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               CMMI5 how to fail?
           High Maturity pitfalls and
                   misconceptions

                José Gonçalo Silva, M.Sc., PMP
                               Quality Manager
                         Critical Software, S.A.




                                  2011-10-03
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions
About CSW

• Founded in 1998 by three PhD students in Coimbra
• Provides innovative and reliable services and technologies
  for mission and business critical processes
• Achieved several certificates – some of them for the 1st
  time in Portugal (e.g. TickIT, EN9100, CMMI level 3 and
  level 5)
• Headquarters in Coimbra, offices in Porto and Lisbon, and
  also in USA, UK, Brazil, Mozambique and Romania.
• Several spin-offs




                                                           2
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions
Disclaimer

This presentation aims at raising awarness regarding the
major pitfalls and misconceptions

Considerations on ways of surpassing these issues may be
mentioned but are not the main objective of this presentation




                                                                3
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #1 – Lack of Top Management support
• Executive Committee does not see profit/advantage in
  CMMI 5 practices (time to market is more important than
  quality)
• Project Managers feel that projects are under stress;
  unwilling to change their practices, little less, learn about
  new ones (fail to see advantages of, e.g., reporting effort
  with more contextual information)
• Funtional Managers do not commit to resources allocation
• Top Managers do not lead by example
• Lack of a Measurement Policy


                                                              4
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #2 – Lack of Stakeholders Involvement
• Stakeholders from various areas are not involved in
  planning activities
• Decisions do not take into consideration the areas’
  interests/objectives
• Process improvements are not done by those who use
  them (lack of “buy-in” and accountability for process
  compliance)
• Workers do not have a formal mechanism of providing
  feedback



                                                          5
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #3 – Bad Metrics Program definition
• Program defined according to existing indicators only
• Company’s strategy not taken into consideration
• QPPO are simply choosen (not derived from business
  goals)
• Lack of organizational process focus




                                                          6
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #4 – Small changes in Project Management
practices
• EVA is the only project monitoring and prediction tool
• QPM SG2 is done by excuting and monitoring of the
  project plan
• PPB and PPM are only used by the “quality guys”
• Project meetings spend 80% looking backwards and only
  20% performing forecasts
• QPPO is a strange word to Project Managers
• CAR is for organizational purposes only



                                                           7
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #5 – Unchanged Quality routines
• PPB and PPM are defined and stored (e.g. in a VCS).
  Little effort is given for its maintenance
• The Quality Department is mostly concerned with Quality
  Assurance activities (not so much with Quality Control)




                                                            8
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #6 – Poor Communication
• Poor internal marketing
• “Reactive” type of dissemination regarding changes and
  improvements
• Little and/or optional internal training regarding major
  changes and improvements




                                                             9
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #7 – Difficult starting conditions
• Lack of HM knowledge (what exactly is it about?)
• Poor effort reporting framework (usually does not link effort
  to contextual information)
• No metrics expert (coach)
• No data warehouse (existing DB are not integrated)
• Core PAs from Levels 2 and 3 (e.g. MA, PMC) may need
  unexpected improvements




                                                            10
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Rule #8 – Failing to grasp the real depth of HM as per the Model
(examples)
• Training
       • Six Sigma Green/Black Belt
       • PSP/TSP training
       • “Understanding CMMI High Maturity Practices”
       • “Implementing Goal-Driven Measurement”
       • Statistical training
• Books, Papers, etc
       • Understanding Variation: the Key to Managing Chaos, Donald J.
          Wheeler
       • Software Metrics: Establishing a Company-wide Program
          by Robert B. Grady


                                                                    11
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Final comments
• CMMI5 implies
       • Significant financial resources (it’s nearly impossible to do
         it with low investiments)
       • Belief in the process (getting there is like a leap of faith)
       • Persistance, determination
       • Strong communication
       • “Program” Charter (CEO must empower the Program
         Manager properly)
       • Relevant stakeholders’ involvement
       • Working with early adopters (this is a mind-shifting
         process)

                                                                    12
CMMI5 How to fail
High Maturity Pitfalls and Misconceptions

Thank you! Q&As?

          José Gonçalo Silva, M.Sc., PMP
          Email: jsilva@criticalsoftware.com
          Skype: jose.goncalo.silva
          Quality Manager, Critical Software, S.A.
          http://www.criticalsoftware.com
          SEI Partner Advisory Board’s High Maturity Working Group Member
          http://www.sei.cmu.edu/partners/advisoryboard/highmaturitycasestudies.cfm




                                                                                      13

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CMMI ML5: How to Fail? High Maturity Pitfalls and Misconceptions - José Gonçalo (Critical Software)

  • 1. Portugal CMMI5 how to fail? High Maturity pitfalls and misconceptions José Gonçalo Silva, M.Sc., PMP Quality Manager Critical Software, S.A. 2011-10-03
  • 2. CMMI5 How to fail High Maturity Pitfalls and Misconceptions About CSW • Founded in 1998 by three PhD students in Coimbra • Provides innovative and reliable services and technologies for mission and business critical processes • Achieved several certificates – some of them for the 1st time in Portugal (e.g. TickIT, EN9100, CMMI level 3 and level 5) • Headquarters in Coimbra, offices in Porto and Lisbon, and also in USA, UK, Brazil, Mozambique and Romania. • Several spin-offs 2
  • 3. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Disclaimer This presentation aims at raising awarness regarding the major pitfalls and misconceptions Considerations on ways of surpassing these issues may be mentioned but are not the main objective of this presentation 3
  • 4. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #1 – Lack of Top Management support • Executive Committee does not see profit/advantage in CMMI 5 practices (time to market is more important than quality) • Project Managers feel that projects are under stress; unwilling to change their practices, little less, learn about new ones (fail to see advantages of, e.g., reporting effort with more contextual information) • Funtional Managers do not commit to resources allocation • Top Managers do not lead by example • Lack of a Measurement Policy 4
  • 5. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #2 – Lack of Stakeholders Involvement • Stakeholders from various areas are not involved in planning activities • Decisions do not take into consideration the areas’ interests/objectives • Process improvements are not done by those who use them (lack of “buy-in” and accountability for process compliance) • Workers do not have a formal mechanism of providing feedback 5
  • 6. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #3 – Bad Metrics Program definition • Program defined according to existing indicators only • Company’s strategy not taken into consideration • QPPO are simply choosen (not derived from business goals) • Lack of organizational process focus 6
  • 7. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #4 – Small changes in Project Management practices • EVA is the only project monitoring and prediction tool • QPM SG2 is done by excuting and monitoring of the project plan • PPB and PPM are only used by the “quality guys” • Project meetings spend 80% looking backwards and only 20% performing forecasts • QPPO is a strange word to Project Managers • CAR is for organizational purposes only 7
  • 8. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #5 – Unchanged Quality routines • PPB and PPM are defined and stored (e.g. in a VCS). Little effort is given for its maintenance • The Quality Department is mostly concerned with Quality Assurance activities (not so much with Quality Control) 8
  • 9. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #6 – Poor Communication • Poor internal marketing • “Reactive” type of dissemination regarding changes and improvements • Little and/or optional internal training regarding major changes and improvements 9
  • 10. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #7 – Difficult starting conditions • Lack of HM knowledge (what exactly is it about?) • Poor effort reporting framework (usually does not link effort to contextual information) • No metrics expert (coach) • No data warehouse (existing DB are not integrated) • Core PAs from Levels 2 and 3 (e.g. MA, PMC) may need unexpected improvements 10
  • 11. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Rule #8 – Failing to grasp the real depth of HM as per the Model (examples) • Training • Six Sigma Green/Black Belt • PSP/TSP training • “Understanding CMMI High Maturity Practices” • “Implementing Goal-Driven Measurement” • Statistical training • Books, Papers, etc • Understanding Variation: the Key to Managing Chaos, Donald J. Wheeler • Software Metrics: Establishing a Company-wide Program by Robert B. Grady 11
  • 12. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Final comments • CMMI5 implies • Significant financial resources (it’s nearly impossible to do it with low investiments) • Belief in the process (getting there is like a leap of faith) • Persistance, determination • Strong communication • “Program” Charter (CEO must empower the Program Manager properly) • Relevant stakeholders’ involvement • Working with early adopters (this is a mind-shifting process) 12
  • 13. CMMI5 How to fail High Maturity Pitfalls and Misconceptions Thank you! Q&As? José Gonçalo Silva, M.Sc., PMP Email: jsilva@criticalsoftware.com Skype: jose.goncalo.silva Quality Manager, Critical Software, S.A. http://www.criticalsoftware.com SEI Partner Advisory Board’s High Maturity Working Group Member http://www.sei.cmu.edu/partners/advisoryboard/highmaturitycasestudies.cfm 13