sessions             weekly              weekly
                  sessions x 6                                                    sessions            sessions
                     weeks
                  OT Services:          MacKay             OT Services:        Insurance and       OT Services:
                 Hope Reigns       Scholarship (State     Insurance and          private pay      Insurance and
Cost, Billing,    sponsoring,          Funding),            private-pay                             private-pay
Funding           Third-party       Medicaid, Third-    Barn Fees: Private-                         Barn Fees:
                   Insurance,       party Insurance,     Pay, HOPE non-                            Private-pay,
                  Private-pay         Private-pay,      profit organization                        Finding Faith
                   Barn Fees:          donations                                                    non-profit
                 Hope Reigns                                                                       organization
                  sponsoring,
                  Private-pay
Analysis of Hippotherapy Outcome Measures                                                                         27

               Sensory Profile,     VMI, BOT, SCSIT,         PDMS, SP             SP, MMT,           SP, BOT,
                Great Postural            clinical        Primarily clinical   ROM, FM/GM          PDMS, VMI,
Outcome         Scale, clinical       observations        observations and      skills, clinical      clinical
Measures         observations      (fine/gross motor       developmental       observations,       observations
               (posture, trunk     skills, imitation of      milestones           caregiver
               support/streng           postures,                                 interview
                th, cognition,          postrotary
               ability to follow    nystagmus, etc.)
                 instructions,       Track progress
                      etc.)         with worksheets:
                                    Arousal level
                                        at beginning
                                        and end
                                    Posture used
                                        on horse
                                    Balance
                                        (maintaining
                                        center
                                        alignment)
                                    Changing
                                        positions on
                                        horse
                                    Oral motor
                                        (Used for
                                        calming/B
                                        awareness,
                                        develop
                                        awareness of
                                        mouth, %
                                        drooling of
                                        session)
                                    Pelvis (%
                                        Active vs
                                        Passive
                                        movement)
                                    Trunk/Postur
                                        e (% upright,
                                        slight slouch,
                                        slouch)

                                     Weekly report
                                     sent home to
                                       caregivers
Analysis of Hippotherapy Outcome Measures                                                                             28

                  Susie is a 9     Aaron is a 6 year     Christopher is a 9     Billy is a 9 year    Morgan is a 9
                 year old girl        old boy with       year old boy with        old boy with        year old girl
Mini-Case        with autism.      autism who was               ASD.             autism who is       with ASD. Her
Study           Hippotherapy       non-verbal prior          His mother            non-verbal         parents and
                has improved          to beginning      reported carryover       and displayed          teachers
                   her trunk         hippotherapy.       at home after the      behaviors such          reported
                    control,        After two years,   first few visits, with      as kicking,      improvements
                    sensory       he now talks non-      improvements in           biting and         in behaviors
               processing and      stop! He has also   dressing, grooming,      pinching. After      and attention
               communication      improved sensory     attention and focus.      participating             after
                skills. She has    modulation skills                                    in            participating
               now plateaued            and now                                 hippotherapy,               in
                after making       experiences less                                his parents      hippotherapy.
                  significant        “meltdowns.”                                and teachers         Recently she
                progress and                                                        report a         was unable to
                her therapist                                                      significant            attend
                 has referred                                                       behavior         sessions for 6
                     her to                                                       change and           weeks and
                 therapeutic                                                    improvements            Morgan’s
                  horseback                                                       in attention           teacher
                     riding.                                                       and focus.        contacted her
                                                                                                         mother
                                                                                                     regarding her
                                                                                                       changes in
                                                                                                       behavior in
                                                                                                    the classroom.
                                                                                                       Her mother
                                                                                                     also reported
                                                                                                       difficulties
                                                                                                      attending to
                                                                                                       homework.
                                                                                                         Morgan
                                                                                                        reported
                                                                                                       “Mom, my
                                                                                                    head is feeling
                                                                                                         funny.”
                   Therapist      Sessions provided                              Rebecca and
                   prepares         as weekly OT                                 her mother
Additional        clients for      session through                                 teamed
Information     hippotherapy          Life Skills                                together to
                  sessions in         Academy                                    begin HOPE
                    clinic by                                                   Therapy in an
                simulating the                                                  effort to serve
                 horse with a                                                     those with
                saddle placed                                                   special needs
               on an egg-ball.                                                  through their
                   Therapist                                                        love for
               reports this has                                                     horses.
                   offered a
                    smooth
                  transition.

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Analysis Of Hippotherapy Outcome Measures

  • 1. Analysis of Hippotherapy Outcome Measures 1 Analysis of Hippotherapy Outcome Measures OTD-E Capstone Lacy Lee Gardner University of St. Augustine for Health Sciences November 25, 2009
  • 2. Analysis of Hippotherapy Outcome Measures 2 Abstract This paper describes the use of hippotherapy with children who have autism spectrum disorders (ASD). It details the rationale, frames of references and a review of the literature. Furthermore, descriptions of a capstone project are provided on the investigation of hippotherapy outcome measures being used by current occupational therapists. Five hippotherapy sites were visited and at least one full day of sessions was observed at each. Occupational therapists were also interviewed about current practices. Findings support the use of non-standardized testing for measuring outcomes of children with ASD. Also noted are the various methods for delivering hippotherapy services. Keywords: Hippotherapy, Autism Spectrum Disorders, Outcome Measures
  • 3. Analysis of Hippotherapy Outcome Measures 3 Introduction Autism Spectrum Disorders (ASD) are estimated to affect approximately 1 in 150 children in the United States yet it is still unclear as to what causes ASD. This developmental disorder affects numerous aspects of a child’s daily functioning, including communication, social interaction, cognitive functioning, motor functioning and sensory integration (CDC, 2009). A wide variety of treatments are available, including behavior and communication approaches, dietary approaches, medication, and complementary and alternative approaches (CDC, 2009); however there is currently no consensus as to which treatment strategies are most effective (Bass, Duchowny, & Llabre, 2009). Some families have participated in traditional therapies without much success and are seeking complementary and alternative approaches to trial. “Current research shows that as many as one third of parents of children with an ASD may have tried complementary or alternative medicine treatments” (CDC, 2009). Therefore, it is not surprising that hippotherapy is in demand and on the rise (AHA, 2009). Hippotherapy originates from the Greek word hippos meaning horse and literally translates to treatment with the help of a horse. “Hippotherapy is a physical, occupational, and speech-language therapy treatment strategy that utilizes equine movement as part of an integrated intervention program to achieve functional outcomes” (AHA, 2009). The horse’s movement provides a multi-sensory environment that facilitates active responses in the client. Movements are directed and graded by the therapist, allowing the client to participate in motivating activities to develop transferable skills (Byam & Simmons, 2005). The American Hippotherapy Association (2009) states that this method of treatment delivery is appropriate for any child or adult with “mild to severe neuromusculoskeletal dysfunction.” Specific medical
  • 4. Analysis of Hippotherapy Outcome Measures 4 conditions include autism spectrum disorders (ASD), cerebral palsy (CP), developmental delay, genetic syndromes, learning disabilities, sensory integration disorders, speech-language disorders, traumatic brain injury, and stroke (AHA, 2009). “Occupational therapists can use the technique of hippotherapy as part of their intervention to deign functional and occupation-based treatment plans to meet specific client goals” (Byam & Simmons, 2005, p.14). They use hippotherapy to address physical impairments, social participation, behavior modification, psychosocial issues, and cognition. Benefits can include improved posture, muscle tone, flexibility, endurance, sensory processing, motor planning skills, body awareness, motivation, self-confidence and problem-solving skills. (See Appendix A for examples of hippotherapy benefits, intervention techniques, and generalizations to other skills). These benefits can be explained through the Person-Environment-Occupation (PEO) Model, which was designed to reveal the complex relationships among these three factors. “Occupational performance results from an individual’s engagement in purposeful tasks and activities within an environment” (Byam & Simmons, 2005, p. 14). With hippotherapy, clients can achieve their goals through interaction with the unique horse environment and activities performed while on horseback. People are generally attracted to horses; therefore, this unique relationship and interaction often motivates clients to engage in intervention activities (Byam & Simmons, 2005). Hippotherapy for children with ASD is also represented in the Sensory Integration model. The Sensory Integration model was developed by Ayers with a central principle of providing planned and controlled sensory input in order to facilitate a related adaptive
  • 5. Analysis of Hippotherapy Outcome Measures 5 response and enhance the brain’s organization. Occupational therapists can use the horse to deliver this controlled sensory input, including proprioceptive, vestibular, and tactile. The therapist can manipulate the horse’s movement, direction, speed and gait or even change the horse itself, as each moves differently, in order to control the sensory input (Bracher, 2000). “Each time the equine takes a step there is a concussive force transmitted to the patient giving them proprioceptive input (the sense of where the body is in relation to other body parts). By moving through space the patient receives vestibular input (the sense of movement or orientation in space)” (NARHA, 2008, p.44). And tactile input is received just through touching the horse. These systems play a key role in the patient’s arousal level, which impacts the ability to attend to a given task and follow directions (NARHA, 2008). “It has been noted from teachers and parents that autistic children have improved in most areas of sensory processing and their reaction to the world around them much more completely after riding” (Stoner, 2004). Countless testimonials support the outlined benefits of hippotherapy, however anecdotal evidence is not enough. Insurance companies still consider hippotherapy to be “experimental and investigational” due to insufficient scientific data in the peer reviewed medical literature to support its efficacy (Aetna, 2009). Furthermore, the minimal amount of research available is focused on changes in motor control with diagnoses such as cerebral palsy, spinal cord injuries and multiple sclerosis. Studies involving children with ASD are extremely rare. Upon further analysis, it is hypothesized that outcome measures might be one cause for the scarcity of evidence available. “Because children with autism have difficulties with interaction and communication, they rarely comply with standardized administration of test
  • 6. Analysis of Hippotherapy Outcome Measures 6 items. Most of the measures used in autism research have been scales completed by teachers and parents based on observation of behaviors or structured observations of children in natural settings from videotapes” (Miller-Kuhaneck, 2004, p.406-7). This limits the possible measurement tools to be used, eliminating several of the more sensitive tests. Another issue affecting the quality of available studies is the lack of randomized clinical trials. It is difficult to obtain randomized samples that are comparable, because children with ASD present with varied levels of disability and characteristics. Likewise, interventions are individualized to meet each unique child’s needs and goals. This makes standardization and replication of interventions very difficult, again presenting a limitation of research (Miller-Kuhaneck, 2004). From this it was determined that a need exists for investigation of commonly used assessments among therapists currently practicing in hippotherapy settings. “Measurement of behavior and performance is not the only issue in regard to children with autism; identifying which variables to measure is also important to consider. The behaviors of children with autism relate in complex ways, and multiple behaviors should be measured and correlated to evaluate intervention effects” (Miller-Kuhaneck, 2004, p. 407). Differences between Hippotherapy and Therapeutic Horseback Riding Hippotherapy and therapeutic horseback riding are commonly interchanged terms however there is a definite distinction between the two. “Hippotherapy establishes a foundation for neurological function and sensory processing based on a therapeutic model as where therapeutic riding concentrates on teaching specific riding skills for recreational purposes based on a recreational/leisure model. In so doing, therapeutic riding gains more flexibility, balance, strength and improves posture during the sport of riding specifically rather
  • 7. Analysis of Hippotherapy Outcome Measures 7 than establishing the foundations of occupational performance therapeutically” (Cantu, 2005, p. 52). Both require therapists or instructors to be certified, which is controlled by their respective national associations. Carriage Barn Equestrian Center’s website offers an excellent comparison chart outlining the differences between hippotherapy and therapeutic horseback riding (See Appendix C). Often times a client may begin with hippotherapy treatment and when significant progress is observed to plateau, he/she may then transfer to a therapeutic riding program. This allows for underlying functional skills, such as sensory processing, muscle strength and endurance, to be established initially through hippotherapy and then maintained through therapeutic riding. Literature Review Literature supporting the use of hippotherapy with children who have ASD was reviewed extensively. Criteria for each of the following areas were established in order to centralize focus while searching the literature. Intervention criteria included hippotherapy, therapeutic horseback riding, equine assisted therapy, and animal assisted therapy. Participants were limited to children ages 18 and under presenting with ASD or related symptoms (delayed social skills or language disabilities). Outcomes of interest included sensory processing skills, social functioning, motivation and occupational performance. Two studies investigated the effects of hippotherapy services on children with autism or related symptoms. Taylor and colleagues (2000) examined the changes in motivation and volition of three children with autism after receiving 16 weeks of hippotherapy sessions. Each 45 minute session included donning a helmet and mounting/dismounting the horse, with 20-30 minutes actually spent riding atop the horse. The children were observed after 8 sessions and
  • 8. Analysis of Hippotherapy Outcome Measures 8 again after the conclusion of 16 sessions, using the Pediatric Volitional Questionnaire (PVQ). All three children demonstrated increased volition from baseline at differing rates. Researchers concluded that motivation is positively impacted by hippotherapy. Maccauley and Gutierrez (2004) published a study of the effectiveness of hippotherapy for children with language-learning disabilities. Hippotherapy was administered in two 60 minute sessions a week for 6 weeks, addressing speech and language goals. Participants and their parents completed a 21-item client satisfaction questionnaire both prior to and upon completion of the hippotherapy intervention. Parents reported improvements in speech and language abilities however the children reported no difference when receiving hippotherapy. Two additional studies investigated the effects of therapeutic horseback riding on children with autism spectrum disorders (ASD) 4 to 10 years of age. Stoner (2004) implemented one 60 minute session weekly for 10 weeks with 20 minutes of pre-mounted activities and 30 minutes of mounted activities. Bass, Duchowny and Llabre (2009) implemented one 60 minute session weekly for 12 weeks with five minutes for mounting and dismounting, 10 minutes of warm-up activities, 15 minutes of riding skills, 20 minutes of mounted games, and 10 minutes of horsemanship and grooming tasks. Both of these studies utilized a pretest-posttest control group design with participants randomly assigned to either the experimental group or placed on a wait-list. And again, both studies reported improvements after therapeutic horseback riding. Stoner (2004) and Bass et al (2009) reported improvements in sensory processing skills as evidenced by the sensory profile. Bass also reported improvements in social functioning as evidenced by the social responsiveness scale.
  • 9. Analysis of Hippotherapy Outcome Measures 9 Candler (2003) published a study of therapeutic horseback riding at a one week summer day camp. The study targeted individualized occupational performance established through the Canadian Occupational Performance Measure (COPM). Twelve children with identified sensory modulation disorders ages 5 to 13 years participated in this summer camp. This one group pretest-posttest design demonstrated an improvement in both satisfaction and performance of outlined occupations after participating in therapeutic riding sessions and arts and crafts activities at camp. However, with multiple activities and interventions implemented throughout each day, Candler (2003) was unable to determine if the positive outcome can be fully attributed to the equine activities. Sams, Fortney and Willenbing (2006) reported the effects of occupational therapy incorporating various animals, including horses, on social interactions and language use in 22 children with autism. Each weekly session, averaging 28.5 minutes in length, facilitated sensory integration, language use, sensory skills, and motor skills through either traditional or animal- assisted occupational therapy. The number of behaviors for use of language and social interaction were counted and compared between the two types of treatment sessions. After 15 weeks, positive behaviors during animal-assisted treatment sessions outnumbered those during the traditional treatment sessions. This study supports the unique and natural interest children exhibit towards animals. The above articles provide support for the use of equine-assisted therapies in promoting positive occupational and behavioral outcomes in children with ASD. However, further research is needed to validate these findings. According to Sackett’s levels of evidence, these studies present evidence limited to Levels III and IV due to lack of control for internal and external
  • 10. Analysis of Hippotherapy Outcome Measures 10 validity. Studies with increased sample size, randomized control groups and use of reliable, valid standardized assessments are needed to provide Level I evidence. Research outside the realm of physical benefits is beginning to emerge, focusing on behavioral, cognitive, and psychosocial benefits. This is merely the beginning of many efforts to close the hippotherapy literature gap. (See appendix D for Evidence Table of quantitative research studies discussed above.) Method Local hippotherapy sites within a 100 mile radius of St. Augustine Florida were found through public access, including internet and phone book searches as well as word of mouth. (See Appendix E for reference listing of local sites). Although many of the sites offered both hippotherapy and therapeutic horseback riding, this search was limited to those offering hippotherapy treatment delivered by an occupational therapist. Four hippotherapy sites in this geographical area were contacted, along with one in Gainesville, Georgia due to a prior Level II fieldwork placement at this site. Each site was visited for observation of at least one full day of sessions administered to children with autism spectrum disorders (ASD). The specific type of treatment delivery was noted at each site, classic hippotherapy vs. equine-facilitated therapy. Classic hippotherapy focuses solely on the horse’s movement and the child’s reaction. Whereas, equine-facilitated therapy additionally incorporates traditional occupational therapy activities while atop the horse. Occupational therapists at each site were also verbally interviewed about current practices and outcome measures being utilized. Questions included:
  • 11. Analysis of Hippotherapy Outcome Measures 11 a. What diagnoses are treated at this hippotherapy facility? b. What age is this population? c. What is the cost of hippotherapy services? How are these services funded, billed, or reimbursed? d. What measurement tools are being used at initial evaluation and follow-ups? e. What measurement tools are viewed as the most effective in demonstrating improvements for children with ASD? f. How is progress monitored? g. Is there a specific child that “sticks out” as demonstrating significant improvements as a result of hippotherapy treatment sessions? Results Results indicated that therapists currently use a variety of standardized assessments primarily for billing purposes, as insurance companies request the report of standardized scores. This includes the Bruininks-Oseretsky Test of Motor Proficiency, Peabody Developmental Motor Scales, Beery-Buktenica Developmental Test of Visual-Motor Integration, and Sensory Profile to name a few. However, therapists agree that administering standardized assessments to children with autism spectrum disorders (ASD) is difficult and not often accurate. The most valuable information regarding an individual’s progress is obtained through observations and reports from family and teachers. Observations also revealed a significant difference in delivery of hippotherapy services across each site visited. Each therapist administered hippotherapy services with personal variations; some adhered strictly to classic hippotherapy guidelines, while others added more
  • 12. Analysis of Hippotherapy Outcome Measures 12 traditional therapeutic activities to treatment sessions. While all methods appear to benefit children with ASD, this capstone project influenced the development of a personal preference for delivery of hippotherapy services in the form of equine-facilitated therapy sessions; incorporating traditional activities while on the horse adds depth to each treatment session. Equine-facilitated therapy still offers children the benefit of classic hippotherapy, improving trunk control and sensory processing skills, as well as the benefit of improving fine motor or visual motor skills, for example. This provides children with an opportune learning environment in which skills can be easily generalized to other environments. Lastly, it was discovered that information about local hippotherapy sites is not easily accessible to the community. Conventional search methods utilized by most families were not successful. Therapists offering hippotherapy services are not advertised or publicized. Families in the community may not know the many ways in which hippotherapy can benefit a child with ASD. (See Appendix E for meta-analysis of hippotherapy sites). Discussion These results support the use of hippotherapy to benefit children with autism spectrum disorders (ASD). Therapists and families alike have reported children making significant gains after participating in hippotherapy. However, insurance companies continue to disregard these services as therapeutic, considering them experimental. Therapists are then forced to creatively document hippotherapy services, using phrases such as “dynamic surface” and “barrel” in order to avoid the term “horse.” Additionally, therapists are forced to use standardized assessments in reporting therapeutic gains, despite the known superior value of clinical observations and
  • 13. Analysis of Hippotherapy Outcome Measures 13 reports from parents and teachers. Therapists value non-standardized outcome measures over standardized testing to demonstrate improvements in children with ASD. The results also suggest that the community would benefit from a publicized reference listing of all local therapy sites. Families as well as the health profession need to be informed of the incredible benefits hippotherapy has to offer. A reference list of all local hippotherapy sites within a 100 mile radius of Saint Augustine, Florida has been composed and will be submitted to local autism support groups (See Appendix D). Additionally, the knowledge gained in this capstone can be used to develop a future study supporting the use of hippotherapy with this particular population. It is hypothesized that children participating in hippotherapy will demonstrate improvements in social functioning and sensory processing skills compared to participants not receiving the treatment. The study will include at least 50 children diagnosed with ASD between 4 and 18 years of age. Each child will be randomly assigned to either the control group or experimental group, amounting to approximately 25 in each group. Children in the control group will wait-listed and will continue to receive any conventional therapies. Children in the experimental group will participate in 60 minute hippotherapy sessions once a week for 16 weeks. Outcome measures will include the Sensory Profile (SP), Sensory Responsiveness Scale (SRS), and the use of video to rate the children’s performances on a categorized likert scale. The SP and SRS will be completed by the caregivers both before and after the 16 week period. The caregiver will not be allowed to view previous completed forms when completing the assessments at the conclusion of treatment in order to prevent bias. Bass, Duchowny and Llabre (2009) utilized the SP and SRS in their study exploring the effect of therapeutic horseback
  • 14. Analysis of Hippotherapy Outcome Measures 14 riding on social functioning in children with autism. These assessments provide information about a child’s social functioning, sensory processing skills and characteristic behaviors of children with ASD. Both the SP and SRS are considered to be highly reliable and valid standardized assessment tools. A 15 minute video will be recorded during the children’s first and last hippotherapy session and then viewed by a blinded therapist to rate the children’s performance on a categorized likert scale (based on percentage or number of occasions identified behaviors are observed). This method can be used to prevent bias and establish inter-rater reliability. This allows the therapists’ highly valued clinical observations to be quantified. After 16 weeks, the hippotherapy services will be discontinued and can resume traditional therapeutic interventions. A follow-up will be completed 8 weeks after the intervention is discontinued in order to measure the continued benefits. It is hypothesized that children participating in hippotherapy will demonstrate decreased social functioning and sensory processing skills after services are discontinued. Sometimes effects become evident when an intervention is removed, as supported by this parent’s testimonial. “Morgan had started going every other week for therapy and she missed 3 sessions which amounted to 6 weeks. Well, her teacher called me and wanted to talk about her behavior and at home I have been having a hard time with her on doing homework. She would say, ‘Mom, my head is feeling funny,’ so I would make her do some wall pushups, etc. Well, it finally dawned on me that she had missed hippo and her body was getting out of sync again! [The therapist] felt the same way so now Morgan is back to weekly
  • 15. Analysis of Hippotherapy Outcome Measures 15 therapy sessions, but it's only been 2 weeks so no major improvement yet, but I know by the end of this year she will be doing much better.” –Chante McNeal Therefore, it may be beneficial to include an interrupted time-series withdrawal design in which the treatment is removed then re-introduced (O1 X1 O2 X0 O3). The literature supporting the use of hippotherapy with children with ASD is very limited. However, therapists, parents and families of children with ASD who have participated in this unique treatment have reported the immense benefits. “More people need to understand that [hippotherapy] is helpful – I even have a hard time with Morgan’s elementary school teachers understanding the impact it has on her” (Chante McNeal). Future studies are needed in order to further assess its therapeutic benefits. After extensive research and investigation through this capstone project, I feel the above described study would provide Level IV evidence supporting the many benefits hippotherapy has on children with autism spectrum disorders.
  • 16. Analysis of Hippotherapy Outcome Measures 16 References Aetna. (2009) Clinical policy bulletin: Hippotherapy. Retrieved on October 31, 2009 from http://www.aetna.com/cpb/medical/data/100_199/0151.html. American Hippotherapy Association. (2007). Retrieved on October 31, 2009 from http://www.americanhippotherapyassociation.org. Bass, M. M., Duchowny, C. A., & Llabre, M. M. (2009). The effect of therapeutic horseback riding on social functioning in children with autism. Journal of Autism and Developmental Disorders, 39, 1261-1267. Bracher, M. (2000). Therapeutic horse riding: What has this to do with occupational therapists?. British Journal of Occupational Therapy, 63 (6), 277-282. Byam, E., & Simmons, D. (2005). Environment and occupation in hippotherapy. OT Practice, 10 (7), 13-18. Candler, C. (2003). Sensory integration and therapeutic riding at summer camp: Occupational performance outcomes. Physical & Occupational Therapy in Pediatrics, 23 (3), 51-64. Cantu, C. O. (2005). Hippotherapy: Facilitating occupational performance. Exceptional Parent, 35 (3), 51-53. Latella, D., & Langford, S. (2008). Hippotherapy: An effective approach to occupational therapy intervention. OT Practice, 13 (2), 16-20. Macauley, B. L., & Gutierrez, K. M. (2004). The effectiveness of hippotherapy for children with language-learning disabilities. Communication Disorders Quarterly, 25 (4), 205-217. Miller-Kuhaneck, H. (2004). Autism: A comprehensive occupational therapy approach (2nd ed.). Bethesda, Maryland: AOTA Press.
  • 17. Analysis of Hippotherapy Outcome Measures 17 NARHA. (2008). Humans, horses and health: Hippotherapy. Palaestra, 24 (1), 43-44. Sams, M. J., Fortney, E. V., & Willenbring, S. (2006). Occupational therapy incorporating animals for children with autism: A pilot investigation. American Journal of Occupational Therapy, 60 (3), 268-274. Stoner, J. B. (2004). Riding high. Advance for Occupational Therapy Practitioners, 20 (13), 42. Taylor, R. R., Kielhofner, G., Smith, C., Butler, S., Cahill, S. M., Ciukaj, M. D., & Gehman, M. (2000). Volitional change in children with autism: A single-case design study of the impact of hippotherapy on motivation. Occupational Therapy in Mental Health, 25, 192- 200.
  • 18. Analysis of Hippotherapy Outcome Measures 18 Appendix A: Benefits of Hippotherapy, Intervention Techniques, and Generalization to Everyday Learning Skills Intervention Generalization to Skill Area Sample Goal Example Other Skills The rider is placed The child will play backward and side- with siblings at the Improve dynamic Motor sitting while the horse playground and with balance walks at a moderate peers at school pace without falling The rider feels the The child will be able rhythm of the horse Improve awareness of to stand in line at Sensory at a walk, a trot, and self in space school without with transitional bumping into others movements The rider receives positive, specific feedback after The child will Provide a successful achieving a simple demonstrate Emotional experience to goal such as an increased self-esteem improve confidence independent half in social and family seat, holding the situations reins, or sitting independently The child will help The rider is asked to with simple chores make the horse go around the house and Follow two-step Process/Cognition forward by squeezing demonstrate commands his or her legs and increased ability to saying “walk on” participate in classroom activities With each transitional The child will interact movement, the rider with at least one peer Increase Communication/ is asked to verbalize in school or on a play verbalizations and Social Participation commands to the date. The child will social interactions horse such as “walk verbalize his or her on,” “whoa,” or “trot” needs at home. (Latella & Langford, 2008)
  • 19. Analysis of Hippotherapy Outcome Measures 19 Appendix B: Comparison of Therapeutic Horseback Riding and Hippotherapy A Comparison of Therapeutic Riding and Hippotherapy programs Both programs require: Qualified Equines Safe environment for humans and equines Qualified equine professionals and horse handlers Therapeutic Riding/Equine Assisted Activities Hippotherapy/Equine Assisted Therapy • Recreation/leisure • Hippotherapy (HPOT) • Sport/Education • Equine Facilitated Psychotherapy (EFP) • Vocational/Equine • Equine Facilitated Therapy (EFT) • Improvement in social skills, quality of life • Attainment of therapy based goals as per and mobility professional designation and functional • Includes riding, driving, vaulting and outcomes assessed during evaluation. ground work adapted as needed for • Goals include improved function, individual participant rehabilitation, not necessarily equine • Goals include riding ability, acquisition of related. leisure skill, self accomplishment, • HPOT - mounted use of the horse’s animal/human interaction. Goals are movement to achieve therapy based goals equine related • EFP – mounted or unmounted activities, • Implemented by trained instructor use of equine/human relationships to • Therapists as consultants achieve therapy based goals. • EFT – mounted or unmounted activities using equine skills to achieve functional goals. • Implemented by licenced/credentialed medical human service professional, PT, OT, SLP, or Phychologist Chart retrieved from The Carriage Barn Equestrian Center at http://www.carriage-barn.com/therapeutic_hippo.html#comparison
  • 20. Analysis of Hippotherapy Outcome Measures 20 Appendix C: Evidence Table Table 1. Summary of studies: Interventions and participants Study Control Total Intervention/time Population Ages Authors Intervention n Hippotherapy: 45 min/session x None 1 session/wk x 16 wks 2000 (Each participant Children with 4-6 Session included donning 3 Taylor1 served as his/her autism yrs helmet, mounting, 20-30 mins on own control) horse, dismounting One week summer day camp: None Children with 2003 Therapeutic horseback riding (Each participant sensory 5-13 12 Candler2 Sensory integration intervention served as his/her modulation yrs Camp arts and crafts own control) disorder None Children with 2004 Hippotherapy: 60 min/session x (Each participant language- 3 9-12 Macauley3 2 sessions/wk x 6 wks served as his own learning control) disabilities Therapeutic horseback riding: 60 min/wk x 10 wks Children with 2004 4-10 Session included 30 mins pre- Wait-list autism or PDD- 12 Stoner4 yrs mounted activities and 30 mins NOS mounted activities None OT incorporating animals: (Each participant Children with 7-13 2006 Sams5 average 28.5 mins/session x 1 22 served as his/her autism yrs session/wk x 15 wks own control) Therapeutic horseback riding: 60 min/wk x 12 wks Session included 5 mins Children with 4-10 2009 Bass6 Wait-list 34 mounting/dismounting, 10 mins ASD yrs warm-up, 15 mins riding skills, 20 mins mounted games, 10 mins horsemanship/grooming
  • 21. Analysis of Hippotherapy Outcome Measures 21 Table 2. Summary of Studies: Research methods Level of Treatment Control Rx Study Authors Research Design Rx n Evidence Duration n 2000 Taylor1 Single subject A-B-B design IV 16 wks 3 0 One-Group Pretest-Posttest 2 2003 Candler Design IV 1 wk 12 0 O1 X O2 One-Group Pretest-Posttest 2004 Macauley3 Design IV 6 wks 3 0 O1 X O2 Pretest-Posttest Control Group Design 2004 Stoner4 II 10 wks 6 6 R O1 X O2 O1 O2 One-Group Pretest-Posttest 5 2006 Sams Design IV 15 wks 22 0 O1 X O2 Pretest-Posttest Control 6 Group Design 2009 Bass III 12 wks 19 15 R O1 X O2 O1 O2
  • 22. Analysis of Hippotherapy Outcome Measures 22 Table 3. Summary of Studies: Outcomes, measures, and results Study Outcome of Measurement Tool Result Clin Statistics Level of Authors Interest Signif Evidence 2000 Motivation/Volition PVQ + NR NS IV Taylor1 COPM (modified for NR IV 2003 Occupational summer camp setting) Candler2 performance - Performance + p=.001 - Satisfaction + p=.001 21-item questionnaire NR IV 2004 Speech and - parents + p<.000 Macauley3 language abilities - participants - p<.02 SP 2004 + Sensory processing 1 question with 3 NR NR II Stoner4 + possible answers 2006 Social interactions Number of behaviors + large p<.01 IV Sams5 Language use Number of behaviors + small p<.05 SRS + none p=.017 2009 Bass6 Social functioning III SP + small p<.01 Legend for Table 3 PVQ Pediatric Volitional Questionnaire + Result favored animal therapy COPM Canadian Occupational Performance - Result did not favor animal Measure therapy SP Sensory Profile NR Not reported SRS Sensory Responsiveness Scale ND No difference NS Not significant
  • 23. Analysis of Hippotherapy Outcome Measures 23 List of References: 1. Taylor, R. R., Kielhofner, G., Smith, C., Butler, S., Cahill, S. M., Ciukaj, M. D., & Gehman, M. (2000). Volitional change in children with autism: A single-case design study of the impact of hippotherapy on motivation. Occupational Therapy in Mental Health, 25, 192- 200. 2. Candler, C. (2003). Sensory integration and therapeutic riding at summer camp: Occupational performance outcomes. Physical and Occupational Therapy in Pediatrics, 23 (3), 51-64. 3. Macauley, B. L., & Gutierrez, K. M. (2004). The effectiveness of hippotherapy for children with language-learning disabilities. Communication Disorders Quarterly, 25 (4), 205-217. 4. Stoner, J. B. (2004). Riding high. Advance for Occupational Therapy Practitioners, 20 (13), 42. 5. Sams, M. J., Fortney, E. V., & Willenbring, S. (2006). Occupational therapy incorporating animals for children with autism: A pilot investigation. American Journal of Occupational Therapy, 60 (3), 268-274. 6. Bass, M. M., Duchowny, C. A., & Llabre, M. M. (2009). The effect of therapeutic horseback riding on social functioning in children with autism. Journal of Autism and Developmental Disorders, 39, 1261-1267.
  • 24. Analysis of Hippotherapy Outcome Measures 24 Appendix D: Reference List of Local Hippotherapy Sites Freedom Ride Sandra Wainman, OTR/L 1905 Lee Road Orlando, Florida 32810 (407) 293-0411 (497) 629-9455 HOPE: HOrses helping PEople Cathi Brown, OTR/L Edi Walker, OTR/L 9814 SW 153rd Avenue Archer, Florida 32618 (352) 495-0533 (904) 961-9479 Hope Reigns Children’s Therapy Network Gina Johnson, OTR/L 3804 Pioneer Trail New Smyrna Beach, Florida 32168 (386) 428-4805 Hope Therapy Becky Davenport, OTR/L 1591 Big Branch Road Middleburg, Florida 32068 (904) 291-6784 (904) 887-8451
  • 25. Analysis of Hippotherapy Outcome Measures 25 Appendix E: Meta-analysis of Hippotherapy Sites
  • 26. Analysis of Hippotherapy Outcome Measures 26 Comparison of Hippotherapy Sites Children’s Freedom HOPE: HOrses Hope Walker Name Therapy Ride, Inc. helping PEople Therapy Therapy Network, Services Inc. Gina Johnson, Sandra Wainman, Cathi Brown, OTR/L Rebecca Nicole Walker, OTR/L OTR/L Edi Walker, OTR/L Davenport, OTR/L Therapist(s) OTR/L Nolina Varley, OTR/L New Smyrna Orlando, FL Archer, FL Middleburg, FL Gainesville, GA Beach, FL Location 3+ years 5-6 years 3 years to 2 years to 3 years to 7-9 years 70 years 85 years 18 years Population 10+ years autism, autism, autism, PDD, ASD, CP, ASD, CP, sensory mitochondrial oppositional/defian Down’s Down’s Diagnoses processing disorder, t behavior disorder, Syndrome, Syndrome, disorder, sanfilippo disease developmental learning Sensory cerebral palsy, disorders, sensory disability, processing multiple spine processing disorder, developmenta disorder, disorders CP, muscular l delay, ADD/ADHD, including dystrophy, brachial multiple developmenta spondylosis plexus injury, brain sclerosis, brain l delay, tumor, terminal injury, CVA, microcephaly, brain cancer (war veterans agenesis – corpus amputations) callosum, hemi- hypertrophy Classic Classic Classic Equine- Equine- Hippotherapy Hippotherapy Hippotherapy Facilitated Facilitated Method of 30 minute 45 minute weekly 60 minute weekly 60 minute 60 minute Delivery weekly sessions sessions weekly weekly sessions x 6 sessions sessions weeks OT Services: MacKay OT Services: Insurance and OT Services: Hope Reigns Scholarship (State Insurance and private pay Insurance and Cost, Billing, sponsoring, Funding), private-pay private-pay Funding Third-party Medicaid, Third- Barn Fees: Private- Barn Fees: Insurance, party Insurance, Pay, HOPE non- Private-pay, Private-pay Private-pay, profit organization Finding Faith Barn Fees: donations non-profit Hope Reigns organization sponsoring, Private-pay
  • 27. Analysis of Hippotherapy Outcome Measures 27 Sensory Profile, VMI, BOT, SCSIT, PDMS, SP SP, MMT, SP, BOT, Great Postural clinical Primarily clinical ROM, FM/GM PDMS, VMI, Outcome Scale, clinical observations observations and skills, clinical clinical Measures observations (fine/gross motor developmental observations, observations (posture, trunk skills, imitation of milestones caregiver support/streng postures, interview th, cognition, postrotary ability to follow nystagmus, etc.) instructions, Track progress etc.) with worksheets:  Arousal level at beginning and end  Posture used on horse  Balance (maintaining center alignment)  Changing positions on horse  Oral motor (Used for calming/B awareness, develop awareness of mouth, % drooling of session)  Pelvis (% Active vs Passive movement)  Trunk/Postur e (% upright, slight slouch, slouch) Weekly report sent home to caregivers
  • 28. Analysis of Hippotherapy Outcome Measures 28 Susie is a 9 Aaron is a 6 year Christopher is a 9 Billy is a 9 year Morgan is a 9 year old girl old boy with year old boy with old boy with year old girl Mini-Case with autism. autism who was ASD. autism who is with ASD. Her Study Hippotherapy non-verbal prior His mother non-verbal parents and has improved to beginning reported carryover and displayed teachers her trunk hippotherapy. at home after the behaviors such reported control, After two years, first few visits, with as kicking, improvements sensory he now talks non- improvements in biting and in behaviors processing and stop! He has also dressing, grooming, pinching. After and attention communication improved sensory attention and focus. participating after skills. She has modulation skills in participating now plateaued and now hippotherapy, in after making experiences less his parents hippotherapy. significant “meltdowns.” and teachers Recently she progress and report a was unable to her therapist significant attend has referred behavior sessions for 6 her to change and weeks and therapeutic improvements Morgan’s horseback in attention teacher riding. and focus. contacted her mother regarding her changes in behavior in the classroom. Her mother also reported difficulties attending to homework. Morgan reported “Mom, my head is feeling funny.” Therapist Sessions provided Rebecca and prepares as weekly OT her mother Additional clients for session through teamed Information hippotherapy Life Skills together to sessions in Academy begin HOPE clinic by Therapy in an simulating the effort to serve horse with a those with saddle placed special needs on an egg-ball. through their Therapist love for reports this has horses. offered a smooth transition.