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Ethical questions 
and dilemmas of 
Learning Analytics 
Tore Hoel, Henri Pirkkalainen, Kati Clements, 
Thomas Richter, Thomas Kretschmer 
and Christian M. Stracke1 
eConference, Belgrade, September 2014 
Co-organised with 
laceproject.eu
Outline 
• What is Learning Analytics 
• Scenarios of the quantified learner 
• Workshop to gather (ethically reflected) solutions 
• Introduction to Potter Box – a method used for the 
developing the solutions 
• Ethical questions, dilemmas and solutions 
2
What is Learning Analytics? 
“actionable insights through problem 
definition and the application of statistical 
models and analysis against existing and/or 
simulated future data” 
Cooper, A. 2012 – Cetis Analytics Series What-is-Analytics-Vol1-No-5 
3
From Data to Insights 
Data
From Data to Insights 
Data Analytics
From Data to Insights 
Data Analytics Insight
From Data to Insights 
Data Analytics Insight 
Who? 
Institution 
Tutor 
Self 
… 
Educational 
Commercial
From Data to Insights 
Data Analytics Insight 
Who? 
Institution 
Tutor 
Self 
… 
Educational 
Commercial 
How? 
Social network 
Discourse 
Content 
Disposition 
Context 
… 
Administration
From Data to Insights 
Data Analytics Insight 
Who? 
Institution 
Tutor 
Self 
… 
Educational 
Commercial 
How? 
Social network 
Discourse 
Content 
Disposition 
Context 
… 
Administration 
What? 
Platform 
Service 
… 
Availability 
Access
From Data to Insights 
Data Analytics Insight 
Who? 
Institution 
Tutor 
Self 
… 
Educational 
Commercial 
How? 
Social network 
Discourse 
Content 
Disposition 
Context 
… 
Administration 
What? 
Platform 
Service 
… 
Availability 
Access
From Data to Insights 
Why?
Handling ethical dilemmas 
12 
• Finding the signal in the noise, 
patterns in the chaos (Silver, 2012) 
• “Data and data sets are not objective; 
they are creations of human design. 
We give numbers their voice, draw 
inferences from them, and define 
their meaning through our 
interpretations” (Crawford, 2013)
Data Flows… 
… watch 
Contexts 
Integrity Norms
... and now, – the 
workshop 
Using a ethical approach, following the 4 steps of 
the Potter Box 
27
The task 
We want some advice! 
You should give me some ethical & valid solutions: 
We have concerns about Privacy in LA. 
What is the most serious concern? 
What is your recommendation / solution (that stand an 
ethical test)? 
E.g., Concern: Control of data. Solution: Learner should control all 
use of their own data. 
28
The Potter Box Model of 
Reasoning 
Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt
The “Potter Box” 
Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt 
• Dr. Ralph Benajah 
Potter, Jr. 
• Professor of Social 
Ethics Emeritus 
BA, Occidental 
College 
BD, McCormick 
Theological Seminary 
ThD, Harvard 
University 
Ralph Benajah Potter, Jr., who retired in 
July 2003, began teaching at HDS in 
1965. He is an ordained Presbyterian 
minister and the author of the book War and 
Moral Discourse and assorted scholarly 
articles. He is a founding fellow of the 
Hastings Center for Bioethics and is a 
member of the American Academy of 
Religion, the Society for Christian Ethics, 
Societe Europeene de Culture, the Society for 
Values in Higher Education, and, at Harvard, 
the Senior Common Room of Lowell House. 
His 1997 HDS Convocation Address was 
titled "Moralists, Maxims and Formation for 
Ministry." 
Source:http://www.hds.harvard.edu/faculty/em/potter.html
Four Dimensions of Moral Analysis 
Definition - 
Establishing facts 
↓ ↑ 
Values - 
Justification 
Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt 
Loyalties 
→ Principles
Use of Ethical Principles 
No conclusion can be morally justified without a clear 
demonstration that an ethical principle shaped the final decision. 
What Actually Happens What Ought to Happen 
Definition 
Problem 
Values Principles 
Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt 
Loyalties 
Descriptive Normative
Potter Box applied to a school case I 
SITUATION 
Teacher introduces an app that 
leaks data to 3rd party 
VALUES / JUSTIFICATION 
Students are motivated and learn 
better 
Teacher trust 3rd party company 
JUDGEMENT 
The school has to inform better about 
digital learning practices and support 
transparency 
LOYALTIES 
To the learners. To app provider 
To the teacher and the results 
PRINCIPLE 
Respect for Individual Integrity 
Accountability of industry
Potter Box' 4 steps 
Empirical Definition 
Identifying Values 
Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt 
Particular Judgement 
or Policy 
Choosing Loyalties 
Appeal to Ethical 
Principles 
Sociological 
Immediate 
External 
Philosophical 
Reflective 
Internal 
both positive 
& negative 
Feedback 
virtue, duty, utility, 
rights, love 
Facts
Ethical questions & dilemmas 
• Does the administration let students know their 
academic behaviors are being tracked? 
• What and how much information should be provided to 
the student? 
• How much information does the institution give the 
teachers? 
• Does the institution provide a calculated probability of 
success or just a classification of success (e.g., above 
average, average, below average)? 
35
Ethical questions & dilemmas 
• How should teachers react to the data? Should the 
teacher contact the student? Will the data influence 
perceptions of the student and the grading of 
assignments? 
• What amount of resources should the institution invest in 
students who are unlikely to succeed in a course? 
• What obligation does the student have to seek 
assistance? 
36 
From: Willis, J. E., III, Campbell, J., & Pistilli, M. (2013). Ethics, big data, and analytics: A model for application.
More questions 
• What are the dangers in learning analytics? 
• Is “raw data” an oxymoron? 
• Should students be allowed to opt-out of having their 
personal digital footprints harvested and analysed? 
• To what extent should students have access to the 
content of their digital dossiers, who have access to these 
dossiers, and what it is used for? 
• How complete and permanent a picture do our data 
provide about students? 
37
More questions 
• To what extent do we provide students the option to 
update their digital dossiers and provide extra (possibly 
qualitative) data? 
• Do students have the right to request that their digital 
dossiers be deleted on graduation? 
• If we outsource the collection (and analysis) of student 
digital data to companies, do students need to give 
consent? [Who owns a student’s data?] 
• Is bigger data sets always better or provide more 
complete pictures? 
• What responsibility comes with ‘knowing’? 
38
“Ethical questions and dilemmas of Learning Analytics ” workshop facilitated by Tore Hoel, Oslo and 
Akershus University College of Applied Sciences, was held at eConferece, Belgrade, 23 September 2014. 
Presentation in co-operation with Henri Pirkkalainen & Kati Clements (University of Jyväskylä), and 
Thomas Richter, Thomas Kretschmer & Christian M. Stracke (University of Duisburg-Essen). 
For further information: tore.hoel@hioa.no 
@tore 
This work was undertaken as part of the LACE Project and Open Discovery Space project, both projects 
supported by the European Commission 
These slides are provided under the Creative Commons Attribution Licence: 
http://creativecommons.org/licenses/by/4.0/. Some images used may have different licence terms. 
40 
www.laceproject.eu 
@laceproject 
opendiscoveryspace.eu

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Learning Analytics – Ethical questions and dilemmas

  • 1. Ethical questions and dilemmas of Learning Analytics Tore Hoel, Henri Pirkkalainen, Kati Clements, Thomas Richter, Thomas Kretschmer and Christian M. Stracke1 eConference, Belgrade, September 2014 Co-organised with laceproject.eu
  • 2. Outline • What is Learning Analytics • Scenarios of the quantified learner • Workshop to gather (ethically reflected) solutions • Introduction to Potter Box – a method used for the developing the solutions • Ethical questions, dilemmas and solutions 2
  • 3. What is Learning Analytics? “actionable insights through problem definition and the application of statistical models and analysis against existing and/or simulated future data” Cooper, A. 2012 – Cetis Analytics Series What-is-Analytics-Vol1-No-5 3
  • 4. From Data to Insights Data
  • 5. From Data to Insights Data Analytics
  • 6. From Data to Insights Data Analytics Insight
  • 7. From Data to Insights Data Analytics Insight Who? Institution Tutor Self … Educational Commercial
  • 8. From Data to Insights Data Analytics Insight Who? Institution Tutor Self … Educational Commercial How? Social network Discourse Content Disposition Context … Administration
  • 9. From Data to Insights Data Analytics Insight Who? Institution Tutor Self … Educational Commercial How? Social network Discourse Content Disposition Context … Administration What? Platform Service … Availability Access
  • 10. From Data to Insights Data Analytics Insight Who? Institution Tutor Self … Educational Commercial How? Social network Discourse Content Disposition Context … Administration What? Platform Service … Availability Access
  • 11. From Data to Insights Why?
  • 12. Handling ethical dilemmas 12 • Finding the signal in the noise, patterns in the chaos (Silver, 2012) • “Data and data sets are not objective; they are creations of human design. We give numbers their voice, draw inferences from them, and define their meaning through our interpretations” (Crawford, 2013)
  • 13. Data Flows… … watch Contexts Integrity Norms
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  • 23. ... and now, – the workshop Using a ethical approach, following the 4 steps of the Potter Box 27
  • 24. The task We want some advice! You should give me some ethical & valid solutions: We have concerns about Privacy in LA. What is the most serious concern? What is your recommendation / solution (that stand an ethical test)? E.g., Concern: Control of data. Solution: Learner should control all use of their own data. 28
  • 25. The Potter Box Model of Reasoning Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt
  • 26. The “Potter Box” Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt • Dr. Ralph Benajah Potter, Jr. • Professor of Social Ethics Emeritus BA, Occidental College BD, McCormick Theological Seminary ThD, Harvard University Ralph Benajah Potter, Jr., who retired in July 2003, began teaching at HDS in 1965. He is an ordained Presbyterian minister and the author of the book War and Moral Discourse and assorted scholarly articles. He is a founding fellow of the Hastings Center for Bioethics and is a member of the American Academy of Religion, the Society for Christian Ethics, Societe Europeene de Culture, the Society for Values in Higher Education, and, at Harvard, the Senior Common Room of Lowell House. His 1997 HDS Convocation Address was titled "Moralists, Maxims and Formation for Ministry." Source:http://www.hds.harvard.edu/faculty/em/potter.html
  • 27. Four Dimensions of Moral Analysis Definition - Establishing facts ↓ ↑ Values - Justification Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt Loyalties → Principles
  • 28. Use of Ethical Principles No conclusion can be morally justified without a clear demonstration that an ethical principle shaped the final decision. What Actually Happens What Ought to Happen Definition Problem Values Principles Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt Loyalties Descriptive Normative
  • 29. Potter Box applied to a school case I SITUATION Teacher introduces an app that leaks data to 3rd party VALUES / JUSTIFICATION Students are motivated and learn better Teacher trust 3rd party company JUDGEMENT The school has to inform better about digital learning practices and support transparency LOYALTIES To the learners. To app provider To the teacher and the results PRINCIPLE Respect for Individual Integrity Accountability of industry
  • 30. Potter Box' 4 steps Empirical Definition Identifying Values Source: myweb.arbor.edu/rwoods/Media_Ethics7/intro.htm.ppt Particular Judgement or Policy Choosing Loyalties Appeal to Ethical Principles Sociological Immediate External Philosophical Reflective Internal both positive & negative Feedback virtue, duty, utility, rights, love Facts
  • 31. Ethical questions & dilemmas • Does the administration let students know their academic behaviors are being tracked? • What and how much information should be provided to the student? • How much information does the institution give the teachers? • Does the institution provide a calculated probability of success or just a classification of success (e.g., above average, average, below average)? 35
  • 32. Ethical questions & dilemmas • How should teachers react to the data? Should the teacher contact the student? Will the data influence perceptions of the student and the grading of assignments? • What amount of resources should the institution invest in students who are unlikely to succeed in a course? • What obligation does the student have to seek assistance? 36 From: Willis, J. E., III, Campbell, J., & Pistilli, M. (2013). Ethics, big data, and analytics: A model for application.
  • 33. More questions • What are the dangers in learning analytics? • Is “raw data” an oxymoron? • Should students be allowed to opt-out of having their personal digital footprints harvested and analysed? • To what extent should students have access to the content of their digital dossiers, who have access to these dossiers, and what it is used for? • How complete and permanent a picture do our data provide about students? 37
  • 34. More questions • To what extent do we provide students the option to update their digital dossiers and provide extra (possibly qualitative) data? • Do students have the right to request that their digital dossiers be deleted on graduation? • If we outsource the collection (and analysis) of student digital data to companies, do students need to give consent? [Who owns a student’s data?] • Is bigger data sets always better or provide more complete pictures? • What responsibility comes with ‘knowing’? 38
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  • 36. “Ethical questions and dilemmas of Learning Analytics ” workshop facilitated by Tore Hoel, Oslo and Akershus University College of Applied Sciences, was held at eConferece, Belgrade, 23 September 2014. Presentation in co-operation with Henri Pirkkalainen & Kati Clements (University of Jyväskylä), and Thomas Richter, Thomas Kretschmer & Christian M. Stracke (University of Duisburg-Essen). For further information: tore.hoel@hioa.no @tore This work was undertaken as part of the LACE Project and Open Discovery Space project, both projects supported by the European Commission These slides are provided under the Creative Commons Attribution Licence: http://creativecommons.org/licenses/by/4.0/. Some images used may have different licence terms. 40 www.laceproject.eu @laceproject opendiscoveryspace.eu