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Understanding the principles 
of effective communication 
BTEC National
Understanding the principles of 
effective communication 
• Communication is a way of expressing or exchanging 
ideas and thoughts between one person or a group and 
another. To have effective communication there need to 
be three main elements: a source, a communication tool 
and a recipient, as shown below. 
Source Tool Recipient
Understanding the principles of 
effective communication 
• Source 
• The source generates or initiates the information 
that is to be sent. Sources of information include 
human resources (people) and electronic 
resources (computer systems). The recipient 
can also be human or electronic. 
• The type of communication tool used to transmit 
the information will vary depending on a number 
of factors, some of which are identified in the 
figure below:
Understanding the principles of 
effective communication 
Communication 
tool 
Geography 
Expense 
Audience Convenience 
Time 
Occasion 
Impact 
Formality
Understanding the principles of 
effective communication 
• Some communication tools may be more 
effective in a particular situation, because of 
convenience and/or flexibility. For example, the 
quickest way to get a response to a question 
from a person sitting next to you is to use the 
tool speech and ask them. However, if the 
person had a hearing impediment the most 
effective way might be body language, sign 
language or a form of written communication.
Formality 
· Formality – there are instances when a 
specific communication tool is required to 
match the formality of the situation. 
Written communication can provide more 
formality, and is suitable to make certain 
contracts and transactions legally binding, 
for example birth, marriage and death 
certificates, employment contracts and the 
guarantees offered by documents such as 
receipts.
Geography 
• Geography – the distance over which the 
communication has to travel will influence 
the type of tool to be used. It would not be 
feasible to shout over a distance of 10 
miles, so the telephone or e-mail will 
probably be used
Expense 
· Expense – different communication tools 
have different costs. Depending on the 
frequency and priority of the 
communication, costs could range from a 
few pence (stamp) to hundreds of pounds 
(setting up and coordinating global 
teleconferencing facilities).
Audience 
· Audience – the audience or target group 
will influence the communication tool used 
to express information. Within an 
organisation you might chat informally to a 
colleague, e-mail a team leader and send 
a memo to a whole department.
Convenience 
· Convenience – some communication tools 
are more convenient to use than others. 
Sending an e-mail may be more 
convenient for you than writing and 
posting a letter; however, to a non-technical 
individual, sending a letter may 
be more convenient than trying to learn 
how to use e-mail.
Impact 
· Impact – the impression that needs to be 
created can influence the choice of 
communication tool. It is unlikely that an 
employer would send an e-mail to an 
employee offering them a contract of 
employment, for example.
Occasion 
· Occasion – this can determine the type of 
communication tool to be used, for 
example internal meetings are usually 
organised using e-mail, rather than by 
writing and sending letters. A meeting with 
a business colleague might result in the 
use of physical communication, such as a 
handshake.
Time 
· Time – a communication tool may be 
selected based on how long it takes to 
transmit the information, for example it 
might be necessary to send a document 
by fax rather than post because of the 
urgency of the information.

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Effective Communication Principles BTEC National

  • 1. Understanding the principles of effective communication BTEC National
  • 2. Understanding the principles of effective communication • Communication is a way of expressing or exchanging ideas and thoughts between one person or a group and another. To have effective communication there need to be three main elements: a source, a communication tool and a recipient, as shown below. Source Tool Recipient
  • 3. Understanding the principles of effective communication • Source • The source generates or initiates the information that is to be sent. Sources of information include human resources (people) and electronic resources (computer systems). The recipient can also be human or electronic. • The type of communication tool used to transmit the information will vary depending on a number of factors, some of which are identified in the figure below:
  • 4. Understanding the principles of effective communication Communication tool Geography Expense Audience Convenience Time Occasion Impact Formality
  • 5. Understanding the principles of effective communication • Some communication tools may be more effective in a particular situation, because of convenience and/or flexibility. For example, the quickest way to get a response to a question from a person sitting next to you is to use the tool speech and ask them. However, if the person had a hearing impediment the most effective way might be body language, sign language or a form of written communication.
  • 6. Formality · Formality – there are instances when a specific communication tool is required to match the formality of the situation. Written communication can provide more formality, and is suitable to make certain contracts and transactions legally binding, for example birth, marriage and death certificates, employment contracts and the guarantees offered by documents such as receipts.
  • 7. Geography • Geography – the distance over which the communication has to travel will influence the type of tool to be used. It would not be feasible to shout over a distance of 10 miles, so the telephone or e-mail will probably be used
  • 8. Expense · Expense – different communication tools have different costs. Depending on the frequency and priority of the communication, costs could range from a few pence (stamp) to hundreds of pounds (setting up and coordinating global teleconferencing facilities).
  • 9. Audience · Audience – the audience or target group will influence the communication tool used to express information. Within an organisation you might chat informally to a colleague, e-mail a team leader and send a memo to a whole department.
  • 10. Convenience · Convenience – some communication tools are more convenient to use than others. Sending an e-mail may be more convenient for you than writing and posting a letter; however, to a non-technical individual, sending a letter may be more convenient than trying to learn how to use e-mail.
  • 11. Impact · Impact – the impression that needs to be created can influence the choice of communication tool. It is unlikely that an employer would send an e-mail to an employee offering them a contract of employment, for example.
  • 12. Occasion · Occasion – this can determine the type of communication tool to be used, for example internal meetings are usually organised using e-mail, rather than by writing and sending letters. A meeting with a business colleague might result in the use of physical communication, such as a handshake.
  • 13. Time · Time – a communication tool may be selected based on how long it takes to transmit the information, for example it might be necessary to send a document by fax rather than post because of the urgency of the information.