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REVIEW OF ROLE OF INSITU HORIZONTAL STRESS IN
                   COAL MINES


                             U.Siva Sankar
                           Sr. Under Manager
                           Project Planning
                    Singareni Collieries Company Ltd

                     E-Mail :ulimella@gmail.com or
                         uss_7@yahoo.com
                                 Visit at:
          www.slideshare.net/sankarsulimella




                                          Rock Stresses


       Insitu (Virgin) Stresses                              Induced Stresses
       Exist in the rock prior to any                        Occurs after artificial disturbance e.g.
       disturbance.                                          Mining, Excavation, pumping, Injection,
                                                             Energy extraction, applied load, swelling etc.




Tectonic Stresses
                            Residual Stresses          Gravitational                Terresterial Stresses
                            •Diagenesis                Stresses                     •Seasonal tpr. variation
                            •Metasomatism              (Flat ground surface         •Moon pull(tidal Stress)
                            •Metamorphism              & topography effect)         •Coriolis forces
                            •Magma cooling                                          •Diurmal stresses
                            •Changes in pore
                            pressure



 Active Tectonic Stresses
                                                                   Remnant Tectonic Stresses
                                                                   Same as residual stresses but tectonic
                                                                   activity is involved such as jointing,
                                                                   faulting, folding and boundinage
 Broad Scale                  Local
 •Shear Traction              •Bending
 •Slab pull                   •Isostatic compensation
 •Ridge push                  •Down Bending of lithosphere
 •Trench suction              •Volcanism and heat flow
 •Membrane stress


                                                               Proposed by Bielenstein and Barron (1971)




                                                                                                               1
THE MINING ENVIRONMENT




                   Rock stress is a measure of forces
                   in the rock


                    Three components: one vertical,
                    two horizontal


                    Vertical stress is equal to the weight
                    of rock above


                    Horizontal stresses come from
                    movement of the earth’s crust


IN-SITU STRESSES




                                                             2
Vertical Stress



Comes from the weight of all the rock above


Increases with depth of cover




Equals depth x 0.025 MPa where depth is in metres


At 100m = 2.5MPa    At 1000m = 25MPa




                                                    3
Rock Stress, Strata and Support
                         Rock stress, strata and support




     Strata
                                Stress


                               Support

                Stress                            Stress




        Vertical and Horizontal stresses




Vertical Stress (after Brown             Townend and Zoback, (2000)
and Hoek, 1978)




                                                                      4
Ratio of Horizontal to Vertical Stress




                                                                     Sheory,1994




                                                                        1
                                                K = 0.25 + 7 Ek  0.001 + 
                                                                        z
where Ek (GPa) is the average deformation modulus of the upper part of the
earth’s crust measured in a horizontal direction.




                         EARTH’S CRUST

    Beneath oceanic abyss : 6 km Thick
    Continental crust    : 35-50 km Thick

       Oceanic crusts have been formed within
       past 200 million years, whereas the
       continents contain rocks which are more
       than 3,500 million years old.




                                                                                   5
THEORY OF PLATE TECTONICS OR
       CONTINENTAL DRIFT

  Earth’s crust is cracked into a series of
plates, which are moving around the earth’s
surface

  Continents are composed of light materials
and they rest upon the moving plates

   Plate edges occur along mid-oceanic
ridges where new crustal rock is being added
as molten material wells up from below




   EFFECTS OF PLATE MOVEMENT

  The oceans are widening/spreading at
the rate of 1 to 10 centimeters per year

  The earth is not expanding

  Crust is being destroyed at the plate
edges          ( oceanic trenches)




                                               6
Crustal Tectonic Plates
          of
   Central Europe


  Iceland
(20mm/year)

  Atlantic
  Ridge




                   Crustal Tectonic Plates of Central Asia

                     Eurasian Plate
                                          Ind
                                           ia




         African
          Plate




                                                             7
•   Mining operations modify the stresses acting on rock
     – Mining of a heading
         • Vertical stress concentration in the sides
         • Lateral stress concentration in the roof and floor
     – Mining of longwall
         • Vertical stress concentration ahead of coal face
         • Lateral stress can concentrate at the LW panel corners

    Insitu and Induced stresses and their Effects




                     Rock Stress




            HORIZONTAL STRESS LOADS THE ROOFRIBS FLOOR
                   VERTICAL STRESS LOADS THE AND
                   VERTICAL STRESS LOADS THE RIBS
          IF THESE INCREASED STRESSES EXCEED THE ROCK STRENGTH THE
                         ROCK WILL FRACTURE AND FAIL




                                                                     8
VERTICAL STRESS CONCENTRATED IN RIBS




  HORIZONTAL STRESS CONCENTRATED IN ROOF & FLOOR




  MECHANISM OF STRATA FAILURE
• Failure   through intact material due            to
  overstressing
• Failure   along     bedding     surface   due    to
  overstressing
• Localized failure of discrete joint bounded blocks
• Localized failure of thinly bedded roof sections

• In coal measure strata
   – Bedded, low to moderate strength rock types
      • Subjected to varying stress levels
   – Expected behavior of strata
      • Function of roadway shape, lithology & stresses acting on
        the roadway




                                                                    9
In virgin ground the ‘excess’ lateral stress
                                            is usually of a tectonic origin (Herget,
                                            1988) and proportional to the rock
                                            stiffness.

                                          Effects of horizontal stresses are;

                                            Compressive      type    roof   failures
                                            (commonly called cutter roof, guttering,
                                            snap top, and pressure cutting)

                                            In thinly bedded roof the failure develops
                                            as     the progressive layer-by-layer
                                            crushing of the individual beds

                                            Directional effects, because of roof
                                            damage is generally much greater in
                                            entries oriented parallel to the maximum
Fig: Variation of Stresses in Different     horizontal stress than in entries driven
layers                                      parallel with it




                                Rock Stress




      COALVERTICAL               Roof shear and bulking          VERTICAL
             STRESS                                               STRESS
                                      Rib squeeze



                                     Floor heave
         HORIZONTAL STRESS                                     HORIZONTAL STRESS




                                                                                         10
Fig: General Concept of variation in roof conditions with drivage
direction in elevated horizontal stress




                                          Effect of Drivage Direction




                                                         XX
                                            X                 XX
                                          XX                     XX
                                        XX                          XX
                                      XX                               XX
                                    XX                                    XX
                               XX                                            XX
                            XX                                                  X
                       XX                                                           XX
                     XX                                                                XX
               X   XX                                                                     X   XX
         X   XX                                                                                  X




                                                                                                     11
Fig: Orientation of Galleries during Development w.r.t Horizontal
                               Stress




                Mining Induced Stress

SIDE VIEW



                                           Existing
                                           Roadway




                                     Vertical Stress Concentration


PLAN VIEW


                                           Existing
                                           Roadway




                                      Horizontal Stress Concentration




                                                                        12
Junction Formation


Junction Formation




                         xxxxxxxxxxxxxxx
                                                                         Difficult Direction




                                                                xxxx
     Good Direction


                                                                          xxxx
             xxxx




                                                                xxxxxx
     Opening out on ‘good’ side                         Opening out on ‘bad’ side

     Turning through minimum stress                     Turning through maximum stress




                                           Stress - Folding

                                                Folding can lead to either an increase
                                               or a decrease in stress levels depending
                                                     on where you are in the rock




      Stress Change Due to Folds or Rolls




                                                                                               13
Stress – Effect of Faulting
                                                   Major Horizontal Stress
(a) Change in Direction
PLAN VIEW                                     F




                             F

                                                           F

(b) Stress Concentration
 PLAN VIEW

                                                             Major Horizontal Stress
                                                                 concentration
                                          F
                                                  Anderson’s (1951)
                                                    Normal faulting regions, where Sv>SHmax>Shmin
                                                    Strike    slip      faulting    regions,  where
                                                    SHmax>Sv>Shmin
                                                    Reverse faulting regions, where SHmax>Shmin>Sv




                     Stress Change Around Longwalls



                                 Goaf



                                              Goaf




                          Vertical stress concentrated in front and side abutments


                          Vertical stress concentrated in pillar between longwalls




                                                                                                      14
PATTERN OF STRESS RE-DISTRIBUTION AFTER GALE-2008




        Orientation of Longwall Panels With Maximum Horizontal Stress




                                                                        15
Orientation of Longwall Panels With Maximum Horizontal Stress




Orientation of Longwall Panels With Maximum Horizontal Stress




                                                                16
Orientation of Longwall Panels With Maximum Horizontal Stress




        Horizontal Stress - Longwalls

• Horizontal stress can not pass through
  gob area or broken or collapsed roof;
  therefore zones of stress relief and stress
  concentration are created
• Their location depends on panel
  orientation, direction of retreat and
  sequence of extraction




                                                                          17
Gate Road Stability with respect to Horizontal Stress
                    (After Mark)




                                   Fig: Effect of Extraction
                                   Sequence            w.r.t.
                                   Horizontal Stress




                                                                18
Fig: Horizontal Stress Concentration around Longwalls




                                                        19
Use of Sequencing to Stress relieve Entries




                     Stress - Summary



Understanding stress and its effects is vital for good ground control

Horizontal stress effects are just as important as vertical stress effects


Plan ahead to avoid stress concentration effects where possible


Take precautions (e.g. extra supports) where stress concentration effects
are expected




                                                                             20
Control of Horizontal Stress:
   Change panel orientation
During development the galleries should be located in a direction parallel or
   moderate stress concentration zone w.r.t. Horizontal Stress
   Change panel extraction sequence
Panels extraction sequence should be such as to bring the galleries under
   stress relief zone
   Reduce entry width
   Angled crosscuts
Align crosscuts parallel to Horizontal stress to improve stability
   Three-way intersections




              Horizontal stress - Measurement

Insitu Stress Measurement methods.
Most widely used methods world over to ascertain “Magnitude and
Direction”.

        Hydro Fracturing Method, and
        Over Coring Method

  Field Observations
           Stress Mapping – only Direction




                                                                                21
Horizontal Stress Estimation In the absence of Insitu
Measurements
                          ν            α EG
               S hav =          Sv +         ( H + 1000 )
                         1 −ν           1 −ν
Shav = Average horizontal in situ stress, MPa

 V = Poisson’s ratio of coal, varied from 0.19 to 0.23

 α   = Co-efficient of thermal expansion of rock = 30 x 10-6/ 0C

E    = Modulus of elasticity of coal, varied from 0.84 to1.70 GPa

 G   = Thermal gradient, 0.030C/m

 γ   = Unit rock pressure, 0.025 MPa/m

 H    = Depth of cover, m

The above formula is useful when there is no influence of Topography




          Table: Horizontal Stress Recognition Features in Mines




                                                                       22
Fig. Summary of “Stress Mapping” features.




Table. Stress Mapping Features




                                              23

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insitu Horizontal stress

  • 1. REVIEW OF ROLE OF INSITU HORIZONTAL STRESS IN COAL MINES U.Siva Sankar Sr. Under Manager Project Planning Singareni Collieries Company Ltd E-Mail :ulimella@gmail.com or uss_7@yahoo.com Visit at: www.slideshare.net/sankarsulimella Rock Stresses Insitu (Virgin) Stresses Induced Stresses Exist in the rock prior to any Occurs after artificial disturbance e.g. disturbance. Mining, Excavation, pumping, Injection, Energy extraction, applied load, swelling etc. Tectonic Stresses Residual Stresses Gravitational Terresterial Stresses •Diagenesis Stresses •Seasonal tpr. variation •Metasomatism (Flat ground surface •Moon pull(tidal Stress) •Metamorphism & topography effect) •Coriolis forces •Magma cooling •Diurmal stresses •Changes in pore pressure Active Tectonic Stresses Remnant Tectonic Stresses Same as residual stresses but tectonic activity is involved such as jointing, faulting, folding and boundinage Broad Scale Local •Shear Traction •Bending •Slab pull •Isostatic compensation •Ridge push •Down Bending of lithosphere •Trench suction •Volcanism and heat flow •Membrane stress Proposed by Bielenstein and Barron (1971) 1
  • 2. THE MINING ENVIRONMENT Rock stress is a measure of forces in the rock Three components: one vertical, two horizontal Vertical stress is equal to the weight of rock above Horizontal stresses come from movement of the earth’s crust IN-SITU STRESSES 2
  • 3. Vertical Stress Comes from the weight of all the rock above Increases with depth of cover Equals depth x 0.025 MPa where depth is in metres At 100m = 2.5MPa At 1000m = 25MPa 3
  • 4. Rock Stress, Strata and Support Rock stress, strata and support Strata Stress Support Stress Stress Vertical and Horizontal stresses Vertical Stress (after Brown Townend and Zoback, (2000) and Hoek, 1978) 4
  • 5. Ratio of Horizontal to Vertical Stress Sheory,1994  1 K = 0.25 + 7 Ek  0.001 +   z where Ek (GPa) is the average deformation modulus of the upper part of the earth’s crust measured in a horizontal direction. EARTH’S CRUST Beneath oceanic abyss : 6 km Thick Continental crust : 35-50 km Thick Oceanic crusts have been formed within past 200 million years, whereas the continents contain rocks which are more than 3,500 million years old. 5
  • 6. THEORY OF PLATE TECTONICS OR CONTINENTAL DRIFT Earth’s crust is cracked into a series of plates, which are moving around the earth’s surface Continents are composed of light materials and they rest upon the moving plates Plate edges occur along mid-oceanic ridges where new crustal rock is being added as molten material wells up from below EFFECTS OF PLATE MOVEMENT The oceans are widening/spreading at the rate of 1 to 10 centimeters per year The earth is not expanding Crust is being destroyed at the plate edges ( oceanic trenches) 6
  • 7. Crustal Tectonic Plates of Central Europe Iceland (20mm/year) Atlantic Ridge Crustal Tectonic Plates of Central Asia Eurasian Plate Ind ia African Plate 7
  • 8. Mining operations modify the stresses acting on rock – Mining of a heading • Vertical stress concentration in the sides • Lateral stress concentration in the roof and floor – Mining of longwall • Vertical stress concentration ahead of coal face • Lateral stress can concentrate at the LW panel corners Insitu and Induced stresses and their Effects Rock Stress HORIZONTAL STRESS LOADS THE ROOFRIBS FLOOR VERTICAL STRESS LOADS THE AND VERTICAL STRESS LOADS THE RIBS IF THESE INCREASED STRESSES EXCEED THE ROCK STRENGTH THE ROCK WILL FRACTURE AND FAIL 8
  • 9. VERTICAL STRESS CONCENTRATED IN RIBS HORIZONTAL STRESS CONCENTRATED IN ROOF & FLOOR MECHANISM OF STRATA FAILURE • Failure through intact material due to overstressing • Failure along bedding surface due to overstressing • Localized failure of discrete joint bounded blocks • Localized failure of thinly bedded roof sections • In coal measure strata – Bedded, low to moderate strength rock types • Subjected to varying stress levels – Expected behavior of strata • Function of roadway shape, lithology & stresses acting on the roadway 9
  • 10. In virgin ground the ‘excess’ lateral stress is usually of a tectonic origin (Herget, 1988) and proportional to the rock stiffness. Effects of horizontal stresses are; Compressive type roof failures (commonly called cutter roof, guttering, snap top, and pressure cutting) In thinly bedded roof the failure develops as the progressive layer-by-layer crushing of the individual beds Directional effects, because of roof damage is generally much greater in entries oriented parallel to the maximum Fig: Variation of Stresses in Different horizontal stress than in entries driven layers parallel with it Rock Stress COALVERTICAL Roof shear and bulking VERTICAL STRESS STRESS Rib squeeze Floor heave HORIZONTAL STRESS HORIZONTAL STRESS 10
  • 11. Fig: General Concept of variation in roof conditions with drivage direction in elevated horizontal stress Effect of Drivage Direction XX X XX XX XX XX XX XX XX XX XX XX XX XX X XX XX XX XX X XX X XX X XX X 11
  • 12. Fig: Orientation of Galleries during Development w.r.t Horizontal Stress Mining Induced Stress SIDE VIEW Existing Roadway Vertical Stress Concentration PLAN VIEW Existing Roadway Horizontal Stress Concentration 12
  • 13. Junction Formation Junction Formation xxxxxxxxxxxxxxx Difficult Direction xxxx Good Direction xxxx xxxx xxxxxx Opening out on ‘good’ side Opening out on ‘bad’ side Turning through minimum stress Turning through maximum stress Stress - Folding Folding can lead to either an increase or a decrease in stress levels depending on where you are in the rock Stress Change Due to Folds or Rolls 13
  • 14. Stress – Effect of Faulting Major Horizontal Stress (a) Change in Direction PLAN VIEW F F F (b) Stress Concentration PLAN VIEW Major Horizontal Stress concentration F Anderson’s (1951) Normal faulting regions, where Sv>SHmax>Shmin Strike slip faulting regions, where SHmax>Sv>Shmin Reverse faulting regions, where SHmax>Shmin>Sv Stress Change Around Longwalls Goaf Goaf Vertical stress concentrated in front and side abutments Vertical stress concentrated in pillar between longwalls 14
  • 15. PATTERN OF STRESS RE-DISTRIBUTION AFTER GALE-2008 Orientation of Longwall Panels With Maximum Horizontal Stress 15
  • 16. Orientation of Longwall Panels With Maximum Horizontal Stress Orientation of Longwall Panels With Maximum Horizontal Stress 16
  • 17. Orientation of Longwall Panels With Maximum Horizontal Stress Horizontal Stress - Longwalls • Horizontal stress can not pass through gob area or broken or collapsed roof; therefore zones of stress relief and stress concentration are created • Their location depends on panel orientation, direction of retreat and sequence of extraction 17
  • 18. Gate Road Stability with respect to Horizontal Stress (After Mark) Fig: Effect of Extraction Sequence w.r.t. Horizontal Stress 18
  • 19. Fig: Horizontal Stress Concentration around Longwalls 19
  • 20. Use of Sequencing to Stress relieve Entries Stress - Summary Understanding stress and its effects is vital for good ground control Horizontal stress effects are just as important as vertical stress effects Plan ahead to avoid stress concentration effects where possible Take precautions (e.g. extra supports) where stress concentration effects are expected 20
  • 21. Control of Horizontal Stress: Change panel orientation During development the galleries should be located in a direction parallel or moderate stress concentration zone w.r.t. Horizontal Stress Change panel extraction sequence Panels extraction sequence should be such as to bring the galleries under stress relief zone Reduce entry width Angled crosscuts Align crosscuts parallel to Horizontal stress to improve stability Three-way intersections Horizontal stress - Measurement Insitu Stress Measurement methods. Most widely used methods world over to ascertain “Magnitude and Direction”. Hydro Fracturing Method, and Over Coring Method Field Observations Stress Mapping – only Direction 21
  • 22. Horizontal Stress Estimation In the absence of Insitu Measurements ν α EG S hav = Sv + ( H + 1000 ) 1 −ν 1 −ν Shav = Average horizontal in situ stress, MPa V = Poisson’s ratio of coal, varied from 0.19 to 0.23 α = Co-efficient of thermal expansion of rock = 30 x 10-6/ 0C E = Modulus of elasticity of coal, varied from 0.84 to1.70 GPa G = Thermal gradient, 0.030C/m γ = Unit rock pressure, 0.025 MPa/m H = Depth of cover, m The above formula is useful when there is no influence of Topography Table: Horizontal Stress Recognition Features in Mines 22
  • 23. Fig. Summary of “Stress Mapping” features. Table. Stress Mapping Features 23