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Defining An Operational Space for NGOs
  Situational Awareness and Decision Making with a Data Fusion Tool




      A Short Brief By
      Larry Winter Roeder, Jr.
      Former Policy Adviser On Disaster Management
      US Department of State
   All NGOs need to become familiar with information and knowledge
    management as a decision-making support skill set. The follow
    information-management tool or Date Fusion matrix is an example.
   Ovals show classes of questions and answers are shown in a matrix.
   This approach greatly simplifies decision making on resources, when or
    where to deploy and who best to send by defining the Operational Space
    in which an NGO might operate.
   Sample questions are provided in Ovals. Others could be used.
   Once the operational space is defined, the job isn’t over. Questions on
    available resources, talents and other issues will also limit the space
    under a wide variety of circumstances.
   Keep in mind that even if circumstances might prohibit an NGO from
    working in a specific situation or country, that might not prevent it from
    supporting others which can. For example, an American NGO expert in a
    disease might not be able to enter Iran; but could fund an different NGO
    that can.
How does the NGO Decide Who to Help, Who is Most at Risk



                                    Land


                 Animals                          Disease



                                  YES
                                Operating
                                  Area
           NO
                            Maybe

                                                   Conflict
                Disasters

                                    Security

One NGO Can’t Help Everyone
Situation Awareness: A Continual Iterative Process using
                Data Fusion Techniques


To define the basic operating space, many filtering questions need to
be asked, some dealing with laws and visa restrictions, some are
political, some are science based or skills based. All of these things
can be graphed.
                                          Using interlocking graphs, the
                Imagery                   answers to these questions can
       Terrain Elevation Data
                                          be “fused” using GIS software to
           Geodetic Data

         Resources and Talents
                                          present a true situational
          Topographic Data                awareness. The following are
          Aeronautical Data               just samples used to stimulate
       Laws and Regulations               discussion.


                                 Situational awareness provides the basis for
                                 providing professional advice on which NGO
                                 resources should be deployed before and
    Operating Space
                                 after a disaster, or in risk reduction.
Choosing Nations -- First Filter


                Never, e.g. North Korea, or perhaps a particular
                province or region. (without significant change.


Note: Decisions to             Possible, e,g,          The goal of a matrix
limit operations are           Sudan                   is to put the right
not necessarily                                        NGO in the right crisis
politically based.                                     at the right time. If
                                 Operating             an NGO is the wrong
More often, they are
                                   Area                fit, it should not
skill based.
                                                       intervene.




First choose the nations the NGO will not work inside without significant
changes, e.g. North Korea.. Next choose countries which under special
circumstances, the NGO might operate, like Sudan. This leaves the rest
of the world. (Operating Area,). An NGO is willing to operate in any of
these nations, except as further filtered by the rest of the questions.
Second Filter – What if the NGO only Handles Animals?

First choose animals the NGO is
not skilled to protect, e.g. insects
or fish (even in countries the NGO
                                                                  Animals Not
otherwise might operate in.
                                                                  Protected

Next choose animals which under
special circumstances, the NGO                                    Animals Might
might protect, due to modest skills.                              Be Protected
This leaves the rest of the animals. (Operating
Area). The NGO will protect all of these
species, except as filtered out by other
questions, e.g. even if an animal would other                         Operating
wise be helped, there is no support from NGO                            Area:
in a country the NGO can’t otherwise operate                       Primary Animals
inside of.


 This slide is orientated towards an animal welfare NGO; but the topic might be people, or in the
 case of an NGO that protects cultural items, perhaps Museums, works of art, etc. The logic is the
 same
Third Filter – Which Disasters Does NGO Deal With?

Choose disaster types NGO is not
skilled in or as policy doesn’t work               Prohibited Disasters
in, e.g. oil spills, nuclear, civil war or
near hemorrhagic fever -- even in an
otherwise OK geography.
Choose disasters which under
special circumstances, NGO might                    Possible Disasters
handle, e.g. drought, even if not
top skill set.
                                                        Operating
                                                      Area Disasters
                                                      NGO works in




This leaves the rest. (Operating Area). As an example, an animal welfare
NGO might protect any animal in these disasters, except as otherwise
filtered out . In that situation, even if a species would other wise be helped
in a specific geography , the NGO will not intervene, whereas other animal
welfare NGO’s might.
Fourth Filter – What Diseases or Injuries Will NGO Treat?


Choose types of diseases or
                                                  Animal or Humans Not
injuries NGO not skilled to
                                                  Protected
deal with, (even in countries
NGO operates in.


Choose diseases or                            Animals or Humans Might
injuries which under                                Be Protected
special circumstances,
NGO might handle.
                                                        Operating
                                                          Area




This leaves the rest of the diseases or injuries. (Operating Area). NGO will
handle any of these, except as filtered out by other questions. For example,
even if rabies or broken bones might be handled ordinarily, they won’t be in
a prohibited country or circumstance.
Fifth Filter – Levels of Acceptable Conflict

First choose types of
                                                  Prohibited Conflict
conflict that are not
                                                        Status
acceptable for NGO
operations, e.g. open
warfare.
                                                 Problematic Conflict
Next choose types of
conflict where NGO
might operate, e.g.
peacekeeping like                                      Operating
Afghanistan.                                             Area




This leaves the rest of the types of conflicts. (Operating Area). In
other words, whereas some NGOs will operate in combat zones, others
limit themselves to peacekeeping operations where there is more
control, whereas others are not skilled in such activities at all; but
might handle political demonstrations
Sixth Filter – Levels of Acceptable Security Risk

First choose types of
security risks that are not                        Prohibited Security
acceptable for the NGO’s                                 Status
operations, e.g. targeting of
NGO’s by insurgents.
                                                  Problematic Security
Next choose types of
security risks where the
NGO might operate,
e.g. high crime.                                        Operating
                                                          Area




 This leaves normal security – low crime, low risks of targeting of NGO’s.
 (Operating Area). Every NGO will have an acceptable level of risk, which
 needs to be defined. Keep in mind a well defined security package may
 mitigate against the risk.
   There are many questions which could be
    asked, some as simple as those dealing with
    costs. Costs of Operations is certainly a
    filtering questions. If an NGO can’t afford to
    travel to a crisis, that would prohibit an
    operation unless supplementary funding
    were found. On the other hand, the NGO
    might also supplement a indigenous NGO
    with the right skill sets.

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Operational Space

  • 1. Defining An Operational Space for NGOs Situational Awareness and Decision Making with a Data Fusion Tool A Short Brief By Larry Winter Roeder, Jr. Former Policy Adviser On Disaster Management US Department of State
  • 2. All NGOs need to become familiar with information and knowledge management as a decision-making support skill set. The follow information-management tool or Date Fusion matrix is an example.  Ovals show classes of questions and answers are shown in a matrix.  This approach greatly simplifies decision making on resources, when or where to deploy and who best to send by defining the Operational Space in which an NGO might operate.  Sample questions are provided in Ovals. Others could be used.  Once the operational space is defined, the job isn’t over. Questions on available resources, talents and other issues will also limit the space under a wide variety of circumstances.  Keep in mind that even if circumstances might prohibit an NGO from working in a specific situation or country, that might not prevent it from supporting others which can. For example, an American NGO expert in a disease might not be able to enter Iran; but could fund an different NGO that can.
  • 3. How does the NGO Decide Who to Help, Who is Most at Risk Land Animals Disease YES Operating Area NO Maybe Conflict Disasters Security One NGO Can’t Help Everyone
  • 4. Situation Awareness: A Continual Iterative Process using Data Fusion Techniques To define the basic operating space, many filtering questions need to be asked, some dealing with laws and visa restrictions, some are political, some are science based or skills based. All of these things can be graphed. Using interlocking graphs, the Imagery answers to these questions can Terrain Elevation Data be “fused” using GIS software to Geodetic Data Resources and Talents present a true situational Topographic Data awareness. The following are Aeronautical Data just samples used to stimulate Laws and Regulations discussion. Situational awareness provides the basis for providing professional advice on which NGO resources should be deployed before and Operating Space after a disaster, or in risk reduction.
  • 5. Choosing Nations -- First Filter Never, e.g. North Korea, or perhaps a particular province or region. (without significant change. Note: Decisions to Possible, e,g, The goal of a matrix limit operations are Sudan is to put the right not necessarily NGO in the right crisis politically based. at the right time. If Operating an NGO is the wrong More often, they are Area fit, it should not skill based. intervene. First choose the nations the NGO will not work inside without significant changes, e.g. North Korea.. Next choose countries which under special circumstances, the NGO might operate, like Sudan. This leaves the rest of the world. (Operating Area,). An NGO is willing to operate in any of these nations, except as further filtered by the rest of the questions.
  • 6. Second Filter – What if the NGO only Handles Animals? First choose animals the NGO is not skilled to protect, e.g. insects or fish (even in countries the NGO Animals Not otherwise might operate in. Protected Next choose animals which under special circumstances, the NGO Animals Might might protect, due to modest skills. Be Protected This leaves the rest of the animals. (Operating Area). The NGO will protect all of these species, except as filtered out by other questions, e.g. even if an animal would other Operating wise be helped, there is no support from NGO Area: in a country the NGO can’t otherwise operate Primary Animals inside of. This slide is orientated towards an animal welfare NGO; but the topic might be people, or in the case of an NGO that protects cultural items, perhaps Museums, works of art, etc. The logic is the same
  • 7. Third Filter – Which Disasters Does NGO Deal With? Choose disaster types NGO is not skilled in or as policy doesn’t work Prohibited Disasters in, e.g. oil spills, nuclear, civil war or near hemorrhagic fever -- even in an otherwise OK geography. Choose disasters which under special circumstances, NGO might Possible Disasters handle, e.g. drought, even if not top skill set. Operating Area Disasters NGO works in This leaves the rest. (Operating Area). As an example, an animal welfare NGO might protect any animal in these disasters, except as otherwise filtered out . In that situation, even if a species would other wise be helped in a specific geography , the NGO will not intervene, whereas other animal welfare NGO’s might.
  • 8. Fourth Filter – What Diseases or Injuries Will NGO Treat? Choose types of diseases or Animal or Humans Not injuries NGO not skilled to Protected deal with, (even in countries NGO operates in. Choose diseases or Animals or Humans Might injuries which under Be Protected special circumstances, NGO might handle. Operating Area This leaves the rest of the diseases or injuries. (Operating Area). NGO will handle any of these, except as filtered out by other questions. For example, even if rabies or broken bones might be handled ordinarily, they won’t be in a prohibited country or circumstance.
  • 9. Fifth Filter – Levels of Acceptable Conflict First choose types of Prohibited Conflict conflict that are not Status acceptable for NGO operations, e.g. open warfare. Problematic Conflict Next choose types of conflict where NGO might operate, e.g. peacekeeping like Operating Afghanistan. Area This leaves the rest of the types of conflicts. (Operating Area). In other words, whereas some NGOs will operate in combat zones, others limit themselves to peacekeeping operations where there is more control, whereas others are not skilled in such activities at all; but might handle political demonstrations
  • 10. Sixth Filter – Levels of Acceptable Security Risk First choose types of security risks that are not Prohibited Security acceptable for the NGO’s Status operations, e.g. targeting of NGO’s by insurgents. Problematic Security Next choose types of security risks where the NGO might operate, e.g. high crime. Operating Area This leaves normal security – low crime, low risks of targeting of NGO’s. (Operating Area). Every NGO will have an acceptable level of risk, which needs to be defined. Keep in mind a well defined security package may mitigate against the risk.
  • 11. There are many questions which could be asked, some as simple as those dealing with costs. Costs of Operations is certainly a filtering questions. If an NGO can’t afford to travel to a crisis, that would prohibit an operation unless supplementary funding were found. On the other hand, the NGO might also supplement a indigenous NGO with the right skill sets.