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HIPAA &Patient Confidentiality
HIPAA &Patient Confidentiality
What is HIPAA?
 HIPAA is the Health Insurance Portability and
  Accountability Act, a federal law that:
        Protects patient privacy of personal health information
         (PHI)
        Provides for the electronic security of PHI
        Provides for the physical security of PHI
        Protects patient rights in regard to their health
         information
HIPAA &Patient Confidentiality
Why is Privacy and Security Important?
   State and Federal laws require patient record are kept
    confidential
   Common use of electronic information systems
    increases possibility of unintentional disclosure and
    easy access for intentional misuse
   To protect against identity theft and fraud

   Maintaining patient privacy is the ethical thing to do
HIPAA &Patient Confidentiality
What is Protected Health Information (PHI)
 PHI includes all written, oral and electronic
  information about a patient
 It includes:
     Patients clinical information
     Patient identifiers
     Patient demographics
     Any other personal information or identifiers (i.e.
      drivers license, insurance information, photos, etc.)
HIPAA &Patient Confidentiality
Where is PHI located?
 Written and electronic medical records

 Diagnostic reports

 Billing records

 Prescriptions, wristbands, labeled I.V. solutions

 Virtually anywhere inside a healthcare
  organization
HIPAA &Patient Confidentiality
How do you use PHI?
 Only to do your job

 Only in accordance with HIPAA laws

 Even then…
     Use only the “Minimum Necessary” amount of
      information needed to do your job
       (For example, an admissions clerk does not need
       lab results to admit a patient)
HIPAA &Patient Confidentiality
How do you protect the patient’s PHI?
 Dispose of PHI properly – shred, DON’T trash
 Use caution when Faxing PHI – confirm fax
  numbers and confirm receiver is available to
  retrieve immediately
 Do not use e-mail to send PHI
 Lock doors in secure areas
 Secure PHI by speaking quietly when discussing
  patient information
HIPAA &Patient Confidentiality
How do you protect the patient’s PHI?
 Avoid conversations about patients outside work area
 Avoid use of patient names and identifiers in conversation when
  possible
 Secure PHI at the end of a work day (log off computers, secure
  written documents in locked drawers or cabinets)
 Never leave sensitive information on voicemails or
  answering machines
 Never access PHI except for information specifically
  needed to do your job
 Never access the PHI of friends, relatives, or any other
  individual unless necessary to do your job and without
  proper authorization in accordance with hospital policy
HIPAA &Patient Confidentiality
What are the consequences of violating HIPAA and Patient
  Confidentiality?
 Disciplinary action up to and possibly including
  termination. Breach will be reported to the patient & the
  Department of Health and Human Services
 You may be individually subject to civil penalties:
      $100/violation not to exceed $25,000 for violations without
       cause
      $1,000/violation not to exceed $100,000 for violations based
       on reasonable cause
      In cases of willful neglect, fines from $10,000 to $250,000.
      In cases of willful neglect that is not corrected, fines $50,000
       per violation up to $1.5 million
HIPAA &Patient Confidentiality
What are the consequences of violating HIPAA and
  Patient Confidentiality?
 You may be individually subject to criminal penalties
  for knowingly using, obtaining, or disclosing PHI.
  Criminal penalties include:
      Fines up to $50,000, imprisonment up to 1 year, or both
      Offenses committed under false pretenses, fines up to
       $100,000, imprisonment up to 5 years, or both
      Offenses committed with intent to sell, transfer, or use PHI
       for commercial advantage, personal gain or malicious harm,
       fines up to $250,000, imprisonment up to 10 years, or both
HIPAA &Patient Confidentiality

Questions or concerns regarding
 HIPAA or use of PHI should
 be directed to your supervisor
 or the Compliance Department
HIPAA &Patient Confidentiality

    Protect your
   patient’s privacy
     and protect
       yourself!
HIPAA &Patient Confidentiality
HIPAA &Patient Confidentiality
                      References
http://iwww.arh.org/mainsite/Compliance_
  HIPAA
Wolper, L.F. (2011). Health care
  administration: Managing organized delivery
  systems (5th ed.). Boston: Jones and Bartlett.
www.hhs.gov/ocr/hipaa/

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Essential Guide to HIPAA Privacy and Patient Confidentiality

  • 2. HIPAA &Patient Confidentiality What is HIPAA?  HIPAA is the Health Insurance Portability and Accountability Act, a federal law that:  Protects patient privacy of personal health information (PHI)  Provides for the electronic security of PHI  Provides for the physical security of PHI  Protects patient rights in regard to their health information
  • 3. HIPAA &Patient Confidentiality Why is Privacy and Security Important?  State and Federal laws require patient record are kept confidential  Common use of electronic information systems increases possibility of unintentional disclosure and easy access for intentional misuse  To protect against identity theft and fraud  Maintaining patient privacy is the ethical thing to do
  • 4. HIPAA &Patient Confidentiality What is Protected Health Information (PHI)  PHI includes all written, oral and electronic information about a patient  It includes:  Patients clinical information  Patient identifiers  Patient demographics  Any other personal information or identifiers (i.e. drivers license, insurance information, photos, etc.)
  • 5. HIPAA &Patient Confidentiality Where is PHI located?  Written and electronic medical records  Diagnostic reports  Billing records  Prescriptions, wristbands, labeled I.V. solutions  Virtually anywhere inside a healthcare organization
  • 6. HIPAA &Patient Confidentiality How do you use PHI?  Only to do your job  Only in accordance with HIPAA laws  Even then…  Use only the “Minimum Necessary” amount of information needed to do your job (For example, an admissions clerk does not need lab results to admit a patient)
  • 7. HIPAA &Patient Confidentiality How do you protect the patient’s PHI?  Dispose of PHI properly – shred, DON’T trash  Use caution when Faxing PHI – confirm fax numbers and confirm receiver is available to retrieve immediately  Do not use e-mail to send PHI  Lock doors in secure areas  Secure PHI by speaking quietly when discussing patient information
  • 8. HIPAA &Patient Confidentiality How do you protect the patient’s PHI?  Avoid conversations about patients outside work area  Avoid use of patient names and identifiers in conversation when possible  Secure PHI at the end of a work day (log off computers, secure written documents in locked drawers or cabinets)  Never leave sensitive information on voicemails or answering machines  Never access PHI except for information specifically needed to do your job  Never access the PHI of friends, relatives, or any other individual unless necessary to do your job and without proper authorization in accordance with hospital policy
  • 9. HIPAA &Patient Confidentiality What are the consequences of violating HIPAA and Patient Confidentiality?  Disciplinary action up to and possibly including termination. Breach will be reported to the patient & the Department of Health and Human Services  You may be individually subject to civil penalties:  $100/violation not to exceed $25,000 for violations without cause  $1,000/violation not to exceed $100,000 for violations based on reasonable cause  In cases of willful neglect, fines from $10,000 to $250,000.  In cases of willful neglect that is not corrected, fines $50,000 per violation up to $1.5 million
  • 10. HIPAA &Patient Confidentiality What are the consequences of violating HIPAA and Patient Confidentiality?  You may be individually subject to criminal penalties for knowingly using, obtaining, or disclosing PHI. Criminal penalties include:  Fines up to $50,000, imprisonment up to 1 year, or both  Offenses committed under false pretenses, fines up to $100,000, imprisonment up to 5 years, or both  Offenses committed with intent to sell, transfer, or use PHI for commercial advantage, personal gain or malicious harm, fines up to $250,000, imprisonment up to 10 years, or both
  • 11. HIPAA &Patient Confidentiality Questions or concerns regarding HIPAA or use of PHI should be directed to your supervisor or the Compliance Department
  • 12. HIPAA &Patient Confidentiality Protect your patient’s privacy and protect yourself!
  • 14. HIPAA &Patient Confidentiality References http://iwww.arh.org/mainsite/Compliance_ HIPAA Wolper, L.F. (2011). Health care administration: Managing organized delivery systems (5th ed.). Boston: Jones and Bartlett. www.hhs.gov/ocr/hipaa/