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| Article by Subnesh Sharma |
Java Virtual Machine
This article intends to reveal the most hidden, interesting and knowledgeable things about JVM and
its components. Across the globe, there are multiple articles on JAVA, its API and implementation
but very few literatures are written on JVM. Not many JAVA professional make an attempt to
understand the intricacies of internal working of Java Virtual Machine. So let’s get a deep insight of
JVM and Its components. The agenda of this paper would be:
Agenda:
1. What is JVM?
2. JVM subcomponents
2.1 Execution Engine
2.2 Class Loader
2.3 Method Area
3. Summary
1. What is JVM?
A Java Virtual Machine (JVM) is a self contained operating environment that behaves as if it is a separate
computer. Java applets, for example, run in a JVM that has no access to the host operating system.
JVM uses a virtual machine model (VMM) for the execution of other computer programs and scripts and it
enables a set of computer software programs and data structures to make use of VMM. This model accepts a
form of computer intermediate language commonly referred to as Java bytecode.
According to Oracle (Sun Mircosystems), a JVM definition is “A software ‘execution engine’ that safely and
compatibly executes the byte codes in Java class files on a microprocessor (whether in a computer or in
another electronic device)”.
According to Oracle (Sun Mircosystems), a Virtual Machine definition is “An abstract specification for a
computing device that can be implemented in different ways, in software or hardware. You compile to the
instruction set of a virtual machine much like you'd compile to the instruction set of a microprocessor. The
Java virtual machine consists of a bytecode instruction set, a set of registers, a stack, a garbage-collected
heap, and an area for storing methods.” VM model emulates the physical computer so as to execute the
bytecode.
Java works on WORA: “write once, run anywhere” concept. This is implements though JVM which is a
software for non virtual hardware and for standard operating systems.
JVM comes along with a set of libraries which implement JAVA API’s and constitutes JRE (Java Runtime
Environment). This environment can also be used to compile and execute the code of other language like Ada.
2
| Article by Subnesh Sharma |
In industry, JVM flavors are distributed by many vendors like Oracle, IBM, HP etc. These all flavors are
following the JVM specification published by Sun/Oracle.
2. JVM Subcomponents
After getting the conceptual understanding of JVM, let focus on its internal architecture:
Virtual machine instance is composed of subsystems, memory areas, data types, and instructions. These
components make an abstract inner architecture for the abstract Java virtual machine. The purpose of these
components is to define the behavior of JVM implementation towards the external resources rather than
implementation of internal architecture.
The specification defines the required behavior of any Java virtual machine implementation in terms of these
abstract components and their interactions.
JVM is composed of two major sub components
1. Execution engine
2. Class Loaders
2.1 Execution engine: it’s responsible for executing the instructions contained in the methods of
loaded classes
2.2 Class Loader: a mechanism for loading types (classes and interfaces) given fully qualified names.
3
| Article by Subnesh Sharma |
Class loaders are of two types:
2.2.1 System class loader
2.2.2 Custom Class loader
Following diagram shows the level of class loader
Bootstrap Class Loader is responsible to load all the prerequisites classes and interface to
accomplish the loading activity so as to launch application.
Ext class loader is used to load custom class loader which affects the loading process of all
applications for this JVM. The destination of this jar file is under “JRE_HOME/lib/ext” and it introduces global
customization to loading process.
App class loader is used to load custom class loader for this application only.
Custom Class Loaders are derived from java.lang.ClassLoader class. To load a class use loadClass()
method with appropriate parameters.
2.3 Method Area
JVM architecture consists of run time data area which contains components like method area, heap, method
stacks, thread stack frames, java stacks etc.
Method area is a vital part of run time data area. Inside a Java virtual machine instance, information
about loaded types is stored in a logical area of memory called the method area. When the Java virtual
machine loads a type, it uses a class loader to locate the appropriate class file. The class loader reads in the
class file--a linear stream of binary data--and passes it to the virtual machine. The virtual machine extracts
information about the type from the binary data and stores the information in the method area. Memory for
class (static) variables declared in the class is also taken from the method area.
Heap, again a vital and very important component of run time data area, contains all allocated
objects and references of these objects are kept in Method tables in Method area for JVM use and access.
Bootstrap Class Loader
Ext Class Loader
App Class Loader
4
| Article by Subnesh Sharma |
Java Stacks automatically gets create when a new thread is generated. These stacks are composed of
multiple stack frames which internally keep local variables and partial results, and play a part in method
invocation and return.
The Java virtual machine can support many threads of execution at once. Each Java virtual machine
thread has its own pc (program counter) register. At any point, each Java virtual machine thread is executing
the code of a single method, the current method for that thread. If that method is not native, the pc register
contains the address of the Java virtual machine instruction currently being executed. If the method currently
being executed by the thread is native, the value of the Java virtual machine's pc register is undefined. The
Java virtual machine's pc register is wide enough to hold a returnAddress or a native pointer on the specific
platform.
Native method stacks are in use when java application is going to interact with some native codes.
These stacks can be used by the implementation of an interpreter for the Java virtual machine's instruction
set in a language such as C and that’s why these conventional stacks are colloquially called "C stacks”.
Apart from these components, there are some more components which are playing magic games for
the execution of java application. These components are given below:
Byte Code Verifier:
The JVM verifies all bytecode before it is executed. Verification process includes the verification of
the magic number which is generated by “javac” compiler at the time of compilation. This
verification consists primarily of three types of checks:
 Branches are always to valid locations
 Data is always initialized and references are always type-safe
 Access to "private" or "package private" data and methods is rigidly controlled.
First two activities happen when verification process is going on where as last activity happens
dynamically.
JIT Compiler:
The simplest tool used to increase the performance of an application is the Just-In-Time (JIT)
compiler. A JIT is a code generator that converts Java bytecode into native machine code. Java programs
invoked with a JIT generally run much faster than when the bytecode is executed by the interpreter. The Java
Hotspot VM removes the need for a JIT compiler in most cases however JIT compiler being used in earlier
releases still.
3. Summary
Understanding of internal architecture of JVM will definitely help to better know the behavior of JVM in
different situations. These details must have revealed hidden facts about JVM and how java based programs
run and get executed. Keep learning!
5
| Article by Subnesh Sharma |
Bibliography:
http://www.oracle.com/technetwork/java/index.html
www.artima.com

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Java Virtual Machine - Internal Architecture

  • 1. 1 | Article by Subnesh Sharma | Java Virtual Machine This article intends to reveal the most hidden, interesting and knowledgeable things about JVM and its components. Across the globe, there are multiple articles on JAVA, its API and implementation but very few literatures are written on JVM. Not many JAVA professional make an attempt to understand the intricacies of internal working of Java Virtual Machine. So let’s get a deep insight of JVM and Its components. The agenda of this paper would be: Agenda: 1. What is JVM? 2. JVM subcomponents 2.1 Execution Engine 2.2 Class Loader 2.3 Method Area 3. Summary 1. What is JVM? A Java Virtual Machine (JVM) is a self contained operating environment that behaves as if it is a separate computer. Java applets, for example, run in a JVM that has no access to the host operating system. JVM uses a virtual machine model (VMM) for the execution of other computer programs and scripts and it enables a set of computer software programs and data structures to make use of VMM. This model accepts a form of computer intermediate language commonly referred to as Java bytecode. According to Oracle (Sun Mircosystems), a JVM definition is “A software ‘execution engine’ that safely and compatibly executes the byte codes in Java class files on a microprocessor (whether in a computer or in another electronic device)”. According to Oracle (Sun Mircosystems), a Virtual Machine definition is “An abstract specification for a computing device that can be implemented in different ways, in software or hardware. You compile to the instruction set of a virtual machine much like you'd compile to the instruction set of a microprocessor. The Java virtual machine consists of a bytecode instruction set, a set of registers, a stack, a garbage-collected heap, and an area for storing methods.” VM model emulates the physical computer so as to execute the bytecode. Java works on WORA: “write once, run anywhere” concept. This is implements though JVM which is a software for non virtual hardware and for standard operating systems. JVM comes along with a set of libraries which implement JAVA API’s and constitutes JRE (Java Runtime Environment). This environment can also be used to compile and execute the code of other language like Ada.
  • 2. 2 | Article by Subnesh Sharma | In industry, JVM flavors are distributed by many vendors like Oracle, IBM, HP etc. These all flavors are following the JVM specification published by Sun/Oracle. 2. JVM Subcomponents After getting the conceptual understanding of JVM, let focus on its internal architecture: Virtual machine instance is composed of subsystems, memory areas, data types, and instructions. These components make an abstract inner architecture for the abstract Java virtual machine. The purpose of these components is to define the behavior of JVM implementation towards the external resources rather than implementation of internal architecture. The specification defines the required behavior of any Java virtual machine implementation in terms of these abstract components and their interactions. JVM is composed of two major sub components 1. Execution engine 2. Class Loaders 2.1 Execution engine: it’s responsible for executing the instructions contained in the methods of loaded classes 2.2 Class Loader: a mechanism for loading types (classes and interfaces) given fully qualified names.
  • 3. 3 | Article by Subnesh Sharma | Class loaders are of two types: 2.2.1 System class loader 2.2.2 Custom Class loader Following diagram shows the level of class loader Bootstrap Class Loader is responsible to load all the prerequisites classes and interface to accomplish the loading activity so as to launch application. Ext class loader is used to load custom class loader which affects the loading process of all applications for this JVM. The destination of this jar file is under “JRE_HOME/lib/ext” and it introduces global customization to loading process. App class loader is used to load custom class loader for this application only. Custom Class Loaders are derived from java.lang.ClassLoader class. To load a class use loadClass() method with appropriate parameters. 2.3 Method Area JVM architecture consists of run time data area which contains components like method area, heap, method stacks, thread stack frames, java stacks etc. Method area is a vital part of run time data area. Inside a Java virtual machine instance, information about loaded types is stored in a logical area of memory called the method area. When the Java virtual machine loads a type, it uses a class loader to locate the appropriate class file. The class loader reads in the class file--a linear stream of binary data--and passes it to the virtual machine. The virtual machine extracts information about the type from the binary data and stores the information in the method area. Memory for class (static) variables declared in the class is also taken from the method area. Heap, again a vital and very important component of run time data area, contains all allocated objects and references of these objects are kept in Method tables in Method area for JVM use and access. Bootstrap Class Loader Ext Class Loader App Class Loader
  • 4. 4 | Article by Subnesh Sharma | Java Stacks automatically gets create when a new thread is generated. These stacks are composed of multiple stack frames which internally keep local variables and partial results, and play a part in method invocation and return. The Java virtual machine can support many threads of execution at once. Each Java virtual machine thread has its own pc (program counter) register. At any point, each Java virtual machine thread is executing the code of a single method, the current method for that thread. If that method is not native, the pc register contains the address of the Java virtual machine instruction currently being executed. If the method currently being executed by the thread is native, the value of the Java virtual machine's pc register is undefined. The Java virtual machine's pc register is wide enough to hold a returnAddress or a native pointer on the specific platform. Native method stacks are in use when java application is going to interact with some native codes. These stacks can be used by the implementation of an interpreter for the Java virtual machine's instruction set in a language such as C and that’s why these conventional stacks are colloquially called "C stacks”. Apart from these components, there are some more components which are playing magic games for the execution of java application. These components are given below: Byte Code Verifier: The JVM verifies all bytecode before it is executed. Verification process includes the verification of the magic number which is generated by “javac” compiler at the time of compilation. This verification consists primarily of three types of checks:  Branches are always to valid locations  Data is always initialized and references are always type-safe  Access to "private" or "package private" data and methods is rigidly controlled. First two activities happen when verification process is going on where as last activity happens dynamically. JIT Compiler: The simplest tool used to increase the performance of an application is the Just-In-Time (JIT) compiler. A JIT is a code generator that converts Java bytecode into native machine code. Java programs invoked with a JIT generally run much faster than when the bytecode is executed by the interpreter. The Java Hotspot VM removes the need for a JIT compiler in most cases however JIT compiler being used in earlier releases still. 3. Summary Understanding of internal architecture of JVM will definitely help to better know the behavior of JVM in different situations. These details must have revealed hidden facts about JVM and how java based programs run and get executed. Keep learning!
  • 5. 5 | Article by Subnesh Sharma | Bibliography: http://www.oracle.com/technetwork/java/index.html www.artima.com