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The Pupillometric Precision of a Remote Video Eye Tracker
                                                                                   Jeff Klingner∗
                                                                                Stanford University


Abstract                                                                                           2     Study Description

To determine the accuracy and precision of pupil measure-
                                                                                                   2.1    Evaluated Instrument
ments made with the Tobii 1750 remote video eye tracker,
                                                                                                   We evaluated the pupillometric performance of the Tobii
we performed a formal metrological study with respect to a
                                                                                                   1750 remove video eye tracker [Tobii Technologies, Inc.
calibrated reference instrument, a medical pupillometer. We
                                                                                                   2007], shown in Figure 1(a). The Tobii 1750 measures the
found that the eye tracker measures mean binocular pupil
                                                                                                   size of a pupil by fitting an ellipse to the image of that pupil
diameter with precision 0.10 mm and mean binocular pupil
                                                                                                   under infrared light, then converting the width of the major
dilations with precision 0.15 mm.
                                                                                                   axis of that ellipse from pixels to millimeters based on the
                                                                                                   measured distance from the camera to the pupil. According
CR Categories:      B.4.2 [Hardware]: Input/Output and                                             to Tobii, errors in this measurement of camera–pupil dis-
Data Communications—Input/Output Devices ; I.4.9 [Com-                                             tance cause measurements of pupil diameter to have errors
puting Methodologies]: Image Processing and Computer                                               of up to 5% for fixed-size pupils [Tobii Technologies, personal
Vision—Applications; J.4 [Computer Applications]: Social                                           communication].
and Behavioral Sciences—Psychophysiology                                                           This 5% figure is a good start, but for guiding experimental
                                                                                                   design, we need to extend it by a) distinguishing bias and
                                                                                                   precision components of the error, and b) determining the
Keywords: eye tracking, pupil, pupillometry, metrology
                                                                                                   average-case, rather than worst-case performance, because it
                                                                                                   is usually the averages of many repeated pupil measurements
                                                                                                   which are used to quantify task-evoked pupillary responses
1      Introduction                                                                                [Beatty and Lucero-Wagoner 2000].

In order to measure gaze direction, most eye trackers gather                                       2.2    Reference Instrument
high-resolution images of the pupil. These images enable an
important secondary application of eye trackers: measure-                                          The reference instrument is a Neuroptics VIP-200 ophthal-
ment of pupil diameter. Short-term changes in pupil diam-                                          mology pupillometer, shown in Figure 1(b). The Neuroptics
eter are linked to a variety of internal cognitive processes                                       VIP-200 records two seconds of video of the pupil, then re-
[Andreassi 2006], so the high-frequency, high-precision mea-                                       ports the mean and standard deviation of the pupil’s diame-
surement of pupil diameter enabled by eye trackers has appli-                                      ter over those two seconds. This instrument has a precision
cations in fields such as learning [Paas and Van Merri¨nboer
                                                      e                                            of about 0.05 mm for these two-second averages, and was cal-
1994], psychopathology [Steinhauer and Hakerem 1992], and                                          ibrated to zero bias when it was manufactured [Neuroptics,
human-computer interaction [Pomplun and Sunkara 2003].                                             Inc. 2008].

Most eye trackers used in cognitive pupillometry use head-
mounted cameras or chin rests, because a fixed camera-pupil
distance enables good pupillometric precision. In contrast,
remote eye trackers, which usually devote fewer pixels to
each pupil and must correct for variations in the camera-
pupil distance, exhibit worse precision. However, there are
some applications which require remote, free-head eye track-
ing or pupillometry, such as studies with infants [Chatham
et al. 2009] or investigations of small changes in anxiety,
distraction, or mental effort [Porter et al. 2007]. Quantify-
ing the accompanying loss of precision is important, both
to guide equipment choices and to determine the number of
participants and trials required to measure a given magni-
tude pupillary response using a remote eye tracker.

                                                                                                            (a) Tobii 1750            (b) Neuroptics VIP-200
    ∗ e-mail:   klingner@stanford.edu
Copyright © 2010 by the Association for Computing Machinery, Inc.
Permission to make digital or hard copies of part or all of this work for personal or
                                                                                                       Figure 1: The eye tracker and reference pupillometer
classroom use is granted without fee provided that copies are not made or distributed
for commercial advantage and that copies bear this notice and the full citation on the
first page. Copyrights for components of this work owned by others than ACM must be                2.3    Procedure
honored. Abstracting with credit is permitted. To copy otherwise, to republish, to post on
servers, or to redistribute to lists, requires prior specific permission and/or a fee.
Request permissions from Permissions Dept, ACM Inc., fax +1 (212) 869-0481 or e-mail
                                                                                                   Three volunteers participated in the metrology study, which
permissions@acm.org.                                                                               took place in an eye clinic exam room. We took 336 double
ETRA 2010, Austin, TX, March 22 – 24, 2010.
© 2010 ACM 978-1-60558-994-7/10/0003 $10.00

                                                                                             259
where π is the diameter of the pupil, Π is the measurement
                                                                        of that diameter, and is the measurement error. π and
                                                                        are random variables that take on new values for each mea-
                                                                        surement. Each instrument’s bias is the the fixed component
                                                                        of the measurement error μ, its accuracy is the magnitude of
                                                                        the bias |μ|, and its precision is the standard deviation of the
                                                                        measurement error σ. For the reference pupillometer (pm),
                                                                        μ[ pm ] = 0 mm and σ[ pm ] = 0.05 mm, according to infor-
                                                                        mation provided by its manufacturer. For the eye tracker
                                                                        (et), the parameters of the measurement error distribution
                                                                        μ[ et ] (bias) and σ[ et ] (precision) are what we are trying to
                                                                        determine.
                                                                        We can estimate these parameters by analyzing the differ-
                                                                        ences between simultaneous measurements made with the
                                                                        eye tracker and the pupillometer:


Figure 2: Metrology study arrangement. An investigator
is measuring the participant’s left pupil using the reference                    Πet − Πpm           =     (πet + et ) − (πpm + pm )
pupillometer while the eye tracker simultaneously measures                                           =     πet − πpm + et − pm
his right pupil.
                                                                        This is an equation of random variables. Considering the
                                                                        variance of each side:
measurements in which we measured participants’ pupils us-
ing the eye tracker and the pupillometer simultaneously. Be-
cause the pupillometer covers the eye it measures, we could
not conduct simultaneous measurements of the same eye us-                  σ 2 [Πet − Πpm ]      =       σ 2 [πet − πpm +   et   −   pm ]
                                                                            2
ing both instruments, so for each double measurement, the                  σ [Πet − Πpm ]        = σ 2 [πet − πpm ] + σ 2 [              2
                                                                                                                                 et ] + σ [      pm ]
pupillometer measured one of the participant’s pupils while
                                                                                                                o
                                                                                                                 :
the eye tracker measured the other (Figure 2). The metro-                  σ 2 [Πet − Πpm ]        σ 2 [π 
                                                                                                 = et − πpm ] + σ 2 [          et ]   + σ2 [   pm ](1)
logical validity of this study is therefore based on the strong             2                             2          2
correlation between the diameters of the left and right pupils             σ [Πet − Πpm ]        =       σ [ et ] + σ [ pm ]
                                                                                                         p
[Loewenfeld 1999]. Measurements taken with the eye tracker                           σ[   et ]   =         σ 2 [Πet − Πpm ] − σ 2 [     pm ]        (2)
were averages over the 100 camera frames gathered in the
same two-second measurement window used by the reference
pupillometer.                                                           The relationship in Equation 2 gives us a way to estimate
                                                                        the precision of the eye tracker based on the known precision
The measurements were conducted under various lighting                  of the reference pupillometer σ[ pm ] and the variance in the
conditions so that our measurements would span a variety                differences between the simultaneous measurements σ 2 [Πet −
of pupil states: half under normal room lighting and half               Πpm ]. Similarly, we can compute the bias of the eye tracker
under dim lighting, where a third of the time we switched               based on the mean of those differences:
the lights on or off during the few seconds between succes-
sive double measurements. In all trials, subjects looked at a
small fixation target at the center of the eye tracker’s screen,
which was otherwise filled with 64 cd/m2 medium gray. We                      μ[Πet − Πpm ]        = μ[πet − πpm + et − pm ]
excluded 120 measurements in which we did not get a clean                    μ[Πet − Πpm ]        = μ[πet − πpm ] + μ[ et ] − μ[ pm ]
reading with the pupillometer and 10 measurements in which                                                     o
                                                                                                               :
                                                                                                                                  o
                                                                                                                                   :
we did not get a clean reading with the eye tracker, leaving                 μ[Πet − Πpm ]        = pm ] + μ[ et ] +  (3)
                                                                                                    μ[πet − π                 μ[ pm ]
206 successful double measurements, analyzed below.                                  μ[ et ]      = μ[Πet − Πpm ]                     (4)

3     Metrology                                                         Substituting the mean and variance of the actually observed
                                                                        differences Πet − Πpm in Equations 4 and 2, the eye tracker’s
We present two different metrological analyses of these dou-             pupillometric bias is 0.11 mm, and its precision is 0.38 mm.
ble measurements: the first, based on pupil diameters, is
simpler and can use all of the data but is limited by strong            These figures are misleading, however, because the bias and
assumptions. The second analysis, based on dilations, uses              precision of the eye tracker varied substantially between the
weaker assumptions but is restricted to a subset of the avail-          three participants and between the two eyes of each partic-
able data.                                                              ipant. Figure 3 shows the results of all 206 successful si-
                                                                        multaneous measurements and illustrates this inter-subject
3.1   Pupil Diameter Metrology                                          variation. For each eye individually, the measurement error
                                                                        has a much narrower spread, but the average is wrong by as
For both instruments, we model the measurement error as                 much as 0.67 mm. The accuracy and precision varies from
being additive and normally distributed:                                eye to eye like this because the eye tracker’s pupil measure-
                                                                        ments depend on its estimate of the camera-pupil distance,
                                                                        which is affected by errors in the eye tracker’s calibration to
                 Π=π+             ∼ N (μ, σ)                            each eye’s corneal shape.


                                                                  260
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                                                                                     difference in measurements (mm)
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   eye tracker measurement (mm)

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                                                                                                                                  all data



                                                                                                                                                         Participant 1




                                                                                                                                                                                Participant 1




                                                                                                                                                                                                    Participant 2




                                                                                                                                                                                                                        Participant 2




                                                                                                                                                                                                                                              Participant 3




                                                                                                                                                                                                                                                                Participant 3
                                                                                                                                                             Left Eye




                                                                                                                                                                                  Right Eye




                                                                                                                                                                                                        Left Eye




                                                                                                                                                                                                                          Right Eye




                                                                                                                                                                                                                                                  Left Eye




                                                                                                                                                                                                                                                                  Right Eye
                                        2.5     3.0    3.5    4.0    4.5       5.0

                                              pupillometer measurement (mm)


Figure 3: The left graph shows the raw data of the metrology study, with each point representing a double measurement
(Πpm , Πet ). Data from each participant and each subject are plotted in a different color. The right chart shows the differences
between the eye tracker and pupillometer measurements, Πet − Πpm , broken down by study participant and eye, showing how
the eye tracker’s pupillometric bias varies for each eye.


When Equations 4 and 2 are applied to the data from each
eye separately, we find an average bias of 0.34 mm (worse
than the overall 0.11 mm) and an average precision of 0.12                                                                    Δet − Δpm = (Πet2 − Πet1 ) − (Πpm2 − Πpm1 )
mm (better than the overall 0.38 mm). Because it is differ-                                                                              = [(πet2 + et2 ) − (πet1 + et1 )]
ences in measurements for the same eye (dilations) that form                                                                               − [(πpm2 + pm2 ) − (πpm1 + pm1 )]
the basis of most experimental use of pupillometry [Beatty
and Lucero-Wagoner 2000], and because pupillometric ex-                                                                                             = (πet2 − πet1 ) − (πpm2 − πpm1 )
periments are usually conducted with several participants,                                                                                             + et2 − et1 + pm1 − pm2
these per-eye results for the eye tracker’s bias and precision                                                                                      = (δet − δpm ) +                                                −             +                    −                        (5)
                                                                                                                                                                                                      et2               et1               pm1                 pm2
are the most relevant and are the ones summarized in Ta-
ble 1.
                                                                                                                         As before, now considering the variance of the random vari-
                                                                                                                         ables on each side of Equation 5:
In Equation 3 of the derivation for accuracy, the term μ[πet −
πpm ] was assumed to be zero. We ensured this zero mean
left-right difference in pupil size by counterbalancing which
of the two eyes was measured with which instrument within                                                                σ 2 [Δet − Δpm ] = σ 2 [(δet − δpm ) + et2 −                                                                   et1   +           pm1   −          pm2 ]
the trials for each participant.                                                                                                                         o
                                                                                                                                                          :
                                                                                                                                          = pm ] + σ 2 [ et2 ]
                                                                                                                                            σ 2 [δet − δ                                                                                                                        (6)
Similarly, the cancelation in Equation 1 of the derivation for                                                                                                           + σ2 [                 2
                                                                                                                                                                                       et1 ] + σ [
                                                                                                                                                                                                                             2
                                                                                                                                                                                                                    pm1 ] + σ [               pm2 ]
precision assumes that term σ 2 [πet − πpm ] is zero. This as-
sumption, that the difference in size between participants’                                                                                                = σ2 [               et2 ]        + σ2 [        et1 ]      + σ2 [             pm1 ]      + σ2 [       pm2 ]
left and right pupils is constant throughout the study, is                                                                                                                 2                         2
                                                                                                                                                          = 2σ [                et ]            + 2σ [          pm ]                                                            (7)
much stronger. Judging from pupil data we’ve recorded in a                                                                                   2                       1 2                                                 2
variety of studies, it is true over short periods of time (a few                                                                         σ [      et ]    =          2
                                                                                                                                                                       σ [Δet                   − Δpm ] − σ [                       pm ]
minutes) but can sometimes drift over the 15–20 minutes it                                                                                                          q
                                                                                                                                                                           1 2
takes to make the measurements of each participant. Viola-                                                                                   σ[   et ]    =                2
                                                                                                                                                                             σ [Δet               − Δpm ] − σ 2 [                        pm ]                                   (8)
tions of this assumption would lead to an underestimate of
the average error the eye tracker. A more conservative anal-                                                             The cancellation in Equation 6 is based on the assumption
ysis, based on differences in short-term dilations measured                                                               that the difference between the left eye’s dilation and the
by each instrument, provides an alternative estimate of the                                                              right eye’s dilation is constant over a short period of time.
eye tracker’s precision.                                                                                                 We observed this fact in an earlier study we conducted on lat-
                                                                                                                         eralized pupillary responses, in which we tried several stim-
                                                                                                                         ulus based ways of inducing different dilations in subjects’
3.2                               Pupil Dilation Metrology                                                               two pupils but never succeeded in causing any significant left-
                                                                                                                         right differences. We abandoned the effort after learning that
We can determine the pupillometric precision of the eye                                                                  the neuroanatomy of pupil size regulation renders such dif-
tracker using differences in measurements of dilations rather                                                             ferences extremely unlikely [Loewenfeld 1999]. Step 7 relies
than absolute pupil diameters. Using δ = π2 − π1 to de-                                                                  on the assumption that the bias of the measurement error
note the dilation of the pupil from time 1 to time 2 and                                                                 is stable over time for both instruments (σ[ pm1 ] = σ[ pm2 ]
Δ = Π2 − Π1 to denote the measurement of that dilation,                                                                  and σ[ et1 ] = σ[ et2 ]).


                                                                                     261
eye tracker                        eye tracker precision (mm)
                                                    diameter
                                                                                pupil diameter          dilation magnitude
                                                    accuracy
 assumption                       data              per-eye (mm)         monocular      binocular     monocular     binocular
                                                                                        mean                        mean
 The difference in size be-        206   double      0.34                 0.12           0.08          0.17          0.12
 tween the left and right         measurements
 pupils is constant over the
 study.
 The difference between the        84      pairs     NA                   0.15           0.10          0.21          0.15
 left eye’s dilation and the      of    double
 right eye’s dilation is con-     measurements
 stant over 30 sec.

Table 1: Summary of the Tobii 1750’s pupillometric performance. Figures for monocular diameter accuracy and precision are
the results of the metrological analysis above. Other figures in the table were then derived from these primary results. Dilation
                                                        √
measurement precision is larger (worse) by a factor of 2, because it is based on the difference of two diameter measurements.
When both eyes are measured and averaged, the precision in the estimate of their mean dilation (or diameter) improves by a
          √
factor of 2 over the monocular case.


Among the 206 successful double measurements, there are 84              References
pairs of double measurements that took place within 30 sec-
onds of each other. That is, there were 84 dilations with du-           Andreassi, J. L. 2006. Pupillary response and behavior.
ration less than 30 seconds with starting diameters and end-             In Psychophysiology: Human Behavior and Physological
ing diameters that were both measured with the two instru-               Response, 5th ed. Routledge, ch. 12, 289–307.
ments simultaneously. Substituting the observed Δet − Δpm
in Equation 8 gives pupillometric precision of the eye tracker          Beatty, J., and Lucero-Wagoner, B. 2000. The pupil-
as 0.15 mm, slightly worse than the diameter-based precision              lary system. In Handbook of Psychophysiology, J. T. Ca-
of 0.12 mm.                                                               cioppo, L. G. Tassinary, and G. Berntson, Eds., 2nd ed.
                                                                          Cambridge University Press, 142–162.
                                                                        Chatham, C. H., Frank, M. J., and Munakata, Y. 2009.
4    Summary                                                              Pupillometric and behavioral markers of a developmen-
                                                                          tal shift in the temporal dynamics of cognitive control.
We made many measurements of pupil size using a remote                    Proceedings of the National Academy of Sciences 106, 14,
video eye tracker and medical pupillometer simultaneously.                5529–5533.
We analyzed these simultaneous measurements in two ways                 Loewenfeld, I. 1999. The Pupil: Anatomy, Physiology,
to assess the pupillometric performance of the Tobii 1750                 and Clinical Applications, 2nd ed., vol. 1. Butterworth-
remote video eye tracker.                                                 Heinemann, Oxford, UK.

The first analysis, diameter-based metrology (Section 3.1),              Neuroptics, Inc., 2008.        Instruction manual, VIP-200
provided an estimate of the eye tracker’s pupillometric ac-               pupillometer, revision A.
curacy and—via a relatively strong assumption—a lower                   Paas, F., and Van Merri¨nboer, J. 1994. Instructional
                                                                                                    e
bound on the eye tracker’s pupillometric precision. The                   control of cognitive load in the training of complex cog-
second analysis, dilation-based metrology (Section 3.2), pro-             nitive tasks. Educational Psychology Review 6, 4 (Dec.),
vided an alternative estimate of precision relying on fewer as-           351–371.
sumptions but also with less applicable data. The results of
both analyses are summarized in Table 1, together with the              Pomplun, M., and Sunkara, S. 2003. Pupil dilation as
resultant derived precision for binocular and dilation mea-               an indicator of cognitive workload in human-computer in-
surements.                                                                teraction. In Proceedings of the International Conference
                                                                          on HCI.
                                                                        Porter, G., Troscianko, T., and Gilchrist, I. D. 2007.
Acknowledgements                                                          Effort during visual search and counting: Insights from
                                                                          pupillometry. The Quarterly Journal of Experimental Psy-
This work was funded by the Stanford Regional Visual Ana-                 chology 60, 2, 211.
lytics Center, through the U.S. Department of Energy’s Pa-
                                                                        Steinhauer, S. R., and Hakerem, G. 1992. The pupillary
cific Northwest National Laboratory. Our eye tracker was
                                                                          response in cognitive psychophysiology and schizophre-
funded by the Stanford MediaX project and the Stanford
                                                                          nia. Annals of the New York Academy of Sciences 658,
School of Engineering.
                                                                          Psychophysiology and Experimental Psychopathology: A
                                                                          Tribute to Samuel Sutton, 182–204.
                                                                        Tobii Technologies, Inc., 2007. Tobii 1750.




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Klingner The Pupillometric Precision Of A Remote Video Eye Tracker

  • 1. The Pupillometric Precision of a Remote Video Eye Tracker Jeff Klingner∗ Stanford University Abstract 2 Study Description To determine the accuracy and precision of pupil measure- 2.1 Evaluated Instrument ments made with the Tobii 1750 remote video eye tracker, We evaluated the pupillometric performance of the Tobii we performed a formal metrological study with respect to a 1750 remove video eye tracker [Tobii Technologies, Inc. calibrated reference instrument, a medical pupillometer. We 2007], shown in Figure 1(a). The Tobii 1750 measures the found that the eye tracker measures mean binocular pupil size of a pupil by fitting an ellipse to the image of that pupil diameter with precision 0.10 mm and mean binocular pupil under infrared light, then converting the width of the major dilations with precision 0.15 mm. axis of that ellipse from pixels to millimeters based on the measured distance from the camera to the pupil. According CR Categories: B.4.2 [Hardware]: Input/Output and to Tobii, errors in this measurement of camera–pupil dis- Data Communications—Input/Output Devices ; I.4.9 [Com- tance cause measurements of pupil diameter to have errors puting Methodologies]: Image Processing and Computer of up to 5% for fixed-size pupils [Tobii Technologies, personal Vision—Applications; J.4 [Computer Applications]: Social communication]. and Behavioral Sciences—Psychophysiology This 5% figure is a good start, but for guiding experimental design, we need to extend it by a) distinguishing bias and precision components of the error, and b) determining the Keywords: eye tracking, pupil, pupillometry, metrology average-case, rather than worst-case performance, because it is usually the averages of many repeated pupil measurements which are used to quantify task-evoked pupillary responses 1 Introduction [Beatty and Lucero-Wagoner 2000]. In order to measure gaze direction, most eye trackers gather 2.2 Reference Instrument high-resolution images of the pupil. These images enable an important secondary application of eye trackers: measure- The reference instrument is a Neuroptics VIP-200 ophthal- ment of pupil diameter. Short-term changes in pupil diam- mology pupillometer, shown in Figure 1(b). The Neuroptics eter are linked to a variety of internal cognitive processes VIP-200 records two seconds of video of the pupil, then re- [Andreassi 2006], so the high-frequency, high-precision mea- ports the mean and standard deviation of the pupil’s diame- surement of pupil diameter enabled by eye trackers has appli- ter over those two seconds. This instrument has a precision cations in fields such as learning [Paas and Van Merri¨nboer e of about 0.05 mm for these two-second averages, and was cal- 1994], psychopathology [Steinhauer and Hakerem 1992], and ibrated to zero bias when it was manufactured [Neuroptics, human-computer interaction [Pomplun and Sunkara 2003]. Inc. 2008]. Most eye trackers used in cognitive pupillometry use head- mounted cameras or chin rests, because a fixed camera-pupil distance enables good pupillometric precision. In contrast, remote eye trackers, which usually devote fewer pixels to each pupil and must correct for variations in the camera- pupil distance, exhibit worse precision. However, there are some applications which require remote, free-head eye track- ing or pupillometry, such as studies with infants [Chatham et al. 2009] or investigations of small changes in anxiety, distraction, or mental effort [Porter et al. 2007]. Quantify- ing the accompanying loss of precision is important, both to guide equipment choices and to determine the number of participants and trials required to measure a given magni- tude pupillary response using a remote eye tracker. (a) Tobii 1750 (b) Neuroptics VIP-200 ∗ e-mail: klingner@stanford.edu Copyright © 2010 by the Association for Computing Machinery, Inc. Permission to make digital or hard copies of part or all of this work for personal or Figure 1: The eye tracker and reference pupillometer classroom use is granted without fee provided that copies are not made or distributed for commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than ACM must be 2.3 Procedure honored. Abstracting with credit is permitted. To copy otherwise, to republish, to post on servers, or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from Permissions Dept, ACM Inc., fax +1 (212) 869-0481 or e-mail Three volunteers participated in the metrology study, which permissions@acm.org. took place in an eye clinic exam room. We took 336 double ETRA 2010, Austin, TX, March 22 – 24, 2010. © 2010 ACM 978-1-60558-994-7/10/0003 $10.00 259
  • 2. where π is the diameter of the pupil, Π is the measurement of that diameter, and is the measurement error. π and are random variables that take on new values for each mea- surement. Each instrument’s bias is the the fixed component of the measurement error μ, its accuracy is the magnitude of the bias |μ|, and its precision is the standard deviation of the measurement error σ. For the reference pupillometer (pm), μ[ pm ] = 0 mm and σ[ pm ] = 0.05 mm, according to infor- mation provided by its manufacturer. For the eye tracker (et), the parameters of the measurement error distribution μ[ et ] (bias) and σ[ et ] (precision) are what we are trying to determine. We can estimate these parameters by analyzing the differ- ences between simultaneous measurements made with the eye tracker and the pupillometer: Figure 2: Metrology study arrangement. An investigator is measuring the participant’s left pupil using the reference Πet − Πpm = (πet + et ) − (πpm + pm ) pupillometer while the eye tracker simultaneously measures = πet − πpm + et − pm his right pupil. This is an equation of random variables. Considering the variance of each side: measurements in which we measured participants’ pupils us- ing the eye tracker and the pupillometer simultaneously. Be- cause the pupillometer covers the eye it measures, we could not conduct simultaneous measurements of the same eye us- σ 2 [Πet − Πpm ] = σ 2 [πet − πpm + et − pm ] 2 ing both instruments, so for each double measurement, the σ [Πet − Πpm ] = σ 2 [πet − πpm ] + σ 2 [ 2 et ] + σ [ pm ] pupillometer measured one of the participant’s pupils while o : the eye tracker measured the other (Figure 2). The metro- σ 2 [Πet − Πpm ] σ 2 [π = et − πpm ] + σ 2 [ et ] + σ2 [ pm ](1) logical validity of this study is therefore based on the strong 2 2 2 correlation between the diameters of the left and right pupils σ [Πet − Πpm ] = σ [ et ] + σ [ pm ] p [Loewenfeld 1999]. Measurements taken with the eye tracker σ[ et ] = σ 2 [Πet − Πpm ] − σ 2 [ pm ] (2) were averages over the 100 camera frames gathered in the same two-second measurement window used by the reference pupillometer. The relationship in Equation 2 gives us a way to estimate the precision of the eye tracker based on the known precision The measurements were conducted under various lighting of the reference pupillometer σ[ pm ] and the variance in the conditions so that our measurements would span a variety differences between the simultaneous measurements σ 2 [Πet − of pupil states: half under normal room lighting and half Πpm ]. Similarly, we can compute the bias of the eye tracker under dim lighting, where a third of the time we switched based on the mean of those differences: the lights on or off during the few seconds between succes- sive double measurements. In all trials, subjects looked at a small fixation target at the center of the eye tracker’s screen, which was otherwise filled with 64 cd/m2 medium gray. We μ[Πet − Πpm ] = μ[πet − πpm + et − pm ] excluded 120 measurements in which we did not get a clean μ[Πet − Πpm ] = μ[πet − πpm ] + μ[ et ] − μ[ pm ] reading with the pupillometer and 10 measurements in which o : o : we did not get a clean reading with the eye tracker, leaving μ[Πet − Πpm ] = pm ] + μ[ et ] + (3) μ[πet − π μ[ pm ] 206 successful double measurements, analyzed below. μ[ et ] = μ[Πet − Πpm ] (4) 3 Metrology Substituting the mean and variance of the actually observed differences Πet − Πpm in Equations 4 and 2, the eye tracker’s We present two different metrological analyses of these dou- pupillometric bias is 0.11 mm, and its precision is 0.38 mm. ble measurements: the first, based on pupil diameters, is simpler and can use all of the data but is limited by strong These figures are misleading, however, because the bias and assumptions. The second analysis, based on dilations, uses precision of the eye tracker varied substantially between the weaker assumptions but is restricted to a subset of the avail- three participants and between the two eyes of each partic- able data. ipant. Figure 3 shows the results of all 206 successful si- multaneous measurements and illustrates this inter-subject 3.1 Pupil Diameter Metrology variation. For each eye individually, the measurement error has a much narrower spread, but the average is wrong by as For both instruments, we model the measurement error as much as 0.67 mm. The accuracy and precision varies from being additive and normally distributed: eye to eye like this because the eye tracker’s pupil measure- ments depend on its estimate of the camera-pupil distance, which is affected by errors in the eye tracker’s calibration to Π=π+ ∼ N (μ, σ) each eye’s corneal shape. 260
  • 3. 5.0 1.0 o o o o o o oooo o o ooo difference in measurements (mm) o o o oooo oo eye tracker measurement (mm) ooo oo ooo o o o oo o 4.5 o oo o ooo o oo o oo ooo ooo o ooo oooo oo o oo oo oo oo oo oooo o o o oo o o oo ooooo ooo oo o 0.5 ooo oo o oo o o oo ooooooo o o oo o o oo ooooo oo o o o o o o 4.0 oo ooo o ooooo oo o o oo oo o o ooooo ooo oo oo o oo o oo oo oooo oo o oooo o o oo ooooo o o oooo oo ooo oo o oo oo oo oo ooo o o oo o oo o ooooo oooo oo ooo oo oo oo ooo o 3.5 ooo oo oooo ooooo ooo oooo oooo oo o o oo o ooo oo o o o o ooo o o 0.0 oooo oooo o oo ooo oo oooo o o o o o o oo oo oo oo o oo o o ooo o oo o oo oo oo oo ooo o o o ooo o o oo ooo oo o o o 3.0 oo ooo o ooo o oo oo oo ooo oo o o oo oo o o oo oo o o o oo oo o ooo o o oo o oo o oo o o o o −0.5 oo oo oo o oo oo oo o oo 2.5 oo o o all data Participant 1 Participant 1 Participant 2 Participant 2 Participant 3 Participant 3 Left Eye Right Eye Left Eye Right Eye Left Eye Right Eye 2.5 3.0 3.5 4.0 4.5 5.0 pupillometer measurement (mm) Figure 3: The left graph shows the raw data of the metrology study, with each point representing a double measurement (Πpm , Πet ). Data from each participant and each subject are plotted in a different color. The right chart shows the differences between the eye tracker and pupillometer measurements, Πet − Πpm , broken down by study participant and eye, showing how the eye tracker’s pupillometric bias varies for each eye. When Equations 4 and 2 are applied to the data from each eye separately, we find an average bias of 0.34 mm (worse than the overall 0.11 mm) and an average precision of 0.12 Δet − Δpm = (Πet2 − Πet1 ) − (Πpm2 − Πpm1 ) mm (better than the overall 0.38 mm). Because it is differ- = [(πet2 + et2 ) − (πet1 + et1 )] ences in measurements for the same eye (dilations) that form − [(πpm2 + pm2 ) − (πpm1 + pm1 )] the basis of most experimental use of pupillometry [Beatty and Lucero-Wagoner 2000], and because pupillometric ex- = (πet2 − πet1 ) − (πpm2 − πpm1 ) periments are usually conducted with several participants, + et2 − et1 + pm1 − pm2 these per-eye results for the eye tracker’s bias and precision = (δet − δpm ) + − + − (5) et2 et1 pm1 pm2 are the most relevant and are the ones summarized in Ta- ble 1. As before, now considering the variance of the random vari- ables on each side of Equation 5: In Equation 3 of the derivation for accuracy, the term μ[πet − πpm ] was assumed to be zero. We ensured this zero mean left-right difference in pupil size by counterbalancing which of the two eyes was measured with which instrument within σ 2 [Δet − Δpm ] = σ 2 [(δet − δpm ) + et2 − et1 + pm1 − pm2 ] the trials for each participant. o : = pm ] + σ 2 [ et2 ] σ 2 [δet − δ (6) Similarly, the cancelation in Equation 1 of the derivation for + σ2 [ 2 et1 ] + σ [ 2 pm1 ] + σ [ pm2 ] precision assumes that term σ 2 [πet − πpm ] is zero. This as- sumption, that the difference in size between participants’ = σ2 [ et2 ] + σ2 [ et1 ] + σ2 [ pm1 ] + σ2 [ pm2 ] left and right pupils is constant throughout the study, is 2 2 = 2σ [ et ] + 2σ [ pm ] (7) much stronger. Judging from pupil data we’ve recorded in a 2 1 2 2 variety of studies, it is true over short periods of time (a few σ [ et ] = 2 σ [Δet − Δpm ] − σ [ pm ] minutes) but can sometimes drift over the 15–20 minutes it q 1 2 takes to make the measurements of each participant. Viola- σ[ et ] = 2 σ [Δet − Δpm ] − σ 2 [ pm ] (8) tions of this assumption would lead to an underestimate of the average error the eye tracker. A more conservative anal- The cancellation in Equation 6 is based on the assumption ysis, based on differences in short-term dilations measured that the difference between the left eye’s dilation and the by each instrument, provides an alternative estimate of the right eye’s dilation is constant over a short period of time. eye tracker’s precision. We observed this fact in an earlier study we conducted on lat- eralized pupillary responses, in which we tried several stim- ulus based ways of inducing different dilations in subjects’ 3.2 Pupil Dilation Metrology two pupils but never succeeded in causing any significant left- right differences. We abandoned the effort after learning that We can determine the pupillometric precision of the eye the neuroanatomy of pupil size regulation renders such dif- tracker using differences in measurements of dilations rather ferences extremely unlikely [Loewenfeld 1999]. Step 7 relies than absolute pupil diameters. Using δ = π2 − π1 to de- on the assumption that the bias of the measurement error note the dilation of the pupil from time 1 to time 2 and is stable over time for both instruments (σ[ pm1 ] = σ[ pm2 ] Δ = Π2 − Π1 to denote the measurement of that dilation, and σ[ et1 ] = σ[ et2 ]). 261
  • 4. eye tracker eye tracker precision (mm) diameter pupil diameter dilation magnitude accuracy assumption data per-eye (mm) monocular binocular monocular binocular mean mean The difference in size be- 206 double 0.34 0.12 0.08 0.17 0.12 tween the left and right measurements pupils is constant over the study. The difference between the 84 pairs NA 0.15 0.10 0.21 0.15 left eye’s dilation and the of double right eye’s dilation is con- measurements stant over 30 sec. Table 1: Summary of the Tobii 1750’s pupillometric performance. Figures for monocular diameter accuracy and precision are the results of the metrological analysis above. Other figures in the table were then derived from these primary results. Dilation √ measurement precision is larger (worse) by a factor of 2, because it is based on the difference of two diameter measurements. When both eyes are measured and averaged, the precision in the estimate of their mean dilation (or diameter) improves by a √ factor of 2 over the monocular case. Among the 206 successful double measurements, there are 84 References pairs of double measurements that took place within 30 sec- onds of each other. That is, there were 84 dilations with du- Andreassi, J. L. 2006. Pupillary response and behavior. ration less than 30 seconds with starting diameters and end- In Psychophysiology: Human Behavior and Physological ing diameters that were both measured with the two instru- Response, 5th ed. Routledge, ch. 12, 289–307. ments simultaneously. Substituting the observed Δet − Δpm in Equation 8 gives pupillometric precision of the eye tracker Beatty, J., and Lucero-Wagoner, B. 2000. The pupil- as 0.15 mm, slightly worse than the diameter-based precision lary system. In Handbook of Psychophysiology, J. T. Ca- of 0.12 mm. cioppo, L. G. Tassinary, and G. Berntson, Eds., 2nd ed. Cambridge University Press, 142–162. Chatham, C. H., Frank, M. J., and Munakata, Y. 2009. 4 Summary Pupillometric and behavioral markers of a developmen- tal shift in the temporal dynamics of cognitive control. We made many measurements of pupil size using a remote Proceedings of the National Academy of Sciences 106, 14, video eye tracker and medical pupillometer simultaneously. 5529–5533. We analyzed these simultaneous measurements in two ways Loewenfeld, I. 1999. The Pupil: Anatomy, Physiology, to assess the pupillometric performance of the Tobii 1750 and Clinical Applications, 2nd ed., vol. 1. Butterworth- remote video eye tracker. Heinemann, Oxford, UK. The first analysis, diameter-based metrology (Section 3.1), Neuroptics, Inc., 2008. Instruction manual, VIP-200 provided an estimate of the eye tracker’s pupillometric ac- pupillometer, revision A. curacy and—via a relatively strong assumption—a lower Paas, F., and Van Merri¨nboer, J. 1994. Instructional e bound on the eye tracker’s pupillometric precision. The control of cognitive load in the training of complex cog- second analysis, dilation-based metrology (Section 3.2), pro- nitive tasks. Educational Psychology Review 6, 4 (Dec.), vided an alternative estimate of precision relying on fewer as- 351–371. sumptions but also with less applicable data. The results of both analyses are summarized in Table 1, together with the Pomplun, M., and Sunkara, S. 2003. Pupil dilation as resultant derived precision for binocular and dilation mea- an indicator of cognitive workload in human-computer in- surements. teraction. In Proceedings of the International Conference on HCI. Porter, G., Troscianko, T., and Gilchrist, I. D. 2007. Acknowledgements Effort during visual search and counting: Insights from pupillometry. The Quarterly Journal of Experimental Psy- This work was funded by the Stanford Regional Visual Ana- chology 60, 2, 211. lytics Center, through the U.S. Department of Energy’s Pa- Steinhauer, S. R., and Hakerem, G. 1992. The pupillary cific Northwest National Laboratory. Our eye tracker was response in cognitive psychophysiology and schizophre- funded by the Stanford MediaX project and the Stanford nia. Annals of the New York Academy of Sciences 658, School of Engineering. Psychophysiology and Experimental Psychopathology: A Tribute to Samuel Sutton, 182–204. Tobii Technologies, Inc., 2007. Tobii 1750. 262