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Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process



Model for an integrated and implementation-oriented
revitalisation process


Characteristics of an integrated and implementation-oriented process

 Comprehensive approach – cross-thematic and cross-technical/sectoral
 − taking into account all dimensions of urban life in an interdisciplinary approach (city as place to
   live and work)


 Co-operative and communicative process
 − Developing common objectives and actions (within the public institutions as with concerned
   private actors needed for the implementation)
 − Coordinating sectoral urban policies and action
 − Coordinating public and private activities


 Implementation-oriented
 − At the end activities will be implemented

These characteristics are at the same time preconditions for a successful, integrated process.



Main (pre-)conditions for a successful integrated revitalisation process

 − Build up trust between the involved stakeholders (do not involve each single person, concen-
   trate on the key stakeholders);
 − Bring together stakeholders from different fields with their multifaceted interests to make them
   understand each others needs;
 − Develop with the stakeholders a common vision, goals and actions for the historic town to
   get them all in one direction;
 − Involve the mayor and political parties in the process (get their support);
 − Define qualities to be present in the whole town (develop a vision/ strategy for the entire town);
 − Public money for public actions/ public benefit;
 − Comprehensive approach – cross-thematic and cross-technical/sectoral – taking into account
   all dimensions of urban life in an interdisciplinary approach (city as place to live and work);
 − Good governance and leadership (management and steering capabilities);
 − Effective instruments and skilled personnel with sufficient time capacities for the implemen-
   tation/ management of actions (action plan);
 − Finances.




                                                     1
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Main obstacles for a successful integrated revitalisation process

 − Conflicts between preservation needs of the built-cultural heritage and the need to adapt it to
   economic demands
 − Conflict of uses of the public space
 − In general conflicting interests

 − Property owners see only their property, not the effects on the whole area
 − Mobilising property owners for the common good of the area; too many property owners
 − Property owners/ private enterprises often do not invest if the benefit is “just” in the long run
 − General competition between private enterprises complicates good cooperation (lack of trust)

 − Lack of trust in politicians/ administration by private stakeholder
 − Lack of common sense/ comprehension of single stakeholders what is “good” for the historic
   centre
 − Difference between short-term thinking of politicians and long-term needs

 − Missing (quality) standards for project management; staff is not qualified (lack of professional-
   ism)




12 steps of an integrated and implementation-oriented revitalisation process




                                                      2
                                  Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Explanations of the 12 steps

A. Preparation phase

    1. Defining the objectives
       The municipality has to define the objective of the revitalisation process, i.e.
       − Development of common objectives, concepts, plans and actions;
       − Sound and balanced functions in the historic centre, serving the needs of the different
         users, preventing conflicts and preserving the built-cultural heritage.


    3. Defining the thematic field of actions
       The main field of actions have to be defined which are addressed by the revitalisation proc-
       ess. These could be e.g. cultural heritage, tourism, local economy, quality of life, traffic,
       housing, etc. The field of actions will differ from town to town depending on their problems,
       potentials and objectives.


    2. Defining and activating the stakeholders to be involved in the process
       People/ organisations that have something at stake or are effected by the field of actions
       have to be identified and activated to participate in the revitalisation process (local stake-
       holder) to gain their support or prevent that they impede on what was decided on. Stake-
       holders who generally should be involved are i.e. politicians, public authorities/ heads of de-
       partment relevant for the field of actions, media (as communicator), local and informal inter-
       est and advocacy groups, multipliers/ local opinion leaders.


    4. Setting up the organisation, cooperation and communication structure
       To secure the cross-thematic and cross-technical/sectoral approach as the cooperative,
       communicative and implementation-oriented process an adequate organisation, cooperation
       and communication structure has to be set up and implemented.
       This step links directly the preparation with the planning phase (floating transition).

B. Planning phase

    5. Analysis of current situation
       The involved actors have to capture, analyse and assess the strength, weakness, opportuni-
       ties and threats for the relevant area within the field of actions.


     7. Development of main vision
        The involved actors develop a common vision to which all want to contribute and all actions
        will be directed to.


     6. Deducting of objectives and strategies
        From the main vision (short-, mid- and long-term) concrete objectives and strategies for each
        field of action are deducted, securing a coordination between them.


    8. Formulating of concrete actions and projects
       From the objectives and strategies concrete (short-, mid- and long-term) actions, projects
       and programs for each field of action are deducted.
       This step functions as a link from the planning to the implementation phase and fades di-
       rectly to step 9 (floating transition).

                                                     3
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


C. Implementation phase

    9. Checking the chances of implementation of each project/ action
       Here the chances of implementing successfully the actions, projects or programs for the in-
       tegrated revitalisation are examined by checking if all necessary resources (finances, pre-
       conditions, responsibilities, time schedule, know-how and personnel, etc.) are available or if
       projects have to be adapted to the current situation. The result will be fixed in an action plan.


    10.Implementing the actions/ projects
       The actions, projects and programs are implemented according to the action plan by the in-
       volved actors.


    11.Monitoring/ controlling the implementation and success/ effects of the actions/ pro-
       jects
       The implementation and effects of the actions, projects and programs (action plan) are moni-
       tored to take corrective actions if necessary.


    12.Evaluating the process
       To improve not only the actions/ projects but also the whole process before “starting the
       process again”, the process will be evaluated and adapted according to the findings, be-
       cause the integrated revitalisation process is an ongoing cycle.


Starting from the “beginning” again (‘continuous improvement process’).




                                                     4
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


“What can/has to be done” and “On what has to be paid attention to” implementing the steps

Step 1 was skipped because it depends highly on the objectives of the local/ regional authority.

Step                What can/has to be done                    On what has to be paid attention to
                    (actions)

Preparation phase

                    • Cross-sectoral brainstorming                 Heads of department have to be in-
                      within the public administration             volved

                    • Interviews/consultations (brain-             Be aware that they are specialists for
                      storming) with experts to gain               (just) a certain field and often lack the
                      professional expertise                       local knowledge
                                                                   To cover comprehensively the revitalisa-
                                                                   tion you need (real) experts from differ-
                                                                   ent fields
                                                                   Have someone who links and coordi-
                                                                   nates the experts statements (and the
                                                                   ones from the local stakeholders)
2. Defining the
   thematic
   field of ac-     • Public meetings (brainstorming)              Secure participation of all relevant
   tions for the      with local stakeholders to gain              groups, in particular the ones that nor-
   revitalisation     their local needs and knowledge              mally have “no voice” (target group ori-
   process                                                         ented meetings and PR for the meet-
                                                                   ings)
                                                                   Secure that people come from or work in
                                                                   the concerned area and have the meet-
                                                                   ing in this area

                    • Check regional/ national/ EU                 Are your field of actions congruent with
                      programs and priorities                      theirs? Try to make them to ease sup-
                                                                   port and funding for your future projects

                    • Analyse prior field of actions               Are they still and in the future relevant?
                      (problems) and their results




                                                     5
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Step                What can/has to be done                     On what has to be paid attention to
                    (actions)

Preparation phase

                    Defining
                    • Deduct the relevant stakeholders              Relevant stakeholders are that have
                      and their needs                               something at stake, can influence the
                                                                    implementation or are directly affected
                    • Interviews with experts                       by a field of action (municipal depart-
                                                                    ments are stakeholder, too)
                    • Look for people/ organisations                Evaluate goal conflicts of the different
                      that have experience within the               needs and “decide” which has priority to
                      field of actions and/or are multi-            one another or how to solve them (com-
                      pliers/ local opinion leaders                 promise)


                    Activating
3. Defining and     • Information events to reach as                Outline the objective and the process,
                      many as possible and identify                 the advantage to participate, the “func-
   activating
                      “representatives” to work with in             tion” of each “group”, what is their tasks,
   the stake-
                      the further process                           what they can influence, what will be
   holders who
                                                                    done with their input, which field of ac-
   are relevant
                    • Preliminary talks with key stake-             tions will be tackled, etc.
   for the plan-
   ning and im-       holder
   plementation                                                     Secure that the target groups are in-
   phase            • Target oriented public polls and              volved that generally have “no voice”/ do
                      activating interviews                         not participate

                    • Public relation using typical local           Think about which target group can be
                      media to spread information (i.e.             reached by which media and used it ac-
                      print and electronic media, per-              cordingly
                      sonal letters)
                                                                    Explain to the different departments
                    • Activate the relevant depart-                 (and all other involved stakeholders)
                      ments of the municipality                     why the cooperative and participative
                                                                    approach is important and why which
                    • Give incentives to relevant                   stakeholders are involved
                      stakeholder to participate




                                                      6
                                  Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Step                What can/has to be done                    On what has to be paid attention to
                    (actions)

Preparation phase

                    • Kick-off information meeting with            Outline the organisation, cooperation
                      all involved stakeholders                    and communication structure, the objec-
                    • Clarification and determination of           tive and the process, the advantage to
                      decision-making power and co-                participate, the tasks of each “group”,
                      operation rules (follow legal rules          what will be done with their input, which
                      of decision making)                          field of actions will be tackled, etc.
                    • Smaller working groups during
                      the process

                    • Regular information exchange/                Secure a good information and commu-
                      coordination meeting of all in-              nication flow between the involved
                      volved stakeholders/ working                 stakeholders and to the outside
                      groups

4. Setting up
                    • Two level structure with (a)                 Representatives have to be accepted by
   and imple-
                      working groups with representa-              the target groups
   menting the
                      tives of the target groups and (b)
   organisation,
                      steering group
   cooperation
   and commu-
   nication         • Neutral mediator/ organisation to            Secure that the neutral mediator/ or-
   structure          manage the process and being                 ganisation is accepted by the involved
                      the “helping hand” for organisa-             stakeholders
                      tional issues

                    • Check how other (twinning) cit-
                      ies have organised and im-
                      planted the process

                    • Public-private forum

                    Which actions are taken, depend
                    highly on the objectives and proce-
                    dure of the whole process as who
                    will be involved, etc.




                                                     7
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Step               What can/has to be done                     On what has to be paid attention to
                   (actions)

Planning phase

                   • Collect and go over existing                  Involve the relevant stakeholder
                     plans, studies, analysis, stan-               Check the up-to-dateness and relevance
                     dard indicators, etc.                         of the plans, studies, etc. (when have
                                                                   they been conducted and by whom)


                   • Make a SWOT-analysis/ study                   Analyse public and private demands
                                                                   Involve the relevant stakeholder
                                                                   Secure the demand of each study/
                                                                   analysis and that it is about the defined
                                                                   field of actions (no “data rubbish”)

                   • Check the statements of re-                   Are they congruent with your results to
                     gional/ national/ EU programs in              secure support for the local actions?
                     the context of your current situa-
                     tion and field of actions

5. Analysis of
   current         Representative public opinion poll              Professional judgement of the results of
   situation of    (example: Plzen)                                the public opinion, in particular to their
   the field of                                                    mid and long term effects
   actions
                   • Assign expert(s); experts hear-               Present all results as neutral as possible
                     ing                                           (positive and negative ones; playing
                   • On-site workshop, working                     open cards)
                     group, round table, etc. with                 Explain what is going to happen with the
                     stakeholders (informal participa-             results
                     tion instruments)                             Make the results understandable to the
                   • Interview key stakeholders/ tar-              involved stakeholder (no “expert-
                     get groups                                    language”)
                   • Public media debate                           Have in mind the danger of misunder-
                                                                   standings
                   • Check existing legal instruments
                                                                   The municipal departments have to take
                                                                   seriously the results and regard them in
                                                                   their work
                                                                   The municipal departments can use the
                                                                   results as justification of practice of their
                                                                   work




                                                     8
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Step                What can/has to be done                     On what has to be paid attention to
                    (actions)

Planning phase

                    • Future conference                             Deduct the vision from the results of the
                                                                    analysis of the current situation and that
                    • s. step 4 (use the cooperation                it is congruent with the fields of actions
                      and coordination structure to de-             Assure support for the vision by the
6. Development        velop the main vision with the in-            politicians
   of main vi-        volved stakeholders)                          Stakeholder should be able to identify
   sion for the                                                     themselves with the vision (recognition
   revitalisation
                    • PR activities and public exhibi-              factor, image, identification)
                      tion on the vision to make the vi-            Give the opportunity to give feedback on
                      sion well known, also to not in-              the vision
                      volved stakeholders

                    • Public-private working groups                 Play with open cards
                                                                    Secure a good information and commu-
                    • s. step 4 (use the cooperation                nication flow between the involved
                      and coordination structure to de-             stakeholders/ working groups to identify
                      velop the main vision with the in-            goal conflicts in an early stage and to
                      volved stakeholders; use infor-               look for solutions/ compromises
                      mal participation instruments)                Assure support for the action plan by the
                                                                    politicians
7. Deducting of                                                     Set up short, mid and long term objec-
   objectives                                                       tives and projects and set priorities
   and strate-                                                      Secure the availability of resources for
   gies                                                             the implementation of the projects
                                                                    (know-how, finances, personal etc.)

                    • Elaborate an action plan                      The action plan ought to contain who is
                                                                    responsible, time schedule, finances,
8. Formulating
                                                                    etc.
   of concrete
   actions and
   projects (ac-    • PR activities and public exhibi-              Secure the awareness of the objectives
   tion plan)         tion on the objectives/ projects/             and action plan within the public and pri-
                      action plan to make them well                 vate stakeholders (also in the future)
                      known, also to not involved                   Give the opportunity to give feedback on
                      stakeholders (example: exhibi-                the projects/ action plan to all
                      tion in the pedestrian zone)

                    • Check if the actions and projects             Are the projects designed in a way that
                      fit into the regional/ national/ EU           you can make use of regional/ national/
                      programs/ policies                            EU programs?




                                                      9
                                  Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process




Step                   What can/has to be done                    On what has to be paid attention to
                       (actions)

Implementation phase

                       • Setting up an overall steering              The group should include the repre-
                         group                                       sentatives of the main stakeholder
                       • Setting up a responsible group              groups (that have something at stake
                         and one contact person for                  and/or can influence the implementa-
                         each project/ activity of the ac-           tion or are directly affected; max.(!) 10-
                         tion plan                                   15 persons)
                                                                     Clarify the tasks, responsibility and
                                                                     decision-taking power of the group

                       • Provide a checklist of generally            Needed resources are: finances, time,
                         needed resources for the im-                know-how, personal,
9. Checking the          plementation of a project/ activ-           Check if project is in line with regional/
   chances of the        ity                                         national/ EU policies and programs
   implementation      • Check if the needed resources               People/ institutions that benefit more
   of each pro-          are available (use a form)                  from the activity, should provide more
   ject/ activity of                                                 resources
   the action plan                                                   Clarify within the municipal depart-
                                                                     ments their contributions

                       • Adapt the project/ activity – and           Coordinate the adjustment with the
                         respectively the action plan – to           involved stakeholder and overall steer-
                         the available resources                     ing group
                                                                     Adjust the priority of the project/ activ-
                       • Communicate the final action                ity to the existing resources
                         plan to the in- and outside                 Get official approval/ support of the
                                                                     council and involved private stake-
                                                                     holders for the adopted action plan

                       • The overall steering group su-              Secure the needed resources (time)
                         pervises the implementation of
                         the action plan
                                                                     Coordinate the projects of the action
10.Implementation      • Enterprises are to be con-                  plan with other public actions
   of actions/ pro-      tracted to implement the activi-
   jects                 ties/ projects
                       • Provide some public funds to
                         incite private investments




                                                      10
                                  Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Step                What can/has to be done                    On what has to be paid attention to
                    (actions)

Implementation phase

                    • Set up indicators to be able to              Be clear and precise about what you
                      “measure” (indicator system)                 want to “measure”
                    • Collect the data on a regular                Secure that the indicators are available/
                      basis                                        can be collected
                    • Process and analyse the data                 Set up time schedule for the collection of
                      concerning the progress and ef-              the data
                      fects of the project (deadlines              Clarify who is responsible for the collec-
11.Monitoring         are kept, needed resources are               tion, analysis and report of the data; use
   the imple-         available, objectives are                    existing structures/ institutions if possi-
   mentation          reached, effects are…)                       ble
   and suc-
   cess/ effects
   of the ac-       • Report the data and the results              Communicate the results to the in- and
   tions/ pro-        of the analysis (communication)              outside
   jects
                    • Act on the results (take deci-               Clarify who takes the final decision on
                      sions to improve the project/ ac-            “needed” actions (i.e. steering group or
                      tivity)                                      responsible group of the activity)
                                                                   Make the monitoring and the decision
                                                                   making – as the whole process – as
                                                                   transparent as possible

                    • Compare the objectives with the              Communicate the results to the in- and
                      achieved results/ effects of the             outside
                      process
                    • Check if the used actions and
                      methods for the process have
                      been efficient, effective and thus
12. Evaluation of     the correct ones
    the process
                    • Develop a concept for the con-               discuss the concept with the involved
                      tinuation/ endurance of the revi-            stakeholder (talking about: communica-
                      talisation process                           tion/ organisation/ cooperation structure;
                                                                   objectives; field of actions; project, etc.;
                                                                   adapting them)


                    The whole process as well as the projects have to be communicated (public rela-
                    tion) to the involved partners and the general public to raise their awareness, the
                    identification with the process and actions and gain their support – to avoid con-
                    frontation during the implementation phase; and for politicians to have a better
                    standing within the voters.




                                                     11
                                 Project part-financed by the European Union
Hist.Urban: INTERREG IIIB CADSES


Model for an integrated and implementation-oriented revitalisation process


Results/ Advantages of an Integrated Process

 − Having defined the main common problems of the historical area
 − Improved coordination and communication between the involved actors, in particular between
   the different administrations


 − Improved cooperation between the public and private sector
 − Higher acceptance of the results in the public
 − Results are closer to the needs of the users


 − Concrete revitalisation projects supported by local stakeholders
 − Concentration of public resources on the revitalisation projects


 − Having transferred the ordinary town planning in the sphere of the mayor and the political par-
   ties
 − Additional know how and resources for the revitalisation of the town


 − Common understanding of the value of the built-cultural heritage




                                                     12
                                 Project part-financed by the European Union

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Model for an integrated and implementation-oriented urban revitalisation process

  • 1. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Model for an integrated and implementation-oriented revitalisation process Characteristics of an integrated and implementation-oriented process Comprehensive approach – cross-thematic and cross-technical/sectoral − taking into account all dimensions of urban life in an interdisciplinary approach (city as place to live and work) Co-operative and communicative process − Developing common objectives and actions (within the public institutions as with concerned private actors needed for the implementation) − Coordinating sectoral urban policies and action − Coordinating public and private activities Implementation-oriented − At the end activities will be implemented These characteristics are at the same time preconditions for a successful, integrated process. Main (pre-)conditions for a successful integrated revitalisation process − Build up trust between the involved stakeholders (do not involve each single person, concen- trate on the key stakeholders); − Bring together stakeholders from different fields with their multifaceted interests to make them understand each others needs; − Develop with the stakeholders a common vision, goals and actions for the historic town to get them all in one direction; − Involve the mayor and political parties in the process (get their support); − Define qualities to be present in the whole town (develop a vision/ strategy for the entire town); − Public money for public actions/ public benefit; − Comprehensive approach – cross-thematic and cross-technical/sectoral – taking into account all dimensions of urban life in an interdisciplinary approach (city as place to live and work); − Good governance and leadership (management and steering capabilities); − Effective instruments and skilled personnel with sufficient time capacities for the implemen- tation/ management of actions (action plan); − Finances. 1 Project part-financed by the European Union
  • 2. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Main obstacles for a successful integrated revitalisation process − Conflicts between preservation needs of the built-cultural heritage and the need to adapt it to economic demands − Conflict of uses of the public space − In general conflicting interests − Property owners see only their property, not the effects on the whole area − Mobilising property owners for the common good of the area; too many property owners − Property owners/ private enterprises often do not invest if the benefit is “just” in the long run − General competition between private enterprises complicates good cooperation (lack of trust) − Lack of trust in politicians/ administration by private stakeholder − Lack of common sense/ comprehension of single stakeholders what is “good” for the historic centre − Difference between short-term thinking of politicians and long-term needs − Missing (quality) standards for project management; staff is not qualified (lack of professional- ism) 12 steps of an integrated and implementation-oriented revitalisation process 2 Project part-financed by the European Union
  • 3. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Explanations of the 12 steps A. Preparation phase 1. Defining the objectives The municipality has to define the objective of the revitalisation process, i.e. − Development of common objectives, concepts, plans and actions; − Sound and balanced functions in the historic centre, serving the needs of the different users, preventing conflicts and preserving the built-cultural heritage. 3. Defining the thematic field of actions The main field of actions have to be defined which are addressed by the revitalisation proc- ess. These could be e.g. cultural heritage, tourism, local economy, quality of life, traffic, housing, etc. The field of actions will differ from town to town depending on their problems, potentials and objectives. 2. Defining and activating the stakeholders to be involved in the process People/ organisations that have something at stake or are effected by the field of actions have to be identified and activated to participate in the revitalisation process (local stake- holder) to gain their support or prevent that they impede on what was decided on. Stake- holders who generally should be involved are i.e. politicians, public authorities/ heads of de- partment relevant for the field of actions, media (as communicator), local and informal inter- est and advocacy groups, multipliers/ local opinion leaders. 4. Setting up the organisation, cooperation and communication structure To secure the cross-thematic and cross-technical/sectoral approach as the cooperative, communicative and implementation-oriented process an adequate organisation, cooperation and communication structure has to be set up and implemented. This step links directly the preparation with the planning phase (floating transition). B. Planning phase 5. Analysis of current situation The involved actors have to capture, analyse and assess the strength, weakness, opportuni- ties and threats for the relevant area within the field of actions. 7. Development of main vision The involved actors develop a common vision to which all want to contribute and all actions will be directed to. 6. Deducting of objectives and strategies From the main vision (short-, mid- and long-term) concrete objectives and strategies for each field of action are deducted, securing a coordination between them. 8. Formulating of concrete actions and projects From the objectives and strategies concrete (short-, mid- and long-term) actions, projects and programs for each field of action are deducted. This step functions as a link from the planning to the implementation phase and fades di- rectly to step 9 (floating transition). 3 Project part-financed by the European Union
  • 4. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process C. Implementation phase 9. Checking the chances of implementation of each project/ action Here the chances of implementing successfully the actions, projects or programs for the in- tegrated revitalisation are examined by checking if all necessary resources (finances, pre- conditions, responsibilities, time schedule, know-how and personnel, etc.) are available or if projects have to be adapted to the current situation. The result will be fixed in an action plan. 10.Implementing the actions/ projects The actions, projects and programs are implemented according to the action plan by the in- volved actors. 11.Monitoring/ controlling the implementation and success/ effects of the actions/ pro- jects The implementation and effects of the actions, projects and programs (action plan) are moni- tored to take corrective actions if necessary. 12.Evaluating the process To improve not only the actions/ projects but also the whole process before “starting the process again”, the process will be evaluated and adapted according to the findings, be- cause the integrated revitalisation process is an ongoing cycle. Starting from the “beginning” again (‘continuous improvement process’). 4 Project part-financed by the European Union
  • 5. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process “What can/has to be done” and “On what has to be paid attention to” implementing the steps Step 1 was skipped because it depends highly on the objectives of the local/ regional authority. Step What can/has to be done On what has to be paid attention to (actions) Preparation phase • Cross-sectoral brainstorming Heads of department have to be in- within the public administration volved • Interviews/consultations (brain- Be aware that they are specialists for storming) with experts to gain (just) a certain field and often lack the professional expertise local knowledge To cover comprehensively the revitalisa- tion you need (real) experts from differ- ent fields Have someone who links and coordi- nates the experts statements (and the ones from the local stakeholders) 2. Defining the thematic field of ac- • Public meetings (brainstorming) Secure participation of all relevant tions for the with local stakeholders to gain groups, in particular the ones that nor- revitalisation their local needs and knowledge mally have “no voice” (target group ori- process ented meetings and PR for the meet- ings) Secure that people come from or work in the concerned area and have the meet- ing in this area • Check regional/ national/ EU Are your field of actions congruent with programs and priorities theirs? Try to make them to ease sup- port and funding for your future projects • Analyse prior field of actions Are they still and in the future relevant? (problems) and their results 5 Project part-financed by the European Union
  • 6. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Step What can/has to be done On what has to be paid attention to (actions) Preparation phase Defining • Deduct the relevant stakeholders Relevant stakeholders are that have and their needs something at stake, can influence the implementation or are directly affected • Interviews with experts by a field of action (municipal depart- ments are stakeholder, too) • Look for people/ organisations Evaluate goal conflicts of the different that have experience within the needs and “decide” which has priority to field of actions and/or are multi- one another or how to solve them (com- pliers/ local opinion leaders promise) Activating 3. Defining and • Information events to reach as Outline the objective and the process, many as possible and identify the advantage to participate, the “func- activating “representatives” to work with in tion” of each “group”, what is their tasks, the stake- the further process what they can influence, what will be holders who done with their input, which field of ac- are relevant • Preliminary talks with key stake- tions will be tackled, etc. for the plan- ning and im- holder plementation Secure that the target groups are in- phase • Target oriented public polls and volved that generally have “no voice”/ do activating interviews not participate • Public relation using typical local Think about which target group can be media to spread information (i.e. reached by which media and used it ac- print and electronic media, per- cordingly sonal letters) Explain to the different departments • Activate the relevant depart- (and all other involved stakeholders) ments of the municipality why the cooperative and participative approach is important and why which • Give incentives to relevant stakeholders are involved stakeholder to participate 6 Project part-financed by the European Union
  • 7. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Step What can/has to be done On what has to be paid attention to (actions) Preparation phase • Kick-off information meeting with Outline the organisation, cooperation all involved stakeholders and communication structure, the objec- • Clarification and determination of tive and the process, the advantage to decision-making power and co- participate, the tasks of each “group”, operation rules (follow legal rules what will be done with their input, which of decision making) field of actions will be tackled, etc. • Smaller working groups during the process • Regular information exchange/ Secure a good information and commu- coordination meeting of all in- nication flow between the involved volved stakeholders/ working stakeholders and to the outside groups 4. Setting up • Two level structure with (a) Representatives have to be accepted by and imple- working groups with representa- the target groups menting the tives of the target groups and (b) organisation, steering group cooperation and commu- nication • Neutral mediator/ organisation to Secure that the neutral mediator/ or- structure manage the process and being ganisation is accepted by the involved the “helping hand” for organisa- stakeholders tional issues • Check how other (twinning) cit- ies have organised and im- planted the process • Public-private forum Which actions are taken, depend highly on the objectives and proce- dure of the whole process as who will be involved, etc. 7 Project part-financed by the European Union
  • 8. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Step What can/has to be done On what has to be paid attention to (actions) Planning phase • Collect and go over existing Involve the relevant stakeholder plans, studies, analysis, stan- Check the up-to-dateness and relevance dard indicators, etc. of the plans, studies, etc. (when have they been conducted and by whom) • Make a SWOT-analysis/ study Analyse public and private demands Involve the relevant stakeholder Secure the demand of each study/ analysis and that it is about the defined field of actions (no “data rubbish”) • Check the statements of re- Are they congruent with your results to gional/ national/ EU programs in secure support for the local actions? the context of your current situa- tion and field of actions 5. Analysis of current Representative public opinion poll Professional judgement of the results of situation of (example: Plzen) the public opinion, in particular to their the field of mid and long term effects actions • Assign expert(s); experts hear- Present all results as neutral as possible ing (positive and negative ones; playing • On-site workshop, working open cards) group, round table, etc. with Explain what is going to happen with the stakeholders (informal participa- results tion instruments) Make the results understandable to the • Interview key stakeholders/ tar- involved stakeholder (no “expert- get groups language”) • Public media debate Have in mind the danger of misunder- standings • Check existing legal instruments The municipal departments have to take seriously the results and regard them in their work The municipal departments can use the results as justification of practice of their work 8 Project part-financed by the European Union
  • 9. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Step What can/has to be done On what has to be paid attention to (actions) Planning phase • Future conference Deduct the vision from the results of the analysis of the current situation and that • s. step 4 (use the cooperation it is congruent with the fields of actions and coordination structure to de- Assure support for the vision by the 6. Development velop the main vision with the in- politicians of main vi- volved stakeholders) Stakeholder should be able to identify sion for the themselves with the vision (recognition revitalisation • PR activities and public exhibi- factor, image, identification) tion on the vision to make the vi- Give the opportunity to give feedback on sion well known, also to not in- the vision volved stakeholders • Public-private working groups Play with open cards Secure a good information and commu- • s. step 4 (use the cooperation nication flow between the involved and coordination structure to de- stakeholders/ working groups to identify velop the main vision with the in- goal conflicts in an early stage and to volved stakeholders; use infor- look for solutions/ compromises mal participation instruments) Assure support for the action plan by the politicians 7. Deducting of Set up short, mid and long term objec- objectives tives and projects and set priorities and strate- Secure the availability of resources for gies the implementation of the projects (know-how, finances, personal etc.) • Elaborate an action plan The action plan ought to contain who is responsible, time schedule, finances, 8. Formulating etc. of concrete actions and projects (ac- • PR activities and public exhibi- Secure the awareness of the objectives tion plan) tion on the objectives/ projects/ and action plan within the public and pri- action plan to make them well vate stakeholders (also in the future) known, also to not involved Give the opportunity to give feedback on stakeholders (example: exhibi- the projects/ action plan to all tion in the pedestrian zone) • Check if the actions and projects Are the projects designed in a way that fit into the regional/ national/ EU you can make use of regional/ national/ programs/ policies EU programs? 9 Project part-financed by the European Union
  • 10. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Step What can/has to be done On what has to be paid attention to (actions) Implementation phase • Setting up an overall steering The group should include the repre- group sentatives of the main stakeholder • Setting up a responsible group groups (that have something at stake and one contact person for and/or can influence the implementa- each project/ activity of the ac- tion or are directly affected; max.(!) 10- tion plan 15 persons) Clarify the tasks, responsibility and decision-taking power of the group • Provide a checklist of generally Needed resources are: finances, time, needed resources for the im- know-how, personal, 9. Checking the plementation of a project/ activ- Check if project is in line with regional/ chances of the ity national/ EU policies and programs implementation • Check if the needed resources People/ institutions that benefit more of each pro- are available (use a form) from the activity, should provide more ject/ activity of resources the action plan Clarify within the municipal depart- ments their contributions • Adapt the project/ activity – and Coordinate the adjustment with the respectively the action plan – to involved stakeholder and overall steer- the available resources ing group Adjust the priority of the project/ activ- • Communicate the final action ity to the existing resources plan to the in- and outside Get official approval/ support of the council and involved private stake- holders for the adopted action plan • The overall steering group su- Secure the needed resources (time) pervises the implementation of the action plan Coordinate the projects of the action 10.Implementation • Enterprises are to be con- plan with other public actions of actions/ pro- tracted to implement the activi- jects ties/ projects • Provide some public funds to incite private investments 10 Project part-financed by the European Union
  • 11. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Step What can/has to be done On what has to be paid attention to (actions) Implementation phase • Set up indicators to be able to Be clear and precise about what you “measure” (indicator system) want to “measure” • Collect the data on a regular Secure that the indicators are available/ basis can be collected • Process and analyse the data Set up time schedule for the collection of concerning the progress and ef- the data fects of the project (deadlines Clarify who is responsible for the collec- 11.Monitoring are kept, needed resources are tion, analysis and report of the data; use the imple- available, objectives are existing structures/ institutions if possi- mentation reached, effects are…) ble and suc- cess/ effects of the ac- • Report the data and the results Communicate the results to the in- and tions/ pro- of the analysis (communication) outside jects • Act on the results (take deci- Clarify who takes the final decision on sions to improve the project/ ac- “needed” actions (i.e. steering group or tivity) responsible group of the activity) Make the monitoring and the decision making – as the whole process – as transparent as possible • Compare the objectives with the Communicate the results to the in- and achieved results/ effects of the outside process • Check if the used actions and methods for the process have been efficient, effective and thus 12. Evaluation of the correct ones the process • Develop a concept for the con- discuss the concept with the involved tinuation/ endurance of the revi- stakeholder (talking about: communica- talisation process tion/ organisation/ cooperation structure; objectives; field of actions; project, etc.; adapting them) The whole process as well as the projects have to be communicated (public rela- tion) to the involved partners and the general public to raise their awareness, the identification with the process and actions and gain their support – to avoid con- frontation during the implementation phase; and for politicians to have a better standing within the voters. 11 Project part-financed by the European Union
  • 12. Hist.Urban: INTERREG IIIB CADSES Model for an integrated and implementation-oriented revitalisation process Results/ Advantages of an Integrated Process − Having defined the main common problems of the historical area − Improved coordination and communication between the involved actors, in particular between the different administrations − Improved cooperation between the public and private sector − Higher acceptance of the results in the public − Results are closer to the needs of the users − Concrete revitalisation projects supported by local stakeholders − Concentration of public resources on the revitalisation projects − Having transferred the ordinary town planning in the sphere of the mayor and the political par- ties − Additional know how and resources for the revitalisation of the town − Common understanding of the value of the built-cultural heritage 12 Project part-financed by the European Union