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Policy aspects of the Marine Strategy
        Framework Directive (MSFD)




                           Martin Pastoors
HKZ17, 12 September 2012
Marine Strategy Framework
 Directive is going to come
MSFD is a complex policy
Understanding policy aspects
  & institutional ambiguity
Three topics

  Marine Policy in Europe



  Context of the Marine
  Strategy Framework Directive



  Regional approaches and
  coordination
Marine Policy in Europa
European Institutions

 Council of                           European
  Ministers                           Parliament




  European                            Court of
Commission                            Justice
Council of Ministers:
(co-) decides on legislation
European parliament (EP):
co-legislator, control function




  736 members from 27 countries (2014: 751 members)
                 8 political delegations
Court of Justice:
Legal ruling over EU laws
European Commission (EC)




• Proposals for legal acts
• Implementing EU policy and laws
• Representing EU
EC directorates related to the sea
Complex decisionmaking
Regional      Global
               Conventions   treaties




           DGs
            DGs
             DGs
European         European       European              Court of
 Council        Commission      Parliament            Justice
           Committees




                                                      NGOs
                 Member
                 States
Research
                                          Sectors
                                         (industry)
                 Regions
Marine policy domains
  Integrated                            Common
Maritime Policy                      Fisheries Policy
     (IMP)                               (CFP)

Marine Strategy
 Framework
                                        Natura2000
   Directive
   (MSFD)
                                                                 Water
                                       Labour       Spatial   Framework
      Transport   Energy   Regions
                                      conditions   planning
                                                               Directive
Integrated Maritime Policy (IMP)

• DG MARE „Communication‟
• Vision, not law
• “policy framework that will allow
  for the optimal development of all
  sea-related activities in a
  sustainable manner”

• Action: marine spatial planning,
  coordinating research, ...
• No direct effects on Member
  States
Common Fisheries Policy (CFP)

• DG MARE „Regulation‟
• EU competentence
• GVB 1982, 1992, 2002, 2012 (?)
• Aim: sustainable fisheries
• Member States implement EU
  policy
• Pillars
    –   Conservation
    –   Structure
    –   Market
    –   International
„Regional approach‟:
Regional Advisory Councils (RACs)
Marine Strategy Framework Directive (MSFD)
   Kaderrichtlijn Mariene Strategie (KRM)

 • DG ENV „Directive‟
 • Aim for 2020:
    – Good Environmental Status (GES)
 • Member States need to develop
   regulations
 • Regional coordiantion
 • 11 descriptors (themes) with
   indicators
 • Measures via other policy
   domains (e.g. CFP)
MSFD Marine regions
Natura2000

• DG ENV „Directives‟
   – Bird Directive (1979)
   – Habitat Directive (1992)
• Aim: maintain biodiversity
• Member States need to develop
  regulations
• Regional coordination ?
• Method: Marine Protected Areas
• Measures via other policy
  domains (e.g. CFP)
Overview policy domains

Name                         Acronym   Type            DG
Integrated Maritime Policy   IMP       Communication   MARE

Common Fisheries Policy      CFP       Regulation      MARE

Marine Strategy              MSFD      Directive       ENV
Framework Directive
Natura2000                   N2000     Directive       ENV
Marine Governance:
Game, players and rules
Playing on multiple boards...

 Integrated                         Common
   Maritime                         Fisheries
     Policy                         Policy



    Marine
   Strategy
Framework                           Natura2000
  Directive
Institutional ambiguity
MSFD and institutional ambiguity

1. Establishment of marine regions (who
   has competence and authority)

2. A framework directive vis-a-vis other
   (common) marine policies and directives
   (Member States in charge?)
Context of the Marine Strategy
    Framework Directive
Marine Strategy Framework Directive (MSFD)
   Kaderrichtlijn Mariene Strategie (KRM)

 • DG ENV „Directive‟
 • Aim for 2020:
    – Good Environmental Status (GES)
 • Regional coordination
 • 11 descriptors (themes) with
   indicators
 • Member States need to develop
   regulations
 • Measures via other policy
   domains (e.g. CFP)
Status of the directives
• MSFD
  – Commitment for actions


• WFD (Water Framework Directive)
  – Commitment for results
MSFD Initial Planning Cycle
MSFD „speak‟
Good Environmental Status   Environmental status of marine waters where
                            these provide ecologically diverse and dynamic
                            oceans and seas which are clean, healthy and
                            productive ....

Descriptor                  Qualitative descriptors for determining good
                            environmental status; i.e. themes

Indicator                   Operationalizing descriptors; things you can
                            „measure‟

Target                      Target value for an indicator

Measure                     Means to change the system and achieve
                            targets
MSFD: what came before?
                           2008
   2008
                   Request for scientific
MSFD agreed
                   advice to ICES/JRC




                                         2010
                               ICES/JRC specify indicators
                                  and potential targets




    2012               July 2010
National Initial     EC: criteria and
Assessments            standards
NL Initial Assessment




                                       Ministerie van Infrastructuur en Milieu. 2012.
  Ontwerp Mariene Strategie voor het Nederlandse deel van de Noordzee 2012-2020.
Stakeholder involvement
 • Varying involvement
 • Shipping, Oil&gas, Wind energy, NGOs
   actively involved
 • Fisheries and Tourism limited involvement




    Ounanian, K., Delaney, A., Raakjær, J., and Ramirez-Monsalve, P. 2012. On unequal footing: Stakeholder
perspectives on the marine strategy framework directive as a mechanism of the ecosystem-based approach to
                                                            marine management. Marine Policy, 36: 658-666.
Policy involvement
• Common Implementation Strategy (CIS)
  – Marine Environmental Policy Makers from
    Member States.
MSFD = management by indicator
• Science:
  – Defining good environmental status
  – Defining indicators
• Policy
  – Selecting indicators
  – Getting the indicator at the right level
• Stakeholders
  – Comment on proposals
Governance aspects of MSFD
•   Command-and-control policy
•   Regional coordination (new!)
•   Emphasis on ecological targets
•   Integration limited
•   Instrumental participation process
    (reflecting not shaping)
Regional approaches and
 coordination of MSFD
Baltic Sea: HELCOM

• Helsinki Convention
• 8 EU Member States
  + Russia
• Baltic Sea Action Plan
  (2007)
  –   Eutrophication
  –   Biodiversity
  –   Maritime activities
  –   Hazardous substances
HELCOM coordination of MSFD

• Strong link between Baltic Sea Action Plan
  and MSFD
• Low institutional ambiguity
North Sea: OSPAR
• 1992 Oslo Paris
  convention
• 2010 Northeast Atlantic
  Environmental Strategy
  –   Biodiversity
  –   Eutrophication
  –   Oil and Gas
  –   Radiation
  –   Integrated management
OSPAR coordination of MSFD?
• OSPAR adapted to MSFD requirements
• Different implementation phases in
  Member States
• Institutional ambiguity
  – OSPAR vs. Member States
  – Who deals with what topics?
Mediterranean Sea:
         Barcelona convention
• Many non-EU countries
• 2008 Mediterranean
  Action Plan (MAP)
  – Ecosystem approach
  – 7 steps
• No formal link to MSFD
Barcelona Convention and MSFD?
 •   Substantial Institutional Ambiguity
 •   Many non-EU countries
 •   Will MAP be adapted to MSFD?
 •   Will EU-regional coordination develop?
Black Sea: Bucharest Convention
• 1992 Convention
• 1996 Strategic Action
  Plan
• 2009 new Strategic
  Action Plan
  – Ecosystem approach
• No references to
  MSFD
Bucharest Convention and MSFD?
 • Many non-EU countries
 • Will the Convention be coordinating?
 • Role still needs to be decided / developed
Comparing Regional
                      Conventions
                         EU countries              Mismatch with              Institutional
                                                   GES objectives             Ambiguity



HELCOM                          Majority                     Low                       Low


OSPAR                           Majority                     Low                Low-moderate


Barcelona                       Minority                 Moderate                     High


Bucharest                       minority                    High                   Moderate



Van Leeuwen, J., Van Hoof, L. J. W., and Van Tatenhove, J. 2012. Institutional ambiguity in implementing the
                       European Union Marine Strategy Framework Directive. Marine Policy, 36: 636-643.
Summary
Multi-level decision-making
Marine policy domains
  Integrated                            Common
Maritime Policy                      Fisheries Policy
     (IMP)                               (CFP)

Marine Strategy
 Framework
                                        Natura2000
   Directive
   (MSFD)
                                                                 Water
                                       Labour       Spatial   Framework
      Transport   Energy   Regions
                                      conditions   planning
                                                               Directive
Regional coordination
Complex?
Contact

phone +31 317 487 849
mobile +31 610 939 549
Email    martin.pastoors@wur.nl
Internet www.cmp.wur.nl
Blog     www.martinpastoors.nl
Twitter @martinpastoors
LinkedIn nl.linkedin.com/in/martinpastoors

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Lecture on policy aspects of MSFD 20120912

  • 1. Policy aspects of the Marine Strategy Framework Directive (MSFD) Martin Pastoors HKZ17, 12 September 2012
  • 2. Marine Strategy Framework Directive is going to come
  • 3. MSFD is a complex policy
  • 4. Understanding policy aspects & institutional ambiguity
  • 5. Three topics Marine Policy in Europe Context of the Marine Strategy Framework Directive Regional approaches and coordination
  • 7. European Institutions Council of European Ministers Parliament European Court of Commission Justice
  • 8. Council of Ministers: (co-) decides on legislation
  • 9. European parliament (EP): co-legislator, control function 736 members from 27 countries (2014: 751 members) 8 political delegations
  • 10. Court of Justice: Legal ruling over EU laws
  • 11. European Commission (EC) • Proposals for legal acts • Implementing EU policy and laws • Representing EU
  • 14. Regional Global Conventions treaties DGs DGs DGs European European European Court of Council Commission Parliament Justice Committees NGOs Member States Research Sectors (industry) Regions
  • 15. Marine policy domains Integrated Common Maritime Policy Fisheries Policy (IMP) (CFP) Marine Strategy Framework Natura2000 Directive (MSFD) Water Labour Spatial Framework Transport Energy Regions conditions planning Directive
  • 16. Integrated Maritime Policy (IMP) • DG MARE „Communication‟ • Vision, not law • “policy framework that will allow for the optimal development of all sea-related activities in a sustainable manner” • Action: marine spatial planning, coordinating research, ... • No direct effects on Member States
  • 17. Common Fisheries Policy (CFP) • DG MARE „Regulation‟ • EU competentence • GVB 1982, 1992, 2002, 2012 (?) • Aim: sustainable fisheries • Member States implement EU policy • Pillars – Conservation – Structure – Market – International
  • 19. Marine Strategy Framework Directive (MSFD) Kaderrichtlijn Mariene Strategie (KRM) • DG ENV „Directive‟ • Aim for 2020: – Good Environmental Status (GES) • Member States need to develop regulations • Regional coordiantion • 11 descriptors (themes) with indicators • Measures via other policy domains (e.g. CFP)
  • 21. Natura2000 • DG ENV „Directives‟ – Bird Directive (1979) – Habitat Directive (1992) • Aim: maintain biodiversity • Member States need to develop regulations • Regional coordination ? • Method: Marine Protected Areas • Measures via other policy domains (e.g. CFP)
  • 22. Overview policy domains Name Acronym Type DG Integrated Maritime Policy IMP Communication MARE Common Fisheries Policy CFP Regulation MARE Marine Strategy MSFD Directive ENV Framework Directive Natura2000 N2000 Directive ENV
  • 24. Playing on multiple boards... Integrated Common Maritime Fisheries Policy Policy Marine Strategy Framework Natura2000 Directive
  • 26. MSFD and institutional ambiguity 1. Establishment of marine regions (who has competence and authority) 2. A framework directive vis-a-vis other (common) marine policies and directives (Member States in charge?)
  • 27. Context of the Marine Strategy Framework Directive
  • 28. Marine Strategy Framework Directive (MSFD) Kaderrichtlijn Mariene Strategie (KRM) • DG ENV „Directive‟ • Aim for 2020: – Good Environmental Status (GES) • Regional coordination • 11 descriptors (themes) with indicators • Member States need to develop regulations • Measures via other policy domains (e.g. CFP)
  • 29. Status of the directives • MSFD – Commitment for actions • WFD (Water Framework Directive) – Commitment for results
  • 31. MSFD „speak‟ Good Environmental Status Environmental status of marine waters where these provide ecologically diverse and dynamic oceans and seas which are clean, healthy and productive .... Descriptor Qualitative descriptors for determining good environmental status; i.e. themes Indicator Operationalizing descriptors; things you can „measure‟ Target Target value for an indicator Measure Means to change the system and achieve targets
  • 32. MSFD: what came before? 2008 2008 Request for scientific MSFD agreed advice to ICES/JRC 2010 ICES/JRC specify indicators and potential targets 2012 July 2010 National Initial EC: criteria and Assessments standards
  • 33. NL Initial Assessment Ministerie van Infrastructuur en Milieu. 2012. Ontwerp Mariene Strategie voor het Nederlandse deel van de Noordzee 2012-2020.
  • 34. Stakeholder involvement • Varying involvement • Shipping, Oil&gas, Wind energy, NGOs actively involved • Fisheries and Tourism limited involvement Ounanian, K., Delaney, A., Raakjær, J., and Ramirez-Monsalve, P. 2012. On unequal footing: Stakeholder perspectives on the marine strategy framework directive as a mechanism of the ecosystem-based approach to marine management. Marine Policy, 36: 658-666.
  • 35. Policy involvement • Common Implementation Strategy (CIS) – Marine Environmental Policy Makers from Member States.
  • 36. MSFD = management by indicator • Science: – Defining good environmental status – Defining indicators • Policy – Selecting indicators – Getting the indicator at the right level • Stakeholders – Comment on proposals
  • 37. Governance aspects of MSFD • Command-and-control policy • Regional coordination (new!) • Emphasis on ecological targets • Integration limited • Instrumental participation process (reflecting not shaping)
  • 38. Regional approaches and coordination of MSFD
  • 39. Baltic Sea: HELCOM • Helsinki Convention • 8 EU Member States + Russia • Baltic Sea Action Plan (2007) – Eutrophication – Biodiversity – Maritime activities – Hazardous substances
  • 40. HELCOM coordination of MSFD • Strong link between Baltic Sea Action Plan and MSFD • Low institutional ambiguity
  • 41. North Sea: OSPAR • 1992 Oslo Paris convention • 2010 Northeast Atlantic Environmental Strategy – Biodiversity – Eutrophication – Oil and Gas – Radiation – Integrated management
  • 42. OSPAR coordination of MSFD? • OSPAR adapted to MSFD requirements • Different implementation phases in Member States • Institutional ambiguity – OSPAR vs. Member States – Who deals with what topics?
  • 43. Mediterranean Sea: Barcelona convention • Many non-EU countries • 2008 Mediterranean Action Plan (MAP) – Ecosystem approach – 7 steps • No formal link to MSFD
  • 44. Barcelona Convention and MSFD? • Substantial Institutional Ambiguity • Many non-EU countries • Will MAP be adapted to MSFD? • Will EU-regional coordination develop?
  • 45. Black Sea: Bucharest Convention • 1992 Convention • 1996 Strategic Action Plan • 2009 new Strategic Action Plan – Ecosystem approach • No references to MSFD
  • 46. Bucharest Convention and MSFD? • Many non-EU countries • Will the Convention be coordinating? • Role still needs to be decided / developed
  • 47. Comparing Regional Conventions EU countries Mismatch with Institutional GES objectives Ambiguity HELCOM Majority Low Low OSPAR Majority Low Low-moderate Barcelona Minority Moderate High Bucharest minority High Moderate Van Leeuwen, J., Van Hoof, L. J. W., and Van Tatenhove, J. 2012. Institutional ambiguity in implementing the European Union Marine Strategy Framework Directive. Marine Policy, 36: 636-643.
  • 50. Marine policy domains Integrated Common Maritime Policy Fisheries Policy (IMP) (CFP) Marine Strategy Framework Natura2000 Directive (MSFD) Water Labour Spatial Framework Transport Energy Regions conditions planning Directive
  • 53.
  • 54. Contact phone +31 317 487 849 mobile +31 610 939 549 Email martin.pastoors@wur.nl Internet www.cmp.wur.nl Blog www.martinpastoors.nl Twitter @martinpastoors LinkedIn nl.linkedin.com/in/martinpastoors