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Seminar
on
VALIDATION PROTOCOLS
GUIDED BY:

PRESENTEDE BY:
SAHILHUSEN I . JETHARA
M. PHARM – I (2013-14)
ROLL NO. - 02

Dr. M. R. PATEL
Principale & HOD in
pharmaceutics
DEPARTMENT OF PHARMACEUTICS
SHRI B. M. SHAH COLLEGE OF PHARMACEUTICAL EDUCATION AND
REASERCH, MODASA-2013
SHRI BMCPER, MODASA NIKITA

1

1
LIST OF CONTENTS………
 INTRODUCTION
 TABLETS
 PHARMACEUTICAL
 ORAL

POWDERS

LIQUID

 SEMISOLID

SHRI BMCPER, MODASA NIKITA

DOSAGE FORM

2
INTRODUCTION
VALIDATION


It is a documented programme which provides a high
degree of assurance that a specific process will
consistently produce a product meeting its predetermined
specifications & quality attributes.

Why validation is required?



Manufacturers require by law to conform to cGMP.
To avoid possibility of rejected or recalled batches.

- To ensure the product uniformity , reproducibility, &
3

quality
Validation Protocol
It gives
Details of the critical parts of the of the
manufacturing process.
 Information about the key parameters that are
to be measured.
 Allowable range of variability in case of
measured parameters.
 The manner in which the system will be tested.


4
Types of validation


Prospective Validation:- an experimental protocol is
run before starting of actual use.



Concurrent Validation:-In process monitoring of critical
processing steps & end product testing of current
production



Retrospective Validation:-It is chosen for established



products where their manufacturing processes are
considered to be stable ( i.e. long history state of control)
Validation is done for.:- a) Raw materials
b) Process
c) Product.
5
TABLETS

It is unit solid dosage forms containing drug substances with
or without suitable diluents and prepared by compressing
powdered or granulated medicinal substances in die.
SHRI BMCPER, MODASA NIKITA

6
Validation


IN CASE OF TABLETS IT IS DONE FOR:1.
2.
3.
4.

RAW MATERIAL
PROCESS
PRODUCT
FINISHED PRODUCT
SHRI BMCPER, MODASA NIKITA

7


RAW MATERIAL VALIDATION:Raw material is validated for particle size, surface area,
particle size distribution, colour , Appearance, texture,
density, flowability , compressibility etc

PROCESS VALIDATION:Two stage
 First identify the critical process parameter and design
protocol
 Manufacture three batches of product controlling the
critical parameter and test it for compliance
8
SHRI BMCPER, MODASA NIKITA
SHRI BMCPER, MODASA NIKITA

9
PRODUCT VALIDATION:1.

2.
3.
4.
5.
6.

Raw Material
Packaging Material
Granules
Compressed Tablets
Coated Tablets
Packed Final Product

FINISHED PRODUCT VALIDATION:1. ORGANOLEPTIC PROPERTY
2. PHYSICAL CHARACTERISTIC
3. CHEMICAL CHARACTERISTIC
4. BIOLOGICAL CHARACTERISTIC
5. MICROBIOLOGICAL CHARACTERISTIC
6. STABILITY TESTING
7. STORAGE CONDITION
SHRI BMCPER, MODASA NIKITA

10
PHARMACEUTICAL
POWDERS
API +

EXCIPIENT

(BOTH ARE IN POWDERED FORM)

POWDER
DOSAGE FORM



Powder are homogeneous mixture of drug/drugs and
excipient/excipients in a dry, fine state of subdivision.



It is important to note that term" POWDER” is restricted only to
“POWDERS FOR INTERNAL USE ONLY”.



But not used for other powder mixtures. For EX. like powder for
external use they rather called as “Dusting powders”.
11
SHRI BMCPER, MODASA NIKITA
POWDERS AS A PRIMARY
REQUIREMENT FOR DOSAGE FORM

12
SHRI BMCPER, MODASA NIKITA
VALIDATION
1.

Validation of Raw material

2.

Validation of Blending Equipments

3.

Validation of Blending operation

4.

Validation of final packed material
SHRI BMCPER, MODASA NIKITA

13
1. VALIDATION OF RAW
MATERIAL
Physical characteristics of raw material can vary among
manufacturers of drug substances.
Inspection should cover the firm’s data for the specification
for drug substances.

RAW MATERIAL SPECIFICATION


Description, identification, melting range, ph, water,
residue on ignition, chloride, sulfate, sulfide, heavy
metals, readily carbonizable substances, total aerobic
microbial count, mould and yeast count, E. Coli,
acceptable container, approved expiry date, approved
suppliers.
14
2. VALIDATION OF BLENDING
EQUIPMENTS









What is the working capacity of equipment?
Does the equipment operate more efficiently with the density
of fluffy powders?
What is the working load range, i.e. the proper blender load to
ensure good uniformity of blend?
What feature does the equipment have for ease of handling of
powders, automated charging and discharging
Can the equipment heat the powder blend if needed for
application as a dryer as well as a granulator? Is the method of
heating electric or steam?
May a vacuum be used with the equipment?
Does the equipment have the capacity to wet the powder
blend?

15
3. Validation of Blending
operation









Determination of the optimum blending time
De-mixing or segregation
Verification of homogeneity of mixed powders
Interaction between process & material
Validation of characteristics of blend.
-Bulk density
-Particle size distribution
-Moisture content
Load size in blending apparatus
Powder flow
16
4. Validation of final packed
material


Checking integrity of foils



Checking integrity of sealing



Checking opening ease



Permeability of foils

17
Classification
1.

PROCESS VARIABLES

2.

PRODUCT VALIDATION

SHRI BMCPER, MODASA NIKITA
20
1. Process Variables
Process

Equipments

Process variables

Mixing of

Kettle &
Tank fitted
with
agitator

Capacity of unit,
Shape & position
of agitation system,
Order of addition,
Rate of addition,
Fill volume,
Mixing speed of
agitator,
Temperature of
liquid,
Mixing time.

liquid

Properties
affected by
variables
Appearance
of liquid,
Viscosity of
liquid.

Monitoring
output

Potency,
Appearance,
pH,
Viscosity,
Specific
gravity.
Process

Equipment

Process
variables

Properties
affected by
variables

Monitoring
output

Dispersing

Homogenizer,
Colloid mill,
ultrasonic
device

Bore opening/
clearance of rotor
& stator/power
setting,
Pressure/rotor
speed/power
consumption,
Feed rate,
Temperature,
Dispersion time,
Order of mixing.

Particle size
of solids,
Viscosity of
liquid.

Potency,
Particle size
Distribution,
Viscosity,
Specific
gravity.
2. PRODUCT VALIDATION
Major test parameters used for final product testing
Appearance
pH
Viscosity
Specific gravity
Microbial count
Leakage test for filled bottle (By plastic vacuum dessicator)
Check the cap sealing
Fill volume determination
Particulate matter testing
Water vapour permeability test
Stress test
Test parameters specific for suspension
•
•
•
•

Sedimentation rate
Resuspendibility
Particle size & particle size distribution
Zeta potential measurement

Type of emulsion determination by
•
•
•
•
•
•

Dilution test
Conductivity test
Dye solubility test
COCl2 filter paper
Fluorescence test
Direction of creaming

Test parameters specific for solution
• Clarity of solution
• Color of solution
Semisolid
Dosage Form

25
SHRI BMCPER, MODASA NIKITA
SHRI BMCPER, MODASA NIKITA

26
Process validation
protocol


Contents

1.

Protocol Approval
Objective
Scope
Validation Approach
Document Required
List of Equipments
Product Detailed
Parameter to be tested
Sampling plan
Acceptance Criteria

2.
3.
4.
5.
6.
7.
8.
9.
10.
ABC Pharmaceuticals.
27, Mahalaxmi Estate, Vatva, Ahmedabad.

Name
Prepared By
Checked By
Approved By

Designation

Signature
ABC Pharmaceuticals.
27, Mahalaxmi Estate, Vatva, Ahmedabad.

5. Document required
Document

Effective Date

Ref. No.

MFR
BMR
BPR
Test data sheet

6. List of equipments
Prepared by

Checked by
ABC Pharmaceuticals.
27, Mahalaxmi Estate, Vatva, Ahmedabad.

7. Product detailed








Generic name:
Brand name:
Product description:
Dosage form:
Labeled claim:
Category:
Composition with specification:

Prepared by

Checked by
ABC Pharmaceuticals.
27, Mahalaxmi Estate, Vatva, Ahmedabad.

8. Parameters to be tested
Process stage
1)

Mixing

Process variable

Validation response

Mixing time
Mixing rate
Mixing temp.

→By assay
→Consistency Test

Filling rate
Speed

→Weight variation
→Sealing temp.
→Pressure, Crimping
→Coding.

a)
b)
c)

2)

Filling

a)
b)

Prepared by

Checked by
ABC Pharmaceuticals.
27, Mahalaxmi Estate, Vatva, Ahmedabad.

9. Sampling plan
Process Stage
1) Mixing

No. of sample
taken
2

Qty of sample
taken
2)

Filling

Prepared by

Qty

Test

30 gm from
each location
Test

Equivalent to no
of filling station

Checked by
ABC Pharmaceuticals.
27, Mahalaxmi Estate, Vatva, Ahmedabad.

10. Acceptance criteria
Stage

Tests

1) Mixing

Assay of ingredients
Consistency test

2) Filling

Spread smoothly &
homogeneously

FOR 15 gm
Wt of empty tube
Wt of filled tube
Net content
Crimping
Coding
Sealing
Sealing temp.
Air trapping
Pressure
Assay of ingredients

Prepared by

Acceptance Criteria

Legible
Straight & Smooth
Complete & Leak proof
280°C – 300°C
Free from air bubble
3.5 – 4.0 Kg/cm2

Checked by
REFERENCES
 Pharmaceutical

process
validation by Loftus and.Nash

SHRI BMCPER, MODASA NIKITA

34
Ph. No. :- +918460378336
Address:- 44, Assiyana Society;
Dugarvada Road,
Taluko & City : Modasa
State: Gujarat
Country: India
Email: sahil.pharm4@gmail.com
BEST OF LUCK TO ALL . . . . . . . . . .
SHRI BMCPER, MODASA NIKITA

35
SHRI BMCPER, MODASA NIKITA

36

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Validation profile sahil

  • 1. Seminar on VALIDATION PROTOCOLS GUIDED BY: PRESENTEDE BY: SAHILHUSEN I . JETHARA M. PHARM – I (2013-14) ROLL NO. - 02 Dr. M. R. PATEL Principale & HOD in pharmaceutics DEPARTMENT OF PHARMACEUTICS SHRI B. M. SHAH COLLEGE OF PHARMACEUTICAL EDUCATION AND REASERCH, MODASA-2013 SHRI BMCPER, MODASA NIKITA 1 1
  • 2. LIST OF CONTENTS………  INTRODUCTION  TABLETS  PHARMACEUTICAL  ORAL POWDERS LIQUID  SEMISOLID SHRI BMCPER, MODASA NIKITA DOSAGE FORM 2
  • 3. INTRODUCTION VALIDATION  It is a documented programme which provides a high degree of assurance that a specific process will consistently produce a product meeting its predetermined specifications & quality attributes. Why validation is required?   Manufacturers require by law to conform to cGMP. To avoid possibility of rejected or recalled batches. - To ensure the product uniformity , reproducibility, & 3 quality
  • 4. Validation Protocol It gives Details of the critical parts of the of the manufacturing process.  Information about the key parameters that are to be measured.  Allowable range of variability in case of measured parameters.  The manner in which the system will be tested.  4
  • 5. Types of validation  Prospective Validation:- an experimental protocol is run before starting of actual use.  Concurrent Validation:-In process monitoring of critical processing steps & end product testing of current production  Retrospective Validation:-It is chosen for established  products where their manufacturing processes are considered to be stable ( i.e. long history state of control) Validation is done for.:- a) Raw materials b) Process c) Product. 5
  • 6. TABLETS It is unit solid dosage forms containing drug substances with or without suitable diluents and prepared by compressing powdered or granulated medicinal substances in die. SHRI BMCPER, MODASA NIKITA 6
  • 7. Validation  IN CASE OF TABLETS IT IS DONE FOR:1. 2. 3. 4. RAW MATERIAL PROCESS PRODUCT FINISHED PRODUCT SHRI BMCPER, MODASA NIKITA 7
  • 8.  RAW MATERIAL VALIDATION:Raw material is validated for particle size, surface area, particle size distribution, colour , Appearance, texture, density, flowability , compressibility etc PROCESS VALIDATION:Two stage  First identify the critical process parameter and design protocol  Manufacture three batches of product controlling the critical parameter and test it for compliance 8 SHRI BMCPER, MODASA NIKITA
  • 10. PRODUCT VALIDATION:1. 2. 3. 4. 5. 6. Raw Material Packaging Material Granules Compressed Tablets Coated Tablets Packed Final Product FINISHED PRODUCT VALIDATION:1. ORGANOLEPTIC PROPERTY 2. PHYSICAL CHARACTERISTIC 3. CHEMICAL CHARACTERISTIC 4. BIOLOGICAL CHARACTERISTIC 5. MICROBIOLOGICAL CHARACTERISTIC 6. STABILITY TESTING 7. STORAGE CONDITION SHRI BMCPER, MODASA NIKITA 10
  • 11. PHARMACEUTICAL POWDERS API + EXCIPIENT (BOTH ARE IN POWDERED FORM) POWDER DOSAGE FORM  Powder are homogeneous mixture of drug/drugs and excipient/excipients in a dry, fine state of subdivision.  It is important to note that term" POWDER” is restricted only to “POWDERS FOR INTERNAL USE ONLY”.  But not used for other powder mixtures. For EX. like powder for external use they rather called as “Dusting powders”. 11 SHRI BMCPER, MODASA NIKITA
  • 12. POWDERS AS A PRIMARY REQUIREMENT FOR DOSAGE FORM 12 SHRI BMCPER, MODASA NIKITA
  • 13. VALIDATION 1. Validation of Raw material 2. Validation of Blending Equipments 3. Validation of Blending operation 4. Validation of final packed material SHRI BMCPER, MODASA NIKITA 13
  • 14. 1. VALIDATION OF RAW MATERIAL Physical characteristics of raw material can vary among manufacturers of drug substances. Inspection should cover the firm’s data for the specification for drug substances. RAW MATERIAL SPECIFICATION  Description, identification, melting range, ph, water, residue on ignition, chloride, sulfate, sulfide, heavy metals, readily carbonizable substances, total aerobic microbial count, mould and yeast count, E. Coli, acceptable container, approved expiry date, approved suppliers. 14
  • 15. 2. VALIDATION OF BLENDING EQUIPMENTS        What is the working capacity of equipment? Does the equipment operate more efficiently with the density of fluffy powders? What is the working load range, i.e. the proper blender load to ensure good uniformity of blend? What feature does the equipment have for ease of handling of powders, automated charging and discharging Can the equipment heat the powder blend if needed for application as a dryer as well as a granulator? Is the method of heating electric or steam? May a vacuum be used with the equipment? Does the equipment have the capacity to wet the powder blend? 15
  • 16. 3. Validation of Blending operation        Determination of the optimum blending time De-mixing or segregation Verification of homogeneity of mixed powders Interaction between process & material Validation of characteristics of blend. -Bulk density -Particle size distribution -Moisture content Load size in blending apparatus Powder flow 16
  • 17. 4. Validation of final packed material  Checking integrity of foils  Checking integrity of sealing  Checking opening ease  Permeability of foils 17
  • 18.
  • 21. 1. Process Variables Process Equipments Process variables Mixing of Kettle & Tank fitted with agitator Capacity of unit, Shape & position of agitation system, Order of addition, Rate of addition, Fill volume, Mixing speed of agitator, Temperature of liquid, Mixing time. liquid Properties affected by variables Appearance of liquid, Viscosity of liquid. Monitoring output Potency, Appearance, pH, Viscosity, Specific gravity.
  • 22. Process Equipment Process variables Properties affected by variables Monitoring output Dispersing Homogenizer, Colloid mill, ultrasonic device Bore opening/ clearance of rotor & stator/power setting, Pressure/rotor speed/power consumption, Feed rate, Temperature, Dispersion time, Order of mixing. Particle size of solids, Viscosity of liquid. Potency, Particle size Distribution, Viscosity, Specific gravity.
  • 23. 2. PRODUCT VALIDATION Major test parameters used for final product testing Appearance pH Viscosity Specific gravity Microbial count Leakage test for filled bottle (By plastic vacuum dessicator) Check the cap sealing Fill volume determination Particulate matter testing Water vapour permeability test Stress test
  • 24. Test parameters specific for suspension • • • • Sedimentation rate Resuspendibility Particle size & particle size distribution Zeta potential measurement Type of emulsion determination by • • • • • • Dilution test Conductivity test Dye solubility test COCl2 filter paper Fluorescence test Direction of creaming Test parameters specific for solution • Clarity of solution • Color of solution
  • 26. SHRI BMCPER, MODASA NIKITA 26
  • 27. Process validation protocol  Contents 1. Protocol Approval Objective Scope Validation Approach Document Required List of Equipments Product Detailed Parameter to be tested Sampling plan Acceptance Criteria 2. 3. 4. 5. 6. 7. 8. 9. 10.
  • 28. ABC Pharmaceuticals. 27, Mahalaxmi Estate, Vatva, Ahmedabad. Name Prepared By Checked By Approved By Designation Signature
  • 29. ABC Pharmaceuticals. 27, Mahalaxmi Estate, Vatva, Ahmedabad. 5. Document required Document Effective Date Ref. No. MFR BMR BPR Test data sheet 6. List of equipments Prepared by Checked by
  • 30. ABC Pharmaceuticals. 27, Mahalaxmi Estate, Vatva, Ahmedabad. 7. Product detailed        Generic name: Brand name: Product description: Dosage form: Labeled claim: Category: Composition with specification: Prepared by Checked by
  • 31. ABC Pharmaceuticals. 27, Mahalaxmi Estate, Vatva, Ahmedabad. 8. Parameters to be tested Process stage 1) Mixing Process variable Validation response Mixing time Mixing rate Mixing temp. →By assay →Consistency Test Filling rate Speed →Weight variation →Sealing temp. →Pressure, Crimping →Coding. a) b) c) 2) Filling a) b) Prepared by Checked by
  • 32. ABC Pharmaceuticals. 27, Mahalaxmi Estate, Vatva, Ahmedabad. 9. Sampling plan Process Stage 1) Mixing No. of sample taken 2 Qty of sample taken 2) Filling Prepared by Qty Test 30 gm from each location Test Equivalent to no of filling station Checked by
  • 33. ABC Pharmaceuticals. 27, Mahalaxmi Estate, Vatva, Ahmedabad. 10. Acceptance criteria Stage Tests 1) Mixing Assay of ingredients Consistency test 2) Filling Spread smoothly & homogeneously FOR 15 gm Wt of empty tube Wt of filled tube Net content Crimping Coding Sealing Sealing temp. Air trapping Pressure Assay of ingredients Prepared by Acceptance Criteria Legible Straight & Smooth Complete & Leak proof 280°C – 300°C Free from air bubble 3.5 – 4.0 Kg/cm2 Checked by
  • 34. REFERENCES  Pharmaceutical process validation by Loftus and.Nash SHRI BMCPER, MODASA NIKITA 34
  • 35. Ph. No. :- +918460378336 Address:- 44, Assiyana Society; Dugarvada Road, Taluko & City : Modasa State: Gujarat Country: India Email: sahil.pharm4@gmail.com BEST OF LUCK TO ALL . . . . . . . . . . SHRI BMCPER, MODASA NIKITA 35
  • 36. SHRI BMCPER, MODASA NIKITA 36