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An Instrument Validation Study
               among Canadian Hospitals

                  Nawanan Theera-Ampornpunt, M.D.
               M.S. & Ph.D. Student in Health Informatics
            UMN Health Informatics Journal Club (Oct. 9, 2008)


Based on Paré G, Sicotte C. Information technology sophistication in health care: an instrument 
    validation study among Canadian hospitals. Int J Med Inform. 2001 Oct;63(3):205‐223.
3 Themes of Focus in Article

 Concept: IT Sophistication/Adoption 
   What, Why, How
 Survey Instrument Evaluation
 IT Sophistication Profile of Sampled 
 Hospitals
Background

 Health care has become increasingly complex 
 and are in various stages of reform
 IT has been shown in MIS to have positive 
 impacts on organizational performance
 Managers and clinicians are realizing the 
 value of IT in high quality care delivery while 
 holding down costs
Background

 To identify effects of IT on health care 
 delivery, IT needs to be characterized for 
 operationalization purposes
 No existing characterization and validated 
 instrument of IT in terms of its level of 
 sophistication in health care organizations
 Such instrument would allow profiling and 
 enable comparison
Study Objectives

 Primary:
   To develop and validate a measurement 
   instrument of IT sophistication in hospitals
 Secondary
   To present and compare IT sophistication 
   profile of Canadian hospitals
Existing Models
 Nolan’s Stages of EDP Growth (1973, 1979)
  Evolution of systems growth in stages
  Introduces the concept of “IS Maturity”
  The ultimate stage of computing growth in organizations 
  where information resources are fully developed and 
  computer‐based systems are fully integrated

  Focuses on organizational information systems
  Empirical validity has been contested
      EDP - Electronic Data Processing   IS - Information Systems
                                                       Cited in: Paré & Sicotte (2001)
Existing Models

 Cheney & Dickson (1982)
  Investigated the relationship between 
  “Technological Sophistication” (hardware, 
  software, nature of application systems), 
  “Organizational Sophistication”
  (information resources management 
  activities), and system performance

                                 Cited in: Paré & Sicotte (2001)
Existing Models
Saunders & Kellers (1984)

 IS maturity referred to as the “sophistication of the 
 mix of applications provided by the IS function”

Raymond & Paré (1992)

 IT sophistication defined as “a multi‐dimensional 
 construct, which includes aspects related to 
 technological support, information content, 
 functional support, and IT management practices”
                                        Cited in: Paré & Sicotte (2001)
Conceptual Framework

 IT Sophistication in Hospitals
  “The diversity of technological devices and 
  software applications used to support patient 
  management and patient care, clinical 
  support, and administrative activities” as 
  well as “the extent to which computer‐based 
  applications are integrated (electronic and 
  automatic transfer of information)”
Conceptual Framework

 3 Dimensions of IT Sophistication
   Technological Sophistication
   ○ Diversity of hardware devices (e.g. medical imaging, bar coding 
     devices, data warehousing, wireless networks, PACS equipment)

   Functional Sophistication
   ○ Proportion and diversity of processes or activities (e.g. vital sign 
     recording, medication administration, staff scheduling)

   Integration Sophistication
   ○ Degree to which computer‐based applications are integrated both 
     internally and externally
Conceptual Framework

 3 Health Care Activity Domains
  Patient Management and Patient Care
  ○ Patient management, order entry/results reporting, clinical 
    notes, care planning, vital signs recording, ER, OR, etc.

  Clinical Support
  ○ Laboratory, pharmacy, radiology

  Administrative
  ○ Billing & finance, HR, materials management
Conceptual Framework




                       Source: Paré & Sicotte (2001)
Conceptual Framework

 Technological Sophistication
  Office automation systems
  Human‐computer interaction devices
  Storage and compression devices
  Data distillation systems
  Connectivity devices
 Each of these can be used in different activities
Conceptual Framework
 Functional Sophistication

  Technology alone doesn’t measure an 
  organization’s IT sophistication well

  One technology can be used for different 
  activities, each of which has varying impact 
  on care

  Can be viewed as the level of 
  computerization in the work processes
Conceptual Framework

 Integration Sophistication
  Electronic and automatic transfer of 
  information
  Internal Integration
  ○ With other systems in the hospital

  External Integration
  ○ With external entities’ systems
Instrument Evaluation

 Validity
  An instrument does what it is intended to 
  do (Nunnally, 1978)
  The degree to which a test measures what it 
  was designed to measure (Wikipedia, 2008)
  The degree to which the measurement 
  measures what the investigator wants to 
  measure (Friedman & Wyatt, 2005)
Instrument Validation

 Reliability
   The extent to which measurements are 
   repeatable, by different persons, on different 
   occasions , with alternative instruments for 
   measuring the same thing (Nunnally, 1978)
   The consistency of a set of measurements or 
   measuring instrument (Wikipedia, 2008)
   The degree to which measurement is consistent 
   or reproducible (Friedman & Wyatt, 2005)
Validity vs. Reliability




              Source: http://ibis.health.state.nm.us/resources/ReliabilityValidity.html
Types of Reliability
  Test‐retest reliability
   Does the measure deliver the same answer when 
   applied in different time periods?
  Internal consistency reliability
   Multi‐item instrument
    ○ Does the measure yield consistent results across 
      different indicators (items)?
   Multiple raters: Inter‐rater reliability
    ○ Does the measure yield consistent results when different 
      observers rate the same thing?
                                                   Source: Neuman (2005)
Types of Validity
  Face Validity
   On the face of it, do people believe that the 
   definition and method of measurement fit?




                                       Source: Neuman (2005)
Types of Validity
  Content Validity
   Is the full content of a definition 
   represented in a measure?




                                          Source: Neuman (2005)
Types of Validity
  Construct Validity
   Do the various indicators operate in a consistent 
   manner?
   Convergent Validity, Discriminant Validity




                                                Source: Neuman
                                                (2005)
Types of Validity
  Criterion Validity
   Does a measure correlate with some 
   standard or criterion?
   Concurrent Validity, Predictive Validity




                                       Source: Neuman (2005)
Methods: Content Validity
20 in‐depth interviews with health care and IT 
specialists at the Montreal Jewish Hospital (MJH)
Respondents asked to identify technologies and 
computer‐based applications in their organization and 
elsewhere, processes supported by the systems, & 
degree of integration
Inputs used to modify instrument
Pretest with 3 HIS directors with in‐depth interviews 
to refine instrument (mostly cosmetic)
Methods: Reliability, Construct &
Concurrent Validity
  Survey of HIS directors in 2 of the largest 
  Canadian provinces 
  Sampling frame: a government list of names, 
  addresses, and phone numbers of each medical 
  center in Quebec (n = 80) and Ontario (n = 106)
  Subjects contacted by phone to request 
  participation (10 refused)
  Mail survey with 6‐week follow‐up letter
  Total period: 4 months 
Results
  Response rate 62.4% (Quebec 73.8%, Ontario 53.8%)




                                          Source: Paré &
                                          Sicotte (2001)
Results




          Source: Paré &
          Sicotte (2001)
Results
  Reliability: Cronbach’s alpha for the technological, 
  functional, and integration dimensions of each 
  activity domain and for overall dimensions
  ○ Low: items don’t measure the same thing or too few items
  ○ High (usually > 0.70): items “internally consistent”




                                            Source: Paré & Sicotte (2001)
Results
 Construct validity: interdimension correlations and correlations 
 with an adjusted overall dimension score (after removing scales 
 of that dimension)
 ○ Interpretation: High & significant correlation means consistent results 
   between different measures (dimensions + domains) of IT sophistication, 
   thus construct validity




                                                               Source:
                                                               Paré & Sicotte (2001)
Results
 Criterion validity: correlation of each dimension and 6 
 other variables: the hospital’s present stage of IT maturity 
 based on Nolan’s 5‐stage model, annual budget, annual IT 
 budget, number of IT staff, HIS director’s educational level 
 and IT management experience




                                         Source: Paré & Sicotte (2001)
Results
 Overall functional sophistication ‐ Not significant between 
 Quebec & Ontario
 Some significant variations exist e.g.
 ○ Higher percentage of electronic signature for medical chart 
   documentation in Ontario
 ○ Higher percentage of OR computerized processes in Ontario
 Medication administration, staff scheduling, order 
 transcription, and historical record keeping are most 
 computerized nursing activities in both provinces
 Vital signs recording and other nursing activities are 
 among the least computerized ones
                                           Source: Paré & Sicotte (2001)
Results
 Both provinces exhibit low level of technological 
 sophistication overall (not significant different)
 Telemedicine, expert systems, voice recognition systems 
 for notes transcription are not available in most hospitals
 Smaller percentages of Quebec hospitals installed 
 workstations in the hallways or at bedside or used 
 portable devices
 PACS are diffused more widely in Ontario
 Lower number of Quebec hospitals have a Web site


                                         Source: Paré & Sicotte (2001)
Results
 Low level of systems integration overall, with Quebec 
 significantly less integrated.
 ER and OR systems are somewhat less integrated than 
 ADT, scheduling
 In many clinical support departments (labs, radiology, 
 pharmacy), systems are mostly stand‐alone
 In general, clear sign of lack of internal and external 
 integration



                                           Source: Paré & Sicotte (2001)
Conclusion
 Instrument is reliable and valid
 Findings support breakdown of IT sophistication into 
 technological, functional, and integration dimensions
 IT sophistication instrument is helpful for
  ○ Describing a hospital’s state of IT sophistication
    (cross‐sectional, longitudinal)
  ○ Diagnosis of aspects with low sophistication within a 
    hospital for future improvements
  ○ Comparisons between groups of hospitals
Limitations/Critique*
IT Adoption has 2 aspects: Depth & Breadth
 ○ Depth: Level of functionalities computerized
 ○ Breadth: Extent of adoption across organization
 ○ IT Sophistication instrument focuses only on depth

Instrument developed and validated in 2001
Internal consistency reliability among items may not be 
appropriate for heterogeneous (“formative/causal”) 
indicators. Instead, should use inter‐rater reliability or test‐
retest reliability

   * Presenter’s own opinion. Not discussed in the original article
References
Friedman CP, Wyatt JC. Evaluation methods in biomedical 
    informatics. 2nd ed. New York (NY): Springer; 2005, c2006. 
    386 p.
Neuman WL. Social research methods: qualitative and 
   quantitative approaches. 6th ed. Boston (MA): Allyn & Bacon; 
   2005, c2006. 592 p.
Nunnally JC. Psychometric theory. 2nd ed. New York (NY): 
   McGraw‐Hill; c1978. 701 p.
Paré G, Sicotte C. Information technology sophistication in health 
   care: an instrument validation study among Canadian 
   hospitals. Int J Med Inform. 2001 Oct;63(3):205‐223.
References
Rogers EM. Diffusion of innovations. 5th ed. New York (NY): Free 
   Press; 2003. 551 p.
Wikipedia [Internet]. San Francisco (CA): Wikimedia Foundation; 
   c2001‐2008. Reliability (statistics); [modified 2008 Sep 16; 
   cited 2008 Oct 5]; [about 4 screens]. Available from: 
   http://en.wikipedia.org/wiki/Reliability_(statistics)
Wikipedia [Internet]. San Francisco (CA): Wikimedia Foundation; 
   c2001‐2008. Validity (statistics); [modified 2008 Aug 30; cited 
   2008 Oct 5]; [about 7 screens]. Available from: 
   http://en.wikipedia.org/wiki/Validity_(statistics)
Appendix
What is Health IT?
 Can be viewed as a subset of innovations

What is Adoption?
 Rogers’ Diffusion of Innovations Theory (1962‐2003)

                                               Implement-
Knowledge   Persuasion       Decision                           Confirmation
                                                  ation




                 Rejection          Adoption
                                                            Source: Rogers (2003)

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IT Sophistication in Health Care

  • 1. An Instrument Validation Study among Canadian Hospitals Nawanan Theera-Ampornpunt, M.D. M.S. & Ph.D. Student in Health Informatics UMN Health Informatics Journal Club (Oct. 9, 2008) Based on Paré G, Sicotte C. Information technology sophistication in health care: an instrument  validation study among Canadian hospitals. Int J Med Inform. 2001 Oct;63(3):205‐223.
  • 2. 3 Themes of Focus in Article Concept: IT Sophistication/Adoption  What, Why, How Survey Instrument Evaluation IT Sophistication Profile of Sampled  Hospitals
  • 3. Background Health care has become increasingly complex  and are in various stages of reform IT has been shown in MIS to have positive  impacts on organizational performance Managers and clinicians are realizing the  value of IT in high quality care delivery while  holding down costs
  • 4. Background To identify effects of IT on health care  delivery, IT needs to be characterized for  operationalization purposes No existing characterization and validated  instrument of IT in terms of its level of  sophistication in health care organizations Such instrument would allow profiling and  enable comparison
  • 5. Study Objectives Primary: To develop and validate a measurement  instrument of IT sophistication in hospitals Secondary To present and compare IT sophistication  profile of Canadian hospitals
  • 6. Existing Models Nolan’s Stages of EDP Growth (1973, 1979) Evolution of systems growth in stages Introduces the concept of “IS Maturity” The ultimate stage of computing growth in organizations  where information resources are fully developed and  computer‐based systems are fully integrated Focuses on organizational information systems Empirical validity has been contested EDP - Electronic Data Processing IS - Information Systems Cited in: Paré & Sicotte (2001)
  • 7. Existing Models Cheney & Dickson (1982) Investigated the relationship between  “Technological Sophistication” (hardware,  software, nature of application systems),  “Organizational Sophistication” (information resources management  activities), and system performance Cited in: Paré & Sicotte (2001)
  • 8. Existing Models Saunders & Kellers (1984) IS maturity referred to as the “sophistication of the  mix of applications provided by the IS function” Raymond & Paré (1992) IT sophistication defined as “a multi‐dimensional  construct, which includes aspects related to  technological support, information content,  functional support, and IT management practices” Cited in: Paré & Sicotte (2001)
  • 9. Conceptual Framework IT Sophistication in Hospitals “The diversity of technological devices and  software applications used to support patient  management and patient care, clinical  support, and administrative activities” as  well as “the extent to which computer‐based  applications are integrated (electronic and  automatic transfer of information)”
  • 10. Conceptual Framework 3 Dimensions of IT Sophistication Technological Sophistication ○ Diversity of hardware devices (e.g. medical imaging, bar coding  devices, data warehousing, wireless networks, PACS equipment) Functional Sophistication ○ Proportion and diversity of processes or activities (e.g. vital sign  recording, medication administration, staff scheduling) Integration Sophistication ○ Degree to which computer‐based applications are integrated both  internally and externally
  • 11. Conceptual Framework 3 Health Care Activity Domains Patient Management and Patient Care ○ Patient management, order entry/results reporting, clinical  notes, care planning, vital signs recording, ER, OR, etc. Clinical Support ○ Laboratory, pharmacy, radiology Administrative ○ Billing & finance, HR, materials management
  • 12. Conceptual Framework Source: Paré & Sicotte (2001)
  • 13. Conceptual Framework Technological Sophistication Office automation systems Human‐computer interaction devices Storage and compression devices Data distillation systems Connectivity devices Each of these can be used in different activities
  • 14. Conceptual Framework Functional Sophistication Technology alone doesn’t measure an  organization’s IT sophistication well One technology can be used for different  activities, each of which has varying impact  on care Can be viewed as the level of  computerization in the work processes
  • 15. Conceptual Framework Integration Sophistication Electronic and automatic transfer of  information Internal Integration ○ With other systems in the hospital External Integration ○ With external entities’ systems
  • 16. Instrument Evaluation Validity An instrument does what it is intended to  do (Nunnally, 1978) The degree to which a test measures what it  was designed to measure (Wikipedia, 2008) The degree to which the measurement  measures what the investigator wants to  measure (Friedman & Wyatt, 2005)
  • 17. Instrument Validation Reliability The extent to which measurements are  repeatable, by different persons, on different  occasions , with alternative instruments for  measuring the same thing (Nunnally, 1978) The consistency of a set of measurements or  measuring instrument (Wikipedia, 2008) The degree to which measurement is consistent  or reproducible (Friedman & Wyatt, 2005)
  • 18. Validity vs. Reliability Source: http://ibis.health.state.nm.us/resources/ReliabilityValidity.html
  • 19. Types of Reliability Test‐retest reliability Does the measure deliver the same answer when  applied in different time periods? Internal consistency reliability Multi‐item instrument ○ Does the measure yield consistent results across  different indicators (items)? Multiple raters: Inter‐rater reliability ○ Does the measure yield consistent results when different  observers rate the same thing? Source: Neuman (2005)
  • 20. Types of Validity Face Validity On the face of it, do people believe that the  definition and method of measurement fit? Source: Neuman (2005)
  • 21. Types of Validity Content Validity Is the full content of a definition  represented in a measure? Source: Neuman (2005)
  • 22. Types of Validity Construct Validity Do the various indicators operate in a consistent  manner? Convergent Validity, Discriminant Validity Source: Neuman (2005)
  • 23. Types of Validity Criterion Validity Does a measure correlate with some  standard or criterion? Concurrent Validity, Predictive Validity Source: Neuman (2005)
  • 25. Methods: Reliability, Construct & Concurrent Validity Survey of HIS directors in 2 of the largest  Canadian provinces  Sampling frame: a government list of names,  addresses, and phone numbers of each medical  center in Quebec (n = 80) and Ontario (n = 106) Subjects contacted by phone to request  participation (10 refused) Mail survey with 6‐week follow‐up letter Total period: 4 months 
  • 26. Results Response rate 62.4% (Quebec 73.8%, Ontario 53.8%) Source: Paré & Sicotte (2001)
  • 27. Results Source: Paré & Sicotte (2001)
  • 28. Results Reliability: Cronbach’s alpha for the technological,  functional, and integration dimensions of each  activity domain and for overall dimensions ○ Low: items don’t measure the same thing or too few items ○ High (usually > 0.70): items “internally consistent” Source: Paré & Sicotte (2001)
  • 29. Results Construct validity: interdimension correlations and correlations  with an adjusted overall dimension score (after removing scales  of that dimension) ○ Interpretation: High & significant correlation means consistent results  between different measures (dimensions + domains) of IT sophistication,  thus construct validity Source: Paré & Sicotte (2001)
  • 30. Results Criterion validity: correlation of each dimension and 6  other variables: the hospital’s present stage of IT maturity  based on Nolan’s 5‐stage model, annual budget, annual IT  budget, number of IT staff, HIS director’s educational level  and IT management experience Source: Paré & Sicotte (2001)
  • 31. Results Overall functional sophistication ‐ Not significant between  Quebec & Ontario Some significant variations exist e.g. ○ Higher percentage of electronic signature for medical chart  documentation in Ontario ○ Higher percentage of OR computerized processes in Ontario Medication administration, staff scheduling, order  transcription, and historical record keeping are most  computerized nursing activities in both provinces Vital signs recording and other nursing activities are  among the least computerized ones Source: Paré & Sicotte (2001)
  • 32. Results Both provinces exhibit low level of technological  sophistication overall (not significant different) Telemedicine, expert systems, voice recognition systems  for notes transcription are not available in most hospitals Smaller percentages of Quebec hospitals installed  workstations in the hallways or at bedside or used  portable devices PACS are diffused more widely in Ontario Lower number of Quebec hospitals have a Web site Source: Paré & Sicotte (2001)
  • 33. Results Low level of systems integration overall, with Quebec  significantly less integrated. ER and OR systems are somewhat less integrated than  ADT, scheduling In many clinical support departments (labs, radiology,  pharmacy), systems are mostly stand‐alone In general, clear sign of lack of internal and external  integration Source: Paré & Sicotte (2001)
  • 34. Conclusion Instrument is reliable and valid Findings support breakdown of IT sophistication into  technological, functional, and integration dimensions IT sophistication instrument is helpful for ○ Describing a hospital’s state of IT sophistication (cross‐sectional, longitudinal) ○ Diagnosis of aspects with low sophistication within a  hospital for future improvements ○ Comparisons between groups of hospitals
  • 35. Limitations/Critique* IT Adoption has 2 aspects: Depth & Breadth ○ Depth: Level of functionalities computerized ○ Breadth: Extent of adoption across organization ○ IT Sophistication instrument focuses only on depth Instrument developed and validated in 2001 Internal consistency reliability among items may not be  appropriate for heterogeneous (“formative/causal”)  indicators. Instead, should use inter‐rater reliability or test‐ retest reliability * Presenter’s own opinion. Not discussed in the original article
  • 36. References Friedman CP, Wyatt JC. Evaluation methods in biomedical  informatics. 2nd ed. New York (NY): Springer; 2005, c2006.  386 p. Neuman WL. Social research methods: qualitative and  quantitative approaches. 6th ed. Boston (MA): Allyn & Bacon;  2005, c2006. 592 p. Nunnally JC. Psychometric theory. 2nd ed. New York (NY):  McGraw‐Hill; c1978. 701 p. Paré G, Sicotte C. Information technology sophistication in health  care: an instrument validation study among Canadian  hospitals. Int J Med Inform. 2001 Oct;63(3):205‐223.
  • 37. References Rogers EM. Diffusion of innovations. 5th ed. New York (NY): Free  Press; 2003. 551 p. Wikipedia [Internet]. San Francisco (CA): Wikimedia Foundation;  c2001‐2008. Reliability (statistics); [modified 2008 Sep 16;  cited 2008 Oct 5]; [about 4 screens]. Available from:  http://en.wikipedia.org/wiki/Reliability_(statistics) Wikipedia [Internet]. San Francisco (CA): Wikimedia Foundation;  c2001‐2008. Validity (statistics); [modified 2008 Aug 30; cited  2008 Oct 5]; [about 7 screens]. Available from:  http://en.wikipedia.org/wiki/Validity_(statistics)