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The Sustainability Paradigm
          Dance


         Robert Gearheart, Ph.D., P.E.
    Professor of Environmental Engineering
          Humboldt State University
               Arcata, California
              rag2@humboldt.edu
After hanging around for 30 years
I am just beginning to see the light
The Promise of the Clean Water
                 Act
                   Senator Muskie 1971
•     Concept of zero discharge-contaminants not water
•     Fishable waters
•     Swim able waters
•     Reuse/recycle
•     Help small communities (1977)
•     Prohibits discharge of toxic pollutants in toxic amounts
Hydrological Scale
•   Interstate/multi bioregions
•   Watersheds in a single bioregions
•   Large areas of silviculture and agriculture
•   Large urban watersheds-devoid of natural drainage
•   Small urban areas with elements of natural drainage
•   Neighborhood drainage areas
•   Individual domestic/commerical/industrial lots
•   Various infiltrative and impervious surfaces types
Natural Systems

•   Hydrological Processes
•   Ecological Processes
•   Microbial Processes
•   Physical Processes
•   Chemical Processes
•   Biogeochemical Processes
Watershed Approach
The basic concept remains that
watershed analysis is a mechanism to
address inconsistencies between the
current scales of planning and the
direction to implement ecosystem
management.
What can governments do-or undo- to
provide incentives for planning and design of
industrial and urban watersheds that
incorporates the principles of ecological
engineering?

i.e.- In most cases it is impossible to re-
establish natural landscapes-perhaps identify
ecological functions to put into place to
replace and restore lost functions not just
preserving poorly functioning ecological
services-case in point-recent State Board
wetland policy.
The Test
Watershed analysis fails if it becomes an
end in itself. It succeeds if it orders and
enlightens all the diverse array of
activities that are done under the name
watershed management.
The Challenge
“ For several decades, we have grappled
  with how land use activities on federal,
  state, and private lands interact to
  affect hydrologic and ecologic
  processes.” USGS

“ Grappling leaves its impact” RAG
Alphabet Sustainability Soup

Low Impact Development                                    LID
Ecological Footprint                                      EFP
Low Impact Feasibility Evaluation                         LIFE TM
Leadership in Energy and Environmental Design             LEED
Planned Obsolescence's Minimized                          MOP
Life Cycle Analysis                                       LCA
Resource Utilization and Environmental Management         RUEM
Water and Wastewater Treatment Appropriate for Reuse   WAWTTAR
The Implementation Gaunlet
-an impediment to sustainability-
Local city and county zoning and public health rules
Regional Water Quality Control Board
California Fish and Game
California Coastal Commission
California Department of Forestry
State Water Resources Control Board
State Office of Planning and Research ( CEQA)
National Marine Fisheries
National Atmospheric and Oceanic Administration
Corps of Engineers
Environmental Protection Agency
Non-government organizations, i.e., Riverwatch, Bay Keepers, EPIC
Sustainability

• Resource
• Technical
• Institutional
• Community
The Environmental Justice
         Perspective
Equitable access. Sustainability suggests fair
 and equitable access to water, water
 dependent resources and related
 infrastructure
PARADIGM SHIFT
                            PRESENT            FUTURE
Technical

                    Technological Standard     Performance Standard
                    Sophisticated Equipment    Appropriate Equipment
                    Capitalization-Equip       Sustainable-Natural
                    Complex Operations         Simple Operations
Societal/Economic

                Healthy IndividualHealthy      Community
                Centralization                  Decentralization
                Technology Based                Community Based
                Societal Cost                   Community Opportunity
                Subsidized                      Self Supporting
Resource/Environment

                    Resource Protection        Resource Enhancement
                    Energy Intense             Low Energy Needs
                    Discharge/Disposal         Reuse/Reclamation
                    Technological Approaches   Ecological Approaches
PRESENT            FUTURE
Resource/Environment

                Resource Protection        Resource Enhancement
                Energy Intense             Low Energy Needs
                Discharge/Disposal         Reuse/Reclamation
                Technological Approaches   Ecological Approaches
PRESENT             FUTURE
Societal/Economic

               Healthy Individual   Healthy Community
               Centralization       Decentralization
               Technology Based     Community Based
               Societal Cost        Community Opportunity
               Subsidized           Self Supporting




                                                           QuickTimeª and a
                                              TIFF (Uncompressed) decompressor
                                                  are needed to see this picture.
PRESENT               FUTURE
Technical

       Technological Standard    Performance Standard
       Sophisticated Equipment   Appropriate Equipment
       Capitalization-Equip      Sustainable-Natural
       Complex Operations        Simple Operations
Case Studies



• Willits -Mendocino County
• Arcata-Humboldt County
• Oaxaca Mexico-
Willits
• Small rural communities in Mendocino County-facility
     planning process-Natural system
• Willits has been working with NCRWQB since 1996 to
       develop a natural treatment system -ponds and
       wetlands Board staff have rotated through project -
• Variance from dilution requirement (no science support)
      required extensive modeling-
• Staff changed which changed the requirement
       identified a wetland mitigation which was not possible-
       previous staff had not identified the issue-Wetland
       Policy-
• Cost 5 yrs and several million dollars-($5 M to over 10M)
      community is economically depressed-loss of confidence
Oaxaca Mexico
            UAJBO
   Engineers Without Borders
Upflow Anaerobic Sludge
      Blanket (UASB)
Oxidation Pond-deep cell
Free Surface Constructed
      Wetland                       QuickTimeª and a
                               TIFF (LZW) decompressor
                           are needed to see this picture.




Subsurface Irrigation
City of Arcata’s Marsh and
    Wildlife Sanctuary
Community/govt.                   Cummulative Community
investments in                    Benefits/values from the
environmental                     overlays of uses and
services and restoration          functions




              Public Relations and
              Community Marketing

              Increased Propert Values
                 Open space/aesthetics
              Adjacent to AMWS

                     Carbon
                  Sequestration


                  Wetland habita t


                Environmental
                  Education

               Passive Recreation
                 Park activities

              Wastewater Treatment
              and water reclamation




Degraded-misused-over used and
fringes and edges-a piece of real estate
 under utilized riverine or estuarine or lake
Value of Constructed Wetland Treatment
     System with Multiple Benefits - Arcata
       Marsh and Wildlife Sanctuary-2002
                                                           ($/yr)

Alternative advance wastewater treatment                  240,000
         (nitrification/denitrification/filtration)
Recreation/Public Use (180,000 pe x 1 hr x #6.50/hr)    1,170,000
Environmental Education (10,000 pe x 2 hr x $28/hr)      560,000
Wetland Habitat (90 acres x $20,500/acre)(0.08)
147,000
Public Relation (52 weeks x $750week)                      39,000
Carbon Sequestration

Total Annual Community Value of AMWS                   $ 2,156,000
So what is it about natural
            treatment systems?
    Is   it
         their biogeochemical effectiveness ?
•
    Is   it
         their simplicity?
•
    Is   it
         their elegance?
•
    Is   it
         their biological complexity?
•
    Is   it
         the diversity of disciplines involved?
•
    Is   it
         because there is an element of
•
         imagination and creative vision involved?
    Are their aesthetic qualities expressed?
•
    Others
•
Constraints, Uncertainties and
           Threats
Divergent regulatory agendas-
Unfunded mandates-
Discharge permits moving targets-
Fines and moratoriums-
Conflicting science-
Political insecurities and short life cycles-
Regulatory discretionary decisions-
Permitting and approval quagmires -
Bounty hunting NGO’s-
Others-
Assessment
• Aquatic natural resources are diminishing and
      beneficial uses reduced
• Technical approaches are resource consuming costly
      and non-sustainable
• Communities participation is dwindling and non-
     supportive
• State regulatory agencies are often inconsistent,
      arbitrary and non-responsive to communities and
      landowners-where is the technical assistance??
• “blind to the needs of the community and the reality of
       the situation” quote from a Ferndale citizen
Recommendations
• Develop a more facilitative and assistance driven State Board and
        Regional Board approach to dealing with permit tees within
        the normal permit preparation and monitoring activities-wrench
        versus hammer approach
• In concert with other resource agencies develop systematic watershed
        approaches to permitted municipal, storm water, and industrial
        discharges-Promises of the FCWA
• Minimize lengthy and contested Board/Agency interactions which
        often affect the poor and specific ethnic groups-
• Develop a unit which deals specifically with small communities and
       communities with significant environmental justice issues-
       affording technical ,CEQA,legal, and permit expertise
• Within the Regional Boards develop a planning vision supported by
       qualified staff that promote watershed
       restoration/enhancement, natural systems/performance based
       treatment, and community participation-
Monitoring Data Gaps
Natural systems need to be
monitored to demonstrate
       effectiveness



                         QuickTimeª and a
            TIFF (Uncompressed) decompressor
                are needed to see this picture.

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Bob Gearheart

  • 1. The Sustainability Paradigm Dance Robert Gearheart, Ph.D., P.E. Professor of Environmental Engineering Humboldt State University Arcata, California rag2@humboldt.edu
  • 2. After hanging around for 30 years I am just beginning to see the light
  • 3. The Promise of the Clean Water Act Senator Muskie 1971 • Concept of zero discharge-contaminants not water • Fishable waters • Swim able waters • Reuse/recycle • Help small communities (1977) • Prohibits discharge of toxic pollutants in toxic amounts
  • 4. Hydrological Scale • Interstate/multi bioregions • Watersheds in a single bioregions • Large areas of silviculture and agriculture • Large urban watersheds-devoid of natural drainage • Small urban areas with elements of natural drainage • Neighborhood drainage areas • Individual domestic/commerical/industrial lots • Various infiltrative and impervious surfaces types
  • 5. Natural Systems • Hydrological Processes • Ecological Processes • Microbial Processes • Physical Processes • Chemical Processes • Biogeochemical Processes
  • 6. Watershed Approach The basic concept remains that watershed analysis is a mechanism to address inconsistencies between the current scales of planning and the direction to implement ecosystem management.
  • 7. What can governments do-or undo- to provide incentives for planning and design of industrial and urban watersheds that incorporates the principles of ecological engineering? i.e.- In most cases it is impossible to re- establish natural landscapes-perhaps identify ecological functions to put into place to replace and restore lost functions not just preserving poorly functioning ecological services-case in point-recent State Board wetland policy.
  • 8. The Test Watershed analysis fails if it becomes an end in itself. It succeeds if it orders and enlightens all the diverse array of activities that are done under the name watershed management.
  • 9. The Challenge “ For several decades, we have grappled with how land use activities on federal, state, and private lands interact to affect hydrologic and ecologic processes.” USGS “ Grappling leaves its impact” RAG
  • 10. Alphabet Sustainability Soup Low Impact Development LID Ecological Footprint EFP Low Impact Feasibility Evaluation LIFE TM Leadership in Energy and Environmental Design LEED Planned Obsolescence's Minimized MOP Life Cycle Analysis LCA Resource Utilization and Environmental Management RUEM Water and Wastewater Treatment Appropriate for Reuse WAWTTAR
  • 11. The Implementation Gaunlet -an impediment to sustainability- Local city and county zoning and public health rules Regional Water Quality Control Board California Fish and Game California Coastal Commission California Department of Forestry State Water Resources Control Board State Office of Planning and Research ( CEQA) National Marine Fisheries National Atmospheric and Oceanic Administration Corps of Engineers Environmental Protection Agency Non-government organizations, i.e., Riverwatch, Bay Keepers, EPIC
  • 12. Sustainability • Resource • Technical • Institutional • Community
  • 13. The Environmental Justice Perspective Equitable access. Sustainability suggests fair and equitable access to water, water dependent resources and related infrastructure
  • 14. PARADIGM SHIFT PRESENT FUTURE Technical Technological Standard Performance Standard Sophisticated Equipment Appropriate Equipment Capitalization-Equip Sustainable-Natural Complex Operations Simple Operations Societal/Economic Healthy IndividualHealthy Community Centralization Decentralization Technology Based Community Based Societal Cost Community Opportunity Subsidized Self Supporting Resource/Environment Resource Protection Resource Enhancement Energy Intense Low Energy Needs Discharge/Disposal Reuse/Reclamation Technological Approaches Ecological Approaches
  • 15. PRESENT FUTURE Resource/Environment Resource Protection Resource Enhancement Energy Intense Low Energy Needs Discharge/Disposal Reuse/Reclamation Technological Approaches Ecological Approaches
  • 16. PRESENT FUTURE Societal/Economic Healthy Individual Healthy Community Centralization Decentralization Technology Based Community Based Societal Cost Community Opportunity Subsidized Self Supporting QuickTimeª and a TIFF (Uncompressed) decompressor are needed to see this picture.
  • 17. PRESENT FUTURE Technical Technological Standard Performance Standard Sophisticated Equipment Appropriate Equipment Capitalization-Equip Sustainable-Natural Complex Operations Simple Operations
  • 18. Case Studies • Willits -Mendocino County • Arcata-Humboldt County • Oaxaca Mexico-
  • 19. Willits • Small rural communities in Mendocino County-facility planning process-Natural system • Willits has been working with NCRWQB since 1996 to develop a natural treatment system -ponds and wetlands Board staff have rotated through project - • Variance from dilution requirement (no science support) required extensive modeling- • Staff changed which changed the requirement identified a wetland mitigation which was not possible- previous staff had not identified the issue-Wetland Policy- • Cost 5 yrs and several million dollars-($5 M to over 10M) community is economically depressed-loss of confidence
  • 20. Oaxaca Mexico UAJBO Engineers Without Borders Upflow Anaerobic Sludge Blanket (UASB) Oxidation Pond-deep cell Free Surface Constructed Wetland QuickTimeª and a TIFF (LZW) decompressor are needed to see this picture. Subsurface Irrigation
  • 21. City of Arcata’s Marsh and Wildlife Sanctuary
  • 22. Community/govt. Cummulative Community investments in Benefits/values from the environmental overlays of uses and services and restoration functions Public Relations and Community Marketing Increased Propert Values Open space/aesthetics Adjacent to AMWS Carbon Sequestration Wetland habita t Environmental Education Passive Recreation Park activities Wastewater Treatment and water reclamation Degraded-misused-over used and fringes and edges-a piece of real estate under utilized riverine or estuarine or lake
  • 23. Value of Constructed Wetland Treatment System with Multiple Benefits - Arcata Marsh and Wildlife Sanctuary-2002 ($/yr) Alternative advance wastewater treatment 240,000 (nitrification/denitrification/filtration) Recreation/Public Use (180,000 pe x 1 hr x #6.50/hr) 1,170,000 Environmental Education (10,000 pe x 2 hr x $28/hr) 560,000 Wetland Habitat (90 acres x $20,500/acre)(0.08) 147,000 Public Relation (52 weeks x $750week) 39,000 Carbon Sequestration Total Annual Community Value of AMWS $ 2,156,000
  • 24. So what is it about natural treatment systems? Is it their biogeochemical effectiveness ? • Is it their simplicity? • Is it their elegance? • Is it their biological complexity? • Is it the diversity of disciplines involved? • Is it because there is an element of • imagination and creative vision involved? Are their aesthetic qualities expressed? • Others •
  • 25. Constraints, Uncertainties and Threats Divergent regulatory agendas- Unfunded mandates- Discharge permits moving targets- Fines and moratoriums- Conflicting science- Political insecurities and short life cycles- Regulatory discretionary decisions- Permitting and approval quagmires - Bounty hunting NGO’s- Others-
  • 26. Assessment • Aquatic natural resources are diminishing and beneficial uses reduced • Technical approaches are resource consuming costly and non-sustainable • Communities participation is dwindling and non- supportive • State regulatory agencies are often inconsistent, arbitrary and non-responsive to communities and landowners-where is the technical assistance?? • “blind to the needs of the community and the reality of the situation” quote from a Ferndale citizen
  • 27. Recommendations • Develop a more facilitative and assistance driven State Board and Regional Board approach to dealing with permit tees within the normal permit preparation and monitoring activities-wrench versus hammer approach • In concert with other resource agencies develop systematic watershed approaches to permitted municipal, storm water, and industrial discharges-Promises of the FCWA • Minimize lengthy and contested Board/Agency interactions which often affect the poor and specific ethnic groups- • Develop a unit which deals specifically with small communities and communities with significant environmental justice issues- affording technical ,CEQA,legal, and permit expertise • Within the Regional Boards develop a planning vision supported by qualified staff that promote watershed restoration/enhancement, natural systems/performance based treatment, and community participation-
  • 28. Monitoring Data Gaps Natural systems need to be monitored to demonstrate effectiveness QuickTimeª and a TIFF (Uncompressed) decompressor are needed to see this picture.