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              Celebrating



1992 - 2012
                       Years
INDEX

Message from the MD              03 - 03
Newgen Timeline - 1992 to 2012   04 - 05
President’s Awards               06 - 10
Newgen’s Best Implementations    11 - 22
Award Winning Cases              23 - 28
Newgen’s Event Gallery           31 - 33
Industry Recognitions            34 - 34
Our Offices                      35 - 35




              20 Years...
                                           Building a path and
                                           striding ahead....
MESSAGE FROM THE MD


           Coming together is a beginning, staying together is progress,
           working together is success and moving together is a journey ...

          The journey of a thousand miles begins with a single step.           products, providing exemplary customer experience and
          When we founded Newgen in 1992, we began with an idea                building steadfast relationships. It is this very endeavor that
          and a vision to build a world class software products                has catapulted us to our position as one of the Top 5 solution
          company from India. We took that single step, never                  providers in BPM and ECM, and it is what will differentiate
          knowing what a wonderful journey we had ventured out                 us from our peers and define the path that we take in the
          on. 20 years on, this journey is still as exciting, as challenging   future.
          and as captivating as it has ever been.
                                                                               As part of our anniversary celebrations, we have compiled
          In this milestone year, I would like to thank and congratulate       our best success stories and I hope you enjoy reading them
          every Newgen employee, alumni and customer for their                 as much as we enjoyed achieving them.
          exceptional contribution and support, in turning our dream
                                                                               Happy Reading !
          into a reality.
                                                                               Regards,
          However, in the face of this notable achievement, we must            Diwakar Nigam
          remember that ‘ A job well begun, is a job half done ’. We           Managing Director and CEO
          must continue our philosophy of producing world class                Newgen Software Technologies Ltd.



                                                                                                                                                 03
About Newgen                                                                                                                                                     • Unicode support for
                                                                                                                                                                                     TM
                                                                                                                                                                         OmniFlow
                                                                                                                                                                       • Versions launched in
      Newgen Software Technologies Limited is a leading global provider of Business Process                                                                              Thai, Korean, Japanese
      Management (BPM), Enterprise Content Management (ECM) and Customer Communication                                                                                   languages
                                                                                                                                                                       • Acquired Konica Minolta
      Management (CCM) with a global footprint of 850 installations in over 45 countries with large,                                                                     as SES customer
      mission-critical solutions deployed at the world's leading Banks, Insurance firms, BPOs,                                                                         • Newgen emerges as the
                                                                                                                                                                         market leader with 40%
      Healthcare Organizations, Government, Telecom Companies & Shared Service Centers.
                                                                                                                                                                         market share in
                                                                                                                                                                         Workflow and DMS
      Newgen's Quality Systems are certified against ISO 9001:2008 and Information Security Standard,                                                  TM                survey done by Frost &
                                                                                                                                            • OmniDocs ported to
                                                                                                                                                                         Sullivan
      ISO 27001:2005. Newgen has been assessed at CMMi Level3.                                                                                Solaris, AIX & Linux
                                                                                                                                                                       • Acquired customers like
                                                                                                                                            • Development of
                                                                                                                                                                         HDFC Bank, Max New
                                                                                                                                              MicroPDF image
                                                                                                                                                                         York Life, RSA, Hutch,
                                                                                                                                              compression technology
                                                                                                                                                                 TM      Philips and Indigo
                                                                                                                                            • Release OmniFlow ,         (Unilever)
                                                                                                                                              XML printer &            • Acquired customers like
                                                                                                                 • Newgen repositioned as
                                                                                                                                              OmniCapture                Sahara Insurance,
                                                                                  • Newgen switches focus          end-to-end provider of
                                                                                                                                            • Listed amongst Top 10      Bajaj Allianz, Kenya
                                                                                    to large scale enterprise      enterprise DMS and
                                                                                                                                              product companies in       Airways & iGate BPO
                                                                                    products vs. off the shelf     BPM/ ECM product
                                                                                                                                              India, by Data Quest
                                                                                    products                     • Release of J2EE-based
                                                                                                                                              magazine
                                                                                  • Development of Java-
                                                                                                                               TM
                                                                                                                   OmniDocs , ASP-based
                                                                                                                   DMS & PDFWriter
                                                                                                                                            • CMM Level 4                2003-2005
                                                                                    based multi-tier system                                   Certification
                                                      • Imaging & DMS toolkit                                      product
                                                                                    for next gen.DMS engine
                                                        licensed to Canon                                        • Supply OEM DMS
                                                                                  • Release of
                                                      • Canon long-term
                                                                                    OmniExtract &
                                                                                                  TM               engine licensed to          2002-2003
                                                        product development                                        Toshiba
                                                                                    ImagePrinter
                                                        initiate
                                                                                  • ISO 9001 certification
                                                      • Imaging and workflow
                                                        implemented at Citibank
                                                                                  • Software engineering          2000-2001
                                                                                    team grows to 250
                           • Release of imaging         India
                             toolkit & DMS product    • Release of FinFlow &
                             Newgen Office              OmniReports
                                                                      TM
                                                                                    1998-1999
                           • Newgen selected as         products
                             provider for Indian
• Product development
  initiated with 20
                             Electoral Voter Card
                             System
                                                        1996-1997
  engineers
• R&D group constituted
  for image processing
  applications
                             1994-1995

  1992-1993
 04
                                                                                                                                                Newgen Timeline
2011-2012
                                                                                                                                                                           • Newgen positioned in
                                                                                                                                                2010-2011                    ECM MQ report,
                                                                                                                                                                             Forrester CCM wave
                                                                                                                                              • Featured in the Magic        report
                                                                                                                                                Quadrants for BPM &        • Lakshmikumaran and
                                                                                                                   2009-2010                    ECM, 2010 by Gartner         Sridharan won Gold
                                                                                                                                                                             award for global
                                                                                                                                              • Release of products
                                                                                                                 • Release of Newgen BPM                                     excellence in Adaptive
                                                                                                                               TM               Document Processing
                                                                                                                   OmniFlow 8.0                                              Case Management
                                                                                       2008-2009                 • Release of Newgen ECM
                                                                                                                                                System, Invoice
                                                                                                                                                Processing System and      • Ecobank won silver
                                                                                                                   OmniDocs 6.0
                                                                                                                               TM
                                                                                                                                                automatic signature          award for excellence in
                                                                                     • Bloor Research Features
                                                                                                                 • Featured in the Magic        verification                 workflow and BPM from
                                                                                       Newgen as an Innovator
                                                            2007-2008                  in "DMS Report Update       Quadrants for ECM,         • HP becomes Newgen’s          MEA region
                                                                                                                                                                           • Finalist for global award
                                                                                     • Red Hat "World is Open      2009 by Gartner              first customer on Cloud
                                                          • Gartner adds Newgen                                  • Featured in the Magic        platform                     in Knowledge
                                                                                       Award" for the banking
                                                                                                                                                                             Management solution
                               2006-2007                    under "Other Vendors"
                                                            category in MQ report
                                                                                       implementation at
                                                                                       Deutsche Bank
                                                                                                                   Quadrants report for
                                                                                                                   BPMS, 2009 and "Hype
                                                                                                                                              • Release of OD 7.1 and
                                                                                                                                                OF 9.1                       conducted by KMWorld
                                                            for BPMS                                               Cycle for BPMS, 2009"      • 63 new customers             magazine USA
                            • Listed in Red Herring                                  • HSBC invests in Newgen
                                                          • CMS Watch recognition                                  by Gartner                   added                      • Finalist for best CXO
                              Asia Top 200                                           • Newgen Launches CCM
 2005-2006                  • Newgen Software wins
                                                                           TM
                                                            of OmniFlow as a           Suite -OmniOMS
                                                                                                        TM       • Fullerton India Credit
                                                                                                                   Company bags Global
                                                                                                                                              • IndusInd Bank won silver     award for e-
                                                                                                                                                                             governanace
                              Frost & Sullivan Market       'true' BPM product" in   • Newgen wins CNBC                                         award for Global
• CheckFlow product                                         DMS Suites Report                                      Awards for Excellence in     Excellence in BPM and        implementation
                              Leadership Award for                                     "Emerging India Award"                                                              • Featured in Ovum
  launch                                                  • ISO 27001: 2005                                        BPM & Workflow               Workflow
                              Document Management                                    • SAP invests in Newgen                                                                 Decision matrix as
• Newgen won the                                            Certification                                          implemented by
                              & Workflow software &                                  • Won CNBC-TV18,                                                                        “Top 3 Value for Money
  prestigious                                               (Information Security                                  Newgen
                              Services for 2006                                        “Emerging India Award                                                                 BPM Vendor”
  “Distinguished                                            Management System)                                   • Winner of Global Top
                            • Celent recognizes                                        2008”                                                                               • Newgen featured in
  Application Product                                     • IDC recognition as a                                   100 at Red Herring
                              Newgen as a “significant”                                                                                                                      Gartner - Retail Loan
  Company”award at the                                      Global Leader in                                       Global 2009
                              global Document                                                                                                                                Origination Vendor
  Product Summit: 2005,                                     Business Process                                     • HP Benchmarking report
                              Management player for                                                                                                                          Landscape
  hosted by NASSCOM,                                        Management and                                         on OD 7.0
                              the Banking Sector                                                                                                                           • 70 new customers
  and Indian Institute of                                   Document Management                                  • Butler technology Audit
                            • Acquired customers like                                                                                                                        added
  Management Bangalore                                      System                                                 on OF 8.0
                              Kotak Mahindra Bank,
• Acquires customers like                                 • Black Book recognition                               • Release of new product
                              Bank of America, Abu
  HSBC, Deutsche Bank,                                      as No.1 Outsourced                                     Newgen Print Center
                              Dhabi Commercial Bank,
  SBI, FIC, Bank of                                         Software Application                                 • 55 new customers
                              Mashraq Bank, ECO
  Baroda, ING Vysya,                                        /Engineering/DMS/BPM                                   added
                              Bank, Asia Financial
  Cathay United Bank,                                       Vendor in the Wealth
                              Holdings, Equinox BPO
  Huanan Bank, Taishin                                      Management industry
                            • Biggest EDMS
  Bank, Lippo Bank, Bank                                    Report
                              implementation in the
  of Tanzania, GHB and                                    • Newgen launches new
                              world for a leading
  EXL BPO                                                   version of their
                              insurance company
• Filed its first patent                                    workflow solution -
                            • 3 patents filed for image                 TM
                              processing                    OmniFlow 7.0



1992-2012                                                                                                                                                                                            05
PRESIDENT’S AWARDS




               Newgen has instituted these awards to recognize the best implementations of
                  BPM, over the course of the year. The criteria for evaluation include
                     solution complexity, benefits for the user organization, mission
                        criticality of the application, extent of usage etc. Each year our
                           engagement managers nominate case studies of successful
                            implementations from their respective regions. Then a special
                              panel votes to select and award the winners.
PRESIDENT’S AWARDS



 Americas                                                                              Africa
 Wellcare, USA                                                                         Ecobank, Senegal


 Leading US Healthcare Payer transforms multiple processes                             Automation of Account Opening and Fund Transfer process

 Business Need                                                                         Business Need

 ?
 Increasing volumes of highly document-intensive processes                             ?
                                                                                       Process standardization across 22 countries
                                                                                       ?process visibility and auditing
                                                                                       Complete
 ?
 Highly compliance driven environment
                                                                                       ?
                                                                                       Stronger forgery control policies to adhere to the regulatory guidelines
 ?
 Manual search, exception handling and allocation of tasks based on LOBs, State,
 Member Type                                                                           Solution Proposed
 ? monitoring dashboard
 Need for a
                                                                                       ? of critical business processes like- account opening, account maintenance
                                                                                       Automation
 Solution Proposed                                                                     and fund transfer
                                                                                       ? external business systems are working in conjunction rather than in silos
                                                                                       Processes and
 ?
 Newgen started with the Medicaid process wherein complex rules pertaining to Family   ?
                                                                                       Business decisions on electronic documents
 and Child Health Plans were embedded in the user interface
 ? implemented the Provider Contracting process
 Newgen also                                                                           Benefits
 ?
 Medicare Enrollment process was a centralized deployment for enrollment of
 members across multiple states. The solution in conjunction with the BAM              ? improved by 90%
                                                                                       Process TAT
 management dashboard enabled continuous process improvement                           ?capacity increased by over 80%
                                                                                       Processing
                                                                                       ? the process first time right (FRT) improved by 95%
                                                                                       Completing
                                                                                       ? to SLAs improved by 99%
                                                                                       Adherence
 Benefits

 ?
 Strict adherence to regulatory compliance achieved
 ? of task, user's skill, LOB, state, provider specialty, request type
 Based on type
 ?Alerts based on nearing/missed SLAs, TAT
 Automatic
 ?
 Reports configured on BAM provided complete control & visibility of processes                                                                                       07
PRESIDENT’S AWARDS



     Europe                                                                         Asia Pacific
     Cyprus Popular Bank, Cyprus                                                    East West Bank, Philippines


     Automation of Loan and Fund Transfer process                                   Implementation of Image based Cheque Clearing

     Business Need                                                                  Business Need

     ? to market delivery
     Faster time                                                                    ?
                                                                                    Improve process efficiency
     ?
     Meet compliance requirements                                                   ? & reduced paper consumption
                                                                                    Faster TAT
     ?
     Minimize paper exchanges and loss in transit within and between MPB entities   ?
                                                                                    Improve forgery control for payment processes
     ?
     Reduce turnaround time of the processes
     ?
     Standardization of processes                                                   Solution Proposed
     ? and business gap
     Minimize IT
                                                                                    ? Signature Management System and Image Based Cheque Clearing System
                                                                                    Web based
     Solution Proposed                                                              has been implemented in all the 140 branches in Philippines
                                                                                    ?
                                                                                    200+ users
     ? in Cyprus across 50 branches
     5 processes                                                                    ?
                                                                                    Highly scalable solution
     ?
     Rollout of e-statement & Card dispute process in Greece
     ?
     Implementation of DMS-Remote Image Server in Serbia                            Benefits
     ?
     Solution implementations by Newgen's ingenious “Prototype” model
                                                                                    ?
                                                                                    Improved efficiency of cheque clearing process
     Benefits                                                                       ?
                                                                                    Seamless integration with core applications
                                                                                    ?
                                                                                    Improved process visibility and control
     ? document scanning and archiving by 60% as opposed to previous solution
     Increase in                                                                    ?
                                                                                    Highly scalable solution capable of addressing more than 30,000 transactions in a day
     ?
     Reduced operational cost by 35%
     ? of requests handled per day by 50%
     Increased no
     ?
     Rise in customer service requests by 30%
     ?
     Expected return on investment of over 200%
08
PRESIDENT’S AWARDS



 Asia Pacific                                                                     India South
 Dai-ichi Insurance, Vietnam                                                      Infosys Technologies


 Improving process efficiency by using Newgen ECM & BPM                           Automation of ITR file processing partnered through Infosys
 platform                                                                         Technologies Limited

 Business Need                                                                    Business Need

 ? in process cycle time and process management
 Improvement                                                                      ?of paper based returns filed by individuals and institutions
                                                                                  Processing
 ?
 Seamless processing through integrated view of data from multiple applications   ?
                                                                                  Faster processing of returns and timely refund of excess tax paid
 ?
 Real time control and metrics                                                    ? different types of templates as required
                                                                                  Supporting

 Solution Proposed                                                                Solution Proposed

             TM           TM           TM
 ? , OmniDocs , OmniScan , BAM (Business Activity Monitoring)
 OmniFlow                                                                         ?of paper based ITR filed by individuals and Institutions
                                                                                  Processing
 ? Issuance process automation
 New Policy                                                                       ?
                                                                                  15-20 lac documents in every quarter
 ? 250+ users across branches and all regional offices
 Solution for                                                                     ? multi-template forms as and when there is a change in regulations or
                                                                                  Introducing
 ? of approval process at underwriter level and integration with core
 Multiple levels                                                                  macro-economic policies
 insurance                                                                        ?data extraction from electronic papers
                                                                                  Automatic
                                                                                  ? and data output to update core applications in required format
                                                                                  Quality check
 Benefits
                                                                                  Benefits
 ? scalable application to handle any number of transactions
 Secure and                                                                       ?
                                                                                  Multi-template forms to accommodate change in policies.
 ?in processing time
 Reduction                                                                        ?
                                                                                  Enabled efficient, faster and error free processing of returns forms
 ?
 Real-time dashboard for process transparency                                     ? months with current user base of 400
                                                                                  Rollout in 3
 ? old physical documents in the web-based centralized repository
 Migration of


                                                                                                                                                           09
PRESIDENT’S AWARDS



     India North                                                        India West
     HCL BPO                                                            L&T Finance


     Process automation for a leading UK bank                           Automation of Commercial Vehicle Loan process

     Business Need                                                      Business Need
     ? of process efficiency through automation
     Improvement                                                        ?
                                                                        Process Centralization leading to expansion of business
     ? track every transaction through the process lifecycle
     Capability to                                                      ?
                                                                        Image enablement of Fin -One application
     ? of process performance against key metrics
     Measurement                                                        ? with CIBIL
                                                                        Integration
     ? on operations
     Better control
     ?
     Achieve higher productivity                                        Solution Proposed
     Solution Proposed                                                  ? automation & image enablement of the core business application
                                                                        Loan process
                                                                        ? requests processed in a year
                                                                        90000+ loan
     ? Automation & Image Enablement of the Core Business Application
     Loan Process                                                       ?
                                                                        Solution running across 100+ locations
     ? of Credit Card Savings Application process
     Automation                                                         ?
                                                                        Seamless integration with core applications
     ?
     Solution running across 3 countries for 1000+ users                ?
                                                                        Business Activity Monitoring dashboard and customized reports for process visibility
     ? process improvements by KAIZEN initiation
     Continuous
                                                                        Benefits
     Benefits
                                                                        ?
                                                                        Cost effectiveness and reduction in loan process TAT
     ?
     Faster TAT                                                         ?
                                                                        Efficient tracking of overall loan status
     ? platform for business processes across all LOBs
     Single vendor                                                      ?informed decision making
                                                                        Faster and
     ?of online documents anytime-anywhere
     Availability                                                       ?
                                                                        Increased operational agility
     ? of operational metrics for process excellence
     Monitoring                                                         ?
                                                                        Standardization of business rules, user roles and loan policies in the system
     ?
     Improved employee productivity


10
NEWGEN’S BEST IMPLEMENTATIONS




                 Over the past twenty years, Newgen Software has partnered with some
                   of the world's leading companies in their transformation journey, to
                      deliver remarkable business benefits. Newgen solutions have over
                        850 installations across 45 countries. As part of this Anniversary
                          Issue, we would like to share some of the best success stories
                           from that expansive list.
BANKING                                                                                                                                                            CASE STUDY




                             Enterprise-wide Document Management System
                             For a leading Indian private sector bank


                             The client is one of the leading private banks in India with a subsidiary each in the life and non-life insurance sector.
                             Products Used: OmniDocsTM and OmniScanTM


                             Business Challenges                                       Newgen’s Solution                                          Solution Benefits
        10000+ Users         The bank has been successfully operating                  The Enterprise Content Management suite                    ? of transactions ensured
                                                                                                                                                  High speed
                             across the international arena. The bank                  was designed for the retail business and                   desired economy of scale and increased
                             was on an expansion spree and needed to                   trade finance operations. The solution had                 operational efficiency
     225+ million document   centralize its processes. The bank also                   also been used for the two insurance                       ?
                                                                                                                                                  Efficient management of more than 225
                                                                                                                                                  million document images
       images managed        needed various processes to streamline the                subsidiaries of the bank. Documents for
                             transactions between the different branches               various processes like Account Opening,                    ? with the third party workflow
                                                                                                                                                  Integration
                                                                                                                                                  system for image enablement while
                             and the corporate office. Thus, the bank                  Loan Processing, Credit Card Processing,                   processing transactions
                             was looking for a Document Management                     Rural and Micro banking, RTGS and
                                                                                                                                                  ? and search of documents
                                                                                                                                                  Easy archival
                             System that could enable efficient and                    Insurance Policy documents were archived
                                                                                                                                                  ?export the various reports
                                                                                                                                                  Helped to
                             effective processes, functioning at its various           and managed by the ECM suite.                              from Newgen's OmniDocsTM to the third
                             branches.                                                                                                            party system
                                                                                       The solution is being used by nearly 10,000
                                                                                       users across the bank and its group
                                                                                       companies. Since its deployment, the
                                                                                       Newgen ECM suite has been running in a
                                                                                       mission critical mode and has archived and
                                                                                       managed more than 225 million documents.


12
BANKING                                                                                                                                                       CASE STUDY




                                   Implementation of BPM platform
                                   For Abu Dhabi Commercial Bank


                                   Abu Dhabi Commercial Bank (ADCB), with a strong presence in Consumer and Corporate Banking, is one of the leading banks in the UAE.
                                   Products Used: OmniFlowTM, OmniDocsTM and OmniScanTM


  Return on Investment             Business Challenges                                Newgen’s Solution                                   Solution Benefits
        of 190%                    The bank was in urgent need for a solution         The Account Opening process was                     ? real-time integration with the
                                                                                                                                          Allowed for
   Area            Benefits*       that would enable end-to-end automation            integrated with the bank's existing core            bank's core system and other applications
TATs, Processing    More than      of its key business processes and also             application. The solution provided easier           ?
                                                                                                                                          Better archiving system, providing better
   Time and           70%          provide integration with its existing              and faster data exchange across systems.            and faster access to documents and
 Servicing Time                                                                                                                           customer information
                                   applications. Key challenges included:             The bank also implemented and automated
                                                                                      a number of other key processes such as             ?
                                                                                                                                          Scalable solution that enables faster
Customer service      For both
   quality and     existing& new                                                                                                          rollout of initiatives and handles
                                   ?
                                   Physical transportation of documents               Customer and Account Maintenance, Term              increasing business volumes
  satisfaction       customers
                                   between departments and branches                   Deposit Initiation and Maintenance on the
                                                                                                                                          ?
                                                                                                                                          Business Activity Monitoring shows
  Dependency                       ?
                                   Longer process cycle time                          BPM platform.                                       reports on process and user metrics for
   on physical        100%                                                                                                                performance tracking and continuous
                                   ?
                                   Reducing erroneous data from processes
  documents                                                                           The solution has been implemented across
                                   ? compliance management and
                                   Difficulty in                                                                                          process improvement
                                                                                      43 branches of the bank and supports 700+
  Volumes of                       auditing
  transactions        100%                                                            users and capable of processing more than
                                   ?
                                   Process monitoring and tracking user
handled per day                                                                       60,000 documents in a day.
                                   performance




                                                                                                                                                                                      13
INSURANCE                                                                                                                                                 CASE STUDY




                                    World's largest Document Management deployment
                                    For a leading life insurance company in India

                                      The client is a leading insurance player with more than 250 million customers pan India. They have received numerous awards for their products and
                                      superior customer services.
                                    Products Used: OmniDocsTM and OmniScanTM
      Key Features of
       the Solution                 Business Challenges                              Newgen’s Solution                                  Solution Benefits
                                    ?
                                    Anywhere-Anytime access of electronic            The solution provides anywhere-anytime             ?
                                                                                                                                        Anytime-Anywhere document access and
Ÿ
Archival of more than 250 million   files across branches in India                   access to policy documents throughout the          processing
policy dockets with 7 billion
documents                           ?
                                    Building a strong image repository from          country for its existing customer base of          ?
                                                                                                                                        Enhanced customer service due to
Ÿ
Automation across more than         the current paper based file systems &           250 million. The solution is expected to           reduced time lags to access policy docket
2000 branches,100 divisional        integrating the same with the available
                                                                                     effectively manage the customer data               ?
                                                                                                                                        Secure long-lasting archiving & improved
offices, 7 zonal offices and a      legacy systems
corporate office                                                                     through all the stages of Information              policy record management
                                    ? movement of paper across
                                    Eliminating
Ÿ
Distributed document                                                                 Lifecycle Management (ILM), from
                                    departments/locations                                                                               ? of internal workflow
                                                                                                                                        Better control
management for 100 zonal
                                                                                     creation/recording to storage to retrieval         ?
                                                                                                                                        Reduced operational cost due to efficient
offices                             ? the flow of DAK (External
                                    Automating
Ÿ
Digitization & Life Cycle           Correspondence documents) across the             and distribution to finally disposal.              management of administrative & zonal
Management of all departmental      organization departments, zonal offices &
documents                                                                            Additionally, EDMS has helped the                  offices
                                    divisional offices
                                                                                     corporation to digitize their departmental
                                                                                     files and critical departmental workflows for
                                                                                     more than 25 departments across the
                                                                                     central office and 100 zonal offices.




14
INSURANCE                                                                                                                                                CASE STUDY




                                     Streamlining Policy Issuance at Max New York Life
                                     For a leading life insurance company in India

                                     Max New York Life Insurance (MNYL) is a joint venture between New York Life International, the international arm of New York Life, a Fortune
                                     100 company and Max India Limited, one of India's leading Multi-business Corporations.
                                     Products Used: OmniFlowTM , OmniDocsTM and OmniScanTM



“   The Newgen BPM solutions
    allows us to closely monitor
    time frames, while efficiently
    handling burgeoning growth in
    number and complexity of
                                     Business Challenges
                                     ?
                                     Physical transportation of documents
                                     between departments and locations
                                     ? processing customer
                                     High TAT in
                                                                                      Newgen’s Solution
                                                                                      Using Newgen's ECM solution the
                                                                                      organization now scans over 60,000
                                                                                      documents a day and archives them in the
                                                                                                                                       Solution Benefits
                                                                                                                                       ?100% increase in productivity
                                                                                                                                       More than
                                                                                                                                       level in the first year of deployment,
                                                                                                                                       exceeding 250% over the next 3 years

    customer requests. This has      requests                                         central repository. The solution supports        ?75% reduction in TAT
                                                                                                                                       More than
    been possible due to the         ? storing, managing and
                                     Difficulty in                                    800 concurrent users. With 4 terabytes of        ?50% reduction in operational
                                                                                                                                       More than
    system’s close integration       tracking huge number of physical                 images now available across the enterprise,      costs
    with all other insurance         documents                                                                                         ? increase in volumes of
                                                                                                                                       Almost 300%
                                                                                      the need to physically send the documents
    applications.                    ? adhering to regulatory
                                     Difficulty in                                                                                     transactions handled per day


                 ”
                                                                                      back to different departments for
                                     requirements
                                                                                      processing was eliminated.




                                                                                                                                                                                15
BPO                                                                                                                                                                           CASE STUDY




                                         F&A and HR process automation
                                         For WIPRO BPO

                                           The client is the captive BPO of a leading software services company in India and provides business process services to all its business units. It handles all
                                           the back-office operations including Employee Claims, Loan Processing, Accounts Payable and HR-related activities.
                                           Products Used: OmniFlowTM, OmniDocsTM and OmniScanTM



“    As a result of using the Newgen
     BPM platform over last four years
     across multiple client
     engagements, Wipro BPO is
     realizing significant benefits
                                         Business Challenges
                                         ?
                                         Manual processing of invoices
                                         ?
                                         Cater to explosive growth in employee
                                         strength
                                                                                                Newgen’s Solution
                                                                                                The Newgen BPM solution was integrated
                                                                                                with SAP R/3 to allow the client to fully
                                                                                                leverage the Imaging and Document
                                                                                                                                                         Solution Benefits
                                                                                                                                                         ? from 7 to 3 days in
                                                                                                                                                         TAT reduced
                                                                                                                                                         Employee claims process
                                                                                                                                                         ? reduction across operations
                                                                                                                                                         Drastic cost
     through improved process TAT's,     ? volume of transactions
                                         Track huge                                             Management capabilities of the solution.                 ?
                                                                                                                                                         Enabled centralization of HR processes
     enhanced employee productivity,     ? of employee related
                                         Improve TAT                                            The processes automated were:                            across 100 offices
     and better SLA's to service our     transactions                                           ?  Employee Claims                                       ?
                                                                                                                                                         HR Processing for 100,000 Employees
     customers. Our association with                                                            ?  Human Resources
                                         ? to statutory guidelines
                                         Adherence                                                                                                       ?
                                                                                                                                                         Real time dashboards to monitor process
     Newgen has helped us realize our                                                           ?  Vendor Payables
                                         ?
                                         Improve archival and retrieval of                                                                               and user performance
     core value proposition of
     Standardization, Simplification     employee documents                                     Employees raised their claims in SAP R/3
     and Optimization to increase                                                               and sent the claim sheets and supporting
     customer value.


                     ”
                                                                                                bills, which were scanned and introduced
                                                                                                into the workflow. The claim was
             - Puneet Chandra, Vice                                                             subsequently cleared and archived or
                          President                                                             rejected. Similarly, bills and invoices for
                                                                                                vendor payments were scanned and routed
                                                                                                for clearing by authorized personnel, with
                                                                                                standardized regular audit checks.

16
BPO                                                                                                                                                       CASE STUDY




                          Automation of Credit Card and Savings Application Processes
                          For a leading BPO company in India & UK

                           The client is one of the leading players in the BPO segment with strong domain expertise and quality driven processes. It has evolved from a traditional BPO
                           to a next generation BPO in a short span of time. The client, a world-class organization that has a multi-geographic delivery model with domain orientation.
                           Products Used: OmniFlow , OmniDocsTM and OmniScanTM
                                                  TM




                          Business Challenges                                  Newgen’s Solution                                      Solution Benefits
200+ users across three   ? transactions
                          Tracking of                                          Newgen implemented the BPM and ECM                     ?
                                                                                                                                      Faster TAT
  countries in Europe
                          ? of process efficiency
                          Improvement                                          suite to automate the Credit Card & Savings            ?of online document anytime-
                                                                                                                                      Availability
                          ? of process performance
                          Measurement                                          Application processes for a large European             anywhere
                          against key metrics                                  Banking Customer of the firm. The                      ? of operational metrics for
                                                                                                                                      Monitoring
                          ? on operations
                          Better control                                       implementation of Newgen's solution                    process excellence
                                                                               helped the client to monitor operational               ? process improvement by
                                                                                                                                      Continuous
                                                                               metrics for process excellence as well as              KAIZEN method
                                                                               improve employee productivity. The
                                                                               solution was running across client locations
                                                                               in 3 countries for 200+ users.




                                                                                                                                                                                     17
SSC                                                                                                                                                              CASE STUDY




                                        Automation of F&A processes for Astra Zeneca across APAC and
                                        Americas
                                          Astra Zeneca is one of the leading pharmaceutical companies based in UK. The company sells its products in over 100 countries, has manufacturing
                                          facilities in 27 and major research centers in 11 countries.
                                          Products Used: OmniFlow , OmniDocsTM and OmniScanTM
                                                                 TM




“We choose Newgen solution over
 other international Vendors
 because we needed a scalable
 solution that could be rolled out in
 a short period of time. Newgen's
                                        Business Challenges
                                        ? of Finance & Accounting
                                        Centralization
                                        (F&A) process for multiple units, spread
                                        across countries in APAC and Americas
                                                                                          Newgen’s Solution
                                                                                          The invoices were scanned in various
                                                                                          countries across APAC and Americas and
                                                                                          then processed centrally at the SSC.
                                                                                                                                              Solution Benefits
                                                                                                                                              ? quick tracking of invoices
                                                                                                                                              Precise and
                                                                                                                                              ?
                                                                                                                                              Smoother coordination and collaboration
                                                                                                                                              among stakeholders present in different
 domain experience in Shared            ? monitoring of invoices
                                        Tracking and                                      Newgen solution enabled automation of               countries
 Services was also an advantage.        ?
                                        Better visibility and control over F&A for        document scanning and approval processes            ?
                                                                                                                                              Overall streamlined processing of
 With the deployment of the             faster payment cycles                             required for Procure-To-Pay (PTP –                  invoices in multiple countries with the
 Newgen solution we can respond                                                                                                               company's standard operating
                                                                                          Accounts Payable), Sales Order-To-Cash              procedures
 quickly to changing business
 requirements, take quicker                                                               (SOTC – Accounts Receivable), Records-To-
                                                                                                                                              ? efficiency and agility to the
                                                                                                                                              Operational
 decisions and enhance                                                                    Report (RTR – General Ledger) and Master            entire payment process
 efficiencies, while leveraging                                                           Maintenance processes at the Shared
 existing systems.


                   ”
                                                                                          Service Centre.


                 - Mohit Grover,
             Regional IS Director,
                    AstraZeneca




18
SSC                                                                                                                                                        CASE STUDY




                            Ranbaxy implemented Newgen's BPM Solution at its Shared
                            Service Centre
                              The client is a leading Indian pharmaceutical company manufacturing a wide range of affordable and high quality generic medicines, trusted by healthcare
                              professionals and patients across geographical boundaries. It is ranked amongst the top ten generic pharmaceutical companies worldwide.

                              Products Used: OmniFlowTM, OmniDocsTM, OmniScanTM and SAP Connectors

     The company
 achieved a headcount       Business Challenges                                  Newgen’s Solution                                     Solution Benefits
   reduction of 60%         ?
                            Various activities and systems involved in           The solution centralized the AP process and           ?
                                                                                                                                       Improved employee productivity
                            invoice processing working in isolation              provided a unified Business Workflow                  ?
                                                                                                                                       Improved audit and compliance
    The company has
                            ? on physical movement of
                            Dependence                                           automation platform to support the                    management process reduced from 5
  achieved a 135% ROI
                            invoices across departments and locations            business needs of the Shared Service                  days to 3 days
over a three years period
                            ?efficient monitoring and
                            Lack of an                                           Centre and was also integrated with SAP All
                                                                                                                          .            ?
                                                                                                                                       Efficient tracking and monitoring of
                            tracking mechanism                                   the invoices and supporting documents                 Vendor payments and invoices
                            ? conducting internal audits and
                            Difficulty in                                        were sent to the SSC, where they were                 ?
                                                                                                                                       Seamless integration with SAP
                            meeting compliance standards
                                                                                 scanned and introduced into OmniFlowTM
                                                                                 (workflow system) using OmniScanTM. The
                                                                                 solution supported both PO and non-PO
                                                                                 based invoice processing for vendors across
                                                                                 locations. It also allowed the company to
                                                                                 archive invoices and other supporting
                                                                                 documents in OmniDocsTM from where
                                                                                 they could be viewed, downloaded and
                                                                                 printed online as per user requirements.

                                                                                                                                                                                     19
GOVERNMENT                                                                                                                                                               CASE STUDY




                                       Case Management in Action-Automating End-To-End
                                       OfficeTransactions
                                         The client is one of the world's largest publicly funded industrial R&D organizations. As a multidisciplinary, multi-location network of around 40 national
                                         laboratories and an almost equal number of outreach centers, it has matured into a performance driven and knowledge centric organization.
                                         Products Used: OmniFlow , OmniDocsTM and OmniScanTM
                                                                TM

      Key Features of
       the Solution
Online repository of policies,
?
rules, and guidelines arranged in a
                                       Business Challenges                                   Newgen’s Solution                                      Solution Benefits
chronological, thematic fashion        ?efficient tracking mechanism
                                       Lack of an                                            The solution was expected to cut down on               ? and standardization of all
                                                                                                                                                    Centralization
for easy access                                                                              the number of steps that were being                    business processes across all labs
                                       ? on the physical movement
                                       Dependency
? to post online requests
Provision
for policy clarification/              of documents across various units /                   followed in the manual processing of                   ? time lines, system defined
                                                                                                                                                    Transaction
interpretation, new policy             departments                                           requests, applications, letters, and files.            escalation matrix, alert notifications and
creation/amendment                     ? storing, managing and
                                       Difficulty in                                                                                                automated reminders for facilitating
Online repository of legal cases
?                                      tracking huge volume of physical                                                                             timely execution and responses
for faster retrieval                                                                         The Newgen solution enabled automation
                                       documents                                             of following processes:                                ? in operations
                                                                                                                                                    Transparency
? and tracking of court
Registration
cases and legal advice                 ? centralized knowledge base
                                       Absence of                                            ?
                                                                                             Lab Administration (80 processes)                      ?
                                                                                                                                                    System generated MIS reports and
? report on lab-wise
Real time                              of acts, policies etc. resulted in longer                                                                    dashboards
pending case details                   decision making cycles                                ?
                                                                                             e- File Management with Electronically
                                                                                             Driven Green Notings                                   ?
                                                                                                                                                    50-60% reduction in process turn-
? DAK
Electronic
                                       ? G2G transactions were time
                                       G2E, G2C,                                                                                                    around-time
(correspondence)/file creation,                                                              ?
                                                                                             Policy / Scheme Drafting and Approval
management, movement and               and cost consuming                                                                                           ?easy search functionality to
                                                                                                                                                    Quick and
performance of related tasks like                                                            ? & Meeting Management
                                                                                             Committee                                              browse historical case(s)
diary entry, indexing, noting, cross                                                         ? File Management
                                                                                             Legal Case
referencing, search/retrieval etc.
                                                                                             ? Information (RTI)
                                                                                             Request to
? with green note sheet &
File view
digital signature integration                                                                ?
                                                                                             Records Management
                                                                                             ?
                                                                                             Secretary-Boss-Secretary Interactions
20
TELECOM                                                                                                                                                  CASE STUDY




                         40% Cost Reduction in Accessing Customer Documents
                         For a leading telecom service provider

                           The client is the world's leading mobile telecommunications company, with a significant presence in Europe, the Middle East, Africa, Asia Pacific and the
                           United States through the company's subsidiary undertakings, joint ventures, associated undertakings and investments.
                           Products Used: OmniFlow , OmniDocsTM and OmniScanTM
                                                  TM




    More than 40%
 reduction in time and   Business Challenges                                  Newgen’s Solution                                      Solution Benefits
  cost associated with   ?
                         Faster customer acquisition for prepaid              ? Management system for:
                                                                              Document                                               ? to Regulatory Needs
                                                                                                                                     Compliance
     managing and        and postpaid business                                   CAF Archival and Retrieval for services
                                                                                 ?                                                   ?
                                                                                                                                     Anytime-Anywhere access of the CAF
transporting customer    ?
                         Delay in verification                                      enabled across all circles                       ?
                                                                                                                                     Major reduction in time and cost
       documents         ? managing of customer
                         Storing and                                                 For Postpaid Business
                                                                                     ?                                               associated to manage and courier
                         documents                                                   ? Business
                                                                                     For Prepaid                                     customer documents (more than 40%)
                         ? growing workload
                         Exponentially                                               ? with ePOS
                                                                                     Integration                                     ?more convenient verification
                                                                                                                                     Faster and
                         ?
                         High operational costs                                                                                      of the customer's signature by integrating
                                                                                                                                     DMS with ePOS




                                                                                                                                                                                       21
TELECOM                                                                                                                                                            CASE STUDY




                                      Anytime-Anywhere Access of Customer Statements
                                      For a leading telecom service provider in India

                                      The client is a leading global telecommunications company with operations in 19 countries across Asia and Africa.
                                      Products Used: OmniReportsTM




“    Newgen Solution has
     benefited us in providing
     online services to the
     customers, increased
     productivity and decrease cost
                                      Business Challenges
                                      ? stored in paper form
                                      Historic bills
                                                                                            Newgen’s Solution
                                                                                            Bill Management solution using
                                                                                            ?
                                                                                               OmniReportsTM for designing, archiving
                                                                                                                                                   Solution Benefits
                                                                                                                                                   ? been kept online since 1996
                                                                                                                                                   All bills have
                                      ? cost for duplicate bill
                                      High retrieval                                                                                               ? process
                                                                                                                                                   Self service
     of operations. Customer Care                                                              and retrieving customer bills online
                                      requests                                                                                                     ? duplicate bills to the CCR
                                                                                                                                                   Web view of
     Rep have been given access to
                                      ?in TAT
                                      Reduction                                             ? with IVRS
                                                                                            Integration
     the documents to resolve                                                                                                                      ? of bills through email, fax,
                                                                                                                                                   Distribution



                                 ”
     customer complaints online.      ? core application from
                                      Relieve the                                                                                                  IVRS
                                      resource hungry activities like searching                                                                    ?in the load on the core system
                                                                                                                                                   Reduction
                                      for duplicate bills
          - General Manager - IT                                                                                                                   ?
                                                                                                                                                   Quick customer response
                                      ?
                                      Meeting compliance guidelines of keeping
                                      bills online




22
AWARD WINNING CASES




                Awards from the industry and from analysts are a testament to an
                  organizations ability, vision and degree of innovation. Newgen
                     Software has been recognized by the industry and by analyst firms
                       across the globe for enabling its clients to achieve operational
                         excellence, cost reductions and tangible business results. We
                          have put together a list of our top award winning cases.
AWARD WINNING CASES


                              Silver Award Winner at 18th Global Award for Excellence in BPM &
                              Workflow in 2011
                              Process standardization & automation of account opening & fund transfer process across 22 countries

                               The client, ECO Bank, is a leading pan African bank spanning across multiple geographies. The bank operates as “One Bank” with common branding,
                               standards, policies and processes to provide consistent and reliable services to its customers.


         Process TAT            Business Challenges                              Newgen’s Solution                                 Solution Benefits
       improved by 90%
                                ?
                                Lack of process standardization, as the          The bank automated their mission critical         ? ensured process
                                                                                                                                   The solution
                                processes across 22 countries were not           business processes including Account              standardization across 22 countries
     Processing capacity in     centralized; all the business processes          Opening, Account Maintenance and Fund             ? operations made it easier for
                                                                                                                                   Simplicity of
     creased by over 80%        were working in silos                                                                              the bank to open new branches in less
                                                                                 Transfer. The solution brought together all
                                ?
                                Need for stronger forgery control                                                                  time
                                                                                 the processes and external business systems
     Completing the process     policies                                                                                           ?
                                                                                                                                   Center of Excellence (COE) was setup
                                                                                 which were related with each other but
     First Time Right (FTR)     ? to regulatory guidelines given
                                Adherence                                                                                          which ensured continuous process
                                by central bank                                  were working in silos. Digitization of            improvement
       improved by 95%
                                                                                 documents made it possible to take all the
                                                                                                                                   ?
                                                                                                                                   Improved customer interactions resulted
                                                                                 business decisions based on electronic            in higher customer satisfaction
       Adherence to SLAs                                                         documents. All the customer requests and
       improved by 99%                                                                                                             ?
                                                                                                                                   Reduced operational costs
                                                                                 works are now processed in the central
                                                                                 office resulting in leaner branch offices and
                                                                                 more customer centricity.




24
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone
Newgen Celebrates 20 Years Milestone

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Newgen Celebrates 20 Years Milestone

  • 1. Proudly Celebrating 1992 - 2012 Years
  • 2. INDEX Message from the MD 03 - 03 Newgen Timeline - 1992 to 2012 04 - 05 President’s Awards 06 - 10 Newgen’s Best Implementations 11 - 22 Award Winning Cases 23 - 28 Newgen’s Event Gallery 31 - 33 Industry Recognitions 34 - 34 Our Offices 35 - 35 20 Years... Building a path and striding ahead....
  • 3. MESSAGE FROM THE MD Coming together is a beginning, staying together is progress, working together is success and moving together is a journey ... The journey of a thousand miles begins with a single step. products, providing exemplary customer experience and When we founded Newgen in 1992, we began with an idea building steadfast relationships. It is this very endeavor that and a vision to build a world class software products has catapulted us to our position as one of the Top 5 solution company from India. We took that single step, never providers in BPM and ECM, and it is what will differentiate knowing what a wonderful journey we had ventured out us from our peers and define the path that we take in the on. 20 years on, this journey is still as exciting, as challenging future. and as captivating as it has ever been. As part of our anniversary celebrations, we have compiled In this milestone year, I would like to thank and congratulate our best success stories and I hope you enjoy reading them every Newgen employee, alumni and customer for their as much as we enjoyed achieving them. exceptional contribution and support, in turning our dream Happy Reading ! into a reality. Regards, However, in the face of this notable achievement, we must Diwakar Nigam remember that ‘ A job well begun, is a job half done ’. We Managing Director and CEO must continue our philosophy of producing world class Newgen Software Technologies Ltd. 03
  • 4. About Newgen • Unicode support for TM OmniFlow • Versions launched in Newgen Software Technologies Limited is a leading global provider of Business Process Thai, Korean, Japanese Management (BPM), Enterprise Content Management (ECM) and Customer Communication languages • Acquired Konica Minolta Management (CCM) with a global footprint of 850 installations in over 45 countries with large, as SES customer mission-critical solutions deployed at the world's leading Banks, Insurance firms, BPOs, • Newgen emerges as the market leader with 40% Healthcare Organizations, Government, Telecom Companies & Shared Service Centers. market share in Workflow and DMS Newgen's Quality Systems are certified against ISO 9001:2008 and Information Security Standard, TM survey done by Frost & • OmniDocs ported to Sullivan ISO 27001:2005. Newgen has been assessed at CMMi Level3. Solaris, AIX & Linux • Acquired customers like • Development of HDFC Bank, Max New MicroPDF image York Life, RSA, Hutch, compression technology TM Philips and Indigo • Release OmniFlow , (Unilever) XML printer & • Acquired customers like • Newgen repositioned as OmniCapture Sahara Insurance, • Newgen switches focus end-to-end provider of • Listed amongst Top 10 Bajaj Allianz, Kenya to large scale enterprise enterprise DMS and product companies in Airways & iGate BPO products vs. off the shelf BPM/ ECM product India, by Data Quest products • Release of J2EE-based magazine • Development of Java- TM OmniDocs , ASP-based DMS & PDFWriter • CMM Level 4 2003-2005 based multi-tier system Certification • Imaging & DMS toolkit product for next gen.DMS engine licensed to Canon • Supply OEM DMS • Release of • Canon long-term OmniExtract & TM engine licensed to 2002-2003 product development Toshiba ImagePrinter initiate • ISO 9001 certification • Imaging and workflow implemented at Citibank • Software engineering 2000-2001 team grows to 250 • Release of imaging India toolkit & DMS product • Release of FinFlow & Newgen Office OmniReports TM 1998-1999 • Newgen selected as products provider for Indian • Product development initiated with 20 Electoral Voter Card System 1996-1997 engineers • R&D group constituted for image processing applications 1994-1995 1992-1993 04 Newgen Timeline
  • 5. 2011-2012 • Newgen positioned in 2010-2011 ECM MQ report, Forrester CCM wave • Featured in the Magic report Quadrants for BPM & • Lakshmikumaran and 2009-2010 ECM, 2010 by Gartner Sridharan won Gold award for global • Release of products • Release of Newgen BPM excellence in Adaptive TM Document Processing OmniFlow 8.0 Case Management 2008-2009 • Release of Newgen ECM System, Invoice Processing System and • Ecobank won silver OmniDocs 6.0 TM automatic signature award for excellence in • Bloor Research Features • Featured in the Magic verification workflow and BPM from Newgen as an Innovator 2007-2008 in "DMS Report Update Quadrants for ECM, • HP becomes Newgen’s MEA region • Finalist for global award • Red Hat "World is Open 2009 by Gartner first customer on Cloud • Gartner adds Newgen • Featured in the Magic platform in Knowledge Award" for the banking Management solution 2006-2007 under "Other Vendors" category in MQ report implementation at Deutsche Bank Quadrants report for BPMS, 2009 and "Hype • Release of OD 7.1 and OF 9.1 conducted by KMWorld for BPMS Cycle for BPMS, 2009" • 63 new customers magazine USA • Listed in Red Herring • HSBC invests in Newgen • CMS Watch recognition by Gartner added • Finalist for best CXO Asia Top 200 • Newgen Launches CCM 2005-2006 • Newgen Software wins TM of OmniFlow as a Suite -OmniOMS TM • Fullerton India Credit Company bags Global • IndusInd Bank won silver award for e- governanace Frost & Sullivan Market 'true' BPM product" in • Newgen wins CNBC award for Global • CheckFlow product DMS Suites Report Awards for Excellence in Excellence in BPM and implementation Leadership Award for "Emerging India Award" • Featured in Ovum launch • ISO 27001: 2005 BPM & Workflow Workflow Document Management • SAP invests in Newgen Decision matrix as • Newgen won the Certification implemented by & Workflow software & • Won CNBC-TV18, “Top 3 Value for Money prestigious (Information Security Newgen Services for 2006 “Emerging India Award BPM Vendor” “Distinguished Management System) • Winner of Global Top • Celent recognizes 2008” • Newgen featured in Application Product • IDC recognition as a 100 at Red Herring Newgen as a “significant” Gartner - Retail Loan Company”award at the Global Leader in Global 2009 global Document Origination Vendor Product Summit: 2005, Business Process • HP Benchmarking report Management player for Landscape hosted by NASSCOM, Management and on OD 7.0 the Banking Sector • 70 new customers and Indian Institute of Document Management • Butler technology Audit • Acquired customers like added Management Bangalore System on OF 8.0 Kotak Mahindra Bank, • Acquires customers like • Black Book recognition • Release of new product Bank of America, Abu HSBC, Deutsche Bank, as No.1 Outsourced Newgen Print Center Dhabi Commercial Bank, SBI, FIC, Bank of Software Application • 55 new customers Mashraq Bank, ECO Baroda, ING Vysya, /Engineering/DMS/BPM added Bank, Asia Financial Cathay United Bank, Vendor in the Wealth Holdings, Equinox BPO Huanan Bank, Taishin Management industry • Biggest EDMS Bank, Lippo Bank, Bank Report implementation in the of Tanzania, GHB and • Newgen launches new world for a leading EXL BPO version of their insurance company • Filed its first patent workflow solution - • 3 patents filed for image TM processing OmniFlow 7.0 1992-2012 05
  • 6. PRESIDENT’S AWARDS Newgen has instituted these awards to recognize the best implementations of BPM, over the course of the year. The criteria for evaluation include solution complexity, benefits for the user organization, mission criticality of the application, extent of usage etc. Each year our engagement managers nominate case studies of successful implementations from their respective regions. Then a special panel votes to select and award the winners.
  • 7. PRESIDENT’S AWARDS Americas Africa Wellcare, USA Ecobank, Senegal Leading US Healthcare Payer transforms multiple processes Automation of Account Opening and Fund Transfer process Business Need Business Need ? Increasing volumes of highly document-intensive processes ? Process standardization across 22 countries ?process visibility and auditing Complete ? Highly compliance driven environment ? Stronger forgery control policies to adhere to the regulatory guidelines ? Manual search, exception handling and allocation of tasks based on LOBs, State, Member Type Solution Proposed ? monitoring dashboard Need for a ? of critical business processes like- account opening, account maintenance Automation Solution Proposed and fund transfer ? external business systems are working in conjunction rather than in silos Processes and ? Newgen started with the Medicaid process wherein complex rules pertaining to Family ? Business decisions on electronic documents and Child Health Plans were embedded in the user interface ? implemented the Provider Contracting process Newgen also Benefits ? Medicare Enrollment process was a centralized deployment for enrollment of members across multiple states. The solution in conjunction with the BAM ? improved by 90% Process TAT management dashboard enabled continuous process improvement ?capacity increased by over 80% Processing ? the process first time right (FRT) improved by 95% Completing ? to SLAs improved by 99% Adherence Benefits ? Strict adherence to regulatory compliance achieved ? of task, user's skill, LOB, state, provider specialty, request type Based on type ?Alerts based on nearing/missed SLAs, TAT Automatic ? Reports configured on BAM provided complete control & visibility of processes 07
  • 8. PRESIDENT’S AWARDS Europe Asia Pacific Cyprus Popular Bank, Cyprus East West Bank, Philippines Automation of Loan and Fund Transfer process Implementation of Image based Cheque Clearing Business Need Business Need ? to market delivery Faster time ? Improve process efficiency ? Meet compliance requirements ? & reduced paper consumption Faster TAT ? Minimize paper exchanges and loss in transit within and between MPB entities ? Improve forgery control for payment processes ? Reduce turnaround time of the processes ? Standardization of processes Solution Proposed ? and business gap Minimize IT ? Signature Management System and Image Based Cheque Clearing System Web based Solution Proposed has been implemented in all the 140 branches in Philippines ? 200+ users ? in Cyprus across 50 branches 5 processes ? Highly scalable solution ? Rollout of e-statement & Card dispute process in Greece ? Implementation of DMS-Remote Image Server in Serbia Benefits ? Solution implementations by Newgen's ingenious “Prototype” model ? Improved efficiency of cheque clearing process Benefits ? Seamless integration with core applications ? Improved process visibility and control ? document scanning and archiving by 60% as opposed to previous solution Increase in ? Highly scalable solution capable of addressing more than 30,000 transactions in a day ? Reduced operational cost by 35% ? of requests handled per day by 50% Increased no ? Rise in customer service requests by 30% ? Expected return on investment of over 200% 08
  • 9. PRESIDENT’S AWARDS Asia Pacific India South Dai-ichi Insurance, Vietnam Infosys Technologies Improving process efficiency by using Newgen ECM & BPM Automation of ITR file processing partnered through Infosys platform Technologies Limited Business Need Business Need ? in process cycle time and process management Improvement ?of paper based returns filed by individuals and institutions Processing ? Seamless processing through integrated view of data from multiple applications ? Faster processing of returns and timely refund of excess tax paid ? Real time control and metrics ? different types of templates as required Supporting Solution Proposed Solution Proposed TM TM TM ? , OmniDocs , OmniScan , BAM (Business Activity Monitoring) OmniFlow ?of paper based ITR filed by individuals and Institutions Processing ? Issuance process automation New Policy ? 15-20 lac documents in every quarter ? 250+ users across branches and all regional offices Solution for ? multi-template forms as and when there is a change in regulations or Introducing ? of approval process at underwriter level and integration with core Multiple levels macro-economic policies insurance ?data extraction from electronic papers Automatic ? and data output to update core applications in required format Quality check Benefits Benefits ? scalable application to handle any number of transactions Secure and ? Multi-template forms to accommodate change in policies. ?in processing time Reduction ? Enabled efficient, faster and error free processing of returns forms ? Real-time dashboard for process transparency ? months with current user base of 400 Rollout in 3 ? old physical documents in the web-based centralized repository Migration of 09
  • 10. PRESIDENT’S AWARDS India North India West HCL BPO L&T Finance Process automation for a leading UK bank Automation of Commercial Vehicle Loan process Business Need Business Need ? of process efficiency through automation Improvement ? Process Centralization leading to expansion of business ? track every transaction through the process lifecycle Capability to ? Image enablement of Fin -One application ? of process performance against key metrics Measurement ? with CIBIL Integration ? on operations Better control ? Achieve higher productivity Solution Proposed Solution Proposed ? automation & image enablement of the core business application Loan process ? requests processed in a year 90000+ loan ? Automation & Image Enablement of the Core Business Application Loan Process ? Solution running across 100+ locations ? of Credit Card Savings Application process Automation ? Seamless integration with core applications ? Solution running across 3 countries for 1000+ users ? Business Activity Monitoring dashboard and customized reports for process visibility ? process improvements by KAIZEN initiation Continuous Benefits Benefits ? Cost effectiveness and reduction in loan process TAT ? Faster TAT ? Efficient tracking of overall loan status ? platform for business processes across all LOBs Single vendor ?informed decision making Faster and ?of online documents anytime-anywhere Availability ? Increased operational agility ? of operational metrics for process excellence Monitoring ? Standardization of business rules, user roles and loan policies in the system ? Improved employee productivity 10
  • 11. NEWGEN’S BEST IMPLEMENTATIONS Over the past twenty years, Newgen Software has partnered with some of the world's leading companies in their transformation journey, to deliver remarkable business benefits. Newgen solutions have over 850 installations across 45 countries. As part of this Anniversary Issue, we would like to share some of the best success stories from that expansive list.
  • 12. BANKING CASE STUDY Enterprise-wide Document Management System For a leading Indian private sector bank The client is one of the leading private banks in India with a subsidiary each in the life and non-life insurance sector. Products Used: OmniDocsTM and OmniScanTM Business Challenges Newgen’s Solution Solution Benefits 10000+ Users The bank has been successfully operating The Enterprise Content Management suite ? of transactions ensured High speed across the international arena. The bank was designed for the retail business and desired economy of scale and increased was on an expansion spree and needed to trade finance operations. The solution had operational efficiency 225+ million document centralize its processes. The bank also also been used for the two insurance ? Efficient management of more than 225 million document images images managed needed various processes to streamline the subsidiaries of the bank. Documents for transactions between the different branches various processes like Account Opening, ? with the third party workflow Integration system for image enablement while and the corporate office. Thus, the bank Loan Processing, Credit Card Processing, processing transactions was looking for a Document Management Rural and Micro banking, RTGS and ? and search of documents Easy archival System that could enable efficient and Insurance Policy documents were archived ?export the various reports Helped to effective processes, functioning at its various and managed by the ECM suite. from Newgen's OmniDocsTM to the third branches. party system The solution is being used by nearly 10,000 users across the bank and its group companies. Since its deployment, the Newgen ECM suite has been running in a mission critical mode and has archived and managed more than 225 million documents. 12
  • 13. BANKING CASE STUDY Implementation of BPM platform For Abu Dhabi Commercial Bank Abu Dhabi Commercial Bank (ADCB), with a strong presence in Consumer and Corporate Banking, is one of the leading banks in the UAE. Products Used: OmniFlowTM, OmniDocsTM and OmniScanTM Return on Investment Business Challenges Newgen’s Solution Solution Benefits of 190% The bank was in urgent need for a solution The Account Opening process was ? real-time integration with the Allowed for Area Benefits* that would enable end-to-end automation integrated with the bank's existing core bank's core system and other applications TATs, Processing More than of its key business processes and also application. The solution provided easier ? Better archiving system, providing better Time and 70% provide integration with its existing and faster data exchange across systems. and faster access to documents and Servicing Time customer information applications. Key challenges included: The bank also implemented and automated a number of other key processes such as ? Scalable solution that enables faster Customer service For both quality and existing& new rollout of initiatives and handles ? Physical transportation of documents Customer and Account Maintenance, Term increasing business volumes satisfaction customers between departments and branches Deposit Initiation and Maintenance on the ? Business Activity Monitoring shows Dependency ? Longer process cycle time BPM platform. reports on process and user metrics for on physical 100% performance tracking and continuous ? Reducing erroneous data from processes documents The solution has been implemented across ? compliance management and Difficulty in process improvement 43 branches of the bank and supports 700+ Volumes of auditing transactions 100% users and capable of processing more than ? Process monitoring and tracking user handled per day 60,000 documents in a day. performance 13
  • 14. INSURANCE CASE STUDY World's largest Document Management deployment For a leading life insurance company in India The client is a leading insurance player with more than 250 million customers pan India. They have received numerous awards for their products and superior customer services. Products Used: OmniDocsTM and OmniScanTM Key Features of the Solution Business Challenges Newgen’s Solution Solution Benefits ? Anywhere-Anytime access of electronic The solution provides anywhere-anytime ? Anytime-Anywhere document access and Ÿ Archival of more than 250 million files across branches in India access to policy documents throughout the processing policy dockets with 7 billion documents ? Building a strong image repository from country for its existing customer base of ? Enhanced customer service due to Ÿ Automation across more than the current paper based file systems & 250 million. The solution is expected to reduced time lags to access policy docket 2000 branches,100 divisional integrating the same with the available effectively manage the customer data ? Secure long-lasting archiving & improved offices, 7 zonal offices and a legacy systems corporate office through all the stages of Information policy record management ? movement of paper across Eliminating Ÿ Distributed document Lifecycle Management (ILM), from departments/locations ? of internal workflow Better control management for 100 zonal creation/recording to storage to retrieval ? Reduced operational cost due to efficient offices ? the flow of DAK (External Automating Ÿ Digitization & Life Cycle Correspondence documents) across the and distribution to finally disposal. management of administrative & zonal Management of all departmental organization departments, zonal offices & documents Additionally, EDMS has helped the offices divisional offices corporation to digitize their departmental files and critical departmental workflows for more than 25 departments across the central office and 100 zonal offices. 14
  • 15. INSURANCE CASE STUDY Streamlining Policy Issuance at Max New York Life For a leading life insurance company in India Max New York Life Insurance (MNYL) is a joint venture between New York Life International, the international arm of New York Life, a Fortune 100 company and Max India Limited, one of India's leading Multi-business Corporations. Products Used: OmniFlowTM , OmniDocsTM and OmniScanTM “ The Newgen BPM solutions allows us to closely monitor time frames, while efficiently handling burgeoning growth in number and complexity of Business Challenges ? Physical transportation of documents between departments and locations ? processing customer High TAT in Newgen’s Solution Using Newgen's ECM solution the organization now scans over 60,000 documents a day and archives them in the Solution Benefits ?100% increase in productivity More than level in the first year of deployment, exceeding 250% over the next 3 years customer requests. This has requests central repository. The solution supports ?75% reduction in TAT More than been possible due to the ? storing, managing and Difficulty in 800 concurrent users. With 4 terabytes of ?50% reduction in operational More than system’s close integration tracking huge number of physical images now available across the enterprise, costs with all other insurance documents ? increase in volumes of Almost 300% the need to physically send the documents applications. ? adhering to regulatory Difficulty in transactions handled per day ” back to different departments for requirements processing was eliminated. 15
  • 16. BPO CASE STUDY F&A and HR process automation For WIPRO BPO The client is the captive BPO of a leading software services company in India and provides business process services to all its business units. It handles all the back-office operations including Employee Claims, Loan Processing, Accounts Payable and HR-related activities. Products Used: OmniFlowTM, OmniDocsTM and OmniScanTM “ As a result of using the Newgen BPM platform over last four years across multiple client engagements, Wipro BPO is realizing significant benefits Business Challenges ? Manual processing of invoices ? Cater to explosive growth in employee strength Newgen’s Solution The Newgen BPM solution was integrated with SAP R/3 to allow the client to fully leverage the Imaging and Document Solution Benefits ? from 7 to 3 days in TAT reduced Employee claims process ? reduction across operations Drastic cost through improved process TAT's, ? volume of transactions Track huge Management capabilities of the solution. ? Enabled centralization of HR processes enhanced employee productivity, ? of employee related Improve TAT The processes automated were: across 100 offices and better SLA's to service our transactions ? Employee Claims ? HR Processing for 100,000 Employees customers. Our association with ? Human Resources ? to statutory guidelines Adherence ? Real time dashboards to monitor process Newgen has helped us realize our ? Vendor Payables ? Improve archival and retrieval of and user performance core value proposition of Standardization, Simplification employee documents Employees raised their claims in SAP R/3 and Optimization to increase and sent the claim sheets and supporting customer value. ” bills, which were scanned and introduced into the workflow. The claim was - Puneet Chandra, Vice subsequently cleared and archived or President rejected. Similarly, bills and invoices for vendor payments were scanned and routed for clearing by authorized personnel, with standardized regular audit checks. 16
  • 17. BPO CASE STUDY Automation of Credit Card and Savings Application Processes For a leading BPO company in India & UK The client is one of the leading players in the BPO segment with strong domain expertise and quality driven processes. It has evolved from a traditional BPO to a next generation BPO in a short span of time. The client, a world-class organization that has a multi-geographic delivery model with domain orientation. Products Used: OmniFlow , OmniDocsTM and OmniScanTM TM Business Challenges Newgen’s Solution Solution Benefits 200+ users across three ? transactions Tracking of Newgen implemented the BPM and ECM ? Faster TAT countries in Europe ? of process efficiency Improvement suite to automate the Credit Card & Savings ?of online document anytime- Availability ? of process performance Measurement Application processes for a large European anywhere against key metrics Banking Customer of the firm. The ? of operational metrics for Monitoring ? on operations Better control implementation of Newgen's solution process excellence helped the client to monitor operational ? process improvement by Continuous metrics for process excellence as well as KAIZEN method improve employee productivity. The solution was running across client locations in 3 countries for 200+ users. 17
  • 18. SSC CASE STUDY Automation of F&A processes for Astra Zeneca across APAC and Americas Astra Zeneca is one of the leading pharmaceutical companies based in UK. The company sells its products in over 100 countries, has manufacturing facilities in 27 and major research centers in 11 countries. Products Used: OmniFlow , OmniDocsTM and OmniScanTM TM “We choose Newgen solution over other international Vendors because we needed a scalable solution that could be rolled out in a short period of time. Newgen's Business Challenges ? of Finance & Accounting Centralization (F&A) process for multiple units, spread across countries in APAC and Americas Newgen’s Solution The invoices were scanned in various countries across APAC and Americas and then processed centrally at the SSC. Solution Benefits ? quick tracking of invoices Precise and ? Smoother coordination and collaboration among stakeholders present in different domain experience in Shared ? monitoring of invoices Tracking and Newgen solution enabled automation of countries Services was also an advantage. ? Better visibility and control over F&A for document scanning and approval processes ? Overall streamlined processing of With the deployment of the faster payment cycles required for Procure-To-Pay (PTP – invoices in multiple countries with the Newgen solution we can respond company's standard operating Accounts Payable), Sales Order-To-Cash procedures quickly to changing business requirements, take quicker (SOTC – Accounts Receivable), Records-To- ? efficiency and agility to the Operational decisions and enhance Report (RTR – General Ledger) and Master entire payment process efficiencies, while leveraging Maintenance processes at the Shared existing systems. ” Service Centre. - Mohit Grover, Regional IS Director, AstraZeneca 18
  • 19. SSC CASE STUDY Ranbaxy implemented Newgen's BPM Solution at its Shared Service Centre The client is a leading Indian pharmaceutical company manufacturing a wide range of affordable and high quality generic medicines, trusted by healthcare professionals and patients across geographical boundaries. It is ranked amongst the top ten generic pharmaceutical companies worldwide. Products Used: OmniFlowTM, OmniDocsTM, OmniScanTM and SAP Connectors The company achieved a headcount Business Challenges Newgen’s Solution Solution Benefits reduction of 60% ? Various activities and systems involved in The solution centralized the AP process and ? Improved employee productivity invoice processing working in isolation provided a unified Business Workflow ? Improved audit and compliance The company has ? on physical movement of Dependence automation platform to support the management process reduced from 5 achieved a 135% ROI invoices across departments and locations business needs of the Shared Service days to 3 days over a three years period ?efficient monitoring and Lack of an Centre and was also integrated with SAP All . ? Efficient tracking and monitoring of tracking mechanism the invoices and supporting documents Vendor payments and invoices ? conducting internal audits and Difficulty in were sent to the SSC, where they were ? Seamless integration with SAP meeting compliance standards scanned and introduced into OmniFlowTM (workflow system) using OmniScanTM. The solution supported both PO and non-PO based invoice processing for vendors across locations. It also allowed the company to archive invoices and other supporting documents in OmniDocsTM from where they could be viewed, downloaded and printed online as per user requirements. 19
  • 20. GOVERNMENT CASE STUDY Case Management in Action-Automating End-To-End OfficeTransactions The client is one of the world's largest publicly funded industrial R&D organizations. As a multidisciplinary, multi-location network of around 40 national laboratories and an almost equal number of outreach centers, it has matured into a performance driven and knowledge centric organization. Products Used: OmniFlow , OmniDocsTM and OmniScanTM TM Key Features of the Solution Online repository of policies, ? rules, and guidelines arranged in a Business Challenges Newgen’s Solution Solution Benefits chronological, thematic fashion ?efficient tracking mechanism Lack of an The solution was expected to cut down on ? and standardization of all Centralization for easy access the number of steps that were being business processes across all labs ? on the physical movement Dependency ? to post online requests Provision for policy clarification/ of documents across various units / followed in the manual processing of ? time lines, system defined Transaction interpretation, new policy departments requests, applications, letters, and files. escalation matrix, alert notifications and creation/amendment ? storing, managing and Difficulty in automated reminders for facilitating Online repository of legal cases ? tracking huge volume of physical timely execution and responses for faster retrieval The Newgen solution enabled automation documents of following processes: ? in operations Transparency ? and tracking of court Registration cases and legal advice ? centralized knowledge base Absence of ? Lab Administration (80 processes) ? System generated MIS reports and ? report on lab-wise Real time of acts, policies etc. resulted in longer dashboards pending case details decision making cycles ? e- File Management with Electronically Driven Green Notings ? 50-60% reduction in process turn- ? DAK Electronic ? G2G transactions were time G2E, G2C, around-time (correspondence)/file creation, ? Policy / Scheme Drafting and Approval management, movement and and cost consuming ?easy search functionality to Quick and performance of related tasks like ? & Meeting Management Committee browse historical case(s) diary entry, indexing, noting, cross ? File Management Legal Case referencing, search/retrieval etc. ? Information (RTI) Request to ? with green note sheet & File view digital signature integration ? Records Management ? Secretary-Boss-Secretary Interactions 20
  • 21. TELECOM CASE STUDY 40% Cost Reduction in Accessing Customer Documents For a leading telecom service provider The client is the world's leading mobile telecommunications company, with a significant presence in Europe, the Middle East, Africa, Asia Pacific and the United States through the company's subsidiary undertakings, joint ventures, associated undertakings and investments. Products Used: OmniFlow , OmniDocsTM and OmniScanTM TM More than 40% reduction in time and Business Challenges Newgen’s Solution Solution Benefits cost associated with ? Faster customer acquisition for prepaid ? Management system for: Document ? to Regulatory Needs Compliance managing and and postpaid business CAF Archival and Retrieval for services ? ? Anytime-Anywhere access of the CAF transporting customer ? Delay in verification enabled across all circles ? Major reduction in time and cost documents ? managing of customer Storing and For Postpaid Business ? associated to manage and courier documents ? Business For Prepaid customer documents (more than 40%) ? growing workload Exponentially ? with ePOS Integration ?more convenient verification Faster and ? High operational costs of the customer's signature by integrating DMS with ePOS 21
  • 22. TELECOM CASE STUDY Anytime-Anywhere Access of Customer Statements For a leading telecom service provider in India The client is a leading global telecommunications company with operations in 19 countries across Asia and Africa. Products Used: OmniReportsTM “ Newgen Solution has benefited us in providing online services to the customers, increased productivity and decrease cost Business Challenges ? stored in paper form Historic bills Newgen’s Solution Bill Management solution using ? OmniReportsTM for designing, archiving Solution Benefits ? been kept online since 1996 All bills have ? cost for duplicate bill High retrieval ? process Self service of operations. Customer Care and retrieving customer bills online requests ? duplicate bills to the CCR Web view of Rep have been given access to ?in TAT Reduction ? with IVRS Integration the documents to resolve ? of bills through email, fax, Distribution ” customer complaints online. ? core application from Relieve the IVRS resource hungry activities like searching ?in the load on the core system Reduction for duplicate bills - General Manager - IT ? Quick customer response ? Meeting compliance guidelines of keeping bills online 22
  • 23. AWARD WINNING CASES Awards from the industry and from analysts are a testament to an organizations ability, vision and degree of innovation. Newgen Software has been recognized by the industry and by analyst firms across the globe for enabling its clients to achieve operational excellence, cost reductions and tangible business results. We have put together a list of our top award winning cases.
  • 24. AWARD WINNING CASES Silver Award Winner at 18th Global Award for Excellence in BPM & Workflow in 2011 Process standardization & automation of account opening & fund transfer process across 22 countries The client, ECO Bank, is a leading pan African bank spanning across multiple geographies. The bank operates as “One Bank” with common branding, standards, policies and processes to provide consistent and reliable services to its customers. Process TAT Business Challenges Newgen’s Solution Solution Benefits improved by 90% ? Lack of process standardization, as the The bank automated their mission critical ? ensured process The solution processes across 22 countries were not business processes including Account standardization across 22 countries Processing capacity in centralized; all the business processes Opening, Account Maintenance and Fund ? operations made it easier for Simplicity of creased by over 80% were working in silos the bank to open new branches in less Transfer. The solution brought together all ? Need for stronger forgery control time the processes and external business systems Completing the process policies ? Center of Excellence (COE) was setup which were related with each other but First Time Right (FTR) ? to regulatory guidelines given Adherence which ensured continuous process by central bank were working in silos. Digitization of improvement improved by 95% documents made it possible to take all the ? Improved customer interactions resulted business decisions based on electronic in higher customer satisfaction Adherence to SLAs documents. All the customer requests and improved by 99% ? Reduced operational costs works are now processed in the central office resulting in leaner branch offices and more customer centricity. 24