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CEO It


                                               20 February 2003
  Director of the Office of Science and Technology Policy
  Executive Office of the President
  Eisenhower Executive Office Building
  1650 Pennsylvania Avenue, NW
  Washington, DC 20502.

  Re:    InitialRequest for Correction of Information:
         Petition to Cease Dissemination of the National Assessment on Climate
         Change, Pursuant to the Federal Data Quality Act

 Introduction
 This document follows and incorporates by reference: I) the information presented
                                                                                     the
 United States District Court for the District of Columbia in Competitive Enterprise
 Institute (CEI), Inhofe, et aL v. Bush (DC DC CV 00-023 83), the complaint
                                                                             of which is
 presently withdrawn without prejudice expressly on the basis of O5TP assurances
                                                                                    that the
 National Assessment does not represent a product of the federal government;
                                                                              2)
 correspondence sent by CEI to Assistant Secretary of Commerce Dr. James
                                                                             R. Mahoney
 and Under Secretary of Commerce Vice Admiral Conrad C. Lautenbacher,
                                                                            Jr (18 October
2002) requesting that the US Global Change Research Change Project's (USGCR.P)
National Assessment Synthesis Team undergo housecleaning to remove members
responsible for the unlawfully produced, incomplete and FDQA-noncompliant
                                                                                National
Assessment on Climate Change; and 3) CEI's Comments on NOAAJ`USCCSP's
"Strategic Plan for the Climate Science Program" (17 January 2003)(the latter
                                                                               two are
attached).

 Because "[tlhe Office of Science and Technology Policy (OSTP) and the Office
                                                                                  of
 Management and Budget (0MB) provide oversight [of USGCRP] on behalf
                                                                             of the
 Executive Office of the President" (ht:/wgs2r) 0/scro/GCRPINFO.htmfl,
 OSTP retains responsibility for ensuring the compliance of USGCRP data,
                                                                           particularly
the "National Assessment on Climate Change", with FDQA requirements.
                                                                            "One of the
major activities for the USGCRP during the last several years has been the
                                                                           UV.S.National
Assessment of the PotentialConseun ces ClatVriblity and Change
                                          o
 httn://-ww~w~nacc.us crn. eov). Assessment of the potential consequences
                                                                           of global
change was mandate (sic] by Congress in the authorizing legislation of the
                                                                           USGCRP.
OSTP requested the USGCRP to undertake this assessment, and played a key
                                                                              role in
defining the assessment process, which included a series of regional workshops,
USGCRP sponsorship of regional and sector vulnerability analyses, and creation
                                                                                  of a
National Synthesis Report, which will be published in late 2000" (http: /wnwostp.2ov/
  Envirornment/html/env nroiBAK himl) (see also, e~g., "NSCTC Annual Report", at
  http://wwostp. 2ov/NSTC/htmiiannuahtt98htm~l).

  Pursuant to the justification presented in the cited litigation and attachments, and
  incorporated by reference in this Request, the Competitive Enterprise Institute requests
  correction of information, under Section 515 of Public Law 106-554, seeking OSTP
  comply with the FDQA by immediately ceasing dissemination of any form of the flawed
  data specifically described herein, and all conclusions or assertions based upon same,
  which is most effectively obtained by ceasing dissemination of the document formally
                                                                                           if
  inaccurately styled as meeting the requirements as a first statutorily required "Climate
  Change Irnpacts in the United States: The Potential Consequences of Climate Variability
  and Change", or National Assessment (NACC).

  CEl is an Affected Person.- As the lead plIainti ff in CEI, Inhofe, et at. v. Clinton
                                                                                        (DC DC
 CV 00-02383), litigation against the President in his capacity as Chair of the NSTC, and
 Dr. Neal Lane in his capacity as Director of the White House's Office of Science and
 Technology Policy, based on that product's unlawful production, CEI is an Affected
 Person.

  Further, CEI is an active participant in the domestic debate over United States "climate
  change" policies addressing regulatory and related policies of the United States
  government and their impact on its citizens, including inter alia an active practice writing
 and publishing (research, opinion, books, monographs, and biweeklyttCooler Heads"
 newsletter), advocating and as warranted litigating on policies regarding the economics,
 science and policies surrounding the theory of catastrophic anthropogenic global
 warming ("climate change"), which is the subject of the Synthesized Product at issue
                                                                                          in
 the Request.

  OSTP's Dissemination of the USGCRP Product "NA CC is Covered by FDQA.
                                                                                     As
 clearly manifested in great detail, infira, the National Assessment Synthesis Team is
 chartered pursuant to if demonstrably out of compliance with the Federal Advisory
 Committee Act (indeed, in federal litigation pleadings, OSTP's attorneys mustered only
 arguments toward possible compliance with the irrelevant "Sunshine Act" in defense
                                                                                       of
 this noncompliance). This, however, does not mitigate OSTP's responsibility for its
USGCRP endeavors, and dissemination of the National Assessment via the ".gov"
internet domain not available to non-federal entities such as FACA committees even
when operating in compliance with the law. The National Assessment is the product
                                                                                       of
USGCRP, disseminated via the federal domain "usgcrp.gov". As such, dissemination
                                                                                        is
traceable to OSTP, which remains responsible for the content pursuant to FDQA.

CEI's Request for Correction is Timely. OSTP's FDQA "Final Guidelines for
                                                                          Ensuring
the Quality of Disseminated Information" are dated October 2002. This request for
correction of the numerous flaws in the massive document, as specifically detailed herein
is therefore timely.




                                             2
Summary
  Consistent with the record that CEI has established through litigation and formal
  comments to numerous federal agencies involved with the OSTP 's effort to develop the
  National Assessment on Climate Change during their formulation of FDQA Guidelines,
  we request "timely correction" of NACC's fatal data flaws which, which upon review
  appears to be only obtainable by ceasing dissemination of the entirety.

  The following represents "the information source" at issue. NACC was originally
 disseminated electronically and in print December 2000, continuing to present, at
 <http://www.usec. o/usc/acdfault.htmn>. Supervision of and the relevant
 USGCRJP product remains the responsibility of OSTP as detailed herein. The
 information is also specifically described herein as incorrect for its failure to meet the
 data quality requirements of "objectivity" (whether the disseminated information is
 presented in an accurate, clear, complete and unbiasedmanner and is as a matter of
 substance accurate, reliable and unbiased), and "utility" (the usefulness of the
 information to the intended users (per the US Global Change Act of 1990, these are
 Congress and the Executive Branch).

 The White House Office of Management and Budget's (0MB) Interim Final Guidelines
 for agency compliance with FDQA requirements (66 FR 49718), finalized by OMB's
 January 3, 2002 Final Guidance (67 FR 369), were expressly "govermnent-wjde" (see
 FDQA Section 515(b)(1)). We continue our proceeding under OSTP's now-final
 Guidelines, and particularly OSTP's "Final Guidelinesfor Ensurink~ie Quality of
 DisseminatedInformation", to the extent these Guidelines further and are not in conflict
 with OMB's organic government-wide guidelines and/or FDQA.

Further, as the statutorily designated steering document for policymnaking - despitethat
the particular documen at issueadmitsin itsown textthat it fails to comnletethe
statutor missionrequired to qualify asa" tinlAesm t.adws diaoe by
the White HouseOffice of ScienceandTechnology Policy inorder to resolve litigation
alsobrought by.inter alia. CEI -- NACC qualifies as "influential scientific or statistical
information" for purposes of FDQA. Therefore it must meet a "reproducibility" standard,
setting forth transparency regarding data and methods of analysis, "as a quality standard
above and beyond some peer review quality standards."

 This invokes NACC's inappropriate use of and reliance upon computer models and data
 that upon scrutiny are demonstrably meaningless. Further, and as well documented in
 federal litigation pleadings, in developing the published version of NACC the USGCRP
 also admittedly failed to perform the necessary science underlying regional and sectoral
 analyses (that Congress contemporaneously notified USGCRP was a condition precedent
to the release of even a draft National Assessment, as the absence of such yields the
absence of sound science). As demonstrated in an attachement to accompany this
Request, NACC went forth with only one-third (12 of 36) of the underlying scientific
reports having been per reviewed and published. FDQA ratifies those objections, and is
violated by continued dissemination of this product by any federal agency.



                                             3
An extensive record obtained through the Freedom of Information Act (FOIA) provides
   additional evidence requiring a prohibition on flurther NACC dissemination. TMs record
   exposes that the purported internal "peer review" of the draft NACC did not in fact occur,
  and also ratifies the inappropriate use of computer models, detailed herein. As the
  obtained documents demonstrate, commenting parties expressly informed USGCRP that
  they were rushed and given wildly inadequate time for substantive review or comment.
  USGCRI' published and continues to disseminate the product nonetheless, as do all
  agencies such as OSTP which reference, cite, link or otherwise disseminate NACC.

 All of these failings ensure that dissemination of NACC violates FDQA's requirement,
 manifested in OMB's Guidelines and as necessarily manifested by OSTP's final
 guidelines, that data disseminated by Federal Agencies meet standards of quality as
 measured by specific tests for objectivity, utility and integrity.

 FDQA prohibits - and therefore, OSTP must cease -- dissemination of NACC as the sole
 feasible "correction" given the errors' endemic nature due to that document's rampant
 violations.
 Pursuant to the above-cited documentation and the following, CEI requests that 05TP
 immediately comply with FDQA and cease dissemination of the National Assessment on
 Climate Change in whole or part and in any form including any product relying on
 NACC.

 Facts

 I.      FDQA Coverage of the NACC

 However and by whatever cooperative effort of several government agencies, NACC as
 originally produced and/or disseminated is inescapably covered by FDQA when
 disseminated by a Federal Agency. This is particularly true given that no permissible
 interpretation of FDQA would permit evasion of its requirements, particularly regarding
 such a massive taxpayer expenditure, on the basis that it was a collaborative effort of
numerous covered agencies. It is noteworthy that, whatever the status of the
governmental cooperative producing NACC, as directed by the Executive Office of the
President (EOP) and specifically OSTP, the United States Global Change Research
Program (USGCRP), as putative producer of the National Assessment on Climate
Change nonetheless is subject to the Federal Data Quality Act (FDQA). FDQA covers
the same entities - and therefore, products -- as the Paperwork Reduction Act (IPWRA)(44
U.S.C. Sections 3501 et seq.; see esp. 44U.S.C. 3502(1)).

By statute the President serves as Chairman of the National Science and Technology
Council ("NSTC"), operating under the White House OSTP, and which has under its
authority the Committee on Environment and Natural Resources ("CENR"') (1 5 U.S.C.
2932 (originally "Committee on Earth and Environmental Sciences")). All are therefore
EOP entities, subject to PWRA, thus FDQA.




                                            4
Per 15 U.S.C. 2934 the President, as Chairman of the Council, shall develop and
 implement through CENR a US Global Change Research Program. The Program shall
 advise the President and Congress, through the NACC, on relevant considerations
                                                                                    for
 climate policy. Though the composite USGCRP is an "interagency" effort staffed
                                                                                    in
 great part by seconded employees from federal agencies, it remains under the direction
                                                                                        of
 the President, such direction which has been delegated to OSTP, and is therefore
                                                                                  a
 "covered agency" pursuant to 4 U.S.C. 3502(l).

 Collectively and pursuant to statutory authority, under the direction of OSTP the
collaborative effort USGCRP directed an effort statutorily dedicated in part to studying
the state of the science and its uncertainties'surrounding the theory of "global warming"
or "climate change," producing a National Assessment on Climate Change. Though
originally produced prior to FDQA, current or continued dissemination of the data
asserted by the NACC (issued in final in December 2000), is subject to the requirements
of the Federal Data Quality Act. Such an argument of "pre-existing study" is not
available as regards any disseminated document under FDQA.

II        Development of NACC

The Assessment was produced as follows:

      1. Pursuant to and/or under the auspices of the Global Change Research Act of 1990,
         15 U.S. C. 292 1, et seq., USGCRP is assigned the responsibility of producing a
         scientific assessment, particularly that which is at issue in tffiihtition, as follows:

"On a periodic basis (not less frequently than every 4 years), the Council, through
                                                                                    the
Committee, shall prepare and submit to the President and the Congress an assessment
which -

             (1)        integrates, evaluates, and interprets the findings of the [USGCR]
                        Program and discusses the scientific uncertainties associated with
                        such findings;
             (2)        analyzes the effects of global change on the natural environment,
                       agriculture, energy production and use, land and water resources,
                       transportation, human health and welfare, human social systems,
                       and biological diversity; and
            (3)        analyzes current trends in global change both human-inducted (sic)
                       and natural, and projects major trends for the subsequent 25 to 100
                       years." (15 U.S.C. 2936).
     2. The document at issue in this Petition, the "First National Assessment on Climate
        Change," disseminates data failing to meet FDQA's requisite levels of "quality",
        as described herein.
     3. USGCR.P's surge to release a flawed, partial, and partially unauthorized report
        came despite requests of lawmakers and outside interests concerned with these



                                              5
issues to withhold releasing any such document lacking particular required
         scientific foundations, in violation of several laws and public policy.

  III.   The Assessment violates the requirements of the FDQA in the following ways:

  I1.    NACC Relies Upon and Promotes Improper Use of Computer Model Data

         For the following reasons, NACC violates FDQA's "objectivity" and "Utility"
 requirements. For these same reasons, as "influential scientific or statistical
 information", NACC also fails FDQA's "reproducibility" standard, establishing
 transparency requirements for data and methods of analysis, "a quality standard above
 and beyond some peer review quality standards."

         First, consider excerpts from the review of the draft NACC by Patrick Michaels,
 Professor of Environmental Sciences at University of Virginia, dated and submitted to
 USGCRP August I11, 2000, detailing the above-noted concerns placing the NACC in
 violation of FDQA. Where appropriate, additional italicized explanatory text is included.
 USGCRP made no apparent alterations of the original text in response to these
 comments, therefore the comments apply to NACC as disseminated.

 "August 11, 2000...

 "The essential problem with the USNA [elsewhere cited in this Petition as the NArCC] is
that it is based largely on two climate models, neither one of whiciC ~hen compared with
the 10-year smoothed behavior of the lower 48 states (a very lenient comparison),
reduces the residual variance below the raw variance of the data. The one that generates
the most lurid warming scenarios-the Canadian Climate Centre (CCC) Model-produces
much larger errors than are inherent in the natural noise of the data. That is a simple test
of whether or not a model is valid. ...and both of those models fail. All implied effects,
including the large temperature rise, are therefore based upon a multiple scientific failure.
The USNA's continued use of those models and that approach is a willful choice to
disregard the most fundamental of scientific rules. (And that they did not find and
eliminate such an egregious error is testimony to grave bias). For that reason alone, the
USNA should be withdrawn from the public sphere until it becomes scientifically based."

Explanatory text: The basic rule of science is that hypotheses must be verified by
observed data before they can be regardedasfacts. Science that does not do this is 'junk
science",~ at minimum is precisely what the FDQA is designed to bar firom the
         and
policymakingprocess.

The two climate models used in the NACC make predictions of U.S. climate change based
upon human alterationsof the atmosphere. Those alterations have been going on for well
over 1 00 years. Do the changes those models "predicted"for US. climate in the last
century resemble what actually occurred?

This can be determined by comparison of observed U.S. annual temperature departures



                                             6
from the 20' century average with those generated by both of these models. It is
   traditional to use moving averages of the data to smooth out year-to-year changes that
   cannot be anticipatedby any climate model. This review used JO-year running averages
   to minimize interannualnoise.

  The predicted-minus-observedvalues for both models versus were then compared to the
  result that would obtain if one simply predicted the average temperaturefor the L/A
                                                                                        2
  centuryfrom year to year. Infact, both models did worse than that base case. Statistically
  speaking, that means that both models perform worse for the last 100 years than a table
  of random numbers applied to ten-year running mean U.S. temperatures.

   There was no discernible alteration of the NACC text in response to this fatal flaw.
  However, the NACC Synthesis Team, co-chaired by Thomas Karl, Director of the
  National Climatic Data Center, took the result so seriously that they commissioned an
  independent replication of this test, only more inclusive, using 1-year, 5-year. JO-year
  and 25-year running means of the US. annual temperature. This analysis verified that in
 fact both models performed no better than a table of random numbers applied to the US.
  Climate Data. Mr. Karl was kind enough to send the results to this reviewer.

    ...the problem of model selection. As shown in Figure 9.3 of the Third Assessment of
 the United Nations Intergovernmental Panel on Climate Change, the behavior of virtually
 every General Circulation Climate model (GCM) is the production of a linear warming,
 despite assumptions of exponential increases in greenhouse forcing. In fact, only one (out
 of, by my count, 26) GCMs produces a substantially exponenti'arwarming-the CCC
 model [one of the two used in the NACC]. Others may bend up a little, though not
 substantially, in the policy-relevant time frame. The USNA specifically chose the outlier
 with regard to the mathematical form of the output. No graduate student would be
 allowed to submit a thesis to his or her committee with such arrogant bias, and no
 national committee should be allowed to submit such a report to the American people.

        Even worse, the CCC and Hadley data were decadally smoothed and then (!)
subject to a parabolic fit, as the caption for the USNA's Figure 6 makes clear. That makes
the CCC even appear wanner because of the very high last decadal average.

           One of the two models chosen for use in the USNA, the Canadian Climate Center
 (CCC) model, predicts the most extreme temperature and precipitation changes of all the
 models considered for inclusion. The CCC model forecasts the average temperature in
 the United States to rise 8. 0 F (4.50 C) by the year 2 100, more than twice the rise of 3.6 F
                             .1                                                              0
 (2.0 0 C) forecast by the U.K. model (the second model used in the USNA). Compare this
 with what has actually occurred during the past century. The CCC model predicted a
warming of 2.7 0F (l.50 C) in the United States over the course of the twentieth century,
but the observations show that the increase was about 0.25 0 F (0.14 0 C) (Hansen, J.E., et
al., 1999: GISS analysis of surface temperature change. Journal of Geophysical
Research, 104, 30,997-3 1,022), or about 10 times less than the forecast [Hansen has since
revised this to 0.50 C, which makes the prediction three times greater than what has been
observed].... The CCC forecast of precipitation changes across the Unites States is



                                              7
equally extreme. Of all the models reviewed for inclusion in the USNA, the CCC model
 predicted more than twice the precipitation change than the second most extreme model,
 which interestingly, was the U.K. model [the other model used in the NACC]. The U.K.
 model itself forecast twice the change of the average of the remaining, unselected
 models. Therefore, along with the fact that GCMs in general cannot accurately forecast
 climate change at regional levels, the GCMs selected as the basis for the USNA
 conclusions do not even fairly represent the collection of available climate models.

        Why deliberately select such an inappropriate model as the CCC? [Thomas Karl,
 co-Chair of the NACC synthesis team replied that] the reason the USNA chose the CCC
 model is that it provides diurnal temperatures; this is a remarkable criterion given its base
 performance .....

         "The USNA's high-end scenarios are driven by a model that 1) doesn't work over
 the United States; 2) is at functional variance with virtually every other climate model. It
 is simply impossible to reconcile this skewed choice with the rather esoteric desire to
 include diurnal temperatures..."

 Explanatory text: It is clear that the NACC chose two extreme models out of afield of
literally dozens that were available. This violates the FDQA requirementsfor
 "objectivity" detailed in the thirdparagraphof this Petition.

         Second, Dr. Michaels is clearly not alone in his assessment. The following are
excerpts from comments by government reviewers, received and pokissed by USGCRP,
or USGCRP's "peer reviewers"' failed attempts to elevate the NACC to the level of
scientific product. For example, consider that styled "Improper use of climate models",
by William T. Pennell of Northwest National Laboratory, submitted through DOE (John
Houghton) to Melissa Taylor at USGCRP:

       "Although it is mentioned in several places, greater emphasis needs to be placed
       on the limitations that the climate change scenarios used in this assessment have
       on its results. First, except for some unidentified exceptions, only two models are
       used. Second, nearly every impact of importance is driven by what is liable to
       happen to the climate on the regional to local scale, but it is well known that
       current global-scale models have limited ability to simulate climate effects as this
       degree of spatial resolution. We have to use them, but I think we need to be
       candid about their limitations. Let's take the West [cites example]... .Every time
       we show maps that indicate detail beyond the resolution of the models we are
       misleading the reader."

        USGCRP received other comments by governmental "peer reviewers" affirm-ing
these clear, significant, indeed disqualifying modeling data transgressions:

      "Also, the reliance on predictions from only two climate models is dangerous".
      Steven J. Ghan, Staff Scientist, Atmospheric Sciences and Global Change, Pacific
      Northwest Laboratory.



                                            8
"This report relies too much on the projections from only two climate models.
         Projections from other models should also be used in the assessment to more
         broadly sample the range of predicted responses." Steven J. Ghan Staff Scientist,
         Atmospheric Sciences and Global Change, Pacific Northwest Laboratory.

        "Comments on National Assessment. 1. The most critical shortcomings of the
        assessment are the attempt to extrapolate global-scale projections down to
        regional and sub-regional scales and to use two models which provide divergent
        projections for key climatic elements." Mitchell Baer, US Department of Energy,
        Washington, DC.

        "General comments: Bias of individual authors is evident. Climate variability
        not addressed .. . Why were the Hadley and Canadian GCMs used? Unanswered
        questions. Are these GCM's [sic] sufficiently accurate to make regional
        projections? Nope". Reviewer Stan Wullschleger (12/17/99).

        William T. Pennell, Manager, Atmospheric Sciences and Global Change, Pacific
        Northwest Laboratory, cites the that "only two models are used" as a "limitation"
        on the product.

      The final NACC currently disseminated by OSTP shows these admonitions
went unheeded.

         Stated simply, the climate models upon which NACC relies struck out. Strike
one: they can't simulate the current climate. Strike two: they falsely predict greater and
mare rapid warming in the atmosphere than at the surface -- the opposite is happening
(see e~g., htt://WWW.ghcc.msfc.nasa~gov/MSU/Il sat accuracvlhtail). Strike three: they
predict amplified warming at the poles, which are cooling instead (see e.g., httn://www.
washingtonp~ost.conmJv~pdvn/artcles/A40974-2002Jan13 .htmnl). Worse, NACC
knowingly misuses the data demonstrably non-utile for their ptirported purpose. Being
on notice of these facts, QSTP is equally culpable.

2.     Failure to Perfonn Requisite Scientific Review Violates FDQA

        USGCRP's development of NACC drew congressional attention to particular
shortcomings relevant to this Request. Specifically, leaders in the United States House of
Representatives repeatedly attempted to herd USGCRP and its subsidiary bodies to
follow the scientific method regarding particular matters, specifically the regional and
sectoral analyses. Indeed the concerns had become so acute that these leaders were
compelled to promote a restriction prohibiting relevant agencies from expending
appropriated monies upon the matter at issue, unless consistent with the plain
requirements of the GCRA of 1990, through language in the conference report
accompanying Public Law 106-74:

        "None of the fiuhds made available in this Act may be used to publish or issue an



                                            9
assessment required under section 106 of the Global Change Research Act of
         1990 unless (1) the supporting research has been subjected to peer review and, if
         not otherwise publicly available, posted electronically for public comment prior to
          use in the assessment; and (2) the draft assessment has been published in the
          Federal Register for a 60 day public comment period."'

     USGCRP did not perform the conditions precedent for valid science as reaffirmed in
 that language. Instead USGCRP produced and now disseminates a NACC knowingly
 and expressly without the benefit of the supporting science which not only is
 substantively required but which Congress rightly insisted be performed and subject to
 peer review prior to releasing any such assessment.

      These and other attempts to rectify certain NACC shortcomings were made in
  advance of USGCRP producing the NACC (see correspondence from GEl which are
 being forward to accompany this Request), but were never rectified. These failures
 justify Petitioners' request that USGCRP cease present and future NAGC dissemination
 unless and until its violations of FDQA are corrected. Given the neature of such
 violations, we do not see any remedy other in satisfaction of FDQA other than cessation
 of dissemination of the NACC in its entirety. In addition to NACC violating FDQA's
 "objectivity" and "utility" requirements, as "influential scientific or statistical
 information", NACC also fails its "reproducibility" standard, setting forth transparency
 regarding data and methods of analysis. Per 0MB, this represents "a quality standard
 above and beyond some peer review quality standards." 2

    Given USGCR.P's refusal to wait for completion of the underlying science and their
response to the relevant oversight chairmen, it is manifest that USGCRP ignored or
rejected these lawmakers' requests, including by the relevant oversight Chairmen and
produced a deeply flawed Assessment, knowingly and admittedly issuing a "final"
Assessment without having complied with Congress's direction to incorporate the
underlying science styled as "regional and sectoral analyses,",3 while also admitting that
certain analyses critical to the requisite scientific foundation would be completed in the


 ' House Report 106-379, the conference report accompanying H.R. 2684, Department of
 Veterans Affairs and Housing and Urban Development, and Independent Agencies
 Appropriations Act, 2000 (Pub.L. 106-74), p. 137.
 2As established in CEI et aL v. Bush pleadings (pleadings and congressional
correspondence attached), Congress detailed for USGCRP its more obvious scientific
failures that ensure that NACC now violates FDQA, noting USGCRP's refusal to even
attempt to comply with such conditions and seeking assurance that this circumstance
would be remedied. USGCRP via OSTP drafted a response to House Science Committee
Chairman Sensenbrenner, evasively failing to specifically address the concerns raised by
these members. Chairmen Sensenbrenner and Calvert specifically took issue and/or
disputed these non-responses in the July 20, 2000 letter, reiterating their request for
compliance with the law's requirements. This was ignored and the failings persist.
 3This despite that the two principal NACC sections are "Regions," and "Sections." (See
http://www.gcrio.org/nationalassessment/over~Mdf/I Intro.Ddf).


                                            10
near fuiture. For these same reasons dissemination presently violates FDQA.

 3.     NACC Not in Fact Peer Reviewed, the Record Makes Clear

          Finally, NACC suffers from having received no authentic peer review, again in
 violation of FDQA's "objectivity" and "utility" requirements. As "influential scientific
 or statistical information", for these reasons NACC also fails the "reproducibility"
 standard, setting forth transparency regarding data and methods of analysis, "a quality
 standard above and beyond some peer review quality standards."

         Once an advisory committee was chartered pursuant to the Federal Advisory
Committee Act (FACA) in 1998, Dr. John Gibbons' communication of January 8, 1998
to the first Designated Federal Officer (DFO) Dr. Robert Corell indicates a sense of
urgency was communicated to the panel by political officials. Further, GEI t alci.
included in their pleadings statements in the record and major media outlets, including
but in no way limited to those from certain anonymous if purportedly well placed
sources, indicating a perception among involved scientists that political pressures drove
the timing and even content of this draft document. This is manifested by the lack of
opportunity to comment for parties whose comment was formally requested as part of a
"peer review" of NACC.

    This sense of urgency is reflected in, among other places, comments the Cooler
Heads Coalition obtained via the Freedom of Information Act, made b~ parties from the
National Laboratories asked by the Department of Energy to commeit on the Draft. hin
addition to an emphasis on speed as opposed to deliberation, the report's emphasis on
"possible calamities" to the detriment of balancing comnments which were widely offered,
and rampant criticism of the reliance on only two significantly divergent models for the
pronouncements made, these comments are exemplified by the following samples from
well over a dozen such complaints accessed through FOIA, also received by and in the
possession of USGCRP:

1) "This review was constrained to beperformed within aday and ahalf. This is not an
   adequate amount of time to perform the quality of review that should be performed on
   this size document" (Ronald N. Kickert, 12/08/99);

2) "During this time, I did not have time to review the two Foundation Document
   Chapters" (Kickert, 12/20/99);

3) "Given the deadline I have been given for these comments, I have not been able to
   read this chapter in its entirety" (William T. Pennell);

4) "UNFORTUNATELY, THIS DOCUMEENT IS NOT READY FOR RELEASE
   WITHOUT MKAJOR CHANGES" (CAPS and bold in orieinal)(Jae Edmonds);

5) 'This is not ready to go!" (William M. Putman).




                                           I11
These comments reflect an alarming implication of timing over substance, and of a
 product whose final content appears predetermined. Patrick Michaels' comments, and
 the absence of apparent change in response to his alarming findings, reinforces this
 troubling reality. Notably, the product was released and continues to be disseminated
 without offering an actual peer review or otherwise addressing the concerns expressed.

    In conclusion, the National Assessment on Climate Change fails to meet FDQA
 and/or 0MB and OSTP Guidelines regarding Data Quality. As a consequence, OSTP
 must immediately cease electronic and other dissemination of the unacceptable data
 provided by the National Assessment on Climate Change, as defined by 0MB, and
 now OSTP, and described, sup ra.




                                             Sincerely,



                                            Christopher C. Homer
                                            Counsel
                                            202.331.2260
                                            CHorner~icei.org



cc:    Senator James Inhofe
       Representative Jo Ann Emerson
       Representative Joseph Knollenberg


enc




                                           12
APPENDIX TO CEI's Data Oualitv Act Request for Correction:
                  Description of Attachments

A.     USGCRLP Congressional Staff Briefing Overheads Detailing NACC
       Results.

       - These docs assert that NACC is based upon its regional and sectoral
       analyses, though models a) admittedly cannot produce regional outcomes,
       and b) USGCRP admits the science was not performed on the analyses
       before publication (see Attachment "I")

      - "Assessment results" assert that the models used produced that it "will"
      become wanner in particularregions, and that certain regional
      "inundation of [coastal] areas will increase".
      Given the universal acceptance that regional modeling is not feasible, such
      assertions disqualify this product from dissemination under FDQA.

      -One overhead admits that the only forcings included in the models used
      were GHG and sulphate, excluding e.g., aerosols and others ktnown to have
      mitigating effects on model outcomes, and even land use and solar, cited
      by several studies as being dominant climate determinants.

      Such admissions disqualify this product from dissemination under FDQA.

B.    Comments of National Laboratory Scientist Jae Edmonds, obtained under
      the Freedom of Information Act.
      These comments, particularly those hi-lited, serially and vehemently
      debunk the bias of the NACC and its lack of utility, as exemplar of
      commenter criticisms, not redressed in the final document.

C.    "Apocalypse Soon: Climate Assessment is based on fear," 5 July 2000
      Washington Times, Christopher C. Homer, detailing EPA, other National
      Lab and other commenting parties' exposures of draft NACC, criticisms
      which remain valid against "final", all of which were cited and/or
      provided in (copies of) original document form to NACC prior to
      publication.

D.   6 September 2001 Letter from Acting OSTP Director Rosina Bierbaum
     asserting the legal fiction that the NACC documents "are not policy
     positions or official statements of the U.S. government. Rather, they were
     produced by the scientific community and offered to the government for
     its consideration". (Cf, 15 U.S.C 2921 et cet.) This fiction was asserted in
     return for CEI, Senator James Inhofe, Representatives Jo Ann Emerson
     and Joseph Knollenberg, Consumer Alert, and others withdrawing their
     complaint against NACC for its numerous violations - including of the
requirement that NACC perform the underlying regional and sectoral
           science, and that it otherwise possess utility for its intended audience by
           fualfilling its statutory mandate to address the eight enumerated areas.

 E.        "The National Scare: Assessing 'The National Assessment of the
           Potential Consequences of Climate Change", 4 April 2000. David E.
           Wojick, Ph.D.

           Document addresses the bias of the NAST composition, in model
           selection, emission scenarios, and the dismissal/ignorance of benefits.
          Also cites the preposterous disparity between models' predicted rainfall,
          see page 9, excerpting "Percent Change in Predicted Rainfall, 1990 to
          2090 - Two Climate Models" (e~g., Rio Grande, Souris-Red-Rainy,
          Tennessee, Ohio, South Atlantic-Gulf regions all "Will" face a radical
          increase and a radical reduction in precipitation).

          These criticisms were not addressed in the final product, and remain valid.

          These failures alone disqualify the NACC from dissemination under
          FDQA.

F.        "Hot potato: The IIPCC had better check its calculations," 13 February
          2003 The Economist print edition.

          Details flaws in the IPCC assumptions, largely shared by NACC, making
          that document "technically unsound". The NACC in effect merely hired
          the Hadley Centre and Canadian modelers to look at the USA "regional
          implications" of the IPCC high-end scenarios, including the bogus
          assumptions.

G.        1999 OSTP/House Science Committee correspondence making clear the
          obvious - NACC must conduct the science prior to publication, or is
          useless as intended (i.e., no utility for intended audience).

H.       2000 OSTP/House Science Committee correspondence making clear the
         presumption that any scientific Assessment must wait for the science to be
         conducted, or is useless as intended (this too was ignored). This includes
         an OSTP agenda for completion of peer review, subsequently serving as
         an admission that NACC was published despite anticipated peer reviews
         not being performed.

      I. February 2003 NACC/1USGCRP inventory of peer review completion
         schedule, demonstrating that only one-third (12 of 36) per reviews were
         completed prior to publication.
This compounds that in its rush for autumn 2002 publication
                                                                         NACC
          perforned only (at most) five of eight mandatory subject
                                                                     matters for a
         document to have utility for its intended users see also attached
                                                                             15 U.S.c.
         Sec. 2936 (Attachment J), and NACC admission that "This
                                                                       first
         Assessment could not [sic] attempt to be comprehensive: the
                                                                         choice of
         thesefive sectors..." (Attachment K).
      L. 1999 OSTP/Senate correspondence demanding compliance
                                                                    with
         statutory and scientific requirements, including an OSTP promiserelevant
                                                                          of peer
         review.

 M.      FY 2001 Appropriations for VA/HUD       -   National Assessment on Climate
         Change, Bill and Report Language.
 N.     CE1 correspondence to NSF and OSTP repeatedly attempting
                                                                   to gain
        cooperation with NACC compliance with relevant legal and
        requirements, dated from S May 2000 to 9 June 2000, and scientific
                                                               including then-
        OSTP director Gibbons' recommendation that NACC begin
                                                                 With its
        conclusions (followed).
0.      I I August 2000 CR1 comments on Draft First National Assessment
                                                                        on
        Climate Change. Problems not redressed in final product.

P.      3 September 2000 Complaint, CElet al., v. Clinort¶Ion-COO-2383,
        including Count Two establishing a lack of utility for its intended
        audience (pp. 12-16), and Count Three establishing that NACC
                                                                          did not
        follow scientific requirements (pp. 16-20).
Q.     Plantiffs' Memorandum in Support of its Motion for Summary
                                                                  Judgment
       (CEIet al. v. Clinton), pp. 37-43, detailing NACC failure
                                                                 to perfonm
       requisite science.
R.     Global Climate Coalition report on draft First National Assessment,
       detailing scientific failures, not redressed in final document
                                                                      and exposing
       NACC is impermissible for dissemination pursuant to FDQA.

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CAR Email 2.20.03

  • 1. CEO It 20 February 2003 Director of the Office of Science and Technology Policy Executive Office of the President Eisenhower Executive Office Building 1650 Pennsylvania Avenue, NW Washington, DC 20502. Re: InitialRequest for Correction of Information: Petition to Cease Dissemination of the National Assessment on Climate Change, Pursuant to the Federal Data Quality Act Introduction This document follows and incorporates by reference: I) the information presented the United States District Court for the District of Columbia in Competitive Enterprise Institute (CEI), Inhofe, et aL v. Bush (DC DC CV 00-023 83), the complaint of which is presently withdrawn without prejudice expressly on the basis of O5TP assurances that the National Assessment does not represent a product of the federal government; 2) correspondence sent by CEI to Assistant Secretary of Commerce Dr. James R. Mahoney and Under Secretary of Commerce Vice Admiral Conrad C. Lautenbacher, Jr (18 October 2002) requesting that the US Global Change Research Change Project's (USGCR.P) National Assessment Synthesis Team undergo housecleaning to remove members responsible for the unlawfully produced, incomplete and FDQA-noncompliant National Assessment on Climate Change; and 3) CEI's Comments on NOAAJ`USCCSP's "Strategic Plan for the Climate Science Program" (17 January 2003)(the latter two are attached). Because "[tlhe Office of Science and Technology Policy (OSTP) and the Office of Management and Budget (0MB) provide oversight [of USGCRP] on behalf of the Executive Office of the President" (ht:/wgs2r) 0/scro/GCRPINFO.htmfl, OSTP retains responsibility for ensuring the compliance of USGCRP data, particularly the "National Assessment on Climate Change", with FDQA requirements. "One of the major activities for the USGCRP during the last several years has been the UV.S.National Assessment of the PotentialConseun ces ClatVriblity and Change o httn://-ww~w~nacc.us crn. eov). Assessment of the potential consequences of global change was mandate (sic] by Congress in the authorizing legislation of the USGCRP. OSTP requested the USGCRP to undertake this assessment, and played a key role in defining the assessment process, which included a series of regional workshops, USGCRP sponsorship of regional and sector vulnerability analyses, and creation of a
  • 2. National Synthesis Report, which will be published in late 2000" (http: /wnwostp.2ov/ Envirornment/html/env nroiBAK himl) (see also, e~g., "NSCTC Annual Report", at http://wwostp. 2ov/NSTC/htmiiannuahtt98htm~l). Pursuant to the justification presented in the cited litigation and attachments, and incorporated by reference in this Request, the Competitive Enterprise Institute requests correction of information, under Section 515 of Public Law 106-554, seeking OSTP comply with the FDQA by immediately ceasing dissemination of any form of the flawed data specifically described herein, and all conclusions or assertions based upon same, which is most effectively obtained by ceasing dissemination of the document formally if inaccurately styled as meeting the requirements as a first statutorily required "Climate Change Irnpacts in the United States: The Potential Consequences of Climate Variability and Change", or National Assessment (NACC). CEl is an Affected Person.- As the lead plIainti ff in CEI, Inhofe, et at. v. Clinton (DC DC CV 00-02383), litigation against the President in his capacity as Chair of the NSTC, and Dr. Neal Lane in his capacity as Director of the White House's Office of Science and Technology Policy, based on that product's unlawful production, CEI is an Affected Person. Further, CEI is an active participant in the domestic debate over United States "climate change" policies addressing regulatory and related policies of the United States government and their impact on its citizens, including inter alia an active practice writing and publishing (research, opinion, books, monographs, and biweeklyttCooler Heads" newsletter), advocating and as warranted litigating on policies regarding the economics, science and policies surrounding the theory of catastrophic anthropogenic global warming ("climate change"), which is the subject of the Synthesized Product at issue in the Request. OSTP's Dissemination of the USGCRP Product "NA CC is Covered by FDQA. As clearly manifested in great detail, infira, the National Assessment Synthesis Team is chartered pursuant to if demonstrably out of compliance with the Federal Advisory Committee Act (indeed, in federal litigation pleadings, OSTP's attorneys mustered only arguments toward possible compliance with the irrelevant "Sunshine Act" in defense of this noncompliance). This, however, does not mitigate OSTP's responsibility for its USGCRP endeavors, and dissemination of the National Assessment via the ".gov" internet domain not available to non-federal entities such as FACA committees even when operating in compliance with the law. The National Assessment is the product of USGCRP, disseminated via the federal domain "usgcrp.gov". As such, dissemination is traceable to OSTP, which remains responsible for the content pursuant to FDQA. CEI's Request for Correction is Timely. OSTP's FDQA "Final Guidelines for Ensuring the Quality of Disseminated Information" are dated October 2002. This request for correction of the numerous flaws in the massive document, as specifically detailed herein is therefore timely. 2
  • 3. Summary Consistent with the record that CEI has established through litigation and formal comments to numerous federal agencies involved with the OSTP 's effort to develop the National Assessment on Climate Change during their formulation of FDQA Guidelines, we request "timely correction" of NACC's fatal data flaws which, which upon review appears to be only obtainable by ceasing dissemination of the entirety. The following represents "the information source" at issue. NACC was originally disseminated electronically and in print December 2000, continuing to present, at <http://www.usec. o/usc/acdfault.htmn>. Supervision of and the relevant USGCRJP product remains the responsibility of OSTP as detailed herein. The information is also specifically described herein as incorrect for its failure to meet the data quality requirements of "objectivity" (whether the disseminated information is presented in an accurate, clear, complete and unbiasedmanner and is as a matter of substance accurate, reliable and unbiased), and "utility" (the usefulness of the information to the intended users (per the US Global Change Act of 1990, these are Congress and the Executive Branch). The White House Office of Management and Budget's (0MB) Interim Final Guidelines for agency compliance with FDQA requirements (66 FR 49718), finalized by OMB's January 3, 2002 Final Guidance (67 FR 369), were expressly "govermnent-wjde" (see FDQA Section 515(b)(1)). We continue our proceeding under OSTP's now-final Guidelines, and particularly OSTP's "Final Guidelinesfor Ensurink~ie Quality of DisseminatedInformation", to the extent these Guidelines further and are not in conflict with OMB's organic government-wide guidelines and/or FDQA. Further, as the statutorily designated steering document for policymnaking - despitethat the particular documen at issueadmitsin itsown textthat it fails to comnletethe statutor missionrequired to qualify asa" tinlAesm t.adws diaoe by the White HouseOffice of ScienceandTechnology Policy inorder to resolve litigation alsobrought by.inter alia. CEI -- NACC qualifies as "influential scientific or statistical information" for purposes of FDQA. Therefore it must meet a "reproducibility" standard, setting forth transparency regarding data and methods of analysis, "as a quality standard above and beyond some peer review quality standards." This invokes NACC's inappropriate use of and reliance upon computer models and data that upon scrutiny are demonstrably meaningless. Further, and as well documented in federal litigation pleadings, in developing the published version of NACC the USGCRP also admittedly failed to perform the necessary science underlying regional and sectoral analyses (that Congress contemporaneously notified USGCRP was a condition precedent to the release of even a draft National Assessment, as the absence of such yields the absence of sound science). As demonstrated in an attachement to accompany this Request, NACC went forth with only one-third (12 of 36) of the underlying scientific reports having been per reviewed and published. FDQA ratifies those objections, and is violated by continued dissemination of this product by any federal agency. 3
  • 4. An extensive record obtained through the Freedom of Information Act (FOIA) provides additional evidence requiring a prohibition on flurther NACC dissemination. TMs record exposes that the purported internal "peer review" of the draft NACC did not in fact occur, and also ratifies the inappropriate use of computer models, detailed herein. As the obtained documents demonstrate, commenting parties expressly informed USGCRP that they were rushed and given wildly inadequate time for substantive review or comment. USGCRI' published and continues to disseminate the product nonetheless, as do all agencies such as OSTP which reference, cite, link or otherwise disseminate NACC. All of these failings ensure that dissemination of NACC violates FDQA's requirement, manifested in OMB's Guidelines and as necessarily manifested by OSTP's final guidelines, that data disseminated by Federal Agencies meet standards of quality as measured by specific tests for objectivity, utility and integrity. FDQA prohibits - and therefore, OSTP must cease -- dissemination of NACC as the sole feasible "correction" given the errors' endemic nature due to that document's rampant violations. Pursuant to the above-cited documentation and the following, CEI requests that 05TP immediately comply with FDQA and cease dissemination of the National Assessment on Climate Change in whole or part and in any form including any product relying on NACC. Facts I. FDQA Coverage of the NACC However and by whatever cooperative effort of several government agencies, NACC as originally produced and/or disseminated is inescapably covered by FDQA when disseminated by a Federal Agency. This is particularly true given that no permissible interpretation of FDQA would permit evasion of its requirements, particularly regarding such a massive taxpayer expenditure, on the basis that it was a collaborative effort of numerous covered agencies. It is noteworthy that, whatever the status of the governmental cooperative producing NACC, as directed by the Executive Office of the President (EOP) and specifically OSTP, the United States Global Change Research Program (USGCRP), as putative producer of the National Assessment on Climate Change nonetheless is subject to the Federal Data Quality Act (FDQA). FDQA covers the same entities - and therefore, products -- as the Paperwork Reduction Act (IPWRA)(44 U.S.C. Sections 3501 et seq.; see esp. 44U.S.C. 3502(1)). By statute the President serves as Chairman of the National Science and Technology Council ("NSTC"), operating under the White House OSTP, and which has under its authority the Committee on Environment and Natural Resources ("CENR"') (1 5 U.S.C. 2932 (originally "Committee on Earth and Environmental Sciences")). All are therefore EOP entities, subject to PWRA, thus FDQA. 4
  • 5. Per 15 U.S.C. 2934 the President, as Chairman of the Council, shall develop and implement through CENR a US Global Change Research Program. The Program shall advise the President and Congress, through the NACC, on relevant considerations for climate policy. Though the composite USGCRP is an "interagency" effort staffed in great part by seconded employees from federal agencies, it remains under the direction of the President, such direction which has been delegated to OSTP, and is therefore a "covered agency" pursuant to 4 U.S.C. 3502(l). Collectively and pursuant to statutory authority, under the direction of OSTP the collaborative effort USGCRP directed an effort statutorily dedicated in part to studying the state of the science and its uncertainties'surrounding the theory of "global warming" or "climate change," producing a National Assessment on Climate Change. Though originally produced prior to FDQA, current or continued dissemination of the data asserted by the NACC (issued in final in December 2000), is subject to the requirements of the Federal Data Quality Act. Such an argument of "pre-existing study" is not available as regards any disseminated document under FDQA. II Development of NACC The Assessment was produced as follows: 1. Pursuant to and/or under the auspices of the Global Change Research Act of 1990, 15 U.S. C. 292 1, et seq., USGCRP is assigned the responsibility of producing a scientific assessment, particularly that which is at issue in tffiihtition, as follows: "On a periodic basis (not less frequently than every 4 years), the Council, through the Committee, shall prepare and submit to the President and the Congress an assessment which - (1) integrates, evaluates, and interprets the findings of the [USGCR] Program and discusses the scientific uncertainties associated with such findings; (2) analyzes the effects of global change on the natural environment, agriculture, energy production and use, land and water resources, transportation, human health and welfare, human social systems, and biological diversity; and (3) analyzes current trends in global change both human-inducted (sic) and natural, and projects major trends for the subsequent 25 to 100 years." (15 U.S.C. 2936). 2. The document at issue in this Petition, the "First National Assessment on Climate Change," disseminates data failing to meet FDQA's requisite levels of "quality", as described herein. 3. USGCR.P's surge to release a flawed, partial, and partially unauthorized report came despite requests of lawmakers and outside interests concerned with these 5
  • 6. issues to withhold releasing any such document lacking particular required scientific foundations, in violation of several laws and public policy. III. The Assessment violates the requirements of the FDQA in the following ways: I1. NACC Relies Upon and Promotes Improper Use of Computer Model Data For the following reasons, NACC violates FDQA's "objectivity" and "Utility" requirements. For these same reasons, as "influential scientific or statistical information", NACC also fails FDQA's "reproducibility" standard, establishing transparency requirements for data and methods of analysis, "a quality standard above and beyond some peer review quality standards." First, consider excerpts from the review of the draft NACC by Patrick Michaels, Professor of Environmental Sciences at University of Virginia, dated and submitted to USGCRP August I11, 2000, detailing the above-noted concerns placing the NACC in violation of FDQA. Where appropriate, additional italicized explanatory text is included. USGCRP made no apparent alterations of the original text in response to these comments, therefore the comments apply to NACC as disseminated. "August 11, 2000... "The essential problem with the USNA [elsewhere cited in this Petition as the NArCC] is that it is based largely on two climate models, neither one of whiciC ~hen compared with the 10-year smoothed behavior of the lower 48 states (a very lenient comparison), reduces the residual variance below the raw variance of the data. The one that generates the most lurid warming scenarios-the Canadian Climate Centre (CCC) Model-produces much larger errors than are inherent in the natural noise of the data. That is a simple test of whether or not a model is valid. ...and both of those models fail. All implied effects, including the large temperature rise, are therefore based upon a multiple scientific failure. The USNA's continued use of those models and that approach is a willful choice to disregard the most fundamental of scientific rules. (And that they did not find and eliminate such an egregious error is testimony to grave bias). For that reason alone, the USNA should be withdrawn from the public sphere until it becomes scientifically based." Explanatory text: The basic rule of science is that hypotheses must be verified by observed data before they can be regardedasfacts. Science that does not do this is 'junk science",~ at minimum is precisely what the FDQA is designed to bar firom the and policymakingprocess. The two climate models used in the NACC make predictions of U.S. climate change based upon human alterationsof the atmosphere. Those alterations have been going on for well over 1 00 years. Do the changes those models "predicted"for US. climate in the last century resemble what actually occurred? This can be determined by comparison of observed U.S. annual temperature departures 6
  • 7. from the 20' century average with those generated by both of these models. It is traditional to use moving averages of the data to smooth out year-to-year changes that cannot be anticipatedby any climate model. This review used JO-year running averages to minimize interannualnoise. The predicted-minus-observedvalues for both models versus were then compared to the result that would obtain if one simply predicted the average temperaturefor the L/A 2 centuryfrom year to year. Infact, both models did worse than that base case. Statistically speaking, that means that both models perform worse for the last 100 years than a table of random numbers applied to ten-year running mean U.S. temperatures. There was no discernible alteration of the NACC text in response to this fatal flaw. However, the NACC Synthesis Team, co-chaired by Thomas Karl, Director of the National Climatic Data Center, took the result so seriously that they commissioned an independent replication of this test, only more inclusive, using 1-year, 5-year. JO-year and 25-year running means of the US. annual temperature. This analysis verified that in fact both models performed no better than a table of random numbers applied to the US. Climate Data. Mr. Karl was kind enough to send the results to this reviewer. ...the problem of model selection. As shown in Figure 9.3 of the Third Assessment of the United Nations Intergovernmental Panel on Climate Change, the behavior of virtually every General Circulation Climate model (GCM) is the production of a linear warming, despite assumptions of exponential increases in greenhouse forcing. In fact, only one (out of, by my count, 26) GCMs produces a substantially exponenti'arwarming-the CCC model [one of the two used in the NACC]. Others may bend up a little, though not substantially, in the policy-relevant time frame. The USNA specifically chose the outlier with regard to the mathematical form of the output. No graduate student would be allowed to submit a thesis to his or her committee with such arrogant bias, and no national committee should be allowed to submit such a report to the American people. Even worse, the CCC and Hadley data were decadally smoothed and then (!) subject to a parabolic fit, as the caption for the USNA's Figure 6 makes clear. That makes the CCC even appear wanner because of the very high last decadal average. One of the two models chosen for use in the USNA, the Canadian Climate Center (CCC) model, predicts the most extreme temperature and precipitation changes of all the models considered for inclusion. The CCC model forecasts the average temperature in the United States to rise 8. 0 F (4.50 C) by the year 2 100, more than twice the rise of 3.6 F .1 0 (2.0 0 C) forecast by the U.K. model (the second model used in the USNA). Compare this with what has actually occurred during the past century. The CCC model predicted a warming of 2.7 0F (l.50 C) in the United States over the course of the twentieth century, but the observations show that the increase was about 0.25 0 F (0.14 0 C) (Hansen, J.E., et al., 1999: GISS analysis of surface temperature change. Journal of Geophysical Research, 104, 30,997-3 1,022), or about 10 times less than the forecast [Hansen has since revised this to 0.50 C, which makes the prediction three times greater than what has been observed].... The CCC forecast of precipitation changes across the Unites States is 7
  • 8. equally extreme. Of all the models reviewed for inclusion in the USNA, the CCC model predicted more than twice the precipitation change than the second most extreme model, which interestingly, was the U.K. model [the other model used in the NACC]. The U.K. model itself forecast twice the change of the average of the remaining, unselected models. Therefore, along with the fact that GCMs in general cannot accurately forecast climate change at regional levels, the GCMs selected as the basis for the USNA conclusions do not even fairly represent the collection of available climate models. Why deliberately select such an inappropriate model as the CCC? [Thomas Karl, co-Chair of the NACC synthesis team replied that] the reason the USNA chose the CCC model is that it provides diurnal temperatures; this is a remarkable criterion given its base performance ..... "The USNA's high-end scenarios are driven by a model that 1) doesn't work over the United States; 2) is at functional variance with virtually every other climate model. It is simply impossible to reconcile this skewed choice with the rather esoteric desire to include diurnal temperatures..." Explanatory text: It is clear that the NACC chose two extreme models out of afield of literally dozens that were available. This violates the FDQA requirementsfor "objectivity" detailed in the thirdparagraphof this Petition. Second, Dr. Michaels is clearly not alone in his assessment. The following are excerpts from comments by government reviewers, received and pokissed by USGCRP, or USGCRP's "peer reviewers"' failed attempts to elevate the NACC to the level of scientific product. For example, consider that styled "Improper use of climate models", by William T. Pennell of Northwest National Laboratory, submitted through DOE (John Houghton) to Melissa Taylor at USGCRP: "Although it is mentioned in several places, greater emphasis needs to be placed on the limitations that the climate change scenarios used in this assessment have on its results. First, except for some unidentified exceptions, only two models are used. Second, nearly every impact of importance is driven by what is liable to happen to the climate on the regional to local scale, but it is well known that current global-scale models have limited ability to simulate climate effects as this degree of spatial resolution. We have to use them, but I think we need to be candid about their limitations. Let's take the West [cites example]... .Every time we show maps that indicate detail beyond the resolution of the models we are misleading the reader." USGCRP received other comments by governmental "peer reviewers" affirm-ing these clear, significant, indeed disqualifying modeling data transgressions: "Also, the reliance on predictions from only two climate models is dangerous". Steven J. Ghan, Staff Scientist, Atmospheric Sciences and Global Change, Pacific Northwest Laboratory. 8
  • 9. "This report relies too much on the projections from only two climate models. Projections from other models should also be used in the assessment to more broadly sample the range of predicted responses." Steven J. Ghan Staff Scientist, Atmospheric Sciences and Global Change, Pacific Northwest Laboratory. "Comments on National Assessment. 1. The most critical shortcomings of the assessment are the attempt to extrapolate global-scale projections down to regional and sub-regional scales and to use two models which provide divergent projections for key climatic elements." Mitchell Baer, US Department of Energy, Washington, DC. "General comments: Bias of individual authors is evident. Climate variability not addressed .. . Why were the Hadley and Canadian GCMs used? Unanswered questions. Are these GCM's [sic] sufficiently accurate to make regional projections? Nope". Reviewer Stan Wullschleger (12/17/99). William T. Pennell, Manager, Atmospheric Sciences and Global Change, Pacific Northwest Laboratory, cites the that "only two models are used" as a "limitation" on the product. The final NACC currently disseminated by OSTP shows these admonitions went unheeded. Stated simply, the climate models upon which NACC relies struck out. Strike one: they can't simulate the current climate. Strike two: they falsely predict greater and mare rapid warming in the atmosphere than at the surface -- the opposite is happening (see e~g., htt://WWW.ghcc.msfc.nasa~gov/MSU/Il sat accuracvlhtail). Strike three: they predict amplified warming at the poles, which are cooling instead (see e.g., httn://www. washingtonp~ost.conmJv~pdvn/artcles/A40974-2002Jan13 .htmnl). Worse, NACC knowingly misuses the data demonstrably non-utile for their ptirported purpose. Being on notice of these facts, QSTP is equally culpable. 2. Failure to Perfonn Requisite Scientific Review Violates FDQA USGCRP's development of NACC drew congressional attention to particular shortcomings relevant to this Request. Specifically, leaders in the United States House of Representatives repeatedly attempted to herd USGCRP and its subsidiary bodies to follow the scientific method regarding particular matters, specifically the regional and sectoral analyses. Indeed the concerns had become so acute that these leaders were compelled to promote a restriction prohibiting relevant agencies from expending appropriated monies upon the matter at issue, unless consistent with the plain requirements of the GCRA of 1990, through language in the conference report accompanying Public Law 106-74: "None of the fiuhds made available in this Act may be used to publish or issue an 9
  • 10. assessment required under section 106 of the Global Change Research Act of 1990 unless (1) the supporting research has been subjected to peer review and, if not otherwise publicly available, posted electronically for public comment prior to use in the assessment; and (2) the draft assessment has been published in the Federal Register for a 60 day public comment period."' USGCRP did not perform the conditions precedent for valid science as reaffirmed in that language. Instead USGCRP produced and now disseminates a NACC knowingly and expressly without the benefit of the supporting science which not only is substantively required but which Congress rightly insisted be performed and subject to peer review prior to releasing any such assessment. These and other attempts to rectify certain NACC shortcomings were made in advance of USGCRP producing the NACC (see correspondence from GEl which are being forward to accompany this Request), but were never rectified. These failures justify Petitioners' request that USGCRP cease present and future NAGC dissemination unless and until its violations of FDQA are corrected. Given the neature of such violations, we do not see any remedy other in satisfaction of FDQA other than cessation of dissemination of the NACC in its entirety. In addition to NACC violating FDQA's "objectivity" and "utility" requirements, as "influential scientific or statistical information", NACC also fails its "reproducibility" standard, setting forth transparency regarding data and methods of analysis. Per 0MB, this represents "a quality standard above and beyond some peer review quality standards." 2 Given USGCR.P's refusal to wait for completion of the underlying science and their response to the relevant oversight chairmen, it is manifest that USGCRP ignored or rejected these lawmakers' requests, including by the relevant oversight Chairmen and produced a deeply flawed Assessment, knowingly and admittedly issuing a "final" Assessment without having complied with Congress's direction to incorporate the underlying science styled as "regional and sectoral analyses,",3 while also admitting that certain analyses critical to the requisite scientific foundation would be completed in the ' House Report 106-379, the conference report accompanying H.R. 2684, Department of Veterans Affairs and Housing and Urban Development, and Independent Agencies Appropriations Act, 2000 (Pub.L. 106-74), p. 137. 2As established in CEI et aL v. Bush pleadings (pleadings and congressional correspondence attached), Congress detailed for USGCRP its more obvious scientific failures that ensure that NACC now violates FDQA, noting USGCRP's refusal to even attempt to comply with such conditions and seeking assurance that this circumstance would be remedied. USGCRP via OSTP drafted a response to House Science Committee Chairman Sensenbrenner, evasively failing to specifically address the concerns raised by these members. Chairmen Sensenbrenner and Calvert specifically took issue and/or disputed these non-responses in the July 20, 2000 letter, reiterating their request for compliance with the law's requirements. This was ignored and the failings persist. 3This despite that the two principal NACC sections are "Regions," and "Sections." (See http://www.gcrio.org/nationalassessment/over~Mdf/I Intro.Ddf). 10
  • 11. near fuiture. For these same reasons dissemination presently violates FDQA. 3. NACC Not in Fact Peer Reviewed, the Record Makes Clear Finally, NACC suffers from having received no authentic peer review, again in violation of FDQA's "objectivity" and "utility" requirements. As "influential scientific or statistical information", for these reasons NACC also fails the "reproducibility" standard, setting forth transparency regarding data and methods of analysis, "a quality standard above and beyond some peer review quality standards." Once an advisory committee was chartered pursuant to the Federal Advisory Committee Act (FACA) in 1998, Dr. John Gibbons' communication of January 8, 1998 to the first Designated Federal Officer (DFO) Dr. Robert Corell indicates a sense of urgency was communicated to the panel by political officials. Further, GEI t alci. included in their pleadings statements in the record and major media outlets, including but in no way limited to those from certain anonymous if purportedly well placed sources, indicating a perception among involved scientists that political pressures drove the timing and even content of this draft document. This is manifested by the lack of opportunity to comment for parties whose comment was formally requested as part of a "peer review" of NACC. This sense of urgency is reflected in, among other places, comments the Cooler Heads Coalition obtained via the Freedom of Information Act, made b~ parties from the National Laboratories asked by the Department of Energy to commeit on the Draft. hin addition to an emphasis on speed as opposed to deliberation, the report's emphasis on "possible calamities" to the detriment of balancing comnments which were widely offered, and rampant criticism of the reliance on only two significantly divergent models for the pronouncements made, these comments are exemplified by the following samples from well over a dozen such complaints accessed through FOIA, also received by and in the possession of USGCRP: 1) "This review was constrained to beperformed within aday and ahalf. This is not an adequate amount of time to perform the quality of review that should be performed on this size document" (Ronald N. Kickert, 12/08/99); 2) "During this time, I did not have time to review the two Foundation Document Chapters" (Kickert, 12/20/99); 3) "Given the deadline I have been given for these comments, I have not been able to read this chapter in its entirety" (William T. Pennell); 4) "UNFORTUNATELY, THIS DOCUMEENT IS NOT READY FOR RELEASE WITHOUT MKAJOR CHANGES" (CAPS and bold in orieinal)(Jae Edmonds); 5) 'This is not ready to go!" (William M. Putman). I11
  • 12. These comments reflect an alarming implication of timing over substance, and of a product whose final content appears predetermined. Patrick Michaels' comments, and the absence of apparent change in response to his alarming findings, reinforces this troubling reality. Notably, the product was released and continues to be disseminated without offering an actual peer review or otherwise addressing the concerns expressed. In conclusion, the National Assessment on Climate Change fails to meet FDQA and/or 0MB and OSTP Guidelines regarding Data Quality. As a consequence, OSTP must immediately cease electronic and other dissemination of the unacceptable data provided by the National Assessment on Climate Change, as defined by 0MB, and now OSTP, and described, sup ra. Sincerely, Christopher C. Homer Counsel 202.331.2260 CHorner~icei.org cc: Senator James Inhofe Representative Jo Ann Emerson Representative Joseph Knollenberg enc 12
  • 13. APPENDIX TO CEI's Data Oualitv Act Request for Correction: Description of Attachments A. USGCRLP Congressional Staff Briefing Overheads Detailing NACC Results. - These docs assert that NACC is based upon its regional and sectoral analyses, though models a) admittedly cannot produce regional outcomes, and b) USGCRP admits the science was not performed on the analyses before publication (see Attachment "I") - "Assessment results" assert that the models used produced that it "will" become wanner in particularregions, and that certain regional "inundation of [coastal] areas will increase". Given the universal acceptance that regional modeling is not feasible, such assertions disqualify this product from dissemination under FDQA. -One overhead admits that the only forcings included in the models used were GHG and sulphate, excluding e.g., aerosols and others ktnown to have mitigating effects on model outcomes, and even land use and solar, cited by several studies as being dominant climate determinants. Such admissions disqualify this product from dissemination under FDQA. B. Comments of National Laboratory Scientist Jae Edmonds, obtained under the Freedom of Information Act. These comments, particularly those hi-lited, serially and vehemently debunk the bias of the NACC and its lack of utility, as exemplar of commenter criticisms, not redressed in the final document. C. "Apocalypse Soon: Climate Assessment is based on fear," 5 July 2000 Washington Times, Christopher C. Homer, detailing EPA, other National Lab and other commenting parties' exposures of draft NACC, criticisms which remain valid against "final", all of which were cited and/or provided in (copies of) original document form to NACC prior to publication. D. 6 September 2001 Letter from Acting OSTP Director Rosina Bierbaum asserting the legal fiction that the NACC documents "are not policy positions or official statements of the U.S. government. Rather, they were produced by the scientific community and offered to the government for its consideration". (Cf, 15 U.S.C 2921 et cet.) This fiction was asserted in return for CEI, Senator James Inhofe, Representatives Jo Ann Emerson and Joseph Knollenberg, Consumer Alert, and others withdrawing their complaint against NACC for its numerous violations - including of the
  • 14. requirement that NACC perform the underlying regional and sectoral science, and that it otherwise possess utility for its intended audience by fualfilling its statutory mandate to address the eight enumerated areas. E. "The National Scare: Assessing 'The National Assessment of the Potential Consequences of Climate Change", 4 April 2000. David E. Wojick, Ph.D. Document addresses the bias of the NAST composition, in model selection, emission scenarios, and the dismissal/ignorance of benefits. Also cites the preposterous disparity between models' predicted rainfall, see page 9, excerpting "Percent Change in Predicted Rainfall, 1990 to 2090 - Two Climate Models" (e~g., Rio Grande, Souris-Red-Rainy, Tennessee, Ohio, South Atlantic-Gulf regions all "Will" face a radical increase and a radical reduction in precipitation). These criticisms were not addressed in the final product, and remain valid. These failures alone disqualify the NACC from dissemination under FDQA. F. "Hot potato: The IIPCC had better check its calculations," 13 February 2003 The Economist print edition. Details flaws in the IPCC assumptions, largely shared by NACC, making that document "technically unsound". The NACC in effect merely hired the Hadley Centre and Canadian modelers to look at the USA "regional implications" of the IPCC high-end scenarios, including the bogus assumptions. G. 1999 OSTP/House Science Committee correspondence making clear the obvious - NACC must conduct the science prior to publication, or is useless as intended (i.e., no utility for intended audience). H. 2000 OSTP/House Science Committee correspondence making clear the presumption that any scientific Assessment must wait for the science to be conducted, or is useless as intended (this too was ignored). This includes an OSTP agenda for completion of peer review, subsequently serving as an admission that NACC was published despite anticipated peer reviews not being performed. I. February 2003 NACC/1USGCRP inventory of peer review completion schedule, demonstrating that only one-third (12 of 36) per reviews were completed prior to publication.
  • 15. This compounds that in its rush for autumn 2002 publication NACC perforned only (at most) five of eight mandatory subject matters for a document to have utility for its intended users see also attached 15 U.S.c. Sec. 2936 (Attachment J), and NACC admission that "This first Assessment could not [sic] attempt to be comprehensive: the choice of thesefive sectors..." (Attachment K). L. 1999 OSTP/Senate correspondence demanding compliance with statutory and scientific requirements, including an OSTP promiserelevant of peer review. M. FY 2001 Appropriations for VA/HUD - National Assessment on Climate Change, Bill and Report Language. N. CE1 correspondence to NSF and OSTP repeatedly attempting to gain cooperation with NACC compliance with relevant legal and requirements, dated from S May 2000 to 9 June 2000, and scientific including then- OSTP director Gibbons' recommendation that NACC begin With its conclusions (followed). 0. I I August 2000 CR1 comments on Draft First National Assessment on Climate Change. Problems not redressed in final product. P. 3 September 2000 Complaint, CElet al., v. Clinort¶Ion-COO-2383, including Count Two establishing a lack of utility for its intended audience (pp. 12-16), and Count Three establishing that NACC did not follow scientific requirements (pp. 16-20). Q. Plantiffs' Memorandum in Support of its Motion for Summary Judgment (CEIet al. v. Clinton), pp. 37-43, detailing NACC failure to perfonm requisite science. R. Global Climate Coalition report on draft First National Assessment, detailing scientific failures, not redressed in final document and exposing NACC is impermissible for dissemination pursuant to FDQA.