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I-SPAN09 – IASM
    10th International Symposium on Pervasive Systems, Algorithms, and Networks


      Governance of Information Security Elements in
      Service-Oriented Enterprise Architecture
    Mr Janne J. Korhonen                Dr. Mehmet Yildiz                   Dr. Juha Mykkänen
    Department of Computer Science      Certified Executive IT Architect    HIS R&D Unit
    and Engineering                     IBM Australia and New Zealand       University of Kuopio
    Helsinki University of Technology   Melbourne, Australia                Kuopio, Finland
    Helsinki, Finland




Proposed Abstract: This paper identifies and analyzes governance roles and tasks in SOA security
governance at macro level. Drawing from Information Security Management standards and frameworks on
one hand and SOA considerations on the other hand, the identified governance elements are mapped to a
governance structure that specifies planning and execution aspects at four organizational decision-
making levels, resulting in a prescriptive model with practical relevance. This constructive study
combines theoretical models and standards with industry experience of the authors.
1
IASM

Agenda

    -Introduction & Background

    -Methodology


    -Security governance meta-structure


    -Conclusion



2
IASM

Biography of Authors
    •       Janne J. Korhonen
    •       Researcher at Helsinki University of Technology
    •       Research areas:
             –   Enterprise Architecture and IT Governance
    •       Particular research interest: Agile Governance Model


    •       Dr Juha Mykkänen, post-doctoral researcher
    •       University of Kuopio, Health Information Systems R&D Unit
    •       Research activities: interoperability, standardization, modelling,
            service-oriented architectures, application integration,
            enterprise architecture
    •       projects developing and applying SOA and integration
            approaches


        •    Dr. Mehmet Yildiz, Enterprise Architect, IBM
        •    Resarch interests: enterprise architecture, service oriented
             arthitecture, cloud computing, self healing systems, social
             computing


3
IASM

Background on EA and SOA in Dynamic Enterprise




                               S         A
                                    O
    EA                        ESB




4
IASM

SOA Vendors for New Systematic Applications

 Gartner’s Magic
 Quadrant for
 Application
 Infrastructure for New
 Systematic SOA
 Application Projects



 There are many
 vendors investing
 on SOA Application
 Projects.
 Leveraging their
 experience is
 important

5    Ref: Gartner’s Magic Quadrant for New Systematic Applications
IASM

Evaluation of Current Architecture Frameworks
None of the assessed frameworks fully meets the major criteria
in the Regensburg study. Hence use of combination of
frameworks is suggested.




 6 Ref: Susanne Leist and Gregor Zellner University of Regensburg, Institute of Information Management, Germany
IASM

Key SOA Concepts

         … a service?                                                 … service orientation?
                                                                      A way of integrating your
     A repeatable business                                              business as linked
                                            Composable                        services
        task – e.g., check
      customer credit; open                                            and the outcomes that
          new account                                                        they bring
                                Interoperable   SOA
                                                SOA       Re-Usable


                                                Loosely
      … service oriented                        Coupled                   … a composite
      architecture (SOA)?                                                  application?

    An IT architectural style                                         A set of related &
          that supports                                            integrated services that
        service orientation                                       support a business process
                                                                       built on an SOA


7
IASM

A SOA Reference Architecture Sample




 Enterprise
 Architecture               Ref Architecture for
                                                   Ref Architecture for a
                            Service Areas                                   Ref Architecture for a
                                                   Program
                                                                            Single Project


8 Ref: IBM and Open Group
IASM

Concerns at Layer 7 - QoS
 1.Increased virtualization

 2.Loose coupling

 3.Widespread use of XML

 4.The composition of federated services

 5.Heterogeneous computing infrastructures

 6.Decentralized SLAs

 7.The need to aggregate IT QoS metrics to produce
 business metrics
9 Ref: IBM and Open Group SOA Reference Architecture
IASM

Typical Security Architecture for an Enterprise

             Externally                                             Highly
             Controlled                                             Secure
                                                                    Zone


 External
 Business
 Zone

            External                       Internal Zone
            Uncontrolled


                           Demilitarized
                           Zone




                                                   Special Domain




10
IASM

SOA Security Reference Model by IBM




11 Ref: IBM SOA Security Red Book, Dr. Paul Ashley et al
IASM




                                                                   Strategic
                                Strategy




                                                                   Tactical
               Macro Design




                                                                   Real-Time Operational
                                                Build /
                Micro Design
                                               Construct




                                             Run / Operate



     Design, Planning and Support          Development and Execution

12
IASM
                                   Security Policy




                                                                         Strategic
                      Organizational
                         Security


                       Compliance




                                                                         Tactical
                    Asset Classification
                       and Control




                                                                         Real-Time Operational
                    Personnel Security         Access Control

                    Business Continuity
                      Management                  System
                                              Development and
                     Communications             Maintenance
                      and Operations
                       Management
                       Physical and
                      Environmental
                         Security

     Design, Planning and Support                Development and Execution

13
IASM

Conclusion of paper

- Agile Governance Model promotes clarity in the role definition and
requirements management related to the key security elements in
enterprise architecture and SOAs.

- The governance model, combined with suitable industry standards such
as SOGP or ISO/IEC 17799 can be applied to the definition of roles and
responsibilities of security governance activities in complex enterprise
systems.

- Specifically, it helps in positioning the security activities at the right
organizational levels and at each level on either the planning or execution
side so that all security requirements will be addressed adequately
throughout the enterprise.




14

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Soa Governance And Security V1.1

  • 1. I-SPAN09 – IASM 10th International Symposium on Pervasive Systems, Algorithms, and Networks Governance of Information Security Elements in Service-Oriented Enterprise Architecture Mr Janne J. Korhonen Dr. Mehmet Yildiz Dr. Juha Mykkänen Department of Computer Science Certified Executive IT Architect HIS R&D Unit and Engineering IBM Australia and New Zealand University of Kuopio Helsinki University of Technology Melbourne, Australia Kuopio, Finland Helsinki, Finland Proposed Abstract: This paper identifies and analyzes governance roles and tasks in SOA security governance at macro level. Drawing from Information Security Management standards and frameworks on one hand and SOA considerations on the other hand, the identified governance elements are mapped to a governance structure that specifies planning and execution aspects at four organizational decision- making levels, resulting in a prescriptive model with practical relevance. This constructive study combines theoretical models and standards with industry experience of the authors. 1
  • 2. IASM Agenda -Introduction & Background -Methodology -Security governance meta-structure -Conclusion 2
  • 3. IASM Biography of Authors • Janne J. Korhonen • Researcher at Helsinki University of Technology • Research areas: – Enterprise Architecture and IT Governance • Particular research interest: Agile Governance Model • Dr Juha Mykkänen, post-doctoral researcher • University of Kuopio, Health Information Systems R&D Unit • Research activities: interoperability, standardization, modelling, service-oriented architectures, application integration, enterprise architecture • projects developing and applying SOA and integration approaches • Dr. Mehmet Yildiz, Enterprise Architect, IBM • Resarch interests: enterprise architecture, service oriented arthitecture, cloud computing, self healing systems, social computing 3
  • 4. IASM Background on EA and SOA in Dynamic Enterprise S A O EA ESB 4
  • 5. IASM SOA Vendors for New Systematic Applications Gartner’s Magic Quadrant for Application Infrastructure for New Systematic SOA Application Projects There are many vendors investing on SOA Application Projects. Leveraging their experience is important 5 Ref: Gartner’s Magic Quadrant for New Systematic Applications
  • 6. IASM Evaluation of Current Architecture Frameworks None of the assessed frameworks fully meets the major criteria in the Regensburg study. Hence use of combination of frameworks is suggested. 6 Ref: Susanne Leist and Gregor Zellner University of Regensburg, Institute of Information Management, Germany
  • 7. IASM Key SOA Concepts … a service? … service orientation? A way of integrating your A repeatable business business as linked Composable services task – e.g., check customer credit; open and the outcomes that new account they bring Interoperable SOA SOA Re-Usable Loosely … service oriented Coupled … a composite architecture (SOA)? application? An IT architectural style A set of related & that supports integrated services that service orientation support a business process built on an SOA 7
  • 8. IASM A SOA Reference Architecture Sample Enterprise Architecture Ref Architecture for Ref Architecture for a Service Areas Ref Architecture for a Program Single Project 8 Ref: IBM and Open Group
  • 9. IASM Concerns at Layer 7 - QoS 1.Increased virtualization 2.Loose coupling 3.Widespread use of XML 4.The composition of federated services 5.Heterogeneous computing infrastructures 6.Decentralized SLAs 7.The need to aggregate IT QoS metrics to produce business metrics 9 Ref: IBM and Open Group SOA Reference Architecture
  • 10. IASM Typical Security Architecture for an Enterprise Externally Highly Controlled Secure Zone External Business Zone External Internal Zone Uncontrolled Demilitarized Zone Special Domain 10
  • 11. IASM SOA Security Reference Model by IBM 11 Ref: IBM SOA Security Red Book, Dr. Paul Ashley et al
  • 12. IASM Strategic Strategy Tactical Macro Design Real-Time Operational Build / Micro Design Construct Run / Operate Design, Planning and Support Development and Execution 12
  • 13. IASM Security Policy Strategic Organizational Security Compliance Tactical Asset Classification and Control Real-Time Operational Personnel Security Access Control Business Continuity Management System Development and Communications Maintenance and Operations Management Physical and Environmental Security Design, Planning and Support Development and Execution 13
  • 14. IASM Conclusion of paper - Agile Governance Model promotes clarity in the role definition and requirements management related to the key security elements in enterprise architecture and SOAs. - The governance model, combined with suitable industry standards such as SOGP or ISO/IEC 17799 can be applied to the definition of roles and responsibilities of security governance activities in complex enterprise systems. - Specifically, it helps in positioning the security activities at the right organizational levels and at each level on either the planning or execution side so that all security requirements will be addressed adequately throughout the enterprise. 14