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HOW EVIDENCE INFORMS THE
   FDA PUBLIC HEALTH STANDARD:
          SYSTEMS CONSIDERATIONS

              David B. Abrams, PhD
Schroeder Institute for Tobacco Research & Policy Studies
   Johns Hopkins Bloomberg School of Public Health
             dabrams@legacyforhealth.org


                                        PRESENTED AT: STAKEHOLDER MEETING
                 CENTER FOR TOBACCO PRODUCTS, FOOD AND DRUG ADMINISTRATION
                                                            ROCKVILLE, MD
                                                     THURSDAY, JUNE 9, 2011
Public Health Standard

• FDA may issue tobacco product standards
  appropriate for the protection of the public health
• The public health standard is new
• Differs from the traditional “safe and effective”
  standard for drugs and medical devices,
  Because…
• Smoking is neither safe nor effective – it is lethal
  when used as intended
• Focused broadly on population not on individual
Public Health Standard

Comparisons for Protection of Public Health:
  – Made to never smokers or medicinal NRT
    users

In Contrast to:
   – Demonstrating no more risk than that of
     current smokers (no worse impact than the
     most lethal product available)
   – High bar … low bar ?
Public Health Standard:
           Additional Considerations
Framed in terms of risks, benefits, and likelihoods, not
causation:
   – Multiple pathways - from biological to neuroscience to
     behavior to population impact
   – Calls for systems integration of evidence in decision
     making - knowledge synthesis
   – Use various research designs, measures, time frames,
     methods, appropriate to the determination at hand.
   – There is no “one way”, no narrow, gold standard criterion

          Hence the need for an Equipoise Standard
What is Systems Thinking?

"Systems thinking is a discipline for seeing wholes,
 recognizing patterns and interrelationships, with
  non-linear dynamic interactions, social network
   effects (new norms / fads), short and delayed
                 feedback loops...”

  Intended and Unintended CONSEQUENCES

Adapted from: Senge & Lannon-Kim (1991)
Initiation   Cessation
   Rate        Rate
Emerging Evidence of Tobacco Harms…

                                                                                        Funding for
                                                                                      tobacco health
                                                              Researchers     +          research
                                                              awarness of
                                                             tobacco health
                                                                  risk
                                     Current             +
                                                                                  +
                                    SMOKERS                                           Public
                                        Smokers                                    awareness of
                                                     -                            tobacco health
   Tobacco         +                                                                   risk
                                                  +
  revenues                                                                    +
                                    +            People starting
               +                                    Initiation
                                                 + smoking
                                                               People quitting
                                Smoking as a                           Quitters,
             Trend in tobacco                           +    -    smoking
                                 social norm
             company revenues                                     -    Former
                                 +
                                                                        Smokers
               +       -
     +          Tobacco marketing
                                                Tobacco products
                    activities
 Tobacco                                       +   availability
production
 capacity



                                         <xxx>
Pro and Anti - tobacco vectors:
reciprocally influencing, risks, norms, behaviors
   Pro-tobacco Govt awareness         Anti-tobacco
  contituencies  of tobacco
                                      constituencies
                 health risk +                  +
        +               +                     +                             +
  ++ +                                                                        Funding for
                                                                            tobacco health
                                                                                               +
                                                        Researchers +          research      Funding for toba
                       Health care costs                awarness of                           control program
                                                       tobacco health
                                                           risk
                                  +
                                                   +                                                 +
                                                                        +
                              Current                                       Public
                                Smokers                                  awareness of        Tobacco control
                             SMOKER            -                        tobacco health+        programs
                                                                             risk
   Tobacco +
                                        +
   revenues                                 Initiation       +
                              +        People starting
            +                          + smoking People quitting
                          Smoking as a              Former
          Trend in tobacco social norm       + - smoking
          company revenues
                                                    Smokers
                                                     -
                           +
              +                                                         +
                   -
     +        Tobacco marketing                            Pressure on tobacco
                                          Tobacco products companies to reduce
                 activities-
  Tobacco                                + availability    marketing activities
 production
  capacity
Initiation   Cessation
   Rate        Rate
Establishing Causal Inference

                                                         Non-causal association
     Statistical association established          No    (or repeat study in larger
                                                                sample)
                     Yes

                                                              Non-causal
               Bias excluded                       No
                                                              association
                     Yes

 Confounding excluded or neutralized and                      Non-causal
                                                   No
          association persists                                association
                     Yes


     Sir Bradford Hill’s Guidelines:
   Confirmatory criteria of causality (e.g.,
                                                              Non-causal
  temporality, strength, consistency, dose         No
                                                              association
response relationship, biological plausibility,
            coherence) satisfied

                     Yes


           CAUSAL INFERENCE
TPSAC recommendations for
   evidence review and classification
Classification scheme: Based around concept of equipoise
   1. The evidence is sufficient to conclude that a
      relationship is more likely than not
   2. The evidence is sufficient to conclude that a
      relationship is at least as likely as not
   3. The evidence is insufficient to conclude that a
      relationship is more likely than not
   4. There is insufficient evidence to make a
      determination of strength of evidence
Public health standard

“Public health standard” calls for the review of the scientific
evidence regarding:
   1. Risks and benefits of the tobacco product standard to the
       population as a whole, including both users and non-
       users of tobacco products;
   2. Whether there is an increased or decreased likelihood
       that existing users of tobacco products will stop using
       such products; and
   3. Whether there is an increased or decreased likelihood
       that those who do not currently use tobacco products,
       most notably youth, will start to use tobacco products


          17
What data are needed to inform?

Typical Regulatory Standard:       Public Health Standard:
• Animal studies                   • Epidemiologic studies
• Human exposure studies.          • Economic studies
• Randomized Controlled Trials     • Psychological studies
• Case studies, clinical studies   • Sociological studies
• Adverse event reports            • Qualitative research
• Epidemiologic studies            • Consumer behavior studies.
• Harms to individuals             • Review of tobacco industry
  compared to: non-users,            documents
  medicinal nicotine, OR           • Systems science
  users of (LETHAL)                   – mathematical modeling
  cigarettes
                                      – social network science
                                      – simulation
Examples of Considerations

I. Reduced Individual Harm > Benefit/Harm to Population?
• Light/low tar product claims, labels – lessons learned
• continuum of harm reduction from medicinal to combustible
• Snus, e-cigarettes, and future recreational nicotine delivery?
• Measures of exposure: intermediate biomarkers.
• Measures of harm perception at individual level (not necessarily of
    exposure) -- perception can change behavior and harm impact
• Measures of population impact on consumer behavior, use,
    exposure, disease burden

Systems model needed to assess intended and unintended impact
Population shifts among users, non users and former users.
Perceived Safety of Eclipse Compared to
           Regular Cigarettes

                     14%
              24%                       % reduction
                                           in risk
57% believe
60-100% of                               0-20%
risk is                                  20-60%
eliminated!                              60-90%
                           29%           100%




               33%
                       Shiffman, 2004
Examples of Considerations

II. No more harm compared to current smokers > Benefit / Harm to
Population ?
TPSAC concluded that the scientific evidence establishes that the removal
of menthol cigarettes from the market would benefit public health in
the United States.
   – Menthol is linked to smoking initiation, particularly among youth and
     African Americans (above equipoise)
   – Menthol is also linked to lower rates of successful smoking cessation
     particularly among African-Americans (above equipoise)
   – Insufficient evidence that Menthol adds harm to the individual
     smoker, compared to non-menthol smokers
Estimated number of lives saved
           after menthol ban, 2010-2050
                                                         Lives saved
      TOTAL POPULATION
          10% change                                                          323,107
          20% change                                                          478,154
          30% change                                                          633,252
      AFRICAN AMERICANS ONLY
          10% change                                                            91,744
          20% change                                                          164,465
          30% change                                                          237,317
Levy, Pearson, Villanti, Blackman, Vallone, Niaura, Abrams. Modeling the Future Effects of a
Menthol Ban on Smoking Prevalence. Am J Public Health. Published online ahead of print May 12,
2011: e1-e4. doi:10.2105/AJPH.2011.300179
Industry Counter Actions

•   Industry report: “Menthol Cigarettes: No Disproportionate Impact on
    Public Health” (3/11)
    – Uses SGR individual causality framework to assess evidence: “This
      approach contrasts sharply with TPSAC’s adoption of an
      unorthodox standard using the amorphous concept of
      equipoise, which historically has been used to address issues not
      relevant here – such as how to ethically conduct randomized clinical
      trials or award veterans’ benefits.”
    – Same Playbook: Undermine, discredit, cast doubt on the science.
    – Déjà vu all over again: Fisher, R. A. Alleged dangers of cigarette
      smoking. Br. Med. J.. 2: 518, 1958. In: Wynder. E. Cancer Epidemiol
      Biomarkers Prev. 1998;7:735-748
Industry counter-marketing to consumers
Initiation   Cessation
   Rate        Rate
Research Appropriate to the Question(s)

Established science from a variety of disciplines - biology to
population:
• Broad population level standard, not a narrow individual one
• Equipoise is strong science beyond the traditional Randomized
  Trial
• Canary in the coal mine concept: rapid research, real time
  assessment technology, surveillance pre- and post-market
• Action must not subvert current efforts to reduce harms at
  population level
• When in doubt do no harm.
• Science is never certain; act on what is best at the time
Summary

•   Public Health Standard: risks, benefits and likelihoods NOT
    CAUSATION, and not compared to current smokers only
•   Focus on individual and population. Decisions based on knowledge
    synthesis
•   systems analysis: equipoise, delayed feedback loops (pre and post
    surveillance), early warning systems, impact on consumer behavior
•   Lack of data is not a reason to lower the standards
•   Consider how tobacco use behavior will change – Longitudinal
    Surveillance, social networks, mathematical modeling, real-time tracking
•   Ultimately it’s about benefit to public health as a whole
•   Decision making in appropriate context, based on best available
    evidence

               29
END

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How Evidence Informs the FDA Public Health Standard: Systems Consdierations

  • 1. HOW EVIDENCE INFORMS THE FDA PUBLIC HEALTH STANDARD: SYSTEMS CONSIDERATIONS David B. Abrams, PhD Schroeder Institute for Tobacco Research & Policy Studies Johns Hopkins Bloomberg School of Public Health dabrams@legacyforhealth.org PRESENTED AT: STAKEHOLDER MEETING CENTER FOR TOBACCO PRODUCTS, FOOD AND DRUG ADMINISTRATION ROCKVILLE, MD THURSDAY, JUNE 9, 2011
  • 2. Public Health Standard • FDA may issue tobacco product standards appropriate for the protection of the public health • The public health standard is new • Differs from the traditional “safe and effective” standard for drugs and medical devices, Because… • Smoking is neither safe nor effective – it is lethal when used as intended • Focused broadly on population not on individual
  • 3. Public Health Standard Comparisons for Protection of Public Health: – Made to never smokers or medicinal NRT users In Contrast to: – Demonstrating no more risk than that of current smokers (no worse impact than the most lethal product available) – High bar … low bar ?
  • 4. Public Health Standard: Additional Considerations Framed in terms of risks, benefits, and likelihoods, not causation: – Multiple pathways - from biological to neuroscience to behavior to population impact – Calls for systems integration of evidence in decision making - knowledge synthesis – Use various research designs, measures, time frames, methods, appropriate to the determination at hand. – There is no “one way”, no narrow, gold standard criterion Hence the need for an Equipoise Standard
  • 5. What is Systems Thinking? "Systems thinking is a discipline for seeing wholes, recognizing patterns and interrelationships, with non-linear dynamic interactions, social network effects (new norms / fads), short and delayed feedback loops...” Intended and Unintended CONSEQUENCES Adapted from: Senge & Lannon-Kim (1991)
  • 6. Initiation Cessation Rate Rate
  • 7.
  • 8. Emerging Evidence of Tobacco Harms… Funding for tobacco health Researchers + research awarness of tobacco health risk Current + + SMOKERS Public Smokers awareness of - tobacco health Tobacco + risk + revenues + + People starting + Initiation + smoking People quitting Smoking as a Quitters, Trend in tobacco + - smoking social norm company revenues - Former + Smokers + - + Tobacco marketing Tobacco products activities Tobacco + availability production capacity <xxx>
  • 9. Pro and Anti - tobacco vectors: reciprocally influencing, risks, norms, behaviors Pro-tobacco Govt awareness Anti-tobacco contituencies of tobacco constituencies health risk + + + + + + ++ + Funding for tobacco health + Researchers + research Funding for toba Health care costs awarness of control program tobacco health risk + + + + Current Public Smokers awareness of Tobacco control SMOKER - tobacco health+ programs risk Tobacco + + revenues Initiation + + People starting + + smoking People quitting Smoking as a Former Trend in tobacco social norm + - smoking company revenues Smokers - + + + - + Tobacco marketing Pressure on tobacco Tobacco products companies to reduce activities- Tobacco + availability marketing activities production capacity
  • 10. Initiation Cessation Rate Rate
  • 11.
  • 12.
  • 13. Establishing Causal Inference Non-causal association Statistical association established No (or repeat study in larger sample) Yes Non-causal Bias excluded No association Yes Confounding excluded or neutralized and Non-causal No association persists association Yes Sir Bradford Hill’s Guidelines: Confirmatory criteria of causality (e.g., Non-causal temporality, strength, consistency, dose No association response relationship, biological plausibility, coherence) satisfied Yes CAUSAL INFERENCE
  • 14.
  • 15.
  • 16. TPSAC recommendations for evidence review and classification Classification scheme: Based around concept of equipoise 1. The evidence is sufficient to conclude that a relationship is more likely than not 2. The evidence is sufficient to conclude that a relationship is at least as likely as not 3. The evidence is insufficient to conclude that a relationship is more likely than not 4. There is insufficient evidence to make a determination of strength of evidence
  • 17. Public health standard “Public health standard” calls for the review of the scientific evidence regarding: 1. Risks and benefits of the tobacco product standard to the population as a whole, including both users and non- users of tobacco products; 2. Whether there is an increased or decreased likelihood that existing users of tobacco products will stop using such products; and 3. Whether there is an increased or decreased likelihood that those who do not currently use tobacco products, most notably youth, will start to use tobacco products 17
  • 18. What data are needed to inform? Typical Regulatory Standard: Public Health Standard: • Animal studies • Epidemiologic studies • Human exposure studies. • Economic studies • Randomized Controlled Trials • Psychological studies • Case studies, clinical studies • Sociological studies • Adverse event reports • Qualitative research • Epidemiologic studies • Consumer behavior studies. • Harms to individuals • Review of tobacco industry compared to: non-users, documents medicinal nicotine, OR • Systems science users of (LETHAL) – mathematical modeling cigarettes – social network science – simulation
  • 19. Examples of Considerations I. Reduced Individual Harm > Benefit/Harm to Population? • Light/low tar product claims, labels – lessons learned • continuum of harm reduction from medicinal to combustible • Snus, e-cigarettes, and future recreational nicotine delivery? • Measures of exposure: intermediate biomarkers. • Measures of harm perception at individual level (not necessarily of exposure) -- perception can change behavior and harm impact • Measures of population impact on consumer behavior, use, exposure, disease burden Systems model needed to assess intended and unintended impact Population shifts among users, non users and former users.
  • 20. Perceived Safety of Eclipse Compared to Regular Cigarettes 14% 24% % reduction in risk 57% believe 60-100% of 0-20% risk is 20-60% eliminated! 60-90% 29% 100% 33% Shiffman, 2004
  • 21.
  • 22.
  • 23. Examples of Considerations II. No more harm compared to current smokers > Benefit / Harm to Population ? TPSAC concluded that the scientific evidence establishes that the removal of menthol cigarettes from the market would benefit public health in the United States. – Menthol is linked to smoking initiation, particularly among youth and African Americans (above equipoise) – Menthol is also linked to lower rates of successful smoking cessation particularly among African-Americans (above equipoise) – Insufficient evidence that Menthol adds harm to the individual smoker, compared to non-menthol smokers
  • 24. Estimated number of lives saved after menthol ban, 2010-2050 Lives saved TOTAL POPULATION 10% change 323,107 20% change 478,154 30% change 633,252 AFRICAN AMERICANS ONLY 10% change 91,744 20% change 164,465 30% change 237,317 Levy, Pearson, Villanti, Blackman, Vallone, Niaura, Abrams. Modeling the Future Effects of a Menthol Ban on Smoking Prevalence. Am J Public Health. Published online ahead of print May 12, 2011: e1-e4. doi:10.2105/AJPH.2011.300179
  • 25. Industry Counter Actions • Industry report: “Menthol Cigarettes: No Disproportionate Impact on Public Health” (3/11) – Uses SGR individual causality framework to assess evidence: “This approach contrasts sharply with TPSAC’s adoption of an unorthodox standard using the amorphous concept of equipoise, which historically has been used to address issues not relevant here – such as how to ethically conduct randomized clinical trials or award veterans’ benefits.” – Same Playbook: Undermine, discredit, cast doubt on the science. – Déjà vu all over again: Fisher, R. A. Alleged dangers of cigarette smoking. Br. Med. J.. 2: 518, 1958. In: Wynder. E. Cancer Epidemiol Biomarkers Prev. 1998;7:735-748
  • 27. Initiation Cessation Rate Rate
  • 28. Research Appropriate to the Question(s) Established science from a variety of disciplines - biology to population: • Broad population level standard, not a narrow individual one • Equipoise is strong science beyond the traditional Randomized Trial • Canary in the coal mine concept: rapid research, real time assessment technology, surveillance pre- and post-market • Action must not subvert current efforts to reduce harms at population level • When in doubt do no harm. • Science is never certain; act on what is best at the time
  • 29. Summary • Public Health Standard: risks, benefits and likelihoods NOT CAUSATION, and not compared to current smokers only • Focus on individual and population. Decisions based on knowledge synthesis • systems analysis: equipoise, delayed feedback loops (pre and post surveillance), early warning systems, impact on consumer behavior • Lack of data is not a reason to lower the standards • Consider how tobacco use behavior will change – Longitudinal Surveillance, social networks, mathematical modeling, real-time tracking • Ultimately it’s about benefit to public health as a whole • Decision making in appropriate context, based on best available evidence 29
  • 30. END