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Laparoscopic Ablation of Hepatocellular Carcinoma in
Cirrhotic Patients Unsuitable for Liver Resection or
Percutaneous Treatment: A Cohort Study
Umberto Cillo1, Alessandro Vitale1*, Davide Dupuis1, Stefano Corso1, Daniele Neri1, Francesco D’Amico1,
Enrico Gringeri1, Fabio Farinati2, Valter Vincenzi3, Giacomo Zanus1
      `
1 Unita di Chirurgia Epatobiliare e Trapianto Epatico, Azienda Ospedaliera Universitaria di Padova, Padua, Italy, 2 Divisione di Gastroenterologia, Azienda Ospedaliera
                                             `
Universitaria di Padova, Padua, Italy, 3 Unita di Medicina Generale, Ospedale San Martino, Belluno, Italy



     Abstract
     The aim of this study was to demonstrate the safety and efficacy of laparoscopic ablation for cirrhotic HCC patients.
     Between January 2004 and December 2009, laparoscopic ablation was applied prospectively in 169 consecutive HCC
     patients (median age 62 years, 43% hepatitis C positive) considered ineligible for liver resection and/or percutaneous
     ablation. There was clinically relevant portal hypertension in 72% of cases. A significant proportion of subjects (50%) had
     multinodular tumors or nodules larger than 25 mm. The main ablation techniques used were radiofrequency in 103 patients
     (61%), microwave ablation in 8 (5%), and ethanol injection in 58 (34%). The primary endpoint was 3-year survival. There was
     no perioperative mortality. The overall morbidity rate was 25%. The median postoperative hospital stay was 3 days (range
     1–19 days). Patients survived a median 33 months with a 3-year survival rate of 47%. Cox’s multivariate analysis identified
     patient age, presence of diabetes, albumin #37 g/l, and alpha-fetoprotein .400 mg/l as significant preoperative predictors
     of survival, while the chance to undergo liver transplantation and postoperative ascites were the only independent
     postoperative predictor of survival. Laparoscopic ablation is a safe and effective therapeutic option for selected HCC
     patients ineligible for liver resection and/or percutaneous ablation.

  Citation: Cillo U, Vitale A, Dupuis D, Corso S, Neri D, et al. (2013) Laparoscopic Ablation of Hepatocellular Carcinoma in Cirrhotic Patients Unsuitable for Liver
  Resection or Percutaneous Treatment: A Cohort Study. PLoS ONE 8(2): e57249. doi:10.1371/journal.pone.0057249
  Editor: Michael Zimmerman, University of Colorado School of Medicine, United States of America
  Received July 10, 2012; Accepted January 23, 2013; Published February 21, 2013
  Copyright: ß 2013 Cillo et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted
  use, distribution, and reproduction in any medium, provided the original author and source are credited.
  Funding: The authors have no support or funding to report.
  Competing Interests: The authors have declared that no competing interests exist.
  * E-mail: alessandro.vitale@unipd.it



Introduction                                                                           decompensation parameters such as ascites, clinically relevant
                                                                                       portal hypertension (CRPH), and high bilirubin levels [8].
   According to recent guidelines and to the Barcelona Clinic                             In this setting, laparoscopic ablation (LA) of liver tumours has
Liver Cancer (BCLC) staging and treatment algorithm [1],                               the potential to satisfy two fundamental requirements: a) to offer a
surgical resection and percutaneous ablation are the treatments                        viable alternative to hepatic resection and/or percutaneous
of choice for patients with very early (stage 0) and early (stage A)                   ablation in patients with a BCLC-A HCC; b) to offer a potentially
hepatocellular carcinoma (HCC), but impaired liver function,                           radical therapeutic alternative to TACE in super-selected patients
tumour’s location or extension, and patient conditions can strongly                    with a BCLC-B tumour. In fact, LA has several potential
limit their applicability. In patients unsuitable for resection and/or                 pathophysiological advantages, making it theoretically suitable
percutaneous ablation, the main therapeutic options remain liver                       for patients with a moderately impaired liver function [9–12]. In
transplantation (LT) and transarterial chemoembolization                               addition, the opportunity to perform several ablation procedures
(TACE). However, LT may be indicated for only a minority of                            during the same session, using different techniques in association,
HCC patients because of the scarcity of organs [2]. Since LT is                        also enables the simultaneous treatment of tumours at difficult,
generally reserved for patients with a severely impaired liver                         multiple and bilobar sites, or of moderately larger dimensions [13–
function (with or without HCC), and given the rising incidence of                      15].
early HCC diagnoses [3], first-line LT for very early and early                           This study aims to demonstrate the feasibility, safety and
HCC patients risks being a theoretical rather than a practical                         efficacy of LA as first-line therapy for cirrhotic HCC patients
therapeutic option in many countries [4], so a significant                             considered unsuitable for liver resection and/or percutaneous
proportion of patients with BCLC 0-A HCC judged unsuitable                             ablation.
for resection or ablation is offered TACE as the best therapeutic
option [4,5]. It is well known, however, that TACE is only a                           Materials and Methods
palliative measure in terms of both survival [1,6] and its capacity
to ensure a genuinely complete histologically confirmed necrosis of                    Ethics statement
the tumour nodules [7]. Its efficacy is also strongly limited by liver                   The study was approved by the institutional ethics committee at
                                                                                       the University Hospital of Padua. Informed consent authorizing


PLOS ONE | www.plosone.org                                                         1                              February 2013 | Volume 8 | Issue 2 | e57249
Laparoscopic Ablation for HCC


storage and use of all relevant data for research purposes was               guidelines [1], gastroesophageal varices, splenomegaly with a
obtained at the time of enrolment as described below. No further             platelet count below 100,000/ml, or ascites; tumour characteristics
authorization was required from our institutional Ethics Commit-             (size, location, number of nodules, a-fetoprotein level, and
tee since the study is a retrospective analysis of prospectively             histological grade when available); operative variables (operating
collected data, and only de-identified data were analysed. The               time, blood loss, fluid infusion, conversion rate); and postoperative
Informed Consent is a written consent signed by the patient.                 variables (days in hospital, transfusion therapy, ascites leakage
                                                                             from drainage tubes, specific and general complications).
Patients and variables
   Consecutive HCC cirrhotic patients evaluated at the Hepato-               Surgical procedure and post-operative follow-up
biliary Surgery and Liver Transplantation Unit at the University                The procedures were performed with patients supine in all
Hospital of Padua between January 2004 and December 2009                     cases. The open approach (Hasson’s technique) was used to obtain
were treated according to a treatment algorithm (Figure 1)                   a pneumoperitoneum and the inflation pressure was maintained
considering LA as first-line therapy for BCLC A patients and                 between 8 and 12 mmHg. A second trocar was inserted in the
super-selected BCLC B patients judged ineligible for liver                   right or left upper quadrant (for right or left liver lesions,
resection and/or percutaneous ablation due to negative prognostic            respectively and according to liver anatomy), for the passage of the
factors or technical contraindications. Selection criteria for LA are        ultrasound probe. After exploring the peritoneal cavity, laparo-
described in detail in Table 1.                                              scopic intraoperative ultrasound was performed to complete the
   Based on our policy (Figure 1), liver transplantation for BCLC A          disease staging, confirm the location, and establish the tumour’s
and B HCC patients was only used as second-line or salvage                   relationship with the major hepatic vasculature.
therapy [16,17].                                                                The ablation techniques adopted were radiofrequency (RF)
   For all the patients enrolled, the HCC diagnosis was based on             ablation (Cool-tip RF; Valleylab-Tyco Healthcare Group, Boul-
AASLD radiological criteria [1,2] or histology.                              der, CO, USA), alcohol injection or microwave (MW) ablation
   Patients were told about the innovative nature of the procedure           (AMICA; HS Hospital Service, Aprilia, LT, Italy).
and their informed consent was a necessary inclusion criterion. All             In the study period RF was the preferred ablation technique.
patients underwent a careful preoperative work-up, which                     Alcohol injection was mainly used for nodules adjacent to major
included defining the underlying disease according to the Child-             hepatic vessels or to the gallbladder or intra-abdominal organs.
Pugh criteria, the MELD score, and morphological study of the                MW ablation was introduced only in the last 12 months of the
tumour using CT and/or MR, and/or contrast-enhanced US, and                  study period.
assessing the anaesthetic risk with the ASA score (American Society of          Ablation needles were inserted percutaneously and placed inside
Anesthesiologists physical status score).                                    the lesion under laparoscopic ultrasound guidance. Then a small
   The data prospectively collected for the study included: the              tubular drain was inserted, to be removed postoperatively.
characteristics of the disease and the cirrhotic patients’ general              The local efficacy of ablation at our Institution was evaluated
status (Child-Pugh score, MELD score, ASA score, liver disease               with CT and/or MR performed 20 to 40 days after LA following
aetiology, presence of oesophageal varices, platelet count); any             EASL recommendations as previously reported [17]. In case of
clinically significant portal hypertension, defined according to the         complete ablation, we performed an enhanced follow up consisting




Figure 1. The Padua treatment algorithm for HCC patients.
doi:10.1371/journal.pone.0057249.g001


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Laparoscopic Ablation for HCC



 Table 1. Selection criteria for laparoscopic ablation of HCC patients at the Padua University Hospital.


   INCLUSION CRITERIA                                    Ineligibility to liver resection :
                                                           a)   Major resection in BCLC A2-A3-A4 patients*
                                                           b)   Technical contraindications
                                                         Ineligibility to percutaneous ablation:
                                                           a)   critical location (proximity to GI tract or bladder or major hepatic vessels; superficial or exophytic nodules)
                                                           b)   tumor extension (size $3 cm or $3 nodules)
                                                           c)   Untreatable ascites
                                                           d)   Severe coagulopathy (PT,40% and/or platelets ,306109/l)
   EXCLUSION CRITERIA                                    Severe liver decompensation:
                                                           a)   MELD .20
                                                           b)   Child C class#
                                                         Large multinodular HCC:
                                                           a)   Nodule size .7 cm
                                                           b)   Number of nodules .5

 CRPH, clinically relevant portal hypertension; HCC, hepatocellular carcinoma; GI, gastro intestinal; MELD, model for end stage liver disease.
 *AASLD criteria [1] for liver resection were generally followed when tumor location or extension required a major hepatectomy (resection of more than 2 liver
 segments). In selected cases major liver resection was performed also in HCC patients not following the guidelines [1], using technical expedients such as a porto-caval
 shunt.
 #
   In selected HCC patients with Child-Pugh C cirrhosis waiting for liver transplantation LA was considered as a bridging therapy: these patients were not included in this
 study.
 doi:10.1371/journal.pone.0057249.t001


of CT and/or MR repeated every 3 months for the first year, and                               survival predictors. We performed two multivariate analyses, one
every 6 months thereafter. Incomplete ablation or local recur-                                including only preoperative covariates, the other considering both
rences were treated according to our treatment algorithm                                      pre and postoperative variables. A p value of less than 0.05 was
(Figure 1). In this regard, the more common therapies were a                                  considered statistically significant.
repeated LA procedure, TACE, or LT.                                                              All statistical calculations were performed using JMP software
                                                                                              (1989–2003 SAS Institute Inc.)
Study design and statistical analysis
   This was a retrospective analysis of prospectively collected data.                         Results
   The primary endpoint was 3-year patient survival. Secondary
endpoints were: perioperative mortality (within 30 days after                                 Patients’ characteristics
surgery); overall morbidity; postoperative hospital stay (days);                                 Laparoscopic ablation was prospectively applied in 169
leakage of ascites (ml); incidence of early local recurrence (defined                         consecutive HCC patients between January 2004 and December
as HCC recurrence on the site of ablation within 24 months from                               2009. The characteristics of these patients are shown in Table 2.
LA) . Values for continuous variables were presented as medians                               The sample was a median 62 years of age and males
(ranges) and values for categorical-nominal variables as frequen-                             predominated. The main aetiology of cirrhosis was hepatitis C
cies (%). For subgroup comparisons, quantitative variables were                               virus infection (43%), followed by alcohol abuse (30%). Clinically
compared using Student’s t or Wilcoxon rank sums tests, and                                   relevant portal hypertension was recorded in 72% of cases. One
categorical variables were compared using x2 or Fisher’s exact                                hundred and three patients (61%) had new-onset HCC and there
tests, as appropriate.                                                                        appeared to be a single lesion in 85 cases (50%). Most patients
   The length of the follow-up after LA was calculated from the                               (67%) were in stage BCLC 0-A, but we had only a small
date of the operation to the date of the patient’s death or latest                            proportion of patients in stages BCLC 0, A1, and A2 (17%) in our
follow-up. The last follow-up date considered was 15/04/2011.                                 series (Table 2). Histological grading was available for 104 patients
The length of the follow-up and survival were expressed as median                             (based on biopsy of the nodule in ablated patients); 6 patients (6%)
(range).                                                                                      had a poorly-differentiated tumour.
   The overall survival curves were calculated using the Kaplan-                                 For most patients, the main ablation technique was RF,
Meier technique and compared with the log-rank test. Cox’s                                    performed in 103 patients (61%), MW ablation was used in 8
proportional hazards model was used for the univariate analysis to                            (5%), and ethanol injection alone in 58 (34%).
identify the predictors of overall survival after LA. In Cox analyses
continuous variables were dichotomized and the median value was                               Secondary endpoints
considered as the cut-off. The only exception to this rule was a-                                The median operating time was 100 minutes (range 40–
fetoprotein (AFP), since, as suggested in recent publications                                 220 minutes). Plasma transfusions were given to 16 patients
[18,19], it was considered as a dichotomous variable with a cut-                              (9%), while blood loss higher than 100 ml occurred in only 9 cases
off of 400 mg/l independently from their median value in our                                  (5%). The conversion rate during LA was 2% and this occurred for
study cohort. Variables with at least a marginal statistical                                  intra-peritoneal adhesions in 2 cases and for intraoperative
significance (p,0.1) at univariate analysis were included as                                  bleeding difficult to control laparoscopically and requiring blood
covariates in a multivariate Cox model to identify independent                                transfusion on only one occasion.


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Laparoscopic Ablation for HCC



 Table 2. Clinicopathological characteristics.                                          anaemia, spontaneous bacterial peritonitis occurred less often. The
                                                                                        median postoperative hospital stay was 3 days (range, 1–19 days).
                                                                                          Only 15% of patients had incomplete LA at first imaging study.
 PATIENTS’ CHARACTERISTICS                                                              Incidence of early local recurrence was 28%. However, other 24%
                                                                                        of enrolled patients had distant recurrences during the study
 Age (years)                                         62 (34–84)
                                                                                        period.
 Males                                               143 (85%)
 BMI                                                 26 (18–41)                         Survival analysis
 ASA score .2                                        76 (45%)                              Patients survived a median 33 months, and overall survival at 1,
 Diabetes                                            49 (29%)                           3, and 5 years was 79%, 49%, and 40% respectively (Figure 2).
 Etiology
                                                                                        The median follow-up for survivors was 30 months (range 12 to 78
                                                                                        months). Eighty-two (49%) of patients died during the study
   HCV                                               72 (43%)
                                                                                        period. The main cause of death was tumor progression (73%), but
   HBV                                               34 (20%)                           a consistent proportion of patients (27%) died due to liver
   Exotoxic                                          50 (30%)                           decompensation.
   Other                                             13 (7%)                               Due to incomplete LA, tumour recurrence, or liver function
 Clinically relevant portal hypertension             121 (72%)                          impairment about half of enrolled patients (57%) had other
                                                                                        therapies during their follow-up: other laparoscopic procedures in
 Child-Pugh B                                        57 (34%)
                                                                                        30 cases (18%), percutaneous ablation in 18 patients (11%),
 Platelets (109/l)                                   96 (14–334)                        ablation and/or TACE in 15 (9%), liver transplantation as second-
 Albumin (g/l)                                       37 (23–56.8)                       line therapy (Figure 1) in 33 patients (19%).
 Total bilirubin (mmol/l)                            22.3 (4.9–175.8)                      All the variables in Table 2 were considered for the survival
 INR                                                 1.2 (1–1.6)                        analysis, together with postoperative covariates such as operating
 Creatinine (mmol/l)                                 78 (45–236)
                                                                                        time, hospital stay, morbidity, plasma or blood transfusions,
                                                                                        postoperative ascites, other therapies during follow up, and liver
 Na+ (mmol/l)                                        139 (125–146)
                                                                                        transplantation.
 MELD                                                10 (6–21)                             Table 3 lists the variables having a significant or marginal
 New-onset HCC                                       103 (61%)                          impact on survival (p,0.1) at Cox’s univariate analysis. The only
 Alpha fetoprotein (mg/l)                            23 (1–28356)                       significant tumour-related variable was a serum level of a-
 Alpha fetoprotein .400 mg/l                         17 (10%)                           fetoprotein .400 mg/l. BCLC staging did not have a relevant
                                                                                        prognostic value in our series (Figure 3). The median survival of
 Diameter of the largest nodule (mm)                 25 (10–68)
                                                                                        BCLC-A and BCLC-B patients were 39 and 28 months,
 Number                                                                                 respectively, and the difference was not statistically significant.
   1                                                 85 (50%)                              Other variables capable of predicting survival related to
   2–3                                               61 (36%)                           patients’ general conditions (age, diabetes, ASA score), liver
   .3                                                23 (14%)                           function (hypoalbuminemia, Child Pugh B class), or postoperative
 BCLC-A2
                                                                                        course (postoperative ascites, postoperative complications and liver
                                                                                        transplantation). Interestingly portal hypertension, MELD score
   0                                                 6 (3%)
                                                                                        and other liver function tests had a poor prognostic performance
   A1                                                17 (10%)                           in this study. The histological grade variable was not included in
   A2                                                7 (4%)                             the analysis because it was only available for 104 patients.
   A3                                                45 (27%)                              Two multivariate analysis were performed (Table 4): the first
   A4                                                37 (22%)                           including only preoperative variables identified age, AFP
                                                                                        .400 mg/l and albumin #37 g/l as significant predictors; the
   B                                                 57 (34%)
 Ablation procedure (Total)                          169
   RF                                                103 (61%)
   Alcohol                                           58 (34%)
   MW                                                8 (5%)
 Transplantation as 2nd line therapy                 33 (20%)

 ASA, American Society of Anesthesiologists physical status score; HCV, hepatitis
 C virus; HBV, hepatitis B virus; MELD, model end-stage liver disease score; HCC,
 hepatocellular carcinoma; BCLC, Barcelona Clinic liver cancer stage; RF,
 radiofrequency; MW, microwave.
 doi:10.1371/journal.pone.0057249.t002


   There was no perioperative mortality. The overall morbidity
rate was 25%. The most common postoperative complication was
ascites, occurring in 32 patients (19%), defined for the purposes of
this study as a leakage from abdominal drains exceeding 1000 ml/
day during the hospital stay. LA-treated patients developed fever
in 12% of cases and renal failure in 2%. Encephalopathy,
                                                                                        Figure 2. Overall survival curve.
                                                                                        doi:10.1371/journal.pone.0057249.g002


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Laparoscopic Ablation for HCC




Figure 3. Kaplan-Meier survival curves by BCLC stage (p.0.05).                        Figure 4. Survival according to possibility to have liver
doi:10.1371/journal.pone.0057249.g003                                                 transplantation after LA (p = 0.0004).
                                                                                      doi:10.1371/journal.pone.0057249.g004
second including both pre- and the postoperative variables
identified diabetes, AFP .400 mg/l and albumin #37 g/l as                             prospectively applied LA super-selecting patients considered
preoperative independent predictors of survival, while postoper-                      unresectable or ineligible for percutaneous ablation.
ative ascites and the opportunity to undergo liver transplantation                       The particular feature of our treatment algorithm (Figure 1) lay
(Figure 4) were the sole postoperative predictors. ASA score                          in considering a sort of ‘‘hierarchy’’ of therapeutic options
showed only a marginal impact on survival at multivariate                             assigning whenever possible a potentially radical therapy regard-
analysis.                                                                             less of BCLC stage: the first option to consider was liver resection
                                                                                      or percutaneous ablation, the second laparoscopic ablation in
Discussion                                                                            those for whom resection or percutaneous ablation were techni-
                                                                                      cally infeasible, while TACE and Sorafenib were only considered
   To the best of our knowledge, this study represents the largest                    when the previous where judged infeasible due to tumour stage
single-centre series on laparoscopic ablation for HCC on cirrhosis                    (Table 1).
published to date [9–15,20–30]. Our results broadly overlap with                         Due to the shortage of organs in Italy and the strong
reports from other study groups, particularly concerning the safety                   epidemiological pressure of HCC [3], we considered liver
of the procedure, with no perioperative mortality and a low                           transplantation as the first-line option only for Child C patients
incidence of specific morbidity (25%), which is comparable with                       with HCC [31] or young HBV positive patients with multinodular
other experiences [10,21,24,26]; our conversion rate (2%) was also                    HCC, while it was considered only for second-line therapy in
in line with the literature [14]. Our median postoperative hospital                   patients after the first-line options failed for recurrence or
stay was relatively short (3 days) and similar to that of other                       incomplete treatment.
experiences [27–30].                                                                     This enrolment policy enabled LA to be offered as a viable
   In other experiences [21], however, LA was used in patients                        alternative to resection and/or percutaneous ablation for patients
eligible for traditional treatments, after selecting patients according               with stage BCLC-A, and as a potentially radical therapeutic
to the number and size of their nodules and the severity of their                     alternative to TACE for super-selected patients with stage BCLC-
cirrhosis. Our enrolment criteria were particular in that we                          B.


 Table 3. Univariate survival analysis.


                                                         Hazard ratio (95% confidence interval)                 p value

 Age .62 years                                           1.43 (1.14–1.80)                                       0.0015
 ASA .2                                                  1.39 (1.11–1.74)                                       0.0042
 Diabetes                                                1.31 (1.04–1.64)                                       0.0248
 Albumin #37 g/l                                         2.02 (1.28–3.20)                                       0.0023
 Child-Pugh B                                            1.75 (1.11–2.73)                                       0.0160
 Alpha fetoprotein .400 mg/l                             1.68 (1.25–2.19)                                       0.0010
 Postoperative ascites1                                  1.55 (1.18–1.99)                                       0.0020
 Postoperative complications                             1.68 (1.00–2.73)                                       0.0491
 No liver transplantation                                1.86 (1.33–2.80)                                       0.0001

 1
  leakage from abdominal drains .1000 ml/day.
 ASA, American Society of Anesthesiologists physical status score; BCLC, Barcelona Clinic liver cancer stage.
 doi:10.1371/journal.pone.0057249.t003



PLOS ONE | www.plosone.org                                                        5                             February 2013 | Volume 8 | Issue 2 | e57249
Laparoscopic Ablation for HCC



 Table 4. Multivariate survival analyses.


                                                                   Hazard ratio (95% confidence interval)          p value

 Model including only pre-operative covariates
 Age .62 years                                                     1.47 (1.14–1.91)                                0.0028
 ASA .2                                                            1.21 (0.93–1.58)                                0.1455
 Diabetes                                                          1.28 (0.99–1.65)                                0.0614
 Albumin #37 g/l                                                   2.99 (1.70–5.32)                                0.0001
 Child Pugh B                                                      0.81 (0.47–1.40)                                0.4474
 Alpha fetoprotein .400 mg/l                                       2.17 (1.56–2.96)                                ,0.0001
 Model including pre and post-operative covariates
 Age .62 years                                                     1.28 (0.89–1.57)                                0.2581
 ASA .2                                                            1.30 (0.99–1.69)                                0.0584
 Diabetes                                                          1.37 (1.03–1.82)                                0.0308
 Albumin #37 g/l                                                   2.80 (1.58–5.01)                                0.0004
 Child Pugh B                                                      0.75 (0.43–1.31)                                0.3131
 Alpha fetoprotein .400 mg/l                                       2.10 (1.50–2.89)                                ,0.0001
 Postoperative ascites1                                            1.60 (1.12–2.26)                                0.0109
 Postoperative complications                                       0.73 (0.36–1.44)                                0.3646
 No liver transplantation                                          2.07 (1.36–3.44)                                0.0004

 1
  leakage from abdominal drains .1000 ml/day.
 ASA, American Society of Anesthesiologists physical status score; BCLC, Barcelona Clinic liver cancer stage.
 doi:10.1371/journal.pone.0057249.t004


   The role of LA in our treatment algorithm is justified by some                     procedures. In many enrolled patients, however, LA was only the
theoretical advantages of the laparoscopic approach with respect                      first step of a multimodal sequence of therapies used to treat the
to the percutaneous procedures which include the ability to                           tumour. This aspect and the high safety profile of LA probably
approach lesions adjacent to the gastrointestinal tract, gallbladder                  explain the good survival profile of our patients despite the high
and bile ducts, or in presence of thrombocytopenia and the chance                     incidence of local and distant recurrences. This discrepancy
to perform intraoperative ultrasound for a more accurate targeting                    between outcome endpoints is frequent for HCC patients and this
of the lesions. In addition, the related pneumoperitoneum allows                      is why experts in this field suggest to use patient survival as
for an up to 40% reduction in the portal venous flow, thereby                         primary endpoint [2] to evaluate treatment efficacy.
enabling an increase in the size of the ablation site; and the general                   According to recent guidelines [1], many patients enrolled in
anaesthesia means that a higher dose of radiofrequency energy can                     our study would be candidates for first-line liver transplantation.
be used, or a larger amount of absolute alcohol can be injected in                    With this in mind, one of the main findings of our study is that LA
the case of alcoholics, by comparison with the percutaneous                           offers these patients the chance of a potentially curative alternative
approach [9–12,18].                                                                   to transplantation, theoretically enabling organ saving. In this
   In the present study, enrolled patients survived a median 34                       study, the 5-year survival rate for stage BCLC-A (and thus
months, while the median survival of BCLC-A and BCLC-B                                potentially transplantable) cases was about 40% (Figure 3): this
patients were 39 and 28 months, respectively.                                         seems to be much lower than the figure achievable with liver
   Untreated patients with intermediate-stage HCC have a median                       transplantation [34], but in actual fact, if we consider survival after
survival of approximately 16 months [32,33]. TACE improves                            the latter from the time of listing for LT, the 5-year intention-to-
median survival to 19–20 months in RCTs [32,33] and is                                treat survival rate drops to 51% [35], making it comparable with
considered the standard of care for these patients.                                   the results we achieved with LA. In this perspective, allocation of
   The selected nature of our LA population, with particular                          BCLC A patients to LT or to other potentially radical therapies
reference to BCLC B, makes any comparison with historical                             including LA, may be considered as a function of specific organ
results after TACE impossible and in this view prospective                            availability, waiting list time or age [36].
randomized clinical trials are needed.                                                   In our series, 33 patients ultimately underwent LT as second-
   It is pretty clear, however, that survival figures of our BCLC A                   line therapy. This policy is similar to the one adopted by Belghiti et
patients ineligible for resection or percutaneous ablation remain in                  al. [37] for patients undergoing first-line resection, reserving
the survival ranges described after potentially radical therapies in                  ‘‘salvage’’ LT for patients who have recurrent HCC or liver
the international literature [32]. Similarly, the remarkable low                      failure. The results of our study thus point to a sort of ‘‘extension’’
prevalence of severe adverse events after LA even in BCLC B                           of the concept of salvage transplantation as a possible strategy not
patients, associated to the relatively good long term survival                        only after liver resection but also after other potentially radical
suggests a genuine potential advantage of LA on TACE in                               therapies such as LA. A similar ‘‘extension’’ has been recently
homogeneous subset of patients.                                                       proposed for patients undergoing percutaneous thermal ablation
   As for resection and percutaneous ablation [1], also our series of                 [38].
HCC patients treated by LA median showed a consistent risk of                            BCLC early and intermediate stages includes a wide spectrum
tumour recurrence intrinsically related to these loco-regional                        of potential liver diseases in terms of hepatic function (from Child


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Laparoscopic Ablation for HCC


A-5 to Child score B-9 patients). The results we obtained on uni-                               The present studies presents a main limitation as we did not
and multivariate analyses demonstrate that portal hypertension,                              address a specific ablation procedure, but a treatment strategy
Child-Pugh score and MELD score have little influence on                                     based on the laparoscopic approach as being able to overcome
survival of our patients undergoing LA. This finding is in contrast                          several of the intrinsic limits of resection and percutaneous
with other publications on percutaneous ablation or liver                                    ablation. Thus, any consideration about the superiority of RF over
resection, in which these parameters had a clearly prognostic                                alcohol injection or microwave would not be consistent with the
relevance to postoperative outcome [39,40]. Moreover, liver                                  core message of our study. The main implication of our strategy
decompensation signs such as ascites or hyperbilirubinemia have                              proposal for HCC patients—unsuitable for resection or percuta-
been recently suggested as contraindications to TACE [8].                                    neous ablation—is to avoid that these patients be considered
   The most interesting aspect of our study as regards BCLC stage,                           immediately for liver transplantation.
therefore, is that LA proved a safe and apparently effective therapy                            The latter is a critical point since our proposal would spare a
even for patients with a moderately impaired liver function who                              large number of organs now used to transplant patients with small
would be suboptimal candidates for resection, percutaneous                                   HCCs and only moderately decompensated cirrhosis.
ablation, and TACE [8]. Patient super-selection and the                                         Although only randomized clinical trials can confirm which is
favourable pathophysiology of minimally invasive approaches                                  the best first-line therapy for this particular category of HCC
may justify our findings, however, larger studies are needed to                              patients, the current drawbacks of TACE in patients with
confirm such prognostic results in this therapeutic setting.                                 impaired liver function [8] and the shortage of organs for liver
   Judging from the results of our study, a serum albumin level                              transplantation [1,2] already support the use of LA as a potential
,37 g/l and a serum a-fetoprotein level .400 g/l are parameters                              effective therapeutic option for HCC in the current clinical
that can serve preoperatively as negative prognostic factors for the                         practice.
long-term outcome of LA, so they should be taken into account
during the patient selection process in order to exploit LA to best
effect in terms of patient survival. In conclusion, the results of our                       Author Contributions
study suggest that LA is a safe and effective therapeutic option for                         Conceived and designed the experiments: UC AV GZ. Performed the
HCC patients ineligible for liver resection and/or percutaneous                              experiments: UC AV DD SC DN FD EG FF VV GZ. Analyzed the data:
ablation due to their tumour’s characteristics (location, size and                           UC AV GZ. Wrote the paper: UC AV GZ.
number of nodules) and/or liver mild to moderate impairment.

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PLOS ONE | www.plosone.org                                                                8                                February 2013 | Volume 8 | Issue 2 | e57249

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2013 cillo laparoscopic ablation of hepatocellular carcinoma in cirrhotic patients unsuitable for liver resection or percutaneous treatment_a cohort study

  • 1. Laparoscopic Ablation of Hepatocellular Carcinoma in Cirrhotic Patients Unsuitable for Liver Resection or Percutaneous Treatment: A Cohort Study Umberto Cillo1, Alessandro Vitale1*, Davide Dupuis1, Stefano Corso1, Daniele Neri1, Francesco D’Amico1, Enrico Gringeri1, Fabio Farinati2, Valter Vincenzi3, Giacomo Zanus1 ` 1 Unita di Chirurgia Epatobiliare e Trapianto Epatico, Azienda Ospedaliera Universitaria di Padova, Padua, Italy, 2 Divisione di Gastroenterologia, Azienda Ospedaliera ` Universitaria di Padova, Padua, Italy, 3 Unita di Medicina Generale, Ospedale San Martino, Belluno, Italy Abstract The aim of this study was to demonstrate the safety and efficacy of laparoscopic ablation for cirrhotic HCC patients. Between January 2004 and December 2009, laparoscopic ablation was applied prospectively in 169 consecutive HCC patients (median age 62 years, 43% hepatitis C positive) considered ineligible for liver resection and/or percutaneous ablation. There was clinically relevant portal hypertension in 72% of cases. A significant proportion of subjects (50%) had multinodular tumors or nodules larger than 25 mm. The main ablation techniques used were radiofrequency in 103 patients (61%), microwave ablation in 8 (5%), and ethanol injection in 58 (34%). The primary endpoint was 3-year survival. There was no perioperative mortality. The overall morbidity rate was 25%. The median postoperative hospital stay was 3 days (range 1–19 days). Patients survived a median 33 months with a 3-year survival rate of 47%. Cox’s multivariate analysis identified patient age, presence of diabetes, albumin #37 g/l, and alpha-fetoprotein .400 mg/l as significant preoperative predictors of survival, while the chance to undergo liver transplantation and postoperative ascites were the only independent postoperative predictor of survival. Laparoscopic ablation is a safe and effective therapeutic option for selected HCC patients ineligible for liver resection and/or percutaneous ablation. Citation: Cillo U, Vitale A, Dupuis D, Corso S, Neri D, et al. (2013) Laparoscopic Ablation of Hepatocellular Carcinoma in Cirrhotic Patients Unsuitable for Liver Resection or Percutaneous Treatment: A Cohort Study. PLoS ONE 8(2): e57249. doi:10.1371/journal.pone.0057249 Editor: Michael Zimmerman, University of Colorado School of Medicine, United States of America Received July 10, 2012; Accepted January 23, 2013; Published February 21, 2013 Copyright: ß 2013 Cillo et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. Funding: The authors have no support or funding to report. Competing Interests: The authors have declared that no competing interests exist. * E-mail: alessandro.vitale@unipd.it Introduction decompensation parameters such as ascites, clinically relevant portal hypertension (CRPH), and high bilirubin levels [8]. According to recent guidelines and to the Barcelona Clinic In this setting, laparoscopic ablation (LA) of liver tumours has Liver Cancer (BCLC) staging and treatment algorithm [1], the potential to satisfy two fundamental requirements: a) to offer a surgical resection and percutaneous ablation are the treatments viable alternative to hepatic resection and/or percutaneous of choice for patients with very early (stage 0) and early (stage A) ablation in patients with a BCLC-A HCC; b) to offer a potentially hepatocellular carcinoma (HCC), but impaired liver function, radical therapeutic alternative to TACE in super-selected patients tumour’s location or extension, and patient conditions can strongly with a BCLC-B tumour. In fact, LA has several potential limit their applicability. In patients unsuitable for resection and/or pathophysiological advantages, making it theoretically suitable percutaneous ablation, the main therapeutic options remain liver for patients with a moderately impaired liver function [9–12]. In transplantation (LT) and transarterial chemoembolization addition, the opportunity to perform several ablation procedures (TACE). However, LT may be indicated for only a minority of during the same session, using different techniques in association, HCC patients because of the scarcity of organs [2]. Since LT is also enables the simultaneous treatment of tumours at difficult, generally reserved for patients with a severely impaired liver multiple and bilobar sites, or of moderately larger dimensions [13– function (with or without HCC), and given the rising incidence of 15]. early HCC diagnoses [3], first-line LT for very early and early This study aims to demonstrate the feasibility, safety and HCC patients risks being a theoretical rather than a practical efficacy of LA as first-line therapy for cirrhotic HCC patients therapeutic option in many countries [4], so a significant considered unsuitable for liver resection and/or percutaneous proportion of patients with BCLC 0-A HCC judged unsuitable ablation. for resection or ablation is offered TACE as the best therapeutic option [4,5]. It is well known, however, that TACE is only a Materials and Methods palliative measure in terms of both survival [1,6] and its capacity to ensure a genuinely complete histologically confirmed necrosis of Ethics statement the tumour nodules [7]. Its efficacy is also strongly limited by liver The study was approved by the institutional ethics committee at the University Hospital of Padua. Informed consent authorizing PLOS ONE | www.plosone.org 1 February 2013 | Volume 8 | Issue 2 | e57249
  • 2. Laparoscopic Ablation for HCC storage and use of all relevant data for research purposes was guidelines [1], gastroesophageal varices, splenomegaly with a obtained at the time of enrolment as described below. No further platelet count below 100,000/ml, or ascites; tumour characteristics authorization was required from our institutional Ethics Commit- (size, location, number of nodules, a-fetoprotein level, and tee since the study is a retrospective analysis of prospectively histological grade when available); operative variables (operating collected data, and only de-identified data were analysed. The time, blood loss, fluid infusion, conversion rate); and postoperative Informed Consent is a written consent signed by the patient. variables (days in hospital, transfusion therapy, ascites leakage from drainage tubes, specific and general complications). Patients and variables Consecutive HCC cirrhotic patients evaluated at the Hepato- Surgical procedure and post-operative follow-up biliary Surgery and Liver Transplantation Unit at the University The procedures were performed with patients supine in all Hospital of Padua between January 2004 and December 2009 cases. The open approach (Hasson’s technique) was used to obtain were treated according to a treatment algorithm (Figure 1) a pneumoperitoneum and the inflation pressure was maintained considering LA as first-line therapy for BCLC A patients and between 8 and 12 mmHg. A second trocar was inserted in the super-selected BCLC B patients judged ineligible for liver right or left upper quadrant (for right or left liver lesions, resection and/or percutaneous ablation due to negative prognostic respectively and according to liver anatomy), for the passage of the factors or technical contraindications. Selection criteria for LA are ultrasound probe. After exploring the peritoneal cavity, laparo- described in detail in Table 1. scopic intraoperative ultrasound was performed to complete the Based on our policy (Figure 1), liver transplantation for BCLC A disease staging, confirm the location, and establish the tumour’s and B HCC patients was only used as second-line or salvage relationship with the major hepatic vasculature. therapy [16,17]. The ablation techniques adopted were radiofrequency (RF) For all the patients enrolled, the HCC diagnosis was based on ablation (Cool-tip RF; Valleylab-Tyco Healthcare Group, Boul- AASLD radiological criteria [1,2] or histology. der, CO, USA), alcohol injection or microwave (MW) ablation Patients were told about the innovative nature of the procedure (AMICA; HS Hospital Service, Aprilia, LT, Italy). and their informed consent was a necessary inclusion criterion. All In the study period RF was the preferred ablation technique. patients underwent a careful preoperative work-up, which Alcohol injection was mainly used for nodules adjacent to major included defining the underlying disease according to the Child- hepatic vessels or to the gallbladder or intra-abdominal organs. Pugh criteria, the MELD score, and morphological study of the MW ablation was introduced only in the last 12 months of the tumour using CT and/or MR, and/or contrast-enhanced US, and study period. assessing the anaesthetic risk with the ASA score (American Society of Ablation needles were inserted percutaneously and placed inside Anesthesiologists physical status score). the lesion under laparoscopic ultrasound guidance. Then a small The data prospectively collected for the study included: the tubular drain was inserted, to be removed postoperatively. characteristics of the disease and the cirrhotic patients’ general The local efficacy of ablation at our Institution was evaluated status (Child-Pugh score, MELD score, ASA score, liver disease with CT and/or MR performed 20 to 40 days after LA following aetiology, presence of oesophageal varices, platelet count); any EASL recommendations as previously reported [17]. In case of clinically significant portal hypertension, defined according to the complete ablation, we performed an enhanced follow up consisting Figure 1. The Padua treatment algorithm for HCC patients. doi:10.1371/journal.pone.0057249.g001 PLOS ONE | www.plosone.org 2 February 2013 | Volume 8 | Issue 2 | e57249
  • 3. Laparoscopic Ablation for HCC Table 1. Selection criteria for laparoscopic ablation of HCC patients at the Padua University Hospital. INCLUSION CRITERIA Ineligibility to liver resection : a) Major resection in BCLC A2-A3-A4 patients* b) Technical contraindications Ineligibility to percutaneous ablation: a) critical location (proximity to GI tract or bladder or major hepatic vessels; superficial or exophytic nodules) b) tumor extension (size $3 cm or $3 nodules) c) Untreatable ascites d) Severe coagulopathy (PT,40% and/or platelets ,306109/l) EXCLUSION CRITERIA Severe liver decompensation: a) MELD .20 b) Child C class# Large multinodular HCC: a) Nodule size .7 cm b) Number of nodules .5 CRPH, clinically relevant portal hypertension; HCC, hepatocellular carcinoma; GI, gastro intestinal; MELD, model for end stage liver disease. *AASLD criteria [1] for liver resection were generally followed when tumor location or extension required a major hepatectomy (resection of more than 2 liver segments). In selected cases major liver resection was performed also in HCC patients not following the guidelines [1], using technical expedients such as a porto-caval shunt. # In selected HCC patients with Child-Pugh C cirrhosis waiting for liver transplantation LA was considered as a bridging therapy: these patients were not included in this study. doi:10.1371/journal.pone.0057249.t001 of CT and/or MR repeated every 3 months for the first year, and survival predictors. We performed two multivariate analyses, one every 6 months thereafter. Incomplete ablation or local recur- including only preoperative covariates, the other considering both rences were treated according to our treatment algorithm pre and postoperative variables. A p value of less than 0.05 was (Figure 1). In this regard, the more common therapies were a considered statistically significant. repeated LA procedure, TACE, or LT. All statistical calculations were performed using JMP software (1989–2003 SAS Institute Inc.) Study design and statistical analysis This was a retrospective analysis of prospectively collected data. Results The primary endpoint was 3-year patient survival. Secondary endpoints were: perioperative mortality (within 30 days after Patients’ characteristics surgery); overall morbidity; postoperative hospital stay (days); Laparoscopic ablation was prospectively applied in 169 leakage of ascites (ml); incidence of early local recurrence (defined consecutive HCC patients between January 2004 and December as HCC recurrence on the site of ablation within 24 months from 2009. The characteristics of these patients are shown in Table 2. LA) . Values for continuous variables were presented as medians The sample was a median 62 years of age and males (ranges) and values for categorical-nominal variables as frequen- predominated. The main aetiology of cirrhosis was hepatitis C cies (%). For subgroup comparisons, quantitative variables were virus infection (43%), followed by alcohol abuse (30%). Clinically compared using Student’s t or Wilcoxon rank sums tests, and relevant portal hypertension was recorded in 72% of cases. One categorical variables were compared using x2 or Fisher’s exact hundred and three patients (61%) had new-onset HCC and there tests, as appropriate. appeared to be a single lesion in 85 cases (50%). Most patients The length of the follow-up after LA was calculated from the (67%) were in stage BCLC 0-A, but we had only a small date of the operation to the date of the patient’s death or latest proportion of patients in stages BCLC 0, A1, and A2 (17%) in our follow-up. The last follow-up date considered was 15/04/2011. series (Table 2). Histological grading was available for 104 patients The length of the follow-up and survival were expressed as median (based on biopsy of the nodule in ablated patients); 6 patients (6%) (range). had a poorly-differentiated tumour. The overall survival curves were calculated using the Kaplan- For most patients, the main ablation technique was RF, Meier technique and compared with the log-rank test. Cox’s performed in 103 patients (61%), MW ablation was used in 8 proportional hazards model was used for the univariate analysis to (5%), and ethanol injection alone in 58 (34%). identify the predictors of overall survival after LA. In Cox analyses continuous variables were dichotomized and the median value was Secondary endpoints considered as the cut-off. The only exception to this rule was a- The median operating time was 100 minutes (range 40– fetoprotein (AFP), since, as suggested in recent publications 220 minutes). Plasma transfusions were given to 16 patients [18,19], it was considered as a dichotomous variable with a cut- (9%), while blood loss higher than 100 ml occurred in only 9 cases off of 400 mg/l independently from their median value in our (5%). The conversion rate during LA was 2% and this occurred for study cohort. Variables with at least a marginal statistical intra-peritoneal adhesions in 2 cases and for intraoperative significance (p,0.1) at univariate analysis were included as bleeding difficult to control laparoscopically and requiring blood covariates in a multivariate Cox model to identify independent transfusion on only one occasion. PLOS ONE | www.plosone.org 3 February 2013 | Volume 8 | Issue 2 | e57249
  • 4. Laparoscopic Ablation for HCC Table 2. Clinicopathological characteristics. anaemia, spontaneous bacterial peritonitis occurred less often. The median postoperative hospital stay was 3 days (range, 1–19 days). Only 15% of patients had incomplete LA at first imaging study. PATIENTS’ CHARACTERISTICS Incidence of early local recurrence was 28%. However, other 24% of enrolled patients had distant recurrences during the study Age (years) 62 (34–84) period. Males 143 (85%) BMI 26 (18–41) Survival analysis ASA score .2 76 (45%) Patients survived a median 33 months, and overall survival at 1, Diabetes 49 (29%) 3, and 5 years was 79%, 49%, and 40% respectively (Figure 2). Etiology The median follow-up for survivors was 30 months (range 12 to 78 months). Eighty-two (49%) of patients died during the study HCV 72 (43%) period. The main cause of death was tumor progression (73%), but HBV 34 (20%) a consistent proportion of patients (27%) died due to liver Exotoxic 50 (30%) decompensation. Other 13 (7%) Due to incomplete LA, tumour recurrence, or liver function Clinically relevant portal hypertension 121 (72%) impairment about half of enrolled patients (57%) had other therapies during their follow-up: other laparoscopic procedures in Child-Pugh B 57 (34%) 30 cases (18%), percutaneous ablation in 18 patients (11%), Platelets (109/l) 96 (14–334) ablation and/or TACE in 15 (9%), liver transplantation as second- Albumin (g/l) 37 (23–56.8) line therapy (Figure 1) in 33 patients (19%). Total bilirubin (mmol/l) 22.3 (4.9–175.8) All the variables in Table 2 were considered for the survival INR 1.2 (1–1.6) analysis, together with postoperative covariates such as operating Creatinine (mmol/l) 78 (45–236) time, hospital stay, morbidity, plasma or blood transfusions, postoperative ascites, other therapies during follow up, and liver Na+ (mmol/l) 139 (125–146) transplantation. MELD 10 (6–21) Table 3 lists the variables having a significant or marginal New-onset HCC 103 (61%) impact on survival (p,0.1) at Cox’s univariate analysis. The only Alpha fetoprotein (mg/l) 23 (1–28356) significant tumour-related variable was a serum level of a- Alpha fetoprotein .400 mg/l 17 (10%) fetoprotein .400 mg/l. BCLC staging did not have a relevant prognostic value in our series (Figure 3). The median survival of Diameter of the largest nodule (mm) 25 (10–68) BCLC-A and BCLC-B patients were 39 and 28 months, Number respectively, and the difference was not statistically significant. 1 85 (50%) Other variables capable of predicting survival related to 2–3 61 (36%) patients’ general conditions (age, diabetes, ASA score), liver .3 23 (14%) function (hypoalbuminemia, Child Pugh B class), or postoperative BCLC-A2 course (postoperative ascites, postoperative complications and liver transplantation). Interestingly portal hypertension, MELD score 0 6 (3%) and other liver function tests had a poor prognostic performance A1 17 (10%) in this study. The histological grade variable was not included in A2 7 (4%) the analysis because it was only available for 104 patients. A3 45 (27%) Two multivariate analysis were performed (Table 4): the first A4 37 (22%) including only preoperative variables identified age, AFP .400 mg/l and albumin #37 g/l as significant predictors; the B 57 (34%) Ablation procedure (Total) 169 RF 103 (61%) Alcohol 58 (34%) MW 8 (5%) Transplantation as 2nd line therapy 33 (20%) ASA, American Society of Anesthesiologists physical status score; HCV, hepatitis C virus; HBV, hepatitis B virus; MELD, model end-stage liver disease score; HCC, hepatocellular carcinoma; BCLC, Barcelona Clinic liver cancer stage; RF, radiofrequency; MW, microwave. doi:10.1371/journal.pone.0057249.t002 There was no perioperative mortality. The overall morbidity rate was 25%. The most common postoperative complication was ascites, occurring in 32 patients (19%), defined for the purposes of this study as a leakage from abdominal drains exceeding 1000 ml/ day during the hospital stay. LA-treated patients developed fever in 12% of cases and renal failure in 2%. Encephalopathy, Figure 2. Overall survival curve. doi:10.1371/journal.pone.0057249.g002 PLOS ONE | www.plosone.org 4 February 2013 | Volume 8 | Issue 2 | e57249
  • 5. Laparoscopic Ablation for HCC Figure 3. Kaplan-Meier survival curves by BCLC stage (p.0.05). Figure 4. Survival according to possibility to have liver doi:10.1371/journal.pone.0057249.g003 transplantation after LA (p = 0.0004). doi:10.1371/journal.pone.0057249.g004 second including both pre- and the postoperative variables identified diabetes, AFP .400 mg/l and albumin #37 g/l as prospectively applied LA super-selecting patients considered preoperative independent predictors of survival, while postoper- unresectable or ineligible for percutaneous ablation. ative ascites and the opportunity to undergo liver transplantation The particular feature of our treatment algorithm (Figure 1) lay (Figure 4) were the sole postoperative predictors. ASA score in considering a sort of ‘‘hierarchy’’ of therapeutic options showed only a marginal impact on survival at multivariate assigning whenever possible a potentially radical therapy regard- analysis. less of BCLC stage: the first option to consider was liver resection or percutaneous ablation, the second laparoscopic ablation in Discussion those for whom resection or percutaneous ablation were techni- cally infeasible, while TACE and Sorafenib were only considered To the best of our knowledge, this study represents the largest when the previous where judged infeasible due to tumour stage single-centre series on laparoscopic ablation for HCC on cirrhosis (Table 1). published to date [9–15,20–30]. Our results broadly overlap with Due to the shortage of organs in Italy and the strong reports from other study groups, particularly concerning the safety epidemiological pressure of HCC [3], we considered liver of the procedure, with no perioperative mortality and a low transplantation as the first-line option only for Child C patients incidence of specific morbidity (25%), which is comparable with with HCC [31] or young HBV positive patients with multinodular other experiences [10,21,24,26]; our conversion rate (2%) was also HCC, while it was considered only for second-line therapy in in line with the literature [14]. Our median postoperative hospital patients after the first-line options failed for recurrence or stay was relatively short (3 days) and similar to that of other incomplete treatment. experiences [27–30]. This enrolment policy enabled LA to be offered as a viable In other experiences [21], however, LA was used in patients alternative to resection and/or percutaneous ablation for patients eligible for traditional treatments, after selecting patients according with stage BCLC-A, and as a potentially radical therapeutic to the number and size of their nodules and the severity of their alternative to TACE for super-selected patients with stage BCLC- cirrhosis. Our enrolment criteria were particular in that we B. Table 3. Univariate survival analysis. Hazard ratio (95% confidence interval) p value Age .62 years 1.43 (1.14–1.80) 0.0015 ASA .2 1.39 (1.11–1.74) 0.0042 Diabetes 1.31 (1.04–1.64) 0.0248 Albumin #37 g/l 2.02 (1.28–3.20) 0.0023 Child-Pugh B 1.75 (1.11–2.73) 0.0160 Alpha fetoprotein .400 mg/l 1.68 (1.25–2.19) 0.0010 Postoperative ascites1 1.55 (1.18–1.99) 0.0020 Postoperative complications 1.68 (1.00–2.73) 0.0491 No liver transplantation 1.86 (1.33–2.80) 0.0001 1 leakage from abdominal drains .1000 ml/day. ASA, American Society of Anesthesiologists physical status score; BCLC, Barcelona Clinic liver cancer stage. doi:10.1371/journal.pone.0057249.t003 PLOS ONE | www.plosone.org 5 February 2013 | Volume 8 | Issue 2 | e57249
  • 6. Laparoscopic Ablation for HCC Table 4. Multivariate survival analyses. Hazard ratio (95% confidence interval) p value Model including only pre-operative covariates Age .62 years 1.47 (1.14–1.91) 0.0028 ASA .2 1.21 (0.93–1.58) 0.1455 Diabetes 1.28 (0.99–1.65) 0.0614 Albumin #37 g/l 2.99 (1.70–5.32) 0.0001 Child Pugh B 0.81 (0.47–1.40) 0.4474 Alpha fetoprotein .400 mg/l 2.17 (1.56–2.96) ,0.0001 Model including pre and post-operative covariates Age .62 years 1.28 (0.89–1.57) 0.2581 ASA .2 1.30 (0.99–1.69) 0.0584 Diabetes 1.37 (1.03–1.82) 0.0308 Albumin #37 g/l 2.80 (1.58–5.01) 0.0004 Child Pugh B 0.75 (0.43–1.31) 0.3131 Alpha fetoprotein .400 mg/l 2.10 (1.50–2.89) ,0.0001 Postoperative ascites1 1.60 (1.12–2.26) 0.0109 Postoperative complications 0.73 (0.36–1.44) 0.3646 No liver transplantation 2.07 (1.36–3.44) 0.0004 1 leakage from abdominal drains .1000 ml/day. ASA, American Society of Anesthesiologists physical status score; BCLC, Barcelona Clinic liver cancer stage. doi:10.1371/journal.pone.0057249.t004 The role of LA in our treatment algorithm is justified by some procedures. In many enrolled patients, however, LA was only the theoretical advantages of the laparoscopic approach with respect first step of a multimodal sequence of therapies used to treat the to the percutaneous procedures which include the ability to tumour. This aspect and the high safety profile of LA probably approach lesions adjacent to the gastrointestinal tract, gallbladder explain the good survival profile of our patients despite the high and bile ducts, or in presence of thrombocytopenia and the chance incidence of local and distant recurrences. This discrepancy to perform intraoperative ultrasound for a more accurate targeting between outcome endpoints is frequent for HCC patients and this of the lesions. In addition, the related pneumoperitoneum allows is why experts in this field suggest to use patient survival as for an up to 40% reduction in the portal venous flow, thereby primary endpoint [2] to evaluate treatment efficacy. enabling an increase in the size of the ablation site; and the general According to recent guidelines [1], many patients enrolled in anaesthesia means that a higher dose of radiofrequency energy can our study would be candidates for first-line liver transplantation. be used, or a larger amount of absolute alcohol can be injected in With this in mind, one of the main findings of our study is that LA the case of alcoholics, by comparison with the percutaneous offers these patients the chance of a potentially curative alternative approach [9–12,18]. to transplantation, theoretically enabling organ saving. In this In the present study, enrolled patients survived a median 34 study, the 5-year survival rate for stage BCLC-A (and thus months, while the median survival of BCLC-A and BCLC-B potentially transplantable) cases was about 40% (Figure 3): this patients were 39 and 28 months, respectively. seems to be much lower than the figure achievable with liver Untreated patients with intermediate-stage HCC have a median transplantation [34], but in actual fact, if we consider survival after survival of approximately 16 months [32,33]. TACE improves the latter from the time of listing for LT, the 5-year intention-to- median survival to 19–20 months in RCTs [32,33] and is treat survival rate drops to 51% [35], making it comparable with considered the standard of care for these patients. the results we achieved with LA. In this perspective, allocation of The selected nature of our LA population, with particular BCLC A patients to LT or to other potentially radical therapies reference to BCLC B, makes any comparison with historical including LA, may be considered as a function of specific organ results after TACE impossible and in this view prospective availability, waiting list time or age [36]. randomized clinical trials are needed. In our series, 33 patients ultimately underwent LT as second- It is pretty clear, however, that survival figures of our BCLC A line therapy. This policy is similar to the one adopted by Belghiti et patients ineligible for resection or percutaneous ablation remain in al. [37] for patients undergoing first-line resection, reserving the survival ranges described after potentially radical therapies in ‘‘salvage’’ LT for patients who have recurrent HCC or liver the international literature [32]. Similarly, the remarkable low failure. The results of our study thus point to a sort of ‘‘extension’’ prevalence of severe adverse events after LA even in BCLC B of the concept of salvage transplantation as a possible strategy not patients, associated to the relatively good long term survival only after liver resection but also after other potentially radical suggests a genuine potential advantage of LA on TACE in therapies such as LA. A similar ‘‘extension’’ has been recently homogeneous subset of patients. proposed for patients undergoing percutaneous thermal ablation As for resection and percutaneous ablation [1], also our series of [38]. HCC patients treated by LA median showed a consistent risk of BCLC early and intermediate stages includes a wide spectrum tumour recurrence intrinsically related to these loco-regional of potential liver diseases in terms of hepatic function (from Child PLOS ONE | www.plosone.org 6 February 2013 | Volume 8 | Issue 2 | e57249
  • 7. Laparoscopic Ablation for HCC A-5 to Child score B-9 patients). The results we obtained on uni- The present studies presents a main limitation as we did not and multivariate analyses demonstrate that portal hypertension, address a specific ablation procedure, but a treatment strategy Child-Pugh score and MELD score have little influence on based on the laparoscopic approach as being able to overcome survival of our patients undergoing LA. This finding is in contrast several of the intrinsic limits of resection and percutaneous with other publications on percutaneous ablation or liver ablation. Thus, any consideration about the superiority of RF over resection, in which these parameters had a clearly prognostic alcohol injection or microwave would not be consistent with the relevance to postoperative outcome [39,40]. Moreover, liver core message of our study. The main implication of our strategy decompensation signs such as ascites or hyperbilirubinemia have proposal for HCC patients—unsuitable for resection or percuta- been recently suggested as contraindications to TACE [8]. neous ablation—is to avoid that these patients be considered The most interesting aspect of our study as regards BCLC stage, immediately for liver transplantation. therefore, is that LA proved a safe and apparently effective therapy The latter is a critical point since our proposal would spare a even for patients with a moderately impaired liver function who large number of organs now used to transplant patients with small would be suboptimal candidates for resection, percutaneous HCCs and only moderately decompensated cirrhosis. ablation, and TACE [8]. Patient super-selection and the Although only randomized clinical trials can confirm which is favourable pathophysiology of minimally invasive approaches the best first-line therapy for this particular category of HCC may justify our findings, however, larger studies are needed to patients, the current drawbacks of TACE in patients with confirm such prognostic results in this therapeutic setting. impaired liver function [8] and the shortage of organs for liver Judging from the results of our study, a serum albumin level transplantation [1,2] already support the use of LA as a potential ,37 g/l and a serum a-fetoprotein level .400 g/l are parameters effective therapeutic option for HCC in the current clinical that can serve preoperatively as negative prognostic factors for the practice. long-term outcome of LA, so they should be taken into account during the patient selection process in order to exploit LA to best effect in terms of patient survival. In conclusion, the results of our Author Contributions study suggest that LA is a safe and effective therapeutic option for Conceived and designed the experiments: UC AV GZ. Performed the HCC patients ineligible for liver resection and/or percutaneous experiments: UC AV DD SC DN FD EG FF VV GZ. Analyzed the data: ablation due to their tumour’s characteristics (location, size and UC AV GZ. Wrote the paper: UC AV GZ. number of nodules) and/or liver mild to moderate impairment. References 1. Bruix J, Sherman M (2005) Management of hepatocellular carcinoma. 14. Minami Y, Kudo M (2010) Radiofrequency ablation of hepatocellular Hepatology 42: 1208–1236. doi:10.1002/hep.20933. carcinoma: Current status. World J Radiol 2: 417–424. doi:10.4329/ 2. Bruix J, Sherman M (2011) Management of hepatocellular carcinoma: An wjr.v2.i11.417. update. Hepatology 53: 1020–1022. doi:10.1002/hep.24199. 15. Tanaka S, Shimada M, Shirabe K, Taketomi A, Maehara S, et al. (2009) 3. 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