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Human Performance
Maintenance Briefing Notes                                                            Error Management




                                                              Maintenance Briefing Notes
                                                                    Human Performance
                                                                      Error Management




   I   Preface
       I am pleased to present the second issue of the Maintenance Briefing Notes. Further to
       the first issue, we received positive feedback from a number of you, encouraging us to
       continue in the same spirit.
       I would like to thank everyone involved in preparing and publishing this new issue.
       This second Maintenance Briefing Note will report on the results from a recent airline
       survey focusing on maintenance personnel and their perception on human factors and
       maintenance errors, as well as provide a case study related to engine cowl loss in flight.
       The case study re-emphasizes that despite advanced technical prevention methods,
       the human being, by strict adherence to procedures, is an essential element in
       the chain to prevent maintenance errors from occurring.
       I look forward to your feedback and comments following this issue. We are also always
       open to any suggestions for future issues that will apply to contemporary matters
       relating to human factors in the industry today.


       Frank Schreiber
       VP Maintenance Engineering Services




                                               Page 1 of 18
Human Performance
Maintenance Briefing Notes                                                               Error Management




   II   Learning from the Maintenance Environment
        Communication of technical incidents today are well documented, with well established
        communication lines and processes between the operator and the manufacturer.
        A number of incidents are related to maintenance operations and maintenance errors.
        When it comes to understanding the various circumstances of maintenance errors, i.e.
        addressing the aspects of human factors in maintenance, then fact finding and
        reporting becomes more challenging.
        To better understand the customer’s maintenance operation, Airbus launched in 2006,
        a maintenance questionnaire specifically dedicated to maintenance personnel.
        The objectives of this questionnaire were twofold:

        •   to obtain up-to-date feedback from maintenance operation; and

        •   to share the results within the airline maintenance community.

        This issue of the Maintenance Briefing          Notes   will   present   the   summary   of
        the maintenance operations survey.


  III   Maintenance Operations Survey
        A number of randomly selected airlines spread over Western and Eastern Europe have
        been contacted to participate in this survey, and were provided with a questionnaire
        specifically designed for maintenance technicians, and for middle maintenance
        management and supervisors.
        Each questionnaire contained about 50 questions, and provisions for free text to add
        comments or suggestions.
        The questionnaire was divided in two main parts:

        •   the first part covered the subject on most common outcomes of maintenance error
            occurrences; and,

        •   the second part was dedicated to organizational cultures, such as reporting
            systems, transparency, communication, etc.




                                               Page 2 of 18
Human Performance
Maintenance Briefing Notes                                                                  Error Management




 III.1 Survey coverage and objectives


       Part One: Most common Outcome of Maintenance Error Occurrences

                          To find out the most common outcomes of maintenance errors in
                          the company

                          To identify the most likely reason for those outcomes

                          To identify the most frequent types of maintenance errors

                          To find out when usually are the errors detected

                          To find out what does “violation” means for respondents

                          To find out the most significant reasons for violations

       Part Two: Organizational Culture

                          To find out why the deviation from the procedures occurs

                          To find out the level of supervision when accomplishing a task

                          To identify personnel awareness of the maintenance environment

                          To find out the importance of reporting and its impact on
                          employees

                          To find out if the related trainings on human factors                   in
                          maintenance environment exist within the company



      Out of the contacted airlines,       about   half      responded   positively   and    returned
      the completed questionnaires.
      For reasons of confidentiality, the names of the contacted airlines, and their individual
      replies are not disclosed.
      The summary of the replies, as outlined below, are from a limited sample size, and are
      to be considered as qualitative indicators only. However, they will be complemented by
      statistical information from other Airbus sources as presented in the section “In-service
      maintenance event analysis” of this report.




                                              Page 3 of 18
Human Performance
Maintenance Briefing Notes                                                                    Error Management




  IV   Summary of Survey Results


 IV.1 Most common outcomes of maintenance errors in the organization
       As Table 1 indicates, the most common outcomes for airline related maintenance
       occurrence were part / aircraft damaged during maintenance. This was followed by
       incorrect installation (orientation of a part) and incomplete installation.



                   Table 1 - The Most Common Outcomes of Maintenance Errors




                                               Incorrect installation (orientation of part)
                                               Incomplete installation
                                               Part/aircraft damaged during maintenance
                                               Tool lost on aircraft
                                               Material left on aircraft
                                               Injury to personnel
                                               System operated unsafely



       Reasons given for part / aircraft damaged during maintenance were ‘time pressure’,
       followed by ‘fatigue’, ‘shifts hand-over communication problems’ and ‘environment’.
       Incorrect installation or orientation of part was explained by ‘time pressure’, followed by
       ‘lack of technical knowledge / skills / qualification’ and ‘inadequate training’.
       The most likely reason given for incomplete installation was ‘time pressure’, followed by
       ‘lack of technical knowledge/skills/qualification’, ‘lack of communication’ and ‘fatigue’.
       ‘Time pressure’ and ‘lack of technical knowledge and skills’ were among the most likely
       reasons for the above occurrences of maintenance errors.
       Problems with high workload; the workforce being spread too thinly over the jobs;
       many interruptions; too little time to do the job, were reported by the respondents to
       be factors that have to be considered by management at the highest level, as they are
       the results of ‘Pressure’.




                                               Page 4 of 18
Human Performance
Maintenance Briefing Notes                                                                              Error Management




 IV.2 The most frequent types of errors in maintenance
      The most frequent errors, as illustrated in Table 2, are ‘improper servicing’ (service not
      performed; system not re-/deactivated; insufficient fluid), ‘improper fault isolation’
      (system not properly         tested; not properly inspected) following by ‘improper
      installation’ (incomplete installation; wrong orientation).



                                 Table 2 - The Most Frequent Types of Errors




                                                                             Improper servicing
                                                                             Improper fault isolation
                                                                             Improper installation
                                                                             Other




      Among other types of errors are ‘general improper aircraft maintenance due to
      economic pressure’, ‘incorrect interpretation of maintenance task or technical manuals’,
      and ‘damage of aircraft‘.
      In the opinion of those surveyed, as illustrated in Table 3,most of them consider ‘not
      using the technical documentation’ (for example the Aircraft Maintenance Manual -
      AMM) as a violation*.
      This is followed by ‘performing a maintenance task without a procedure’ and ‘servicing
      without a checklist’.




      *
          A violation is an intentional deviation from procedures or practices (e.g. non-compliant actions that
          have become normal, performed necessarily in order to get a job done, etc..).




                                                       Page 5 of 18
Human Performance
Maintenance Briefing Notes                                                                                         Error Management




                                  Table 3 - Perception of violation




                                   Speeding




                                                                                                 Changing the
                                                                                documentation
                      Servicing




                                              Omitting job




                                                               task without a
                                                                Performing a



                                                                                 Not using the
                      without a
                      checklist




                                                                                                 order of job
                                                                 procedure




                                                                                 (e.g. AMM)
                                                                                  technical
                                                task




      The most likely reason for ‘not using technical documentation‘ are ‘it is unavailable’,       steps
      closely followed by ‘the job was carried out several times, and became a routine task’,
      and ‘the preparation of technical documentation needs more time than the job itself’.


  V   In-Service Maintenance Events Analysis
      As said earlier, the results of the questionnaire are not meant to be of statistical
      relevance due to it’s limited number of participating airlines.
      However, they can be compared and supported by an analysis using the Airbus In-
      Service event data base, filtered by those events related to maintenance operations.
      For this analysis, an investigation was done on the basis of reports on delays /
      cancellations, and in-flight turn backs, using a representative time frame, number of
      airlines, and reports.
      The results of this research is presented in Tables 4 and 5.




                                                             Page 6 of 18
Human Performance
Maintenance Briefing Notes
                                                                                   Error Management




                             Table 4 - Errors during Maintenance




                                Removal
             Human                1%                 Others 11%
          movement 2%
                                                                            Installation
                                                                               72%
           Test 2%

           Job Set-up /
           Preparation
               3%


            Servicing
              9%




                        Table 5 - Top-six Error Types during Installation
                                                                     5%
                                                                6%                  13%
         Installation- Incomplete- Component
         installed but not secured
         Installation- Incorrect- Incorrect torque
         applied                                            8%
         Installation- Incomplete- Component/ fluid/                 9%            10%
         material missing
         Installation- Incomplete- Access panel not
         closed/ secured
         Installation- Incorrect- System/ equipment
         incorrectly set or re-set
         Installation- Incorrect- Incorrect component/
         part/ fluid/ gas/ material installed




                                                 Page 7 of 18
Human Performance
Maintenance Briefing Notes                                                            Error Management




  VI   Synthesis of Survey and Events Analysis


 VI.1 Maintenance errors patterns
       Although both surveys were done using different methology and population, the general
       trend is confirmed that in most instances, maintenance errors were performed during
       component installation.
       This trend was visible throughout all ATA chapters, and follows also the conclusion of
       other similar aviation research activities.
       Within the installation process, and looking at a more detailed activity level, it was
       found that:
       •   Installed, but not attached / secured
       •   Parts missing
       •   Access panel not closed
       •   Wrong location of parts
       … were the most frequent error types.


 VI.2 Organizational culture
       A company’s culture is one of the significant factors, influencing human performance.
       Being now more familiar with the outcomes of maintenance errors and their reasons,
       we will see how the mechanics and their supervisors have perceived reporting and
       safety concerned issues.
       The respondents reported using the authorized procedures referenced in technical data,
       either always or very often. The mechanics use approved parts or lubricants; however,
       in some cases, due to lack of spares in stock they use non-approved parts and launch
       the request to engineering in order to validate the interchangeability. Most of the time
       maintenance engineers before signing off on job cards pay attention if the task was
       carefully accomplished, but they also reported that under time pressure one can
       overlook if the task was completed to sign-off on job cards.


 VI.3 Reporting
       Respondents were asked about their attitude towards reporting. Most of the mechanics
       feel comfortable reporting safety problems to their supervisors, and the vast majority of
       them strongly agree that it is their responsibility to report the errors to their
       supervisors, regardless of the consequences.
       Repondents from managerial levels consider that their mechanics and themselves either
       always or very often feel comfortable reporting maintenance error problems. However,
       some responses revealed, that managers occasionally or even fairly often keep
       information informal instead of using an official channel. One of the possible reasons for




                                               Page 8 of 18
Human Performance
Maintenance Briefing Notes                                                           Error Management




      this is ‘using an official channel is very complicated’. Most of the respondents preferred
      not to comment.


 VI.4 Impact on reporting
      The maintenance technicians were asked to define the possible impacts of reporting.
      The impact of reporting seen by the respondents:

      •   continuing training;

      •   accountability;

      •   alerting the people of the possibility the errors being possible;

      •   avoiding re-occurrence of errors;

      •   completing written reports to assist safety /quality investigations;

      •   improving safety;

      •   learning from the reporting (no blame policy) and adapting procedures and
          knowledge during trainings;

      •   loosing a job or getting sidelined; and,

      •   nothing.


      Most of these responses with exception of two last ones confirm positive attitude
      towards reporting in these companies.
      Some of the managers still hope that reporting will lead to the improvement of the
      maintenance process and will have only positive result; however, very often when
      reporting the problems ‘nothing happens’.


 VI.5 Perception of safety by mechanics
      Several questions on the perception of safety were asked to the mechanics.
      Either occasionally or fairly often the mechanics deliver instructions on safety
      procedures to direct reports. Most of the mechanics never feel that the flight safety is
      compromised to over-productivity. The safety of the personnel plays an important role
      in their organizations, with the exception of some respondents who occasionally feel
      that the safety of personnel is compromised in the interest of productivity. Mechanics
      ‘fairly often’ feel that senior leadership listen to, and care about safety.




                                               Page 9 of 18
Human Performance
Maintenance Briefing Notes                                                               Error Management




 VI.6 Feedback on safety performance
      While reporting is in place, feedback might be provided to all the employees concerned
      in order to improve the safety conditions and reduce error reoccurrence. Table 6 thru
      Table 8, below, illustrate of how often the participants receive constructive feedback
      from their supervisors about their safety performance; receive constructive feedback
      from the direct reports about their safety performance; and how often they receive
      positive feedback about their safety performance.



                         Table 6 - Receice Constructive Feedback From
                           the Supervisor About Safety Performance




                        never    occasionally    fairly often   very often   always




                                                Page 10 of 18
Human Performance
Maintenance Briefing Notes                                                              Error Management




                   Table 7 - Receive Constructive Feedback
               From the Direct Reports About Safety Performance




                never      occasionally     fairly often    very often    alw ays




                         Table 8 - Receive Positive Feedback
                              About Safety Performance




                 never      occasionally     fairly often    very often    alw ays




                                           Page 11 of 18
Human Performance
Maintenance Briefing Notes                                                             Error Management




 VI.7 Training on Human Factors
      Most of the mechanics reported to attend Human Factors trainings. Some participated
      twice a year, others once in two years.
      Respondents from the management confirmed to have a Human Factor Program within
      their companies. It exists between 5 to 10 years, and it improved the management of
      human factor errors in their organization. They also have training on Human Factor,
      and training tools are sufficient to manage maintenance errors.


 VI.8 Survey free comments
      Several participants that were surveyed, provided their comments and suggestions.
      Their feedback is presented below, without any order of priority.


      Maintenance errors can be managed by …

      •   Better communication, training and equipment;

      •   Developing a good attitude towards following the procedures and identifying a ‘bad’
          or cumbersome procedure for the modification, better organization;

      •   Human factors evaluation of events involving personnel involved to ensure exact
          causes are identified;

      •   Analysing reasons of errors and minimizing the chance of their repetition;

      •   Making available a more 'easy to use' maintenance manual system;

      •   Increasing manpower and ground time;

      •   Providing regular personal feedback;

      •   Setting up an error and quality awareness program; and

      •   Talking openly about failures and maintenance errors.




                                             Page 12 of 18
Human Performance
Maintenance Briefing Notes                                                           Error Management




     Maintenance personnel working conditions can be improved by …

     •   Shift work is a fact of aviation work life. Recognizing that constantly changing sleep
         schedules (-rest and work patterns) requires continuous monitoring to ensure staff
         are ‘fit’. Work in different weather conditions is also part of aviation work life, the
         aircraft should be completely parked in well-lit hangars for maintenance and
         servicing. Tools and equipment, technical documentation must be available without
         delays, which if not available may cause someone to proceed in haste,

     •   Shift pattern evaluation to match workload to manpower available,

     •   Better organizing of shifts and manpower on checks,

     •   Internal communication and processes could be improved,

     •   Equalize the different customer procedures and requirements,

     •   More time - use all safety and check manpower,

     •   Provide tool facilities and trainings,

     •   Take into consideration all aspect of human factors; and,

     •   Maintenance personnel ‘have to change attitude and this can only be achieved by
         means of their appraisals.’


     Additional comments and suggestions …

     •   Give more detailed access to interchange ability and mod status;

     •   It is time that engineers put behind them the feeling that managers talk about
         following safety and procedures for public consumption only, and privately expect
         them to operate outside of safety and procedures to get the job done;

         If the company has a policy on safety and procedures then it should be accepted
         that this is the policy and engineers should work within this framework only;

         I'm sure you wont find management complaining. The most important human
         factor for this is awareness and communication;

     •   Human factors training must be provided for all personnel involved in aircraft
         maintenance before a person starts working on aircraft / systems, e.g. Planning,
         Engineering, etc;




                                                  Page 13 of 18
Human Performance
Maintenance Briefing Notes                                                           Error Management




        •   Clean the AMM from cautions, warnings and notes like: quot;Be careful when you drain
            oil from a hot engine. Hot oil is dangerous. If it touches your body or eyes it will
            burn badly!quot;- then the AMM will be read properly again by maintenance staff;

        •   Job cards, log books and work paper related administrative procedures should be
            standardized worldwide. It seems that the paperwork on aircraft maintenance
            becomes more important than the work itself;

        •   Reduce time pressure;

        •   Work instruction in the AMM /task cards should be clear defined. In some cases
            there is too much information in wrong place. Important information is hidden in
            the text; and,

        •   Not mentioning errors means you hide these problems, this is not allowed.
            Making mistakes can happen to everyone. Take the necessary steps and attitude so
            it won’t happen anymore, and more importantly let the other people know what
            happened, so they can learn from it.


  VII   Case Study
        “Improper closing and securing of access panels” were cited as being amongst the most
        frequent maintenance errors conducted by the surveys explained above.
        One of the most “visible”, and probably most expensive consequence of not correctly
        securing panels, are the number of fan cowl door losses reported after take-off.




                                               Page 14 of 18
Human Performance
Maintenance Briefing Notes                                                            Error Management




     The events of fan cowl door losses were reported randomly over the past years, and in
     every case the post-incident investigations revealed the same findings:

     •   The cowls were opened for maintenance prior to the flight;

     •   The cowls were found un-latched and not properly hooked and secured;

     •   Air scooping after take-off resulted consequently in the cowls separation;

     •   In each case the aircraft performed an in-flight turn-back followed by a safe
         landing; and,

     •   Consequential structural damage further to impact with pylons, slats, flaps, fuselage
         skin and MLG, was ranging from minor to severe.


     A number of modifications were made available, and have been successively introduced
     into the production line as summarized below:

     •   Fluorescent paint on the forward cowl door latch handles :

         -    V2500: IAE SB V2500-NAC-71-0227

         -    CFM: GOODRICH SB RA320071-117

             Ease visibility when not correctly secured




                                                Page 15 of 18
Human Performance
Maintenance Briefing Notes                                                              Error Management




     •   Caution decal on the outboard fan cowl doors :

         -    V2500: IAE SB V2500-NAC-71-0235

         -    CFM: GOODRICH SB RA32071-117

             Caution note within working area



     •   Latch assy modification to ensure that latch handles will hang down if :

         -    unlatched: weighted latch and improved anti-swivel plate

         -    V2500: IAE SB          V2500-NAC-71-0256           and   AIRBUS   SB   A320-71-1028
              (AD 2003-18-06)

             Improved visibility of an unlocked door



     •   Hold open device :

         -    V2500: IAE SB          V2500-NAC-71-0259           and   AIRBUS   SB   A320-71-1028
              (AD 2003-18-06)

             Ease detection, e.g. during flight crew visual inspection



     •   Installation of new restrainers to prevent improper rotation of the eye-bolt :

         -    CFM: GOODRICH SB RA32071-117

             “Murphy proof” design concept



     •   Installation of improved latch handle hook spring :

         -    CFM: GOODRICH SB RA32071-117

             Design change




                                                 Page 16 of 18
Human Performance
Maintenance Briefing Notes                                                      Error Management




     There are also Standard Operating Procedures (ref. to A318/A319/A320/A321 FCOM
     Chapter 3.03.05) asking the flight crew members to visually inspect that the fan cowl
     doors are closed and latched prior to each flight.




     However, there are more recent in-service reports about fan cowl door losses, even on
     modified aircraft, and Standard Operating Procedures in place.
     It confirms that the maintenance technicians are the important element in the chain of
     preventive measures by strictly adhering to the instructions as per AMM 71-13-00 for
     proper latching and closing of fan cowl doors after each maintenance requiring cowl
     opening.




                                           Page 17 of 18
Human Performance
Maintenance Briefing Notes                                                                                            Error Management




 VIII   Conclusion
        The aircraft manufacturer has the privilege of receiving operational information
        worldwide from a diverse customer base. Sharing such information with our customer is
        one of the objectives of the Maintenance Briefing Notes.
        As one can see, maintenance errors during installation procedures, and securing of
        components, are one of the most frequent error types.
        This is one of the reasons we chose the case study of engine fan cowl losses. It also
        shows that despite technical modifications and improvements of technical manuals, the
        human being, i.e. the maintenance technician in our case, is an essential and non-
        replaceable element in the chain to ensure a safe and cost efficient aircraft operation.
        We hope you found this issue interesting and worthwhile, and as mentioned in the
        preface, we look forward to your comments and feedback, either to
        mailto:uwe.eggerling@airbus.com or mailto:frank.schreiber@airbus.com
        The next issue of the Maintenance Briefing Notes will be published in the Fall this year.




        This Maintenance Briefing Note (MBN) is part of a set of Briefing Notes that provide an overview of the applicable standards,
        techniques, best practices, human factors, suggested company prevention strategies and personal lines-of-defense related to
        major threats and hazards that may affect maintenance.

        This MBN is intended to enhance the reader's safety awareness but it shall not supersede the applicable regulations and the
        Airbus or airline's maintenance documentation; should any deviation appear between this MBN and the Airbus or airline’s
        maintenance documentation, the latter shall prevail at all times.

        In the interest of aviation safety, this MBN may be reproduced in whole or in part - in all media - or translated; any use of
        this MBN shall not modify its contents or alter an excerpt from its original context. Any commercial use is strictly excluded.
        All uses shall credit Airbus.

        Airbus shall have no liability or responsibility for the use of this MBN, the correctness of the duplication, adaptation or
        translation and for the updating and revision of any duplicated version.

                                                        Airbus Customer Services
                                                   Maintenance Engineering Services
                                 1 Rond Point Maurice Bellonte - 31707 BLAGNAC CEDEX FRANCE
                               MBN Reference : MAINT – HUM_PER – SEQ 02 – REV 01 – JULY. 2007




                                                               Page 18 of 18

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Media Object File Maint Hum Per Seq02

  • 1. Human Performance Maintenance Briefing Notes Error Management Maintenance Briefing Notes Human Performance Error Management I Preface I am pleased to present the second issue of the Maintenance Briefing Notes. Further to the first issue, we received positive feedback from a number of you, encouraging us to continue in the same spirit. I would like to thank everyone involved in preparing and publishing this new issue. This second Maintenance Briefing Note will report on the results from a recent airline survey focusing on maintenance personnel and their perception on human factors and maintenance errors, as well as provide a case study related to engine cowl loss in flight. The case study re-emphasizes that despite advanced technical prevention methods, the human being, by strict adherence to procedures, is an essential element in the chain to prevent maintenance errors from occurring. I look forward to your feedback and comments following this issue. We are also always open to any suggestions for future issues that will apply to contemporary matters relating to human factors in the industry today. Frank Schreiber VP Maintenance Engineering Services Page 1 of 18
  • 2. Human Performance Maintenance Briefing Notes Error Management II Learning from the Maintenance Environment Communication of technical incidents today are well documented, with well established communication lines and processes between the operator and the manufacturer. A number of incidents are related to maintenance operations and maintenance errors. When it comes to understanding the various circumstances of maintenance errors, i.e. addressing the aspects of human factors in maintenance, then fact finding and reporting becomes more challenging. To better understand the customer’s maintenance operation, Airbus launched in 2006, a maintenance questionnaire specifically dedicated to maintenance personnel. The objectives of this questionnaire were twofold: • to obtain up-to-date feedback from maintenance operation; and • to share the results within the airline maintenance community. This issue of the Maintenance Briefing Notes will present the summary of the maintenance operations survey. III Maintenance Operations Survey A number of randomly selected airlines spread over Western and Eastern Europe have been contacted to participate in this survey, and were provided with a questionnaire specifically designed for maintenance technicians, and for middle maintenance management and supervisors. Each questionnaire contained about 50 questions, and provisions for free text to add comments or suggestions. The questionnaire was divided in two main parts: • the first part covered the subject on most common outcomes of maintenance error occurrences; and, • the second part was dedicated to organizational cultures, such as reporting systems, transparency, communication, etc. Page 2 of 18
  • 3. Human Performance Maintenance Briefing Notes Error Management III.1 Survey coverage and objectives Part One: Most common Outcome of Maintenance Error Occurrences To find out the most common outcomes of maintenance errors in the company To identify the most likely reason for those outcomes To identify the most frequent types of maintenance errors To find out when usually are the errors detected To find out what does “violation” means for respondents To find out the most significant reasons for violations Part Two: Organizational Culture To find out why the deviation from the procedures occurs To find out the level of supervision when accomplishing a task To identify personnel awareness of the maintenance environment To find out the importance of reporting and its impact on employees To find out if the related trainings on human factors in maintenance environment exist within the company Out of the contacted airlines, about half responded positively and returned the completed questionnaires. For reasons of confidentiality, the names of the contacted airlines, and their individual replies are not disclosed. The summary of the replies, as outlined below, are from a limited sample size, and are to be considered as qualitative indicators only. However, they will be complemented by statistical information from other Airbus sources as presented in the section “In-service maintenance event analysis” of this report. Page 3 of 18
  • 4. Human Performance Maintenance Briefing Notes Error Management IV Summary of Survey Results IV.1 Most common outcomes of maintenance errors in the organization As Table 1 indicates, the most common outcomes for airline related maintenance occurrence were part / aircraft damaged during maintenance. This was followed by incorrect installation (orientation of a part) and incomplete installation. Table 1 - The Most Common Outcomes of Maintenance Errors Incorrect installation (orientation of part) Incomplete installation Part/aircraft damaged during maintenance Tool lost on aircraft Material left on aircraft Injury to personnel System operated unsafely Reasons given for part / aircraft damaged during maintenance were ‘time pressure’, followed by ‘fatigue’, ‘shifts hand-over communication problems’ and ‘environment’. Incorrect installation or orientation of part was explained by ‘time pressure’, followed by ‘lack of technical knowledge / skills / qualification’ and ‘inadequate training’. The most likely reason given for incomplete installation was ‘time pressure’, followed by ‘lack of technical knowledge/skills/qualification’, ‘lack of communication’ and ‘fatigue’. ‘Time pressure’ and ‘lack of technical knowledge and skills’ were among the most likely reasons for the above occurrences of maintenance errors. Problems with high workload; the workforce being spread too thinly over the jobs; many interruptions; too little time to do the job, were reported by the respondents to be factors that have to be considered by management at the highest level, as they are the results of ‘Pressure’. Page 4 of 18
  • 5. Human Performance Maintenance Briefing Notes Error Management IV.2 The most frequent types of errors in maintenance The most frequent errors, as illustrated in Table 2, are ‘improper servicing’ (service not performed; system not re-/deactivated; insufficient fluid), ‘improper fault isolation’ (system not properly tested; not properly inspected) following by ‘improper installation’ (incomplete installation; wrong orientation). Table 2 - The Most Frequent Types of Errors Improper servicing Improper fault isolation Improper installation Other Among other types of errors are ‘general improper aircraft maintenance due to economic pressure’, ‘incorrect interpretation of maintenance task or technical manuals’, and ‘damage of aircraft‘. In the opinion of those surveyed, as illustrated in Table 3,most of them consider ‘not using the technical documentation’ (for example the Aircraft Maintenance Manual - AMM) as a violation*. This is followed by ‘performing a maintenance task without a procedure’ and ‘servicing without a checklist’. * A violation is an intentional deviation from procedures or practices (e.g. non-compliant actions that have become normal, performed necessarily in order to get a job done, etc..). Page 5 of 18
  • 6. Human Performance Maintenance Briefing Notes Error Management Table 3 - Perception of violation Speeding Changing the documentation Servicing Omitting job task without a Performing a Not using the without a checklist order of job procedure (e.g. AMM) technical task The most likely reason for ‘not using technical documentation‘ are ‘it is unavailable’, steps closely followed by ‘the job was carried out several times, and became a routine task’, and ‘the preparation of technical documentation needs more time than the job itself’. V In-Service Maintenance Events Analysis As said earlier, the results of the questionnaire are not meant to be of statistical relevance due to it’s limited number of participating airlines. However, they can be compared and supported by an analysis using the Airbus In- Service event data base, filtered by those events related to maintenance operations. For this analysis, an investigation was done on the basis of reports on delays / cancellations, and in-flight turn backs, using a representative time frame, number of airlines, and reports. The results of this research is presented in Tables 4 and 5. Page 6 of 18
  • 7. Human Performance Maintenance Briefing Notes Error Management Table 4 - Errors during Maintenance Removal Human 1% Others 11% movement 2% Installation 72% Test 2% Job Set-up / Preparation 3% Servicing 9% Table 5 - Top-six Error Types during Installation 5% 6% 13% Installation- Incomplete- Component installed but not secured Installation- Incorrect- Incorrect torque applied 8% Installation- Incomplete- Component/ fluid/ 9% 10% material missing Installation- Incomplete- Access panel not closed/ secured Installation- Incorrect- System/ equipment incorrectly set or re-set Installation- Incorrect- Incorrect component/ part/ fluid/ gas/ material installed Page 7 of 18
  • 8. Human Performance Maintenance Briefing Notes Error Management VI Synthesis of Survey and Events Analysis VI.1 Maintenance errors patterns Although both surveys were done using different methology and population, the general trend is confirmed that in most instances, maintenance errors were performed during component installation. This trend was visible throughout all ATA chapters, and follows also the conclusion of other similar aviation research activities. Within the installation process, and looking at a more detailed activity level, it was found that: • Installed, but not attached / secured • Parts missing • Access panel not closed • Wrong location of parts … were the most frequent error types. VI.2 Organizational culture A company’s culture is one of the significant factors, influencing human performance. Being now more familiar with the outcomes of maintenance errors and their reasons, we will see how the mechanics and their supervisors have perceived reporting and safety concerned issues. The respondents reported using the authorized procedures referenced in technical data, either always or very often. The mechanics use approved parts or lubricants; however, in some cases, due to lack of spares in stock they use non-approved parts and launch the request to engineering in order to validate the interchangeability. Most of the time maintenance engineers before signing off on job cards pay attention if the task was carefully accomplished, but they also reported that under time pressure one can overlook if the task was completed to sign-off on job cards. VI.3 Reporting Respondents were asked about their attitude towards reporting. Most of the mechanics feel comfortable reporting safety problems to their supervisors, and the vast majority of them strongly agree that it is their responsibility to report the errors to their supervisors, regardless of the consequences. Repondents from managerial levels consider that their mechanics and themselves either always or very often feel comfortable reporting maintenance error problems. However, some responses revealed, that managers occasionally or even fairly often keep information informal instead of using an official channel. One of the possible reasons for Page 8 of 18
  • 9. Human Performance Maintenance Briefing Notes Error Management this is ‘using an official channel is very complicated’. Most of the respondents preferred not to comment. VI.4 Impact on reporting The maintenance technicians were asked to define the possible impacts of reporting. The impact of reporting seen by the respondents: • continuing training; • accountability; • alerting the people of the possibility the errors being possible; • avoiding re-occurrence of errors; • completing written reports to assist safety /quality investigations; • improving safety; • learning from the reporting (no blame policy) and adapting procedures and knowledge during trainings; • loosing a job or getting sidelined; and, • nothing. Most of these responses with exception of two last ones confirm positive attitude towards reporting in these companies. Some of the managers still hope that reporting will lead to the improvement of the maintenance process and will have only positive result; however, very often when reporting the problems ‘nothing happens’. VI.5 Perception of safety by mechanics Several questions on the perception of safety were asked to the mechanics. Either occasionally or fairly often the mechanics deliver instructions on safety procedures to direct reports. Most of the mechanics never feel that the flight safety is compromised to over-productivity. The safety of the personnel plays an important role in their organizations, with the exception of some respondents who occasionally feel that the safety of personnel is compromised in the interest of productivity. Mechanics ‘fairly often’ feel that senior leadership listen to, and care about safety. Page 9 of 18
  • 10. Human Performance Maintenance Briefing Notes Error Management VI.6 Feedback on safety performance While reporting is in place, feedback might be provided to all the employees concerned in order to improve the safety conditions and reduce error reoccurrence. Table 6 thru Table 8, below, illustrate of how often the participants receive constructive feedback from their supervisors about their safety performance; receive constructive feedback from the direct reports about their safety performance; and how often they receive positive feedback about their safety performance. Table 6 - Receice Constructive Feedback From the Supervisor About Safety Performance never occasionally fairly often very often always Page 10 of 18
  • 11. Human Performance Maintenance Briefing Notes Error Management Table 7 - Receive Constructive Feedback From the Direct Reports About Safety Performance never occasionally fairly often very often alw ays Table 8 - Receive Positive Feedback About Safety Performance never occasionally fairly often very often alw ays Page 11 of 18
  • 12. Human Performance Maintenance Briefing Notes Error Management VI.7 Training on Human Factors Most of the mechanics reported to attend Human Factors trainings. Some participated twice a year, others once in two years. Respondents from the management confirmed to have a Human Factor Program within their companies. It exists between 5 to 10 years, and it improved the management of human factor errors in their organization. They also have training on Human Factor, and training tools are sufficient to manage maintenance errors. VI.8 Survey free comments Several participants that were surveyed, provided their comments and suggestions. Their feedback is presented below, without any order of priority. Maintenance errors can be managed by … • Better communication, training and equipment; • Developing a good attitude towards following the procedures and identifying a ‘bad’ or cumbersome procedure for the modification, better organization; • Human factors evaluation of events involving personnel involved to ensure exact causes are identified; • Analysing reasons of errors and minimizing the chance of their repetition; • Making available a more 'easy to use' maintenance manual system; • Increasing manpower and ground time; • Providing regular personal feedback; • Setting up an error and quality awareness program; and • Talking openly about failures and maintenance errors. Page 12 of 18
  • 13. Human Performance Maintenance Briefing Notes Error Management Maintenance personnel working conditions can be improved by … • Shift work is a fact of aviation work life. Recognizing that constantly changing sleep schedules (-rest and work patterns) requires continuous monitoring to ensure staff are ‘fit’. Work in different weather conditions is also part of aviation work life, the aircraft should be completely parked in well-lit hangars for maintenance and servicing. Tools and equipment, technical documentation must be available without delays, which if not available may cause someone to proceed in haste, • Shift pattern evaluation to match workload to manpower available, • Better organizing of shifts and manpower on checks, • Internal communication and processes could be improved, • Equalize the different customer procedures and requirements, • More time - use all safety and check manpower, • Provide tool facilities and trainings, • Take into consideration all aspect of human factors; and, • Maintenance personnel ‘have to change attitude and this can only be achieved by means of their appraisals.’ Additional comments and suggestions … • Give more detailed access to interchange ability and mod status; • It is time that engineers put behind them the feeling that managers talk about following safety and procedures for public consumption only, and privately expect them to operate outside of safety and procedures to get the job done; If the company has a policy on safety and procedures then it should be accepted that this is the policy and engineers should work within this framework only; I'm sure you wont find management complaining. The most important human factor for this is awareness and communication; • Human factors training must be provided for all personnel involved in aircraft maintenance before a person starts working on aircraft / systems, e.g. Planning, Engineering, etc; Page 13 of 18
  • 14. Human Performance Maintenance Briefing Notes Error Management • Clean the AMM from cautions, warnings and notes like: quot;Be careful when you drain oil from a hot engine. Hot oil is dangerous. If it touches your body or eyes it will burn badly!quot;- then the AMM will be read properly again by maintenance staff; • Job cards, log books and work paper related administrative procedures should be standardized worldwide. It seems that the paperwork on aircraft maintenance becomes more important than the work itself; • Reduce time pressure; • Work instruction in the AMM /task cards should be clear defined. In some cases there is too much information in wrong place. Important information is hidden in the text; and, • Not mentioning errors means you hide these problems, this is not allowed. Making mistakes can happen to everyone. Take the necessary steps and attitude so it won’t happen anymore, and more importantly let the other people know what happened, so they can learn from it. VII Case Study “Improper closing and securing of access panels” were cited as being amongst the most frequent maintenance errors conducted by the surveys explained above. One of the most “visible”, and probably most expensive consequence of not correctly securing panels, are the number of fan cowl door losses reported after take-off. Page 14 of 18
  • 15. Human Performance Maintenance Briefing Notes Error Management The events of fan cowl door losses were reported randomly over the past years, and in every case the post-incident investigations revealed the same findings: • The cowls were opened for maintenance prior to the flight; • The cowls were found un-latched and not properly hooked and secured; • Air scooping after take-off resulted consequently in the cowls separation; • In each case the aircraft performed an in-flight turn-back followed by a safe landing; and, • Consequential structural damage further to impact with pylons, slats, flaps, fuselage skin and MLG, was ranging from minor to severe. A number of modifications were made available, and have been successively introduced into the production line as summarized below: • Fluorescent paint on the forward cowl door latch handles : - V2500: IAE SB V2500-NAC-71-0227 - CFM: GOODRICH SB RA320071-117 Ease visibility when not correctly secured Page 15 of 18
  • 16. Human Performance Maintenance Briefing Notes Error Management • Caution decal on the outboard fan cowl doors : - V2500: IAE SB V2500-NAC-71-0235 - CFM: GOODRICH SB RA32071-117 Caution note within working area • Latch assy modification to ensure that latch handles will hang down if : - unlatched: weighted latch and improved anti-swivel plate - V2500: IAE SB V2500-NAC-71-0256 and AIRBUS SB A320-71-1028 (AD 2003-18-06) Improved visibility of an unlocked door • Hold open device : - V2500: IAE SB V2500-NAC-71-0259 and AIRBUS SB A320-71-1028 (AD 2003-18-06) Ease detection, e.g. during flight crew visual inspection • Installation of new restrainers to prevent improper rotation of the eye-bolt : - CFM: GOODRICH SB RA32071-117 “Murphy proof” design concept • Installation of improved latch handle hook spring : - CFM: GOODRICH SB RA32071-117 Design change Page 16 of 18
  • 17. Human Performance Maintenance Briefing Notes Error Management There are also Standard Operating Procedures (ref. to A318/A319/A320/A321 FCOM Chapter 3.03.05) asking the flight crew members to visually inspect that the fan cowl doors are closed and latched prior to each flight. However, there are more recent in-service reports about fan cowl door losses, even on modified aircraft, and Standard Operating Procedures in place. It confirms that the maintenance technicians are the important element in the chain of preventive measures by strictly adhering to the instructions as per AMM 71-13-00 for proper latching and closing of fan cowl doors after each maintenance requiring cowl opening. Page 17 of 18
  • 18. Human Performance Maintenance Briefing Notes Error Management VIII Conclusion The aircraft manufacturer has the privilege of receiving operational information worldwide from a diverse customer base. Sharing such information with our customer is one of the objectives of the Maintenance Briefing Notes. As one can see, maintenance errors during installation procedures, and securing of components, are one of the most frequent error types. This is one of the reasons we chose the case study of engine fan cowl losses. It also shows that despite technical modifications and improvements of technical manuals, the human being, i.e. the maintenance technician in our case, is an essential and non- replaceable element in the chain to ensure a safe and cost efficient aircraft operation. We hope you found this issue interesting and worthwhile, and as mentioned in the preface, we look forward to your comments and feedback, either to mailto:uwe.eggerling@airbus.com or mailto:frank.schreiber@airbus.com The next issue of the Maintenance Briefing Notes will be published in the Fall this year. This Maintenance Briefing Note (MBN) is part of a set of Briefing Notes that provide an overview of the applicable standards, techniques, best practices, human factors, suggested company prevention strategies and personal lines-of-defense related to major threats and hazards that may affect maintenance. This MBN is intended to enhance the reader's safety awareness but it shall not supersede the applicable regulations and the Airbus or airline's maintenance documentation; should any deviation appear between this MBN and the Airbus or airline’s maintenance documentation, the latter shall prevail at all times. In the interest of aviation safety, this MBN may be reproduced in whole or in part - in all media - or translated; any use of this MBN shall not modify its contents or alter an excerpt from its original context. Any commercial use is strictly excluded. All uses shall credit Airbus. Airbus shall have no liability or responsibility for the use of this MBN, the correctness of the duplication, adaptation or translation and for the updating and revision of any duplicated version. Airbus Customer Services Maintenance Engineering Services 1 Rond Point Maurice Bellonte - 31707 BLAGNAC CEDEX FRANCE MBN Reference : MAINT – HUM_PER – SEQ 02 – REV 01 – JULY. 2007 Page 18 of 18