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Pre Class
Decisions Parents or   Decisions Teenagers and Decisions Teenagers
Guardians Might Make   Parents/Guardians       Might Make
                       Might Make Together
F
   E
   D
   E
   R
   A
                      a way of
   L                  organizing
                      a nation so
   I                  that all
   S                  power
                      resides in
   M                  the central
                      government

                       Example:
    a “loose”         Great Britain
  friendship with
  limited central
      gov’t…
*Think: Articles of
 Confederation or
      the UN!
Who has the power?
 Directions: For each statement, indicate if you think it is a
  power of the National government, power of the state
  governments, or power that is shared between the two.

 N = national (federal) power

 S = state power

 C = concurrent power – shared by state and national
  government
Pre Class


Finish filling in your federalism
     chart from yesterday!
The common person (such as artisans, shopkeepers, and
farmers) should take an active role in government.

It is important to challenge the government, even if it
leads to revolution.


The presidency should be a position that meets the wants
and needs of the people.

The Supreme Court should have the ability to interpret
laws passed by the federal and state governments.
What does the Constitution say?
The laws & treaties of the national govt are
     SUPREME (SUPREMACY CLAUSE)
                   BUT
10th amendment - the national govt. cannot
           usurp state powers!!
National Powers
 Delegated Powers – powers in the Constitution that are given
  to the national govt
   Expressed/enumerated powers
   Implied powers – not specifically listed
      Ie. Draft people into the armed forces
      Based on necessary and proper clause (elastic clause)
   Inherent Powers – powers exercised simply because it is a
     govt
      Control immigration, establish relations with other
       countries
State Powers
 Reserved powers – those which are reserved for the
  states, though not written in the Constitution

 Powers “not delegated to the US by the Constitution,
  nor prohibited by it to the states”

 States have authority over matters not in the
  Constitution (ie. Public education)
Concurrent Powers
 Those which are shared between the national and
  state govts
supremacy clause – state laws
cannot conflict with national law;
  bound to the US Constitution


  What happens when states go
     against federal law??
Reaction to Brown v. Board:
                   The Little Rock Crisis
 AK’s gov. sends
  Natl Guard to
  keep students
  out of Central
  High
 Eisenhower’s
  response:
   AK National
    guard and
    paratroopers
    sent to Central
    High to escort
    students


      Members of the 101st Airborne escort the Little Rock 9 into school.
Eckford didn’t
                                                                 receive the call
                                                                 from the NAACP
                                                                 stating they
                                                                 would provide
                                                                 transportation;
                                                                 she set out alone
                                                                 to desegregate
                                                                 Central High.




As white students jeer her and Arkansas National Guards look on, Elizabeth Eckford
enters Little Rock Central High School in 1957
Denied Powers
 things the govt CANNOT do
 National Govt CAN’T
   Tax exports
   interfere with states’ ability to carry out
    responsibilities
 State Govts CAN’T
   Makes treaties/alliances with foreign countries
 States MUST
   Have approval of Congress to collect import/export
    taxes or make inter-state compacts
Guarantees to the States
 Republican form of govt – all states must have a
  representative government; each time a member of
  Congress takes their seat, this is reinforced

 Protection – from domestic unrest and foreign invasion

 Territorial integrity – national govt cannot take a piece of
  the state’s territory when creating new states
Pre Class
 What is the difference between
  delegated and reserved powers?
 Give an example of each!
Interstate Relations
Responsibilities of states:
 Full faith and credit – must respect each other’s civil laws (ie.
  Marriages, wills, birth certificates)
 Privileges and immunities – right to pass through or live in a
  state, use the courts, make contracts, buy, sell and hold
  property
 Extradition – must return criminals/fugitives who flee across
  state lines to escape justice
Interstate Compacts – agreements between states
Lawsuits between States heard by Supreme Court
Growing National Government
Remember the ELASTIC CLAUSE allows Congress
           to STRETCH its powers!!

 War Powers – natl govt can be active in education
  and the economy in order to carry out national
  defense

 Commerce Power – producing, buying, selling,
  transporting goods, Civil Rights Act 1964 –
  banned discrimination in hotels, restaurants, etc.

 Taxing Power – income tax (1913), ; Social
  Security tax, sin taxes (ie. Tobacco)
A Sin Tax at work - cigarettes
 2009 – tax on cigarettes rises 65 cents per pack
   55 percent of smokers are considered to be "working poor."
   One in four smokers lives below the poverty line.
   On average, smokers, whose median income is a little more
    than $36,000, make about 30 percent less than non-smokers.
 Using numbers from the 2000 census, there are approximately
  218 million people age 18 and over in the United States. If 21
  percent of those people smoke one pack of cigarettes per day,
  the federal government will collect an additional
  $10,360,014,000 per year.
 Congress created this tax to pay for the expansion of the State
  Children's Health Insurance Program (SCHIP), a program
  originally designed to provide aid to impoverished children.
How does the national govt. influence
          the policies of the states?
   By providing federal grants of money
   By mandating, or requiring, state and local govts to follow certain
    policies

 Federal grants – money that comes from federal tax dollars that
  is allocated (given) to the states for specific purposes
   Help reduce inequality among wealthy and less wealthy states
    because wealth is redistributed
   **come at a price – states have to meet certain conditions in order
    to get the money!!

 Preemption laws – when the federal govt takes over the function
  of a state govt
Can limit states’
powers




                    OR can mandate that
                    states do certain
                    things
“He who pays the piper calls the tune”

      Why is the national drinking age 21??
The short answer to this question is because Congress passed
  the National Minimum Drinking Age Act of 1984 (Title 23
  U.S.C. §158) which essentially said to the states:

 If you (states) want the federal money you’re entitled to
  for your roads and transportation systems, then you will
  raise your minimum drinking age to 21 years old.

 This is an example of an unfunded mandate – requires
  state govts to perform a certain action with no money
  provided for fulfilling the requirements
Where does the money go in PA?
Use our study of federalism to list advantages
   and disadvantages in a chart like the one below.
Advantages                          Disadvantages
 Limits abuse of power because     • It is difficult to
  power is divided between            communicate in cases of
  national, state and local govt      emergency – ie. Hurrican
 Gives more power to                 Katrina
  minorities                        • Voters become fatigued –
 States/local govts have a say       don’t understand all of the
 National govt can use states as
                                      positions they are voting
  “laboraties” to test out what       for at the local, state and
  works – ie. marijuana               national level
 National govt can focus on big    • Promotes selfishness
  issues – not Wawa’s in              among the states
  Abington!
STOP HERE!

We didn’t go any further in our
            notes
Fishbowl Directions
 Each group will spend time in the “fishbowl” discussing
  their topic, while the rest of the class observes
 The class should record notes on their handout while each
  group discusses
 At the end of the conversation, the rest of the class may
  join in the discussion
 Topics:
   Medical marijuana
   Physician assisted suicide
   National School Test
Medicinal Marijuana
   Monson's Argument: Under California's 1996 Compassionate Use Act, Monson
    argued that it was legal for her to grow and smoke marijuana with her doctor's
    permission. Monson claimed that the federal government's intervention exceeded
    its constitutional power. California had the right to legalize the use of marijuana
    for medical purposes grown within the state and not sold to anyone. In addition,
    she argued that the state has the right to monitor the health and well-being of its
    citizens. She also stressed that her activities were noneconomic, and therefore the
    Commerce Clause did not apply.

   Federal Government's Argument: The federal government took the position that it
    had the right to intervene because of its constitutional power to regulate
    interstate commerce. The Bush administration felt that medicinal marijuana use
    could affect the price and quantity of the substance on the black market. As a
    result, the government must strongly regulate the use of the drug to protect the
    public's health and safety.
    Court's Decision: In a 6-3 decision, the Supreme Court ruled in favor of the federal
    government's right to regulate marijuana. The case was Gonzales v. Raich.
Physician Assisted Suicide
 Oregon's Argument: There are two main arguments for the state of
  Oregon. In 1997, the Supreme Court declined to decide if there was a
  constitutional right to physician-assisted suicide after hearing arguments
  for two "right to die" cases that year. Through the Court's ruling, it was
  suggested that the issue should be left to the states. Oregon also argued
  that it is within its rights to regulate the medical community within the
  state, including how drugs are prescribed under the national Controlled
  Substance Act of 1971.

 Federal Government's Argument: The federal government suggested that
  Congress never envisioned that the Controlled Substance Act of 1971
  would be used as a tool for assisted suicide. In addition, the federal
  government has the right to regulate controlled substances under the act,
  and any state laws must yield to the national guidelines set forth.
   Court's Decision: In a 6-3 decision, the Supreme Court ruled in favor of
   Oregon, stating that the Controlled Substances Act did not dictate how a
   doctor prescribed medicine.
National School Test
 State Governments' Argument: Some Republicans have argued
  that federalism grants the right to establish educational
  standards to the states. States should be able to determine
  content standards, methods of instruction, and assessment
  tools.
 Federal Government's Argument: Those in support of a
  nationally mandated test argue that it would not impinge on
  federalism, but would only alter the application of the concept.
  States would still have influence on their educational system,
  just under national guidelines.

   Court's Decision: As of 2006, the idea of a national test was still
   in the discussion stage. No law has been passed or tested in the
   courts.
Video – US v. the States
 What would our national government look like today if it
  possessed only the enumerated powers?


 What kinds of powers should be held by the states alone?
Ex: Jim Crow (segregation) laws –
                               in the original Constitution, states
                                could determine voter eligibility.
                                 Southern states used poll taxes
                                and literacy tests to deny blacks
                                the right to vote until the 1960s.
                                    In 1896, Plessyv. Ferguson
                                legalized segregation (“separate
                               but equal”). After Brown v. Board,
                                   states had to desegregate.


Dual Federalism (“Layer cake”)
•National and state governments
are co-equal
•National govt only has a say if the
Constitution grants it
•Most power goes to the states
Ex:
                              Brown v. Board (54) – states said national
                             govt took away their rights by striking down
                                            segregation

                             2000s George W. Bush and the “9-11 Era.”
                            Greater federal control over law enforcement,
                             education, and security (examples No Child
                                 Left Behind Act, USA Patriot Act).

Cooperative Federalism (“marble cake”) - 1930s –
present
•National govt is supreme over the states and
intervenes in areas that were traditionally left to the
states
•Loose interpretation of Constitution
•National and state govts share power and costs:
education, social programs, transportation, civil
rights, response to national emergencies
•States follow federal guidelines
What does dual and
  cooperative federalism
have in common with layer
    and marble cakes?
Whose Problem is it - Federal, State or Local
               Government?
 The problems faced by all levels of government in modern life
  can be staggering and even overwhelming. You will be given
  four scenarios that are based on real life situations. You group’s
  task is to address the problems and decide which level of
  government or combination thereof, would best handle the
  problem.
 Directions: Read each scenario carefully and address the
  following:
    Identify what tasks need to be carried out to address the problem.
    Identify what level(s) of government, federal, state or local, is
     responsible and/or best
    equipped to resolve the problem.
    Provide clear rational for each of your choices.
Understanding Federalism
Understanding Federalism
Understanding Federalism
Fiscal Federalism
 Definition: The pattern of
  spending, taxing, and
  providing grants in the federal
  system; it is the cornerstone
  of the national
  government’s relations with
  state and local governments
Summary
 American federalism is a governmental system in which power
  is shared between a central government and state
  governments.
 The United States has moved from dual to cooperative
  federalism
 Federalism leads to both advantages and disadvantages to
  democracy.

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Chapter 4 - Federalism

  • 1. Pre Class Decisions Parents or Decisions Teenagers and Decisions Teenagers Guardians Might Make Parents/Guardians Might Make Might Make Together
  • 2.
  • 3. F E D E R A a way of L organizing a nation so I that all S power resides in M the central government Example: a “loose” Great Britain friendship with limited central gov’t… *Think: Articles of Confederation or the UN!
  • 4. Who has the power?  Directions: For each statement, indicate if you think it is a power of the National government, power of the state governments, or power that is shared between the two.  N = national (federal) power  S = state power  C = concurrent power – shared by state and national government
  • 5. Pre Class Finish filling in your federalism chart from yesterday!
  • 6.
  • 7. The common person (such as artisans, shopkeepers, and farmers) should take an active role in government. It is important to challenge the government, even if it leads to revolution. The presidency should be a position that meets the wants and needs of the people. The Supreme Court should have the ability to interpret laws passed by the federal and state governments.
  • 8. What does the Constitution say? The laws & treaties of the national govt are SUPREME (SUPREMACY CLAUSE) BUT 10th amendment - the national govt. cannot usurp state powers!!
  • 9. National Powers  Delegated Powers – powers in the Constitution that are given to the national govt  Expressed/enumerated powers  Implied powers – not specifically listed  Ie. Draft people into the armed forces  Based on necessary and proper clause (elastic clause)  Inherent Powers – powers exercised simply because it is a govt  Control immigration, establish relations with other countries
  • 10. State Powers  Reserved powers – those which are reserved for the states, though not written in the Constitution  Powers “not delegated to the US by the Constitution, nor prohibited by it to the states”  States have authority over matters not in the Constitution (ie. Public education)
  • 11. Concurrent Powers  Those which are shared between the national and state govts
  • 12.
  • 13. supremacy clause – state laws cannot conflict with national law; bound to the US Constitution What happens when states go against federal law??
  • 14. Reaction to Brown v. Board: The Little Rock Crisis  AK’s gov. sends Natl Guard to keep students out of Central High  Eisenhower’s response:  AK National guard and paratroopers sent to Central High to escort students Members of the 101st Airborne escort the Little Rock 9 into school.
  • 15. Eckford didn’t receive the call from the NAACP stating they would provide transportation; she set out alone to desegregate Central High. As white students jeer her and Arkansas National Guards look on, Elizabeth Eckford enters Little Rock Central High School in 1957
  • 16. Denied Powers  things the govt CANNOT do  National Govt CAN’T  Tax exports  interfere with states’ ability to carry out responsibilities  State Govts CAN’T  Makes treaties/alliances with foreign countries  States MUST  Have approval of Congress to collect import/export taxes or make inter-state compacts
  • 17. Guarantees to the States  Republican form of govt – all states must have a representative government; each time a member of Congress takes their seat, this is reinforced  Protection – from domestic unrest and foreign invasion  Territorial integrity – national govt cannot take a piece of the state’s territory when creating new states
  • 18. Pre Class  What is the difference between delegated and reserved powers?  Give an example of each!
  • 19. Interstate Relations Responsibilities of states:  Full faith and credit – must respect each other’s civil laws (ie. Marriages, wills, birth certificates)  Privileges and immunities – right to pass through or live in a state, use the courts, make contracts, buy, sell and hold property  Extradition – must return criminals/fugitives who flee across state lines to escape justice Interstate Compacts – agreements between states Lawsuits between States heard by Supreme Court
  • 20. Growing National Government Remember the ELASTIC CLAUSE allows Congress to STRETCH its powers!!  War Powers – natl govt can be active in education and the economy in order to carry out national defense  Commerce Power – producing, buying, selling, transporting goods, Civil Rights Act 1964 – banned discrimination in hotels, restaurants, etc.  Taxing Power – income tax (1913), ; Social Security tax, sin taxes (ie. Tobacco)
  • 21. A Sin Tax at work - cigarettes  2009 – tax on cigarettes rises 65 cents per pack  55 percent of smokers are considered to be "working poor."  One in four smokers lives below the poverty line.  On average, smokers, whose median income is a little more than $36,000, make about 30 percent less than non-smokers.  Using numbers from the 2000 census, there are approximately 218 million people age 18 and over in the United States. If 21 percent of those people smoke one pack of cigarettes per day, the federal government will collect an additional $10,360,014,000 per year.  Congress created this tax to pay for the expansion of the State Children's Health Insurance Program (SCHIP), a program originally designed to provide aid to impoverished children.
  • 22. How does the national govt. influence the policies of the states?  By providing federal grants of money  By mandating, or requiring, state and local govts to follow certain policies  Federal grants – money that comes from federal tax dollars that is allocated (given) to the states for specific purposes  Help reduce inequality among wealthy and less wealthy states because wealth is redistributed  **come at a price – states have to meet certain conditions in order to get the money!!  Preemption laws – when the federal govt takes over the function of a state govt
  • 23. Can limit states’ powers OR can mandate that states do certain things
  • 24. “He who pays the piper calls the tune” Why is the national drinking age 21?? The short answer to this question is because Congress passed the National Minimum Drinking Age Act of 1984 (Title 23 U.S.C. §158) which essentially said to the states:  If you (states) want the federal money you’re entitled to for your roads and transportation systems, then you will raise your minimum drinking age to 21 years old.  This is an example of an unfunded mandate – requires state govts to perform a certain action with no money provided for fulfilling the requirements
  • 25. Where does the money go in PA?
  • 26. Use our study of federalism to list advantages and disadvantages in a chart like the one below. Advantages Disadvantages  Limits abuse of power because • It is difficult to power is divided between communicate in cases of national, state and local govt emergency – ie. Hurrican  Gives more power to Katrina minorities • Voters become fatigued –  States/local govts have a say don’t understand all of the  National govt can use states as positions they are voting “laboraties” to test out what for at the local, state and works – ie. marijuana national level  National govt can focus on big • Promotes selfishness issues – not Wawa’s in among the states Abington!
  • 27. STOP HERE! We didn’t go any further in our notes
  • 28. Fishbowl Directions  Each group will spend time in the “fishbowl” discussing their topic, while the rest of the class observes  The class should record notes on their handout while each group discusses  At the end of the conversation, the rest of the class may join in the discussion  Topics:  Medical marijuana  Physician assisted suicide  National School Test
  • 29. Medicinal Marijuana  Monson's Argument: Under California's 1996 Compassionate Use Act, Monson argued that it was legal for her to grow and smoke marijuana with her doctor's permission. Monson claimed that the federal government's intervention exceeded its constitutional power. California had the right to legalize the use of marijuana for medical purposes grown within the state and not sold to anyone. In addition, she argued that the state has the right to monitor the health and well-being of its citizens. She also stressed that her activities were noneconomic, and therefore the Commerce Clause did not apply.  Federal Government's Argument: The federal government took the position that it had the right to intervene because of its constitutional power to regulate interstate commerce. The Bush administration felt that medicinal marijuana use could affect the price and quantity of the substance on the black market. As a result, the government must strongly regulate the use of the drug to protect the public's health and safety. Court's Decision: In a 6-3 decision, the Supreme Court ruled in favor of the federal government's right to regulate marijuana. The case was Gonzales v. Raich.
  • 30. Physician Assisted Suicide  Oregon's Argument: There are two main arguments for the state of Oregon. In 1997, the Supreme Court declined to decide if there was a constitutional right to physician-assisted suicide after hearing arguments for two "right to die" cases that year. Through the Court's ruling, it was suggested that the issue should be left to the states. Oregon also argued that it is within its rights to regulate the medical community within the state, including how drugs are prescribed under the national Controlled Substance Act of 1971.  Federal Government's Argument: The federal government suggested that Congress never envisioned that the Controlled Substance Act of 1971 would be used as a tool for assisted suicide. In addition, the federal government has the right to regulate controlled substances under the act, and any state laws must yield to the national guidelines set forth. Court's Decision: In a 6-3 decision, the Supreme Court ruled in favor of Oregon, stating that the Controlled Substances Act did not dictate how a doctor prescribed medicine.
  • 31. National School Test  State Governments' Argument: Some Republicans have argued that federalism grants the right to establish educational standards to the states. States should be able to determine content standards, methods of instruction, and assessment tools.  Federal Government's Argument: Those in support of a nationally mandated test argue that it would not impinge on federalism, but would only alter the application of the concept. States would still have influence on their educational system, just under national guidelines. Court's Decision: As of 2006, the idea of a national test was still in the discussion stage. No law has been passed or tested in the courts.
  • 32. Video – US v. the States  What would our national government look like today if it possessed only the enumerated powers?
  What kinds of powers should be held by the states alone?
  • 33. Ex: Jim Crow (segregation) laws – in the original Constitution, states could determine voter eligibility. Southern states used poll taxes and literacy tests to deny blacks the right to vote until the 1960s. In 1896, Plessyv. Ferguson legalized segregation (“separate but equal”). After Brown v. Board, states had to desegregate. Dual Federalism (“Layer cake”) •National and state governments are co-equal •National govt only has a say if the Constitution grants it •Most power goes to the states
  • 34. Ex: Brown v. Board (54) – states said national govt took away their rights by striking down segregation 2000s George W. Bush and the “9-11 Era.” Greater federal control over law enforcement, education, and security (examples No Child Left Behind Act, USA Patriot Act). Cooperative Federalism (“marble cake”) - 1930s – present •National govt is supreme over the states and intervenes in areas that were traditionally left to the states •Loose interpretation of Constitution •National and state govts share power and costs: education, social programs, transportation, civil rights, response to national emergencies •States follow federal guidelines
  • 35. What does dual and cooperative federalism have in common with layer and marble cakes?
  • 36. Whose Problem is it - Federal, State or Local Government?  The problems faced by all levels of government in modern life can be staggering and even overwhelming. You will be given four scenarios that are based on real life situations. You group’s task is to address the problems and decide which level of government or combination thereof, would best handle the problem.  Directions: Read each scenario carefully and address the following:  Identify what tasks need to be carried out to address the problem.  Identify what level(s) of government, federal, state or local, is responsible and/or best  equipped to resolve the problem.  Provide clear rational for each of your choices.
  • 40.
  • 41. Fiscal Federalism  Definition: The pattern of spending, taxing, and providing grants in the federal system; it is the cornerstone of the national government’s relations with state and local governments
  • 42. Summary  American federalism is a governmental system in which power is shared between a central government and state governments.  The United States has moved from dual to cooperative federalism  Federalism leads to both advantages and disadvantages to democracy.

Notes de l'éditeur

  1. Advantages and disadvantages http://www.sparknotes.com/us-government-and-politics/american-government/federalism/section4.rhtml
  2. Question for Discussion: What does dual and cooperative federalism have in common with layer and marble cakes? In the dual-layer cake analogy, the chocolate icing represents the federal government and the yellow cake is the state government. In this design, the federal and state government have very defined powers and duties which seldom overlap (for instance, only the states regulate public schools, only the federal government handles foreign affairs). The state government has almost equal power to the federal government. In the cooperative-marble cake analogy, the federal government is acutely more powerful than the states and its authority has shifted into areas historically left to the states (education, social welfare, response to natural disasters).