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International bodies and the development
  of regulations: challenges and results.
   Case study of medical fitness criteria


                    Tim Carter
      Norwegian Centre for Maritime Medicine
       UK Maritime and Coastguard Agency
     International Maritime Health Association
Perspectives (maritime health)
   Procedures and protocols of International
    Agencies (ILO, IMO,WHO)
   Governments (maritime – national and open register,
    health, social security)
   Employers, agents, insurers etc.(HR, crewing,
    design, supply , P and I)
   Seafarers, trade unions etc.(working conditions,
    equity, members benefits, claims)
   Subject experts (risks, remedies – evidence,
    effectiveness)
   Professional bodies (good practice – jobs,
    income, status)
Drivers for international
               action
   Move from national to global crewing,
    management, sourcing (fitness, repatriation)
   Move from integrated owners/employers to
    contract management (less recruitment for
    defined careers, QA needs)
   Inequities in risk and working conditions
    (‘good and bad’ flags)
   Inefficiencies in current arrangements
    (duplication – certification, costs of poor
    decisions)
   Fairer basis for international competition (
    less variation in crewing costs, social security needs)
Building on the past
   National arrangements – traditional
    maritime nations and newer ones.
    ‘Protected’ and global flags
   Previous ILO, IMO, WHO initiatives
   Attitudes of employers, unions and
    governments to health of seafarers
    and its regulation
   Place of and trust in health advisers
Placing maritime health
   Specifics are a small part of MLC.
    Whole convention contributes to it
   Small part of STCW. One element in
    safety system
   Small and low priority part of WHO
    work now.
   Topic with long and difficult history –
    blame and gain.
   Expertise has single profession origin –
    ‘medical gaze’
Baggage!
   Seafarers: inequity. UK strike, ITF Tom Mann.
   Employers: free markets – capital and labour, no
    state supervision.
   Unseaworthy seamen: alcohol, VD – UK
   Flag states: merchantilism: old UK, USA. New: India.
   Social security links and national interest – France,
    Spain.
   Welfare – state: Nordic countries, E Europe. Missions:
    Christian, other faiths.
   Predictive value of health assessment. Medicalised
    view of capability
   Faith in certificates
Changes – work at sea




                   Voyage time
                   Job demands
                   Communications
                   Global ownership
                   And crewing
UN Agencies, goals and
           constituents
   ILO: tripartite with social partners
    dominant. Decent working conditions.
    Negotiations
   IMO: flag states and NGOs. Maritime safety.
    Power of veto. EU group, open registers,
    USCG, newer maritime nations.
   WHO: source of UN health expertise. Not
    organised by industry. Infection, nutrition,
    care. Health ministries.Expert evidence
    based review. Occupational issues low
    priority unless profitable: IMGS.
UN Agencies -outputs
   Conventions – ratification as basis
    for national law. (IMO – regulations
    and mandatory A code)
   Recommendations – how to meet
    convention requirements (IMO –
    non-mandatory B code)
   Guidelines –official but subsidiary
   Technical guidance and handbooks –
    non official. Authorities, other users.
Maritime health - scope
 Fitness to work at sea – maritime safety,
  personal ‘risk’
 Managing medical emergencies at sea

 Onshore care, rehabilitation and repatriation

 Health education and promotion – personal,
  environmental
 Safe and healthy working conditions

 Passenger risks

 Infections and spread

At interface of ILO, IMO and WHO
IMO approach
   STCW revisions. Sight and hearing
    +physical capability (1995 on). General
    criteria for fitness added (2012). Reluctance
    to accept mandatory capability criteria,
    acceptance for vision.
   STCW about issue of certificates –
    dominance of these as communication
    mechanism
   Did not wish to be involved in 1997
    ILO/WHO Guidelines on medical
    examinations. Now participating in
    revisions.
IMO key text
STCW 2012 A-1/9
 Vision (standards)
 Physical capability (recommendations)

 Hearing and speech (recommendations)

 No impairing medical condition

 No medical condition aggravated,
  leading to unfitness or risk to others
 No impairing medication

Procedures for examination and
certification
ILO approach
   MLC consolidated many earlier
    conventions. Parallel convention on
    fishing
   Health scattered through MLC:
    certificates, medical care on board, care
    and repatriation, working and living
    conditions (weak on smoking, diet)
   Social security issues: keep the doctors
    out!
   Leading role in supporting guideline
    development 1997 and now.
ILO key text
MLC 1.2 medical certificate procedures
Hearing and sight

No medical condition aggravated,

leading to unfitness or risk to others
MLC 2.5 medical repatriation
MLC 3.1 – 2 accommodation, food
MLC 4.1 – Medical care aboard
MLC 4.3 – occupational health and safety
WHO approach
   Was major player. Maritime now low
    priority.
   Active on infection control – International
    Health Regulations.
   Profitable publication – IMGS. Fit for what
    purpose? Should be key to international
    harmonisation, linked to medical chest
    requirments and to radiomedical advice
   Participated in 1997 Guidelines on medical
    examination, not with current revision.
    Issues on quality of evidence.
Developing good practice –
       fitness examinations
   Text from MLC and STCW 2012 as basis.
   Shortcomings of 1997 Guidelines
   Experience of authorities and others
   IMHA w.g. on medical fitness criteria
   Special Adviser to ILO developed draft text
   Working group to review and modify – 2
    meetings 2010 and 2011.
   Co-ordinated endorsement by ILO and IMO.
Users of Guidelines
 Maritime Authorities in preparing national
  regulations
 Maritime Authorities in adopting text as
  national law.
 Examining doctors as issuers of certificates

Will they make for more acceptance of
  certificates internationally and by
  employers? Text + application in practice.
Supporting initiative – QA of examiners,
  additional professional guidance, training
  for examiners, ethical framework.
Progress on guidelines
 Draft text developed, based on IMHA
  wg, UK MCA, other administrations.
 Large measure of agreement at

  meeting Oct 2010. Issues:
 - harmonising with MLC and STCW
 - regulatory pedantics vs. usefulness
 - national perspectives
 - seafarers and ‘risk’
Next steps
   Redrafted after meeting
   Inclusion of fishing?
   Circulation – any changed positions:
    states, employers, TUs?
   Second meeting September 2011
   Endorsement up the line in ILO and
    IMO.
   Publication!!
Related health topics
Lessons from joint work on medical
fitness
International Medical Guide

Medical chests

Emergencies at sea – training,
guides, telemedicine, evacuation,
treatment, repatriation
[Medical aspects of social security]
Common features
 Political interests and rational policies
 Social partners can influence but
  maritime authorities have to
  implement
 Expertise: not needed, on call, at

  hand, partisan or neutral, dominant.
The human zoo – know the animals
  before designing the cages!
10 carter ncmm   international bodies and development of regulations

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10 carter ncmm international bodies and development of regulations

  • 1. International bodies and the development of regulations: challenges and results. Case study of medical fitness criteria Tim Carter Norwegian Centre for Maritime Medicine UK Maritime and Coastguard Agency International Maritime Health Association
  • 2. Perspectives (maritime health)  Procedures and protocols of International Agencies (ILO, IMO,WHO)  Governments (maritime – national and open register, health, social security)  Employers, agents, insurers etc.(HR, crewing, design, supply , P and I)  Seafarers, trade unions etc.(working conditions, equity, members benefits, claims)  Subject experts (risks, remedies – evidence, effectiveness)  Professional bodies (good practice – jobs, income, status)
  • 3. Drivers for international action  Move from national to global crewing, management, sourcing (fitness, repatriation)  Move from integrated owners/employers to contract management (less recruitment for defined careers, QA needs)  Inequities in risk and working conditions (‘good and bad’ flags)  Inefficiencies in current arrangements (duplication – certification, costs of poor decisions)  Fairer basis for international competition ( less variation in crewing costs, social security needs)
  • 4. Building on the past  National arrangements – traditional maritime nations and newer ones. ‘Protected’ and global flags  Previous ILO, IMO, WHO initiatives  Attitudes of employers, unions and governments to health of seafarers and its regulation  Place of and trust in health advisers
  • 5. Placing maritime health  Specifics are a small part of MLC. Whole convention contributes to it  Small part of STCW. One element in safety system  Small and low priority part of WHO work now.  Topic with long and difficult history – blame and gain.  Expertise has single profession origin – ‘medical gaze’
  • 6. Baggage!  Seafarers: inequity. UK strike, ITF Tom Mann.  Employers: free markets – capital and labour, no state supervision.  Unseaworthy seamen: alcohol, VD – UK  Flag states: merchantilism: old UK, USA. New: India.  Social security links and national interest – France, Spain.  Welfare – state: Nordic countries, E Europe. Missions: Christian, other faiths.  Predictive value of health assessment. Medicalised view of capability  Faith in certificates
  • 7. Changes – work at sea Voyage time Job demands Communications Global ownership And crewing
  • 8. UN Agencies, goals and constituents  ILO: tripartite with social partners dominant. Decent working conditions. Negotiations  IMO: flag states and NGOs. Maritime safety. Power of veto. EU group, open registers, USCG, newer maritime nations.  WHO: source of UN health expertise. Not organised by industry. Infection, nutrition, care. Health ministries.Expert evidence based review. Occupational issues low priority unless profitable: IMGS.
  • 9. UN Agencies -outputs  Conventions – ratification as basis for national law. (IMO – regulations and mandatory A code)  Recommendations – how to meet convention requirements (IMO – non-mandatory B code)  Guidelines –official but subsidiary  Technical guidance and handbooks – non official. Authorities, other users.
  • 10. Maritime health - scope  Fitness to work at sea – maritime safety, personal ‘risk’  Managing medical emergencies at sea  Onshore care, rehabilitation and repatriation  Health education and promotion – personal, environmental  Safe and healthy working conditions  Passenger risks  Infections and spread At interface of ILO, IMO and WHO
  • 11. IMO approach  STCW revisions. Sight and hearing +physical capability (1995 on). General criteria for fitness added (2012). Reluctance to accept mandatory capability criteria, acceptance for vision.  STCW about issue of certificates – dominance of these as communication mechanism  Did not wish to be involved in 1997 ILO/WHO Guidelines on medical examinations. Now participating in revisions.
  • 12. IMO key text STCW 2012 A-1/9  Vision (standards)  Physical capability (recommendations)  Hearing and speech (recommendations)  No impairing medical condition  No medical condition aggravated, leading to unfitness or risk to others  No impairing medication Procedures for examination and certification
  • 13. ILO approach  MLC consolidated many earlier conventions. Parallel convention on fishing  Health scattered through MLC: certificates, medical care on board, care and repatriation, working and living conditions (weak on smoking, diet)  Social security issues: keep the doctors out!  Leading role in supporting guideline development 1997 and now.
  • 14. ILO key text MLC 1.2 medical certificate procedures Hearing and sight No medical condition aggravated, leading to unfitness or risk to others MLC 2.5 medical repatriation MLC 3.1 – 2 accommodation, food MLC 4.1 – Medical care aboard MLC 4.3 – occupational health and safety
  • 15. WHO approach  Was major player. Maritime now low priority.  Active on infection control – International Health Regulations.  Profitable publication – IMGS. Fit for what purpose? Should be key to international harmonisation, linked to medical chest requirments and to radiomedical advice  Participated in 1997 Guidelines on medical examination, not with current revision. Issues on quality of evidence.
  • 16. Developing good practice – fitness examinations  Text from MLC and STCW 2012 as basis.  Shortcomings of 1997 Guidelines  Experience of authorities and others  IMHA w.g. on medical fitness criteria  Special Adviser to ILO developed draft text  Working group to review and modify – 2 meetings 2010 and 2011.  Co-ordinated endorsement by ILO and IMO.
  • 17. Users of Guidelines  Maritime Authorities in preparing national regulations  Maritime Authorities in adopting text as national law.  Examining doctors as issuers of certificates Will they make for more acceptance of certificates internationally and by employers? Text + application in practice. Supporting initiative – QA of examiners, additional professional guidance, training for examiners, ethical framework.
  • 18. Progress on guidelines  Draft text developed, based on IMHA wg, UK MCA, other administrations.  Large measure of agreement at meeting Oct 2010. Issues: - harmonising with MLC and STCW - regulatory pedantics vs. usefulness - national perspectives - seafarers and ‘risk’
  • 19. Next steps  Redrafted after meeting  Inclusion of fishing?  Circulation – any changed positions: states, employers, TUs?  Second meeting September 2011  Endorsement up the line in ILO and IMO.  Publication!!
  • 20. Related health topics Lessons from joint work on medical fitness International Medical Guide Medical chests Emergencies at sea – training, guides, telemedicine, evacuation, treatment, repatriation [Medical aspects of social security]
  • 21. Common features  Political interests and rational policies  Social partners can influence but maritime authorities have to implement  Expertise: not needed, on call, at hand, partisan or neutral, dominant. The human zoo – know the animals before designing the cages!