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The Eyesore in the City of Angels:
           Slums in Bangkok

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                  information from this paper.
CONTENTS

LIST OF TABLES .................................................................................................................................. II
INTRODUCTION ................................................................................................................................... 1
SLUMS: DEFINITION ........................................................................................................................... 2
TABLE 1: NUMBER OF SLUMS IN THAILAND, 2000 ................................................................... 2
SLUMS: ORIGIN AND EXPANSION .................................................................................................. 4
    History of slums........................................................................................................ 5
    Location of slums today ........................................................................................... 6
SLUMS: PEOPLE ................................................................................................................................... 9
    Socio-economic aspects ............................................................................................ 9
    Education ................................................................................................................ 12
    Myth 1: “They all migrated from the Northeast” ............................................... 13
SLUMS: GOVERNMENT POLICIES ............................................................................................... 18
    Macro policies......................................................................................................... 18
    Housing policies...................................................................................................... 19
    Policy assessment ................................................................................................... 20
SLUMS: FUTURE................................................................................................................................. 23
REFERENCES ...................................................................................................................................... 25




LIST OF TABLES
Table 1: Number of slums in 2000 ............................................................................................................2
Table 2: Location of slum housing in relation to the city centre ...............................................................8
Table 3: General socio-economic data of slums in Bangkok, 1994 ........................................................11
Table 4: Occupations of slum-dwellers and other Bangkokians .............................................................15
Table 5: Selected monthly per capita income at 1993 prices ..................................................................16
Table 6: Assets of slum-dwellers ............................................................................................................18



LIST OF FIGURES
Figure 1: Move-in and move-out statistics ................................................................................................5
Figure 2: Map of slums in Bangkok, 1985 ................................................................................................7
Figure 3: Slums evicted from 1984 to 1988 ..............................................................................................8
Figure 4: Map of slums in Bangkok, 2003 ..............................................................................................10
Figure 5: Map of slum population in Bangkok, 2003 .............................................................................10
Figure 6: Education of slum dwellers ......................................................................................................12
Figure 7: Comparing Bangkok as birth place between head of household and all household members 14
Figure 8: Suan Phlu slum community at football field............................................................................22
Figure 9: Suan Phlu slum community back on original site ....................................................................22



                                                                                                                                                 ii
Introduction

         In October 2003, a giant banner – reportedly the largest in the world – was

strung up along a stretch of the Chao Phraya river to welcome Pacific Rim leaders

descending on Bangkok for the Asia Pacific Economic Cooperation (Apec) meeting.

Emblazoned with the image of Bangkok’s stunning Grand Palace, the 360m-by-10m

banner was ostensibly used to greet the group’s foreign affairs and trade ministers

with the message, “A Warm Welcome to Thailand to All Apec Delegates”. But the

real intention behind the nine-million-baht banner was actually to hide the riverside

slum, the Tha Thien community, so that the hallowed eyes of the dignitaries are

shielded from the eyesore as they cruise down the river. “The purpose is to improve

the landscape at Tha Thien area,” a Bangkok Metropolitan Administration (BMA)

official told journalists. “There was no opposition from the residents. As a matter of

fact, they were in favour of the project…” (The Nation, 2003). One would think that

nine million baht spent on upgrading the community would probably go a longer way

than on a banner. The ubiquitous slum1 – or “crowded community” as the Thai

government prefers to call it now – with its rickety dwellings, dirty and overcrowded

conditions has long been an embarrassing thorn in the flesh for the government as it

pushes the country towards developed nation status. This paper looks at the origins,

location and physical characteristics of slums in Bangkok, as well as the socio-

economic status of slum-dwellers. I will also examine and critique government

policies towards the slums and conclude with my perspective on the future of the

slums.



1
 In this paper, I will use the term slums instead of “crowded communities” because it is still widely
used on government websites and publications by the Bangkok Metropolitan Administration.


                                                                                                        1
Slums: Definition

         The National Housing Authority defines a slum as “a dirty, damp, swampy or

unhealthy area with overcrowded buildings and dwellers (sic) which can be harmful

for health or lives or can be a source of unlawful or immoral actions. The minimum

number of housing units per rai (1,600 sq metres) is 15”.

                          Table 1: Number of slums in Thailand, 2000
URBAN            COMMUNITIES             HOUSE-        SLUM POPULATION                   TOTAL             SLUM
CENTRES          TOT   SQUATT            HOLDS         NUMBER   /UNI  /HH                POPULA-           POP (%)
                 AL    ERS               (HH)                   T                        TION
                       NO  %
BANGKOK           796 125 16               196,354       1,099,575        8.0     5.6       5,680,380               19
NONTHAB             60  10 17                6,994          34,970        7.4     5.0         859,607                4
URI
PATHUM               93      28    30       17.099          85,495        8.0     5.0         654,701               13
THANI
SAMUT              207       13      6      41,456         207,280        7.0     5.0         995,838               21
PRAKAN
SAMUT                62       4      6        8,838         44,190        8.0     5.0         428,814               10
SAKHON
NAKHON               30       1      3        3,038         15,190        5.7     5.0         781,138                2
PATHOM
BMR              1,248     181     15      273,779       1,486,700        7.8     5.4       9,400,478               16
TOTAL
PROVINCI           341     112     33       62,673         277,172        5.3     4.4     52,478,268                 1
AL CITIES
THAILAND         1,589     293     18      336,452       1,736,872        7.2     5.2     61,878,746                 3
TOTAL
Note: BMR refers to the Bangkok Metropolitan Area and includes Bangkok and five other neighbouring provinces:
Nonthaburi, Pathum Thani, Samut Prakan, Samut Sakhon and Nakhon Pathom.
Source: Figures compiled from the National Housing Authority (2000a-e) and Agency for Real Estate Affairs
(1996a).


         In Thailand, slums and squatter settlements are similar in their derelict

appearance. The only difference is in legal status. Slums are legal in that they exist

on a house/land rent basis. On the other hand, squatter settlements are illegally

located on others’ land without permission. The illegality of squatter settlements

excludes them from upgrading programmes. For example, Khlong Toei, the largest

settlement in Bangkok is actually a squatter settlement although it is referred to as a

slum (Sopon 1985:2). Squatters are not a major problem in Thailand, except in




                                                                                                                2
Pathum Thani where a large number of people squat on the public land along the

irrigation canals (Table 1).

       In the past, “chumchon bukruk” (illegal community) was the old term used by

government officials for illegal squatter settlements but people never used it. They

preferred “chumchon bukberk” (pioneering community) since it puts a more upbeat

light on the process of informal settling. Both terms, or just chumchon, were

commonly used until 1982 when “chumchon aai aat” (crowded community) was

introduced by Dammrong Lathapipat, the then-Governor of National Housing

Authority with the approval of the Cabinet. This perhaps reflects the NHA’s attempt

to shift its approach to the slum problem – from viewing it as a dilapidated area that

needs to be cleared to seeing it as a community that needs upgrading (Akin, 1999).

       Slums are identified by four major physical components – overcrowdedness,

limited privacy, substandard housing conditions and substandard living environment.

       Generally, there are more than 38 units per acre in a slum compound. An

average slum household has 5.6 members, compared to Bangkok’s 3.3. But the

average slum house houses eight people because part of the unit is usually sublet to

others (Table 1). So a slum house is almost three times more crowded than other

housing units in Bangkok. Moreover, houses in the slum are built next to others

without any planned pattern. Often, new houses in the compound spring up in

whatever little space left between existing houses, leading to little privacy for the

slum-dwellers. Although it results in a high degree of interaction among them,

tempers are sometimes frayed because of the close proximity.

       Slums have a make-shift, dilapidated and deteriorated air about them because

the houses are usually made of wood, with corrugated iron sheets for roofs. Yet these



                                                                                         3
wooden houses will not be out of place, much less considered an eyesore, in a rural

village. They would just be considered rural houses. So it seems that it is the

sophisticated urban environment that “causes” these rural houses to be labelled as

slum houses. The ground on the slum compound is usually wet as there is typically

no land-filling before housing construction. Drainage is a problem in many slums

while sewage is discharged to a septic tank. Almost all dwellers get access to potable

piped water and electricity supplies. But drugs, alcoholism, gambling and other social

ills are usually rampant in these communities.

Slums: Origin and Expansion

       Thailand has a total slum population of 1,763,872 (Table 1). About 60 per

cent of that population is concentrated in Bangkok alone. This is hardly surprising

given its status as a primate city where all socio-economic and political activities are

clustered. Slum-dwellers make up 19 per cent of Bangkok’s population.

       According to the Bangkok Metropolitan Administration, there were 1,720

slums in Bangkok, housing 1,629,155 people in 2003. But according to the National

Housing Authority (NHA), there were 796 slums housing 1,099,575 people in 2000.

Even after accounting for the natural birth increase from 2000 to 2003, which was

2.89%, there is still a difference of 497,802 slum-dwellers. There also could not have

been a sudden influx of in-migration because more people move out than move in

(Figure 1). The big discrepancy in figures can be explained in two ways. First, the

NHA does not include slums with less than 50 households in their surveys. Second,

while a community of 15 housing units per rai is an accepted criterion of defining a

slum, some surveyors also include communities with less than that density. To

minimise confusion, I will use the NHA’s data as it has conducted more slum surveys.



                                                                                           4
Going by its figures, the number of slum settlements in Bangkok has decreased from

943 in 1985 to 796 in 2000, while the slum population has gone up from 956,400 to

almost 1.1 million in the same period. This goes to show that the existing slums are

getting increasingly crowded and possibly expanding in area too.


                           Figure 1: Move-in and Move-out Statistics
                            490,000
                            480,000
                            470,000
              Num ber of    460,000
               people       450,000
                            440,000                                         Move-in
                            430,000
                            420,000                                         Move-out
                                         2000        2001     2002
                                                     Year


          Source: Bangkok Metropolitan Administration, 2002


History of slums

        When Bangkok’s industrialisation took off in the 1960s, it drew many people

from the rural areas to the city. During the period from 1960 to 1970, Bangkok had a

net gain of 260,000 in-migrants, while the other regions in the country experienced

net losses. This amounts to an average of 26,000 people a year2. In 1958, 46 per cent

of Bangkok’s population lived in overcrowded areas (Litchfield 1960:84). For the

rural migrants, the only way they could afford a roof over their head is if they rent

land and build their own house. Even up to 1980, 80 per cent of Bangkok households

could not afford a new house offered in the market. So people continued to do the

same thing – rent land of approximately 100 sq metres from the landowner at about

12 baht per sq metre and build their own house (Sopon 1992:46). Land-owners also



2
  But Angel argues convincingly that most of the migratory movements then were from one rural area
to another. Using the 1970 Census of Population, he found that of more than 3.3million moves made in
the last five years, more than 77 per cent were into rural places (1988:251).


                                                                                                   5
found it profitable to lease out land in this way, especially land with bad access, such

as old fruit orchards.

       In 1985, half of the 1,020 slums then were located within 6.5km of the city

centre, taken as the Pathumwan Intersection (Sopon 1985:2). Figure 2 indicates that

people need to live near a source of employment. Income-earning opportunities, such

as those offered by the Khlong Toei Port and the former garbage dump in Huai

Kwang where people can collect resaleable refuse, are the prime stimuli for the

formation of these settlements. Apart from the central area of the city, there were 50

distinctive commercial sub-centres that served different parts of Bangkok, for

example, Lad Phrao Intersection, Suan Phlu, Bangkhae Market, Saphan Kwai,

Southern Bus Terminal and etc. These sub-centres and the slum settlements have a

symbiotic relationship. The centres encourage the growth of the settlements while the

slums are a source of low-cost labour for the centres.

Location of slums today

       According to the 1988 slum survey by the National Housing Authority, the

average distance from the slums to the centre of Bangkok, taken as Pathumwan

Intersection, has increased from 7.1 km in 1984 to 9.97 km in 1988 (excluding

Pathum Thani which was not surveyed in 1984), or 10.57km (including Pathum

Thani). Between 1984 and 1988, 35 per cent of the slums within 5 km of the city

centre were evicted because of development pressure (Figure 3). During the same

period, 11,376 housing units within 10km of the city centre were demolished while a

considerable number of slum housing units emerged in the suburban areas beyond

11km from the city centre (Table 2). As more slums in the city centre were evicted,

slum dwellers were forced to look for new accommodation especially because the



                                                                                           6
demolished units were not being replaced by low-income public or private housing.

To remain near the city, some would rent a house or a room in an existing nearby




                                                                                    7
slum as it is unlikely there would be space to build a new house there. This would

cause existing slums to become even more crowded. Alternatively, some would move

further away from the centre. At the same time, new factories generating many new

employment opportunities were springing up in the urban fringe, particularly in Samut

Prakan, Samut Sakhon and Pathum Thani. For example, Samut Prakan had the

highest proportion of newly established medium-sized firms of the provinces

surrounding Bangkok (Lee 1988:13). Many low-income households were thus

attracted to move closer to these new money-making places. Given the lack of

affordable formal housing in these areas, households often have to find shelter in

informal settlements. The number of slums in Samut Prakan almost doubled from

144 in 1984 to 278 in 1988 (Yap 1992:42).


                             Figure 3: Slums evicted, 1984 to 1988

                           12%       6%
                                                        35%   Distance from centre

                                                                   1-5km
                                                                   6-10km
                              47%                                  10-15km
                                                                   More than 15km



                  Source: National Housing Authority 1988 Slum Survey



           Table 2: Location of slum housing in relation to the city centre
Distance (km)                       1974                         1984                1988
0-5                                         69,738                       69,906              63,907
6-10                                        42,296                       46,031              40,654
11-20                                       23,091                       36,581              47,718
21-30                                        4,015                        6,370              15,398
>30                                            186                        1,257               2,961
Total                                      139,326                      160,145             170,638
Source: Padco-LIF Land Market Assessment (1990:125)


         The trend continues today, with more slums located on the suburban fringes,

particularly in areas near to Nonthaburi and Pathum Thani, two provinces that offer



                                                                                                 8
many employment opportunities (Figure 4). Nonthaburi has its factories while

Pathum Thani has been the fastest growing province for 10 years, with an annual

growth rate of 4.84 per cent (National Statistical Office, 2000). The fact that there are

fewer slums near the city centre presents a deceptive picture. For example, Khlong

Toei’s 40 slums house 92,119 people while Lak Si’s 69 slums house only 61,944

slums. The slums near the city centre, though few, still house a greater proportion of

slum-dwellers (Figure 5). This also indicates that people still prefer to live near the

city centre, hence adding on to the overcrowding of the already-congested slums.

Slums: People

       There are generally two kinds of renters in a slum – land-renters and house-

renters. A rare minority actually owns the land. The former rents a piece of land and

build their own wooden house on it while the latter rents an existing house. House-

renters are either too poor to build a house or are planning to stay there temporarily.

The rent is about 500 to 1,500 baht excluding charges for water and electricity

supplies. It was estimated that the proportion of house-renters in slums was 28 per

cent (Sopon 1992:56). I would expect the figure to have gone up by now because

many slums have been destroyed due to eviction, and rental housing in slums is a

relatively cheap housing alternative.

Socio-economic aspects

          As mentioned earlier, the household size in slums is generally larger than

  those of other Bangkokians (Table 3). Interestingly, the proportion of dependent

household members in slums is higher than non-slum dwellers. A third of those who

   live in slums are either aged below 15 or above 60 years old compared to just a

    quarter of those who live in formal housing units. There are also slightly more



                                                                                          9
Figure 4: Map of slums in Bangkok, 2003




Source: Bangkok Metropolitan Administration, 2003




                    Figure 5: Map of slum population in Bangkok, 2003




Source: Bangkok Metropolitan Administration, 2003



                                                                        10
women than men in the slums. Through personal contact with the Suan Phlu slum

before it was razed by fire last year, I discovered that this seemed to be so because

some of the men were in jail for drug offences, some were on the run, others have just

simply abandoned their family.

          Table 3: General Socio-economic Data of Slums in Bangkok, 1994
                                                          BANGKOK METROPOLIS
                                                    THON BURI   NORTH,     SOUTH
                                                                 EAST
NO OF PEOPLE PER HOUSEHOLD                                 6.4        5.0        5.9

DISTRIBUTION OF POPULATION
0 - 4 YEARS (%)                                              5.9             8.2              6.9
5 – 14 YEARS (%)                                            14.3            14.6             17.3
15 – 59 YEARS (%)                                           70.7            69.6             66.7
60 YEARS AND OVER (%)                                        9.1             7.6              9.1
MEDIAN AGE (YEARS)                                          29.5            28.3             27.6
WOMEN AGED 15 – 49 YEARS (%)                                62.3            62.3             61.6
GENDER (MALE:100 FEMALES)                                   94.1            93.0             91.6

HOUSEHOLDS WITH DEBTS                                       31.0            21.1             38.5

DEBTORS (%)
PARENTS OR RELATIVES                                        25.7            20.8             21.6
NON-RELATIVES                                               49.6            57.8             72.3
FINANCIAL INSTITUTIONS                                      19.4            14.7             11.8
Source: National Statistical Office,1994.


          About 30 per cent of the slum dwellers are in debt. Because most of them do

not have a steady income, banks would consider them as liabilities and not issue them

loans. While a quarter turn to parents or relatives for a loan, most of them (60%)

actually borrow from informal money-lenders. These could be rich people living in

the slum or gang leaders. Unfortunately, these loans usually come with a high interest

rate, sometimes as astronomical as 240 per cent. Through conversations with social

workers and the slum-dwellers, I found that people typically borrow money to service

gambling debts or a drug habit. Others also borrow money so that they can buy

consumer products like 36-inch TV sets.




                                                                                        11
Education

        The education of slum-dwellers has improved over time (Figure 6). Because

of compulsory education, at first for only six years and now ten years, the number of

those who completed only primary school has decreased from three-quarters of the

population to half. This trend is also in line with what is happening in Bangkok. In

1992, the number of years of education a man aged 15 years old is 8.1. In 2000, it

went up to 9.9 years (NESDB 2000:27).

        In the past, few slum-dwellers received a degree. The number has increased

over time. Sadly, there are still more uneducated women than men. Although women

lag behind the men at every level, they are on par with men at the tertiary level. This

shows that women have the ability to get a degree if they are given the opportunity.

This also suggests that it is not because of a lack of ability that women are tailing the

men but family members might have pressured women to quit school earlier to look

after the family or get a job to support them.



                           Figure 6: Education of Slum Dwellers

            100%

            80%
            60%                                                                     Undergraduate

            40%                                                                     Secondary school
                                                                                    Prim ary school
            20%
                                                                                    No education
             0%
                   1960      1971     1981     1985     1994 1994
                                                       (male) (female)

 Sources:   1960: Khlong Toei slum (Pasookniran 1960:32).
            1971: Khlong Toei slum (Faculty of Social Administration 1971:74-75).
            1981: 47 slums (Archawanitkul et al 1981:59).
            1985: 3,594 households (Sopon 2003:20).
            1994: National Statistical Office.




                                                                                                       12
Myth 1: “They all migrated from the Northeast”

       It is commonly believed that rural-urban migration is the culprit of urban

growth which leads to the unsightly slums in Bangkok. This was a major factor in the

past and continued until the mid 1970s. However, the situation has now changed. It

has been found that there is a greater volume of rural-rural movement than the

movement from rural areas to urban centres (Visid 1972:22). Many have moved to

big sugarcane and rubber plantations in the west, east and south. Encroached forest

land for agriculture uses also absorbs millions of rural people (Angel 1985:9).

Currently, simple natural growth (under conscious birth control) is the main factor for

slum growth in Bangkok instead of migration. The natural growth rate has generally

exceeded the migration rate. For example, in 2002, the natural increase was 2.11 per

cent while the net migration rate was -0.3 per cent (NSO, 2002).

       A 1985 survey of 3,594 slum households found that the most of the slum-

dwellers, or 65.3 per cent, were born in Bangkok (Figure 7). Although the household

heads were in-migrants, their spouses, children, or grandchildren would have been

born in Bangkok. It can be seen that about half the house-renters in the slums are in-

migrants. This makes sense as renting a house or a room will be the most affordable

option for them. As for the in-migrants, most of them come from the central region

and not, as always assumed, from the poorer Northeast (Sopon 1992:80).

Unfortunately, a common misunderstanding persists that the major cause of urban

population growth is migration from rural areas. This has led to a belief that

Bangkok’s development should be minimal in order to discourage this influx of rural

migrants. Many policies targeted rural development so that rural dwellers will stay

put. However, as we have already observed, natural growth is the current main cause



                                                                                      13
of population increase and that Bangkok’s supposed strong attraction is now not the

major consideration.


                   Figure 7: Comparing Bangkok as birth place between
                     heads of households and all household members

             Land rent                        48
                                                           71.8
            House rent             24.8
                                                 49.2
                                                  50
   Tenure




             Stay free                                     72.1         Head of household
             Own land                             51.2
                                                          69.6
                                                                        All household m em bers
              Squatter                    39.2
                                                           70.5
              Average                      41.4
                                                         65.3

                         0       25         50             75     100

                                      Percentage

Source: National Housing Authority Survey, 1985


Myth 2: “They are all good-for-nothing, a burden to Bangkok.”

            City folk tend to look upon slums, at best, as a relic of village life and the

dwellers as peasants in the city or at worst, an eyesore that needs to be removed. Korff

strongly argues against this attitude, “Although the emergence of slums is traced in

rural problems, slums do have an economic significance for the city. Slums supply the

city with cheap labour power.” (1985:66) Most slum dwellers have a full-time job

although most of them are unskilled and work in the informal sector, for example

being a food vendor or riding a motorcycle taxi. Even in the formal sector, they are

also likely to take on jobs that other people scorn, such as being rubbish collectors, an

occupation which will be labelled as “others” in Table 4. In the past, more than three-

quarters of the slum-dwellers were blue-collar workers such as transport and

production workers. The proportion has decreased to about half by 1994. At the

same time, the proportion of white collars on a higher level, such as those in

professional and managerial positions, has increased to about 10 per cent. This is in


                                                                                                  14
tandem with the increase in education levels among slum dwellers. As they achieve

higher levels of education, more job opportunities are then open to them.

Interestingly, the proportion of women holding white-collar jobs almost double that of

the men in 1994. This is probably because there are more sales positions open to

women than to men.

           Table 4: Occupations of Slum Dwellers and other Bangkokians
Occupations                                                    Bangkok                        Slums
                                                               (1990)         1971     1985           1994
                                                                                                 Male    Female
1. Professional, technical and related workers                     13.9%       1.5%     6.5%      5.9%      8.3%
2. Administrative, managerial, government officer                   6.3%       1.5%     0.7%      4.8%      2.1%
3. Clerical workers                                                11.4%       3.0%    11.9%     10.6%     16.4%
4. Sale workers                                                    19.5%      18.5%    20.0%     14.6%     33.3%
5. Agricultural workers                                             2.6%       0.5%     0.2%      0.4%      0.4%
6. Miners, quarrymen, well drillers                                 0.1%          --       --        --        --
7. Transport and related workers                                    6.1%      13.5%     7.2%     19.7%      0.9%
8. Craftsmen and production workers                                29.0%      22.5%    23.1%     36.3%     24.0%
9. Service workers                                                 10.1%      10.0%     4.3%      7.7%     14.6%
10. Others                                                          1.0%      29.0%    26.1%         --        --

Groups of occupations
White collar (Group 1-4)                                           51.1%      24.5%    39.1%     35.9%        60.1%
White Collar Higher (Group 1-2)                                    20.2%       3.0%     7.2%     10.7%        10.4%
Blue Collar (Group 5-10)                                           48.9%      75.5%    60.9%     64.1%        39.9%
Source:     1990: Bangkok (National Statistical Office 1991:23)
            1971: Khlong Toei (Faculty of Social Administration 1971:74-75)
            1985: 3,594 households (Sopon 2003:21)
            1994: Bangkok slums (National Statistical Office)




Myth 3: “They are all dreadfully poor.”

          It is a gross misconception that all slum-dwellers are either living on or under

the poverty line. There are some who are quite wealthy but have chosen to remain

staying in the slum because they have developed a symbiotic relationship with the

other slum-dwellers. For example, they may be landlords or money-lenders. There is

also another group of slum-dwellers who can afford to move out of the slum and buy

a house. Yet they stay on in the slum probably because it is in a central location and

near to their workplaces. Over time, the economic situation of slum-dwellers shows



                                                                                                         15
an upward trend of improving (Table 5). The first income decile of their monthly per

capita income decreased from 58.6% in 1960 to 48.5% in 1971 and then to 17.3% in

1985. At the same time, almost half of Thailand’s population (probably the rural

dwellers) are in that income decile. While it seems that the slum dwellers in Bangkok

are richer than their rural compatriots, the costs of living are different.

              Table 5: Selected monthly per capita income at 1993 prices
Income Decile (Baht/person/month)                            Slums           Thailand   Bangkok
                                               1960          1971    1985     1990       1990
1     Less than 1,130                          58.6%         48.5%   17.3%    49.6%      10.0%
2     1,130 - 1,529                            10.2%         17.1%   27.9%    13.8%      10.0%
3     1,530 - 1,979                            10.3%         12.8%   19.5%     8.4%      10.0%
4     1,980 - 2,379                             9.0%          6.0%   12.0%     5.6%      10.0%
5     2,380 - 2,899                             3.1%          5.5%   10.1%     5.5%      10.0%
6     2,900 - 3,439                             3.1%          2.8%    5.0%     4.1%      10.0%
7     3,440 - 4,089                             1.4%          2.5%    3.4%     3.5%      10.0%
8     4,090 - 5,189                             1.8%          3.0%    2.5%     3.4%      10.0%
9     5,190 - 7,319                             1.5%          1.1%    1.9%     3.3%      10.0%
10    7,320 and over                            1.0%          0.8%    0.3%     2.9%      10.0%
1960: 1,500 households opposite the Department of Highways
1971: Khlong Toei
1985: 3,594 households
Bangkok and Thailand data adjusted from the 1990 Census
Source: Agency for Real Estate Affairs (1993)


         In 1993, regardless of any other costs, a person who cannot afford three meals

a day at 12 baht per meal must be considered as the “real poor”. This means a

household with a monthly per capita income below 1,080 baht is what I call “very

poor”. Less than a fifth of slum-dwellers are considered to be in this category (Table

5). They typically stay for free in the slum and depend on the goodwill of the

relatives they are staying with. In Bangkok, less than 10 per cent of the total

population belongs to this group. Next, a household with two people earning the 1993

minimum wage of 125 baht per day, and with two dependants, is what I assume to be

“poor”. Their monthly per capita income is 1,562.50 baht. Almost half the slum-

dwellers, compared to 20 per cent of the Bangkok population, are considered poor. It



                                                                                              16
should be noted that the “very poor” and the “poor” can never afford a house in the

typical housing market. For them, there are very few alternative housing arrangements,

apart from slums.

       To define the “not so poor”, I will use the cheapest housing unit, say, a low-

cost condominium unit located in a fringe economic sub-centre of Bangkok, worth

approximately 250,000 baht, as a gauge. A downpayment of 20 per cent is usually

required. Monthly instalments for the remaining 80 per cent (200,000 baht) are paid

generally paid back over a period of 15 years at the prevailing annual interest rate

which was 11.5 per cent in 1993. Hence, the monthly instalment for the cheapest

home would be 2,382 baht. Since 25 per cent of a household’s income should be used

for housing, a monthly per capita income of 2,382 baht is needed in a four-person

household. In this case, more than three-quarters of the slum-dwellers, whose

incomes are lower than this, will not be able to afford to buy a house. Assuming that

the one-quarter of the slum-dwellers who can pay the instalments can also afford the

downpayment, the slum population would automatically decrease by 25 per cent if

they can be persuaded to buy a house outside the slums. The loophole in this fairytale

approach is that even if these richer people move out of the slums, it does not stop

other poorer people from moving into the slums. In fact, these richer people could

then rent out their slum houses to them. It seems that the only people who are moving

out of the slums are those from the tenth decile, with a monthly per capita income

exceeding 7,320 baht (Table 5).

       Despite the varying income levels, it is common to find televisions and radio

sets in every slum household, from the poorest to the richest (Table 6). Mobile phones




                                                                                        17
and DVD players are also becoming the norm3. Although many of these assets have

been bought using borrowed money, they still go to show that only a minority of the

dwellers in Bangkok slums are truly poor.

                             Table 6: Assets of Slum Dwellers
         Assets                       Households with assets (%)           No. available *
         Television                                          100%                        1.6
         Refrigerator                                         96%                        1.3
         CD set                                               65%                        1.1
         Washing machine                                      65%                          1
         Cell phone                                           65%                        1.5
         Home telephone                                       54%                          1
         VDO set                                              46%                          1
         Motorcycle                                           42%                        1.1
         Automobile                                           27%                          1
         Air-conditioned                                      15%                        1.5
         Hot water heater                                     15%                        1.3
         Microwave oven                                       12%                          1
         * per household (counting only households who have assets of each item)
         This survey covers 120 households in the Chong Nonsi community.
        Source: Sopon (2003:22)


Slums: Government Policies

In this section, I will sketch out the policies regarding slums before critiquing them.

Macro policies

        The first two National Economic and Social Development plans (1961 to 1971)

focussed mainly on industrialisation and spurring the economy forward. Then, the

third and fourth plans (1972 to 1981) did not only emphasise economic growth but

also stressed the importance of reducing income disparity by speeding up

development in rural areas. In the fifth plan (1981 to 1986), one of the objectives was

to reduce absolute poverty and accelerate rural development in backward areas. The

idea was to create jobs to increase farmers’ income and prevent migration during the

dry season because the government blames rural-urban migration for the burgeoning

growth in the cities. The first mention of slums popped up only in the sixth plan

3
 I remembered walking in Suan Phlu slum three years back and being surprised by all the consumer
products in the shacks. The TV sets were much bigger than the one I had at home and there were huge
hi-fi sets too.


                                                                                                 18
(1987 to 1991), where one of the main aims was to “improve the quality of life of

low-income earners that live in urban congested areas”. However, it was only until

the seventh plan (1992 to 1996) that the government acknowledged that “the problems

of urban and urban slums have become serious”. Guidelines were drawn up to

upgrade slum communities such as specific legislation to look after them and protect

their rights. It pledged to upgrade the quality of existing slum communities, and

provide new housing for those who have been forced to relocate. It also pledged to

establish community organisations to look after the well-being of slum dwellers and

set up a fund for them to borrow, as well as promote occupational development.

Subsequently, in the eighth plan (1997 to 2001), the only mention of the urban poor

was about increasing poor children’s access to basic education by providing

scholarships. Finally, in the ninth plan (2002 to 2006), the slum issue was subsumed

under the greater goal of poverty eradication. In addition, a tag line that kept

appearing was the objective of establishing “livable communities and cities” by

improving the quality of life. It is debatable as to what constitutes “livable” but the

plan later alludes to it as being “tranquil, convenient, clean and orderly”.

Housing policies

Housing production policy (1948 - 1958): After World War II, social welfare policy

was first introduced into Thailand. The Government Housing Bank was established

in 1953 to construct housing for the urban population. During this period, 3,462

housing units were built (Litchfield 1960:84-85).

City Beautification (1960 - 1971): Slums were considered an eyesore so the only real

policy on slum improvement was slum clearance. Some public housing units were

built for the slum-dwellers but did not meet the demand of the public.



                                                                                          19
Slum improvement (1970s): The National Housing Authority was established in 1973

to deal with the housing problem. It constructed highly-subsidised flats which proved

to be too great a financial burden and this attempt was given up soon after.

Land for housing the poor (1980s): The logic is if land is given to the poor, they

would have a sense of belonging and develop their own homes and community.

Hence, there have been a few land-sharing and slum relocation projects. The

principle of land-sharing requires that part of the area of the slum be cleared for the

development of commercial properties while slum-dwellers are re-housed on the

remaining part of the site.

Recognition policy (1990s): Slums have become more recognised through the efforts

of the non-governmental organisations. And the policies made in this period were in

tandem with the seventh national plan which placed special emphasis on slums. In

1992, the Urban Community Development Office was established with an initial fund

of 1.25 billion baht to help support the development of saving groups and generate

loans for slum-dwellers. In 2001, a one-million-baht fund was established in rural

and urban communities to do the same thing.

Policy assessment

Meeting the housing shortage from 1960

       When the government first started building flats, it targeted the housing units

at the poor, instead of the middle and higher-income groups. As a result, walk-up

apartments seemed “less privileged” because they were known as places where low-

income groups lived. The flats were too “low-class” for the middle-income but were

beyond the reach of the poor. So the housing shortage continued. But if flats had




                                                                                          20
started out with a good image and vertical living took off, then revolving funds could

have been generated and used to provide subsidised housing for the poor.

Vertical living

         Former governor of the National Housing Authority Rataya Chantien admitted

that the NHA’s policy to construct the highly-subsidised rental and owned flats was a

failure. Not only were the flats a major financial burden but they were also often not

occupied by those they were built for. Because the rents are low and the estates are

well-located in areas like Din Daeng, Bon Kai and Khlong Toei, the original

occupants can earn useful income either by sub-letting the apartment or by selling

their right to another household while they moved back to the slum. Hence, although

the policy tried to alleviate the housing shortage, it only created more slums.

         Slum-dwellers are often reluctant to move into walk-up apartments because of

the regular payment of rent and utilities, the small size of the units, the lack of social

contact and the impossibility of generating income from the dwelling4. Yet there are

those who appreciate the privacy, cleanliness and drug-free environment that the flats

offer (Bangkok Post, 1990). In fact, the tussle between house and flat has caused

deep rifts in the former Suan Phlu slum community. One faction is happy to accept

the government’s offer of building walk-up flats while the other faction is insisting on

having houses. The former is staying on a football field (Figure 8) while the latter has

moved back to the original site to block any attempts to build flats (Figure 9).

Slum relocation and land-sharing

         This is like a “dirty word” for slum activists because relocation efforts in the

past were badly managed. People were given little notice to move and were not given

4
  The unit is too small to further divide it up for subletting. Many women in the slum also earn an
income by selling food outside their house. This would be impossible in an apartment.


                                                                                                      21
time to familiarise themselves with their new environment before moving. Some

people lost their jobs after moving out of the slums. For example, the men working as

coolies at Khlong Toei port for 55 baht per day could not afford the 20 baht per day to

go from Rom Klao, their new home, to their workplace and back. (Charoon 1988)

Yet, slum relocation does not have to be a zero sum game, especially if the new

apartments are located along major transport routes. If most non-slum dwellers also

cannot afford to live in the city but have to wake up at 4am to commute into the centre

to work and only arrive back home at 8pm, why should those living in slums be

anymore privileged? Besides, it would be easier for slum-dwellers to change jobs as

half of them are blue-collar workers. So they can get another job in a factory or be a

food-vendor at the new estate.

               Figure 8                                      Figure 9




       When a slum faces eviction and there is an option for land-sharing, only a very

limited number of households would seize the opportunity to acquire land. A large

majority will take the compensation and leave, most probably to settle in another slum.

Some make their claim to the plot of the land but never occupy it; others even build a

house but rent it out to other households. Besides, it will be difficult to find

commercial properties that are willing to share the land with a slum community.




                                                                                     22
Slums: Future

       In several Asian countries, governments are now providing protection of sorts

to slum residents. Policies range from granting de jure security of tenure by

regularising the unauthorised settlements to giving a form of de facto security of

tenure by issuing stay orders at the time of evictions. Research has shown that an

increase in security of tenure is incentive for the dwellers to improve their housing

conditions. In Bangkok, something similar is being proposed. The National Housing

Authority wants to be able to improve land-rental slums regardless of the views of the

land-owner while slum dweller federations want the government to expropriate all

slum land and to sell it to the slum dwellers at subsidised rates. But such policies to

protect the slum residents are likely to backfire here because land-owners would not

want to rent out vacant land to slum-dwellers and might even evict the slum before

such a policy takes effect. The implication is that improvements in the living

conditions in the slums can be initiated only be land-owners.

       If the landlord is prepared to sign a medium-term (five- to ten-year) lease with

the slum-dwellers, the situation in the slum can improve considerably. Such contracts

would increase security of tenure and if both parties agree, the land can be reblocked

to improve the layout of the settlement and facilitate the provision of infrastructure.

But if the slum-dwellers and land owner can agree on a long-term lease, the slums can

even be demolished to make way for new houses. A contractor can build rows of

shell houses with only side walls, roof, sanitary unit, while the occupants have to

complete, extend and improve the slum. The houses could then be rented out to the

original slum dwellers. Since the value of the house will be low compared to the




                                                                                          23
value of the land, the amortised cost of the shell house can be included in a slightly

increased land rent.

       Today, the slum situation is no longer looked upon as just a housing problem,

instead it is seen as a symptom of the deeper problem of urban poverty, where groups

of people have been left out in Thailand’s economic growth. This direction, I believe,

is the correct one to take. In 2000, when the work of the Urban Community

Development Organisation was integrated into a new public organisation called

Community Organisations Development Institute, 950 community savings groups had

been established and supported in 53 provinces. More than 1 billion baht had been

provided in loans and more than half the loans had already been fully repaid.

Informal estimates suggest that assets of some 2 billion baht had been generated by

the projects (Somsook 2003:2). At the same time, the education among slum-dwellers

has also improved. This leads to more job opportunities, instead of being confined to

blue-collar work. Already, one can see that the occupations of the slum-dwellers are

coming on par with their fellow Bangkokians (Table 4). With better education and

better jobs, the next generation would likely not be willing to stay in the slum

anymore. In 1958, slums comprised 46 per cent of the housing stock. In 2000, it

became only 6 per cent of the total housing available. Hopefully in another 10 to 20

years, people will not have to live in slums anymore and there will no longer be

anymore eyesores in the City of Angels.




                                                                                         24
References

Agency for Real Estate Affairs (1996a) Executive Summary: 1996 Provincial Slums
    (an unpublished survey conducted for the National Housing Authority).
Akin Rabibhadana et al. (1999) Chumchon Aai Aat: Ong khawmroo kab khwan pen
    jing [Slum: State-of-the-art and Reality] Bangkok: Thailand Research Fund.
Angel, Shlomo (1988) ‘Where have all the people gone? Urbanization and Counter-
    urbanization in Thailand’ in Journal of the Siam Society, Vol. 76, November.
Bangkok Bank (1981) ‘The fifth development plan: Structural adjustment being the
    name of the game’ in Bangkok Bangk Monthly Review, November.
Bangkok Metropolitan Administration (2004) Statistical Profile of BMA 2003.
    Bangkok: Bangkok Metropolitan Administration.
Faculty of Social Administration, Thammasat University (1971) Klong Toey Slum: A
    Social Work Survey and Photographs. Bangkok: Thammasat University.
Kanokrat Charoon (1988) ‘Without jobs, former slum dwellers find rough going in
    Rom Klao community,’ Bangkok Post, 31 October 1988.
Korff, Rudiger (1985) ‘Slum: Village or Workers Quarter?’ in: Manop Pongsatat (ed.)
    Planning Journal: Urban & Regional Planning, Vol. 1, September. Bangkok:
    Faculty of Architecture, Chulalongkorn University.
Kritaya Archawanitkul et al. (1981) 46 Slums. Bangkok: Institute of Population and
    Social Research, Mahidol University.
Lee, Kyu Sik (1988) Infrastructure Constraints on Industrial Growth in Thailand,
    INURD WP#88-2, World Bank, Washington.
Litchfield Whiting Browne and Associates et al. (1960) Greater Bangkok Plan B.E.
    2533 (1990). Bangkok: Department of Town and Country Planning.
Ministry of Interior and Bangkok Municipality (1962) The improvement of the slum
    opposite the Department of Highways. Bangkok: Ministry of Interior and
    Bangkok municipality (currently Bangkok Metropolitan Administration).
National Economic and Social Development Board (1992) The Seventh National
    Economic and Social Development Plan. Bangkok: National Economic and Social
    Development Board. (47943)
— (1997) The Eighth National Economic and Social Development Plan. Bangkok:
    National Economic and Social Development Board. (52820).
— (2002) The Ninth National Economic and Social Development Plan. Bangkok:
    National Economic and Social Development Board. (59987).
— (2002) NESDB. Vol. 39 No. 1, January - February..
National Housing Authority (2000a) 1999 Slum: Nonthaburi. Bangkok: National
    Housing Authority.
— (2000b) 1999 Slum: Pathum Thani. Bangkok: National Housing Authority.
— (2000c) 1999 Slum: Samut Prakan. Bangkok: National Housing Authority.
— (2000d) 1999 Slum: Samut Sakhon. Bangkok: National Housing Authority.
— (2000e). 1999 Slum: Nakhon Pathom. Bangkok: National Housing Authority.
National Statistical Office (1991) 1990 Population and Housing Census. Bangkok:
    National Statistical Office.
— (1988) Report of the 1988 household socio-economic survey, Bangkok Metropolis,
    Nonthaburi, Pathum Thani and Samut Prakan. Bangkok: National Statistical
    Office.



                                                                                25
PADCO/LIF (1990) Bangkok Land and Housing Market Assessment. Bangkok.
Rataya Chantien (1985) Problems, Experience and Strategies of Low-income Housing
   Urban Development. Bangkok: National Housing Authority.
Sak Pasookniran (1960) The Survey of Klong Toey Slums. Bangkok: National Institute
   of Development Administration.
Somsook Boonyabancha (2003) A Decade of Change: From the Urban Community
   Development Office to the Community Organizations Development Institute in
   Thailand. Increasing community options through a national government
   development programme. Working Paper 12 on Poverty Reduction in Urban
   Areas. London: International Institute for Environment and Development.
Sopon Pornchokchai (1985) 1020 Bangkok Slums Evidence Analysis. Bangkok:
   School of Urban Community Research and Actions.
— (1992) Bangkok Slums: Review and Recommendations. Bangkok: Agency for Real
   Estate Affairs.
— (2003) ‘City report: Bangkok’ in The Challenge of Slums: Global Report on
   Human Settlements 2003. Nairobi: United Nations Human Settlements
   Programme
The Bangkok Post (1986) ‘Sixth Plan: Accent on Development,’ 13 September, p. 14.
The Nation (2003) ‘Gigantic banner unfurled to hide slum,’ 17 October.
Visid Prajuabmoh et al. (1972) The Rural and the Urban Population of Thailand:
   Comparative Profiles. Bangkok: Institute of Population Studies, Chulalongkorn
   University.
Wasant Techawongtham (1990) ‘Vertical living and the slum culture,’ The Bangkok
   Post, 18 March, p. 27.
Yap Kioe Sheng (1992) Low-income Housing in Bangkok: A Review of Some Housing
   Sub-markets. Bangkok: Division of Human Settlements, Asian Institute of
   Technology.




                                                                               26

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The Eyesore in the City of Angels: Slums in Bangkok

  • 1. The Eyesore in the City of Angels: Slums in Bangkok Please contact xingledout[at]gmail.com if you’d like to use any information from this paper.
  • 2. CONTENTS LIST OF TABLES .................................................................................................................................. II INTRODUCTION ................................................................................................................................... 1 SLUMS: DEFINITION ........................................................................................................................... 2 TABLE 1: NUMBER OF SLUMS IN THAILAND, 2000 ................................................................... 2 SLUMS: ORIGIN AND EXPANSION .................................................................................................. 4 History of slums........................................................................................................ 5 Location of slums today ........................................................................................... 6 SLUMS: PEOPLE ................................................................................................................................... 9 Socio-economic aspects ............................................................................................ 9 Education ................................................................................................................ 12 Myth 1: “They all migrated from the Northeast” ............................................... 13 SLUMS: GOVERNMENT POLICIES ............................................................................................... 18 Macro policies......................................................................................................... 18 Housing policies...................................................................................................... 19 Policy assessment ................................................................................................... 20 SLUMS: FUTURE................................................................................................................................. 23 REFERENCES ...................................................................................................................................... 25 LIST OF TABLES Table 1: Number of slums in 2000 ............................................................................................................2 Table 2: Location of slum housing in relation to the city centre ...............................................................8 Table 3: General socio-economic data of slums in Bangkok, 1994 ........................................................11 Table 4: Occupations of slum-dwellers and other Bangkokians .............................................................15 Table 5: Selected monthly per capita income at 1993 prices ..................................................................16 Table 6: Assets of slum-dwellers ............................................................................................................18 LIST OF FIGURES Figure 1: Move-in and move-out statistics ................................................................................................5 Figure 2: Map of slums in Bangkok, 1985 ................................................................................................7 Figure 3: Slums evicted from 1984 to 1988 ..............................................................................................8 Figure 4: Map of slums in Bangkok, 2003 ..............................................................................................10 Figure 5: Map of slum population in Bangkok, 2003 .............................................................................10 Figure 6: Education of slum dwellers ......................................................................................................12 Figure 7: Comparing Bangkok as birth place between head of household and all household members 14 Figure 8: Suan Phlu slum community at football field............................................................................22 Figure 9: Suan Phlu slum community back on original site ....................................................................22 ii
  • 3. Introduction In October 2003, a giant banner – reportedly the largest in the world – was strung up along a stretch of the Chao Phraya river to welcome Pacific Rim leaders descending on Bangkok for the Asia Pacific Economic Cooperation (Apec) meeting. Emblazoned with the image of Bangkok’s stunning Grand Palace, the 360m-by-10m banner was ostensibly used to greet the group’s foreign affairs and trade ministers with the message, “A Warm Welcome to Thailand to All Apec Delegates”. But the real intention behind the nine-million-baht banner was actually to hide the riverside slum, the Tha Thien community, so that the hallowed eyes of the dignitaries are shielded from the eyesore as they cruise down the river. “The purpose is to improve the landscape at Tha Thien area,” a Bangkok Metropolitan Administration (BMA) official told journalists. “There was no opposition from the residents. As a matter of fact, they were in favour of the project…” (The Nation, 2003). One would think that nine million baht spent on upgrading the community would probably go a longer way than on a banner. The ubiquitous slum1 – or “crowded community” as the Thai government prefers to call it now – with its rickety dwellings, dirty and overcrowded conditions has long been an embarrassing thorn in the flesh for the government as it pushes the country towards developed nation status. This paper looks at the origins, location and physical characteristics of slums in Bangkok, as well as the socio- economic status of slum-dwellers. I will also examine and critique government policies towards the slums and conclude with my perspective on the future of the slums. 1 In this paper, I will use the term slums instead of “crowded communities” because it is still widely used on government websites and publications by the Bangkok Metropolitan Administration. 1
  • 4. Slums: Definition The National Housing Authority defines a slum as “a dirty, damp, swampy or unhealthy area with overcrowded buildings and dwellers (sic) which can be harmful for health or lives or can be a source of unlawful or immoral actions. The minimum number of housing units per rai (1,600 sq metres) is 15”. Table 1: Number of slums in Thailand, 2000 URBAN COMMUNITIES HOUSE- SLUM POPULATION TOTAL SLUM CENTRES TOT SQUATT HOLDS NUMBER /UNI /HH POPULA- POP (%) AL ERS (HH) T TION NO % BANGKOK 796 125 16 196,354 1,099,575 8.0 5.6 5,680,380 19 NONTHAB 60 10 17 6,994 34,970 7.4 5.0 859,607 4 URI PATHUM 93 28 30 17.099 85,495 8.0 5.0 654,701 13 THANI SAMUT 207 13 6 41,456 207,280 7.0 5.0 995,838 21 PRAKAN SAMUT 62 4 6 8,838 44,190 8.0 5.0 428,814 10 SAKHON NAKHON 30 1 3 3,038 15,190 5.7 5.0 781,138 2 PATHOM BMR 1,248 181 15 273,779 1,486,700 7.8 5.4 9,400,478 16 TOTAL PROVINCI 341 112 33 62,673 277,172 5.3 4.4 52,478,268 1 AL CITIES THAILAND 1,589 293 18 336,452 1,736,872 7.2 5.2 61,878,746 3 TOTAL Note: BMR refers to the Bangkok Metropolitan Area and includes Bangkok and five other neighbouring provinces: Nonthaburi, Pathum Thani, Samut Prakan, Samut Sakhon and Nakhon Pathom. Source: Figures compiled from the National Housing Authority (2000a-e) and Agency for Real Estate Affairs (1996a). In Thailand, slums and squatter settlements are similar in their derelict appearance. The only difference is in legal status. Slums are legal in that they exist on a house/land rent basis. On the other hand, squatter settlements are illegally located on others’ land without permission. The illegality of squatter settlements excludes them from upgrading programmes. For example, Khlong Toei, the largest settlement in Bangkok is actually a squatter settlement although it is referred to as a slum (Sopon 1985:2). Squatters are not a major problem in Thailand, except in 2
  • 5. Pathum Thani where a large number of people squat on the public land along the irrigation canals (Table 1). In the past, “chumchon bukruk” (illegal community) was the old term used by government officials for illegal squatter settlements but people never used it. They preferred “chumchon bukberk” (pioneering community) since it puts a more upbeat light on the process of informal settling. Both terms, or just chumchon, were commonly used until 1982 when “chumchon aai aat” (crowded community) was introduced by Dammrong Lathapipat, the then-Governor of National Housing Authority with the approval of the Cabinet. This perhaps reflects the NHA’s attempt to shift its approach to the slum problem – from viewing it as a dilapidated area that needs to be cleared to seeing it as a community that needs upgrading (Akin, 1999). Slums are identified by four major physical components – overcrowdedness, limited privacy, substandard housing conditions and substandard living environment. Generally, there are more than 38 units per acre in a slum compound. An average slum household has 5.6 members, compared to Bangkok’s 3.3. But the average slum house houses eight people because part of the unit is usually sublet to others (Table 1). So a slum house is almost three times more crowded than other housing units in Bangkok. Moreover, houses in the slum are built next to others without any planned pattern. Often, new houses in the compound spring up in whatever little space left between existing houses, leading to little privacy for the slum-dwellers. Although it results in a high degree of interaction among them, tempers are sometimes frayed because of the close proximity. Slums have a make-shift, dilapidated and deteriorated air about them because the houses are usually made of wood, with corrugated iron sheets for roofs. Yet these 3
  • 6. wooden houses will not be out of place, much less considered an eyesore, in a rural village. They would just be considered rural houses. So it seems that it is the sophisticated urban environment that “causes” these rural houses to be labelled as slum houses. The ground on the slum compound is usually wet as there is typically no land-filling before housing construction. Drainage is a problem in many slums while sewage is discharged to a septic tank. Almost all dwellers get access to potable piped water and electricity supplies. But drugs, alcoholism, gambling and other social ills are usually rampant in these communities. Slums: Origin and Expansion Thailand has a total slum population of 1,763,872 (Table 1). About 60 per cent of that population is concentrated in Bangkok alone. This is hardly surprising given its status as a primate city where all socio-economic and political activities are clustered. Slum-dwellers make up 19 per cent of Bangkok’s population. According to the Bangkok Metropolitan Administration, there were 1,720 slums in Bangkok, housing 1,629,155 people in 2003. But according to the National Housing Authority (NHA), there were 796 slums housing 1,099,575 people in 2000. Even after accounting for the natural birth increase from 2000 to 2003, which was 2.89%, there is still a difference of 497,802 slum-dwellers. There also could not have been a sudden influx of in-migration because more people move out than move in (Figure 1). The big discrepancy in figures can be explained in two ways. First, the NHA does not include slums with less than 50 households in their surveys. Second, while a community of 15 housing units per rai is an accepted criterion of defining a slum, some surveyors also include communities with less than that density. To minimise confusion, I will use the NHA’s data as it has conducted more slum surveys. 4
  • 7. Going by its figures, the number of slum settlements in Bangkok has decreased from 943 in 1985 to 796 in 2000, while the slum population has gone up from 956,400 to almost 1.1 million in the same period. This goes to show that the existing slums are getting increasingly crowded and possibly expanding in area too. Figure 1: Move-in and Move-out Statistics 490,000 480,000 470,000 Num ber of 460,000 people 450,000 440,000 Move-in 430,000 420,000 Move-out 2000 2001 2002 Year Source: Bangkok Metropolitan Administration, 2002 History of slums When Bangkok’s industrialisation took off in the 1960s, it drew many people from the rural areas to the city. During the period from 1960 to 1970, Bangkok had a net gain of 260,000 in-migrants, while the other regions in the country experienced net losses. This amounts to an average of 26,000 people a year2. In 1958, 46 per cent of Bangkok’s population lived in overcrowded areas (Litchfield 1960:84). For the rural migrants, the only way they could afford a roof over their head is if they rent land and build their own house. Even up to 1980, 80 per cent of Bangkok households could not afford a new house offered in the market. So people continued to do the same thing – rent land of approximately 100 sq metres from the landowner at about 12 baht per sq metre and build their own house (Sopon 1992:46). Land-owners also 2 But Angel argues convincingly that most of the migratory movements then were from one rural area to another. Using the 1970 Census of Population, he found that of more than 3.3million moves made in the last five years, more than 77 per cent were into rural places (1988:251). 5
  • 8. found it profitable to lease out land in this way, especially land with bad access, such as old fruit orchards. In 1985, half of the 1,020 slums then were located within 6.5km of the city centre, taken as the Pathumwan Intersection (Sopon 1985:2). Figure 2 indicates that people need to live near a source of employment. Income-earning opportunities, such as those offered by the Khlong Toei Port and the former garbage dump in Huai Kwang where people can collect resaleable refuse, are the prime stimuli for the formation of these settlements. Apart from the central area of the city, there were 50 distinctive commercial sub-centres that served different parts of Bangkok, for example, Lad Phrao Intersection, Suan Phlu, Bangkhae Market, Saphan Kwai, Southern Bus Terminal and etc. These sub-centres and the slum settlements have a symbiotic relationship. The centres encourage the growth of the settlements while the slums are a source of low-cost labour for the centres. Location of slums today According to the 1988 slum survey by the National Housing Authority, the average distance from the slums to the centre of Bangkok, taken as Pathumwan Intersection, has increased from 7.1 km in 1984 to 9.97 km in 1988 (excluding Pathum Thani which was not surveyed in 1984), or 10.57km (including Pathum Thani). Between 1984 and 1988, 35 per cent of the slums within 5 km of the city centre were evicted because of development pressure (Figure 3). During the same period, 11,376 housing units within 10km of the city centre were demolished while a considerable number of slum housing units emerged in the suburban areas beyond 11km from the city centre (Table 2). As more slums in the city centre were evicted, slum dwellers were forced to look for new accommodation especially because the 6
  • 9. demolished units were not being replaced by low-income public or private housing. To remain near the city, some would rent a house or a room in an existing nearby 7
  • 10. slum as it is unlikely there would be space to build a new house there. This would cause existing slums to become even more crowded. Alternatively, some would move further away from the centre. At the same time, new factories generating many new employment opportunities were springing up in the urban fringe, particularly in Samut Prakan, Samut Sakhon and Pathum Thani. For example, Samut Prakan had the highest proportion of newly established medium-sized firms of the provinces surrounding Bangkok (Lee 1988:13). Many low-income households were thus attracted to move closer to these new money-making places. Given the lack of affordable formal housing in these areas, households often have to find shelter in informal settlements. The number of slums in Samut Prakan almost doubled from 144 in 1984 to 278 in 1988 (Yap 1992:42). Figure 3: Slums evicted, 1984 to 1988 12% 6% 35% Distance from centre 1-5km 6-10km 47% 10-15km More than 15km Source: National Housing Authority 1988 Slum Survey Table 2: Location of slum housing in relation to the city centre Distance (km) 1974 1984 1988 0-5 69,738 69,906 63,907 6-10 42,296 46,031 40,654 11-20 23,091 36,581 47,718 21-30 4,015 6,370 15,398 >30 186 1,257 2,961 Total 139,326 160,145 170,638 Source: Padco-LIF Land Market Assessment (1990:125) The trend continues today, with more slums located on the suburban fringes, particularly in areas near to Nonthaburi and Pathum Thani, two provinces that offer 8
  • 11. many employment opportunities (Figure 4). Nonthaburi has its factories while Pathum Thani has been the fastest growing province for 10 years, with an annual growth rate of 4.84 per cent (National Statistical Office, 2000). The fact that there are fewer slums near the city centre presents a deceptive picture. For example, Khlong Toei’s 40 slums house 92,119 people while Lak Si’s 69 slums house only 61,944 slums. The slums near the city centre, though few, still house a greater proportion of slum-dwellers (Figure 5). This also indicates that people still prefer to live near the city centre, hence adding on to the overcrowding of the already-congested slums. Slums: People There are generally two kinds of renters in a slum – land-renters and house- renters. A rare minority actually owns the land. The former rents a piece of land and build their own wooden house on it while the latter rents an existing house. House- renters are either too poor to build a house or are planning to stay there temporarily. The rent is about 500 to 1,500 baht excluding charges for water and electricity supplies. It was estimated that the proportion of house-renters in slums was 28 per cent (Sopon 1992:56). I would expect the figure to have gone up by now because many slums have been destroyed due to eviction, and rental housing in slums is a relatively cheap housing alternative. Socio-economic aspects As mentioned earlier, the household size in slums is generally larger than those of other Bangkokians (Table 3). Interestingly, the proportion of dependent household members in slums is higher than non-slum dwellers. A third of those who live in slums are either aged below 15 or above 60 years old compared to just a quarter of those who live in formal housing units. There are also slightly more 9
  • 12. Figure 4: Map of slums in Bangkok, 2003 Source: Bangkok Metropolitan Administration, 2003 Figure 5: Map of slum population in Bangkok, 2003 Source: Bangkok Metropolitan Administration, 2003 10
  • 13. women than men in the slums. Through personal contact with the Suan Phlu slum before it was razed by fire last year, I discovered that this seemed to be so because some of the men were in jail for drug offences, some were on the run, others have just simply abandoned their family. Table 3: General Socio-economic Data of Slums in Bangkok, 1994 BANGKOK METROPOLIS THON BURI NORTH, SOUTH EAST NO OF PEOPLE PER HOUSEHOLD 6.4 5.0 5.9 DISTRIBUTION OF POPULATION 0 - 4 YEARS (%) 5.9 8.2 6.9 5 – 14 YEARS (%) 14.3 14.6 17.3 15 – 59 YEARS (%) 70.7 69.6 66.7 60 YEARS AND OVER (%) 9.1 7.6 9.1 MEDIAN AGE (YEARS) 29.5 28.3 27.6 WOMEN AGED 15 – 49 YEARS (%) 62.3 62.3 61.6 GENDER (MALE:100 FEMALES) 94.1 93.0 91.6 HOUSEHOLDS WITH DEBTS 31.0 21.1 38.5 DEBTORS (%) PARENTS OR RELATIVES 25.7 20.8 21.6 NON-RELATIVES 49.6 57.8 72.3 FINANCIAL INSTITUTIONS 19.4 14.7 11.8 Source: National Statistical Office,1994. About 30 per cent of the slum dwellers are in debt. Because most of them do not have a steady income, banks would consider them as liabilities and not issue them loans. While a quarter turn to parents or relatives for a loan, most of them (60%) actually borrow from informal money-lenders. These could be rich people living in the slum or gang leaders. Unfortunately, these loans usually come with a high interest rate, sometimes as astronomical as 240 per cent. Through conversations with social workers and the slum-dwellers, I found that people typically borrow money to service gambling debts or a drug habit. Others also borrow money so that they can buy consumer products like 36-inch TV sets. 11
  • 14. Education The education of slum-dwellers has improved over time (Figure 6). Because of compulsory education, at first for only six years and now ten years, the number of those who completed only primary school has decreased from three-quarters of the population to half. This trend is also in line with what is happening in Bangkok. In 1992, the number of years of education a man aged 15 years old is 8.1. In 2000, it went up to 9.9 years (NESDB 2000:27). In the past, few slum-dwellers received a degree. The number has increased over time. Sadly, there are still more uneducated women than men. Although women lag behind the men at every level, they are on par with men at the tertiary level. This shows that women have the ability to get a degree if they are given the opportunity. This also suggests that it is not because of a lack of ability that women are tailing the men but family members might have pressured women to quit school earlier to look after the family or get a job to support them. Figure 6: Education of Slum Dwellers 100% 80% 60% Undergraduate 40% Secondary school Prim ary school 20% No education 0% 1960 1971 1981 1985 1994 1994 (male) (female) Sources: 1960: Khlong Toei slum (Pasookniran 1960:32). 1971: Khlong Toei slum (Faculty of Social Administration 1971:74-75). 1981: 47 slums (Archawanitkul et al 1981:59). 1985: 3,594 households (Sopon 2003:20). 1994: National Statistical Office. 12
  • 15. Myth 1: “They all migrated from the Northeast” It is commonly believed that rural-urban migration is the culprit of urban growth which leads to the unsightly slums in Bangkok. This was a major factor in the past and continued until the mid 1970s. However, the situation has now changed. It has been found that there is a greater volume of rural-rural movement than the movement from rural areas to urban centres (Visid 1972:22). Many have moved to big sugarcane and rubber plantations in the west, east and south. Encroached forest land for agriculture uses also absorbs millions of rural people (Angel 1985:9). Currently, simple natural growth (under conscious birth control) is the main factor for slum growth in Bangkok instead of migration. The natural growth rate has generally exceeded the migration rate. For example, in 2002, the natural increase was 2.11 per cent while the net migration rate was -0.3 per cent (NSO, 2002). A 1985 survey of 3,594 slum households found that the most of the slum- dwellers, or 65.3 per cent, were born in Bangkok (Figure 7). Although the household heads were in-migrants, their spouses, children, or grandchildren would have been born in Bangkok. It can be seen that about half the house-renters in the slums are in- migrants. This makes sense as renting a house or a room will be the most affordable option for them. As for the in-migrants, most of them come from the central region and not, as always assumed, from the poorer Northeast (Sopon 1992:80). Unfortunately, a common misunderstanding persists that the major cause of urban population growth is migration from rural areas. This has led to a belief that Bangkok’s development should be minimal in order to discourage this influx of rural migrants. Many policies targeted rural development so that rural dwellers will stay put. However, as we have already observed, natural growth is the current main cause 13
  • 16. of population increase and that Bangkok’s supposed strong attraction is now not the major consideration. Figure 7: Comparing Bangkok as birth place between heads of households and all household members Land rent 48 71.8 House rent 24.8 49.2 50 Tenure Stay free 72.1 Head of household Own land 51.2 69.6 All household m em bers Squatter 39.2 70.5 Average 41.4 65.3 0 25 50 75 100 Percentage Source: National Housing Authority Survey, 1985 Myth 2: “They are all good-for-nothing, a burden to Bangkok.” City folk tend to look upon slums, at best, as a relic of village life and the dwellers as peasants in the city or at worst, an eyesore that needs to be removed. Korff strongly argues against this attitude, “Although the emergence of slums is traced in rural problems, slums do have an economic significance for the city. Slums supply the city with cheap labour power.” (1985:66) Most slum dwellers have a full-time job although most of them are unskilled and work in the informal sector, for example being a food vendor or riding a motorcycle taxi. Even in the formal sector, they are also likely to take on jobs that other people scorn, such as being rubbish collectors, an occupation which will be labelled as “others” in Table 4. In the past, more than three- quarters of the slum-dwellers were blue-collar workers such as transport and production workers. The proportion has decreased to about half by 1994. At the same time, the proportion of white collars on a higher level, such as those in professional and managerial positions, has increased to about 10 per cent. This is in 14
  • 17. tandem with the increase in education levels among slum dwellers. As they achieve higher levels of education, more job opportunities are then open to them. Interestingly, the proportion of women holding white-collar jobs almost double that of the men in 1994. This is probably because there are more sales positions open to women than to men. Table 4: Occupations of Slum Dwellers and other Bangkokians Occupations Bangkok Slums (1990) 1971 1985 1994 Male Female 1. Professional, technical and related workers 13.9% 1.5% 6.5% 5.9% 8.3% 2. Administrative, managerial, government officer 6.3% 1.5% 0.7% 4.8% 2.1% 3. Clerical workers 11.4% 3.0% 11.9% 10.6% 16.4% 4. Sale workers 19.5% 18.5% 20.0% 14.6% 33.3% 5. Agricultural workers 2.6% 0.5% 0.2% 0.4% 0.4% 6. Miners, quarrymen, well drillers 0.1% -- -- -- -- 7. Transport and related workers 6.1% 13.5% 7.2% 19.7% 0.9% 8. Craftsmen and production workers 29.0% 22.5% 23.1% 36.3% 24.0% 9. Service workers 10.1% 10.0% 4.3% 7.7% 14.6% 10. Others 1.0% 29.0% 26.1% -- -- Groups of occupations White collar (Group 1-4) 51.1% 24.5% 39.1% 35.9% 60.1% White Collar Higher (Group 1-2) 20.2% 3.0% 7.2% 10.7% 10.4% Blue Collar (Group 5-10) 48.9% 75.5% 60.9% 64.1% 39.9% Source: 1990: Bangkok (National Statistical Office 1991:23) 1971: Khlong Toei (Faculty of Social Administration 1971:74-75) 1985: 3,594 households (Sopon 2003:21) 1994: Bangkok slums (National Statistical Office) Myth 3: “They are all dreadfully poor.” It is a gross misconception that all slum-dwellers are either living on or under the poverty line. There are some who are quite wealthy but have chosen to remain staying in the slum because they have developed a symbiotic relationship with the other slum-dwellers. For example, they may be landlords or money-lenders. There is also another group of slum-dwellers who can afford to move out of the slum and buy a house. Yet they stay on in the slum probably because it is in a central location and near to their workplaces. Over time, the economic situation of slum-dwellers shows 15
  • 18. an upward trend of improving (Table 5). The first income decile of their monthly per capita income decreased from 58.6% in 1960 to 48.5% in 1971 and then to 17.3% in 1985. At the same time, almost half of Thailand’s population (probably the rural dwellers) are in that income decile. While it seems that the slum dwellers in Bangkok are richer than their rural compatriots, the costs of living are different. Table 5: Selected monthly per capita income at 1993 prices Income Decile (Baht/person/month) Slums Thailand Bangkok 1960 1971 1985 1990 1990 1 Less than 1,130 58.6% 48.5% 17.3% 49.6% 10.0% 2 1,130 - 1,529 10.2% 17.1% 27.9% 13.8% 10.0% 3 1,530 - 1,979 10.3% 12.8% 19.5% 8.4% 10.0% 4 1,980 - 2,379 9.0% 6.0% 12.0% 5.6% 10.0% 5 2,380 - 2,899 3.1% 5.5% 10.1% 5.5% 10.0% 6 2,900 - 3,439 3.1% 2.8% 5.0% 4.1% 10.0% 7 3,440 - 4,089 1.4% 2.5% 3.4% 3.5% 10.0% 8 4,090 - 5,189 1.8% 3.0% 2.5% 3.4% 10.0% 9 5,190 - 7,319 1.5% 1.1% 1.9% 3.3% 10.0% 10 7,320 and over 1.0% 0.8% 0.3% 2.9% 10.0% 1960: 1,500 households opposite the Department of Highways 1971: Khlong Toei 1985: 3,594 households Bangkok and Thailand data adjusted from the 1990 Census Source: Agency for Real Estate Affairs (1993) In 1993, regardless of any other costs, a person who cannot afford three meals a day at 12 baht per meal must be considered as the “real poor”. This means a household with a monthly per capita income below 1,080 baht is what I call “very poor”. Less than a fifth of slum-dwellers are considered to be in this category (Table 5). They typically stay for free in the slum and depend on the goodwill of the relatives they are staying with. In Bangkok, less than 10 per cent of the total population belongs to this group. Next, a household with two people earning the 1993 minimum wage of 125 baht per day, and with two dependants, is what I assume to be “poor”. Their monthly per capita income is 1,562.50 baht. Almost half the slum- dwellers, compared to 20 per cent of the Bangkok population, are considered poor. It 16
  • 19. should be noted that the “very poor” and the “poor” can never afford a house in the typical housing market. For them, there are very few alternative housing arrangements, apart from slums. To define the “not so poor”, I will use the cheapest housing unit, say, a low- cost condominium unit located in a fringe economic sub-centre of Bangkok, worth approximately 250,000 baht, as a gauge. A downpayment of 20 per cent is usually required. Monthly instalments for the remaining 80 per cent (200,000 baht) are paid generally paid back over a period of 15 years at the prevailing annual interest rate which was 11.5 per cent in 1993. Hence, the monthly instalment for the cheapest home would be 2,382 baht. Since 25 per cent of a household’s income should be used for housing, a monthly per capita income of 2,382 baht is needed in a four-person household. In this case, more than three-quarters of the slum-dwellers, whose incomes are lower than this, will not be able to afford to buy a house. Assuming that the one-quarter of the slum-dwellers who can pay the instalments can also afford the downpayment, the slum population would automatically decrease by 25 per cent if they can be persuaded to buy a house outside the slums. The loophole in this fairytale approach is that even if these richer people move out of the slums, it does not stop other poorer people from moving into the slums. In fact, these richer people could then rent out their slum houses to them. It seems that the only people who are moving out of the slums are those from the tenth decile, with a monthly per capita income exceeding 7,320 baht (Table 5). Despite the varying income levels, it is common to find televisions and radio sets in every slum household, from the poorest to the richest (Table 6). Mobile phones 17
  • 20. and DVD players are also becoming the norm3. Although many of these assets have been bought using borrowed money, they still go to show that only a minority of the dwellers in Bangkok slums are truly poor. Table 6: Assets of Slum Dwellers Assets Households with assets (%) No. available * Television 100% 1.6 Refrigerator 96% 1.3 CD set 65% 1.1 Washing machine 65% 1 Cell phone 65% 1.5 Home telephone 54% 1 VDO set 46% 1 Motorcycle 42% 1.1 Automobile 27% 1 Air-conditioned 15% 1.5 Hot water heater 15% 1.3 Microwave oven 12% 1 * per household (counting only households who have assets of each item) This survey covers 120 households in the Chong Nonsi community. Source: Sopon (2003:22) Slums: Government Policies In this section, I will sketch out the policies regarding slums before critiquing them. Macro policies The first two National Economic and Social Development plans (1961 to 1971) focussed mainly on industrialisation and spurring the economy forward. Then, the third and fourth plans (1972 to 1981) did not only emphasise economic growth but also stressed the importance of reducing income disparity by speeding up development in rural areas. In the fifth plan (1981 to 1986), one of the objectives was to reduce absolute poverty and accelerate rural development in backward areas. The idea was to create jobs to increase farmers’ income and prevent migration during the dry season because the government blames rural-urban migration for the burgeoning growth in the cities. The first mention of slums popped up only in the sixth plan 3 I remembered walking in Suan Phlu slum three years back and being surprised by all the consumer products in the shacks. The TV sets were much bigger than the one I had at home and there were huge hi-fi sets too. 18
  • 21. (1987 to 1991), where one of the main aims was to “improve the quality of life of low-income earners that live in urban congested areas”. However, it was only until the seventh plan (1992 to 1996) that the government acknowledged that “the problems of urban and urban slums have become serious”. Guidelines were drawn up to upgrade slum communities such as specific legislation to look after them and protect their rights. It pledged to upgrade the quality of existing slum communities, and provide new housing for those who have been forced to relocate. It also pledged to establish community organisations to look after the well-being of slum dwellers and set up a fund for them to borrow, as well as promote occupational development. Subsequently, in the eighth plan (1997 to 2001), the only mention of the urban poor was about increasing poor children’s access to basic education by providing scholarships. Finally, in the ninth plan (2002 to 2006), the slum issue was subsumed under the greater goal of poverty eradication. In addition, a tag line that kept appearing was the objective of establishing “livable communities and cities” by improving the quality of life. It is debatable as to what constitutes “livable” but the plan later alludes to it as being “tranquil, convenient, clean and orderly”. Housing policies Housing production policy (1948 - 1958): After World War II, social welfare policy was first introduced into Thailand. The Government Housing Bank was established in 1953 to construct housing for the urban population. During this period, 3,462 housing units were built (Litchfield 1960:84-85). City Beautification (1960 - 1971): Slums were considered an eyesore so the only real policy on slum improvement was slum clearance. Some public housing units were built for the slum-dwellers but did not meet the demand of the public. 19
  • 22. Slum improvement (1970s): The National Housing Authority was established in 1973 to deal with the housing problem. It constructed highly-subsidised flats which proved to be too great a financial burden and this attempt was given up soon after. Land for housing the poor (1980s): The logic is if land is given to the poor, they would have a sense of belonging and develop their own homes and community. Hence, there have been a few land-sharing and slum relocation projects. The principle of land-sharing requires that part of the area of the slum be cleared for the development of commercial properties while slum-dwellers are re-housed on the remaining part of the site. Recognition policy (1990s): Slums have become more recognised through the efforts of the non-governmental organisations. And the policies made in this period were in tandem with the seventh national plan which placed special emphasis on slums. In 1992, the Urban Community Development Office was established with an initial fund of 1.25 billion baht to help support the development of saving groups and generate loans for slum-dwellers. In 2001, a one-million-baht fund was established in rural and urban communities to do the same thing. Policy assessment Meeting the housing shortage from 1960 When the government first started building flats, it targeted the housing units at the poor, instead of the middle and higher-income groups. As a result, walk-up apartments seemed “less privileged” because they were known as places where low- income groups lived. The flats were too “low-class” for the middle-income but were beyond the reach of the poor. So the housing shortage continued. But if flats had 20
  • 23. started out with a good image and vertical living took off, then revolving funds could have been generated and used to provide subsidised housing for the poor. Vertical living Former governor of the National Housing Authority Rataya Chantien admitted that the NHA’s policy to construct the highly-subsidised rental and owned flats was a failure. Not only were the flats a major financial burden but they were also often not occupied by those they were built for. Because the rents are low and the estates are well-located in areas like Din Daeng, Bon Kai and Khlong Toei, the original occupants can earn useful income either by sub-letting the apartment or by selling their right to another household while they moved back to the slum. Hence, although the policy tried to alleviate the housing shortage, it only created more slums. Slum-dwellers are often reluctant to move into walk-up apartments because of the regular payment of rent and utilities, the small size of the units, the lack of social contact and the impossibility of generating income from the dwelling4. Yet there are those who appreciate the privacy, cleanliness and drug-free environment that the flats offer (Bangkok Post, 1990). In fact, the tussle between house and flat has caused deep rifts in the former Suan Phlu slum community. One faction is happy to accept the government’s offer of building walk-up flats while the other faction is insisting on having houses. The former is staying on a football field (Figure 8) while the latter has moved back to the original site to block any attempts to build flats (Figure 9). Slum relocation and land-sharing This is like a “dirty word” for slum activists because relocation efforts in the past were badly managed. People were given little notice to move and were not given 4 The unit is too small to further divide it up for subletting. Many women in the slum also earn an income by selling food outside their house. This would be impossible in an apartment. 21
  • 24. time to familiarise themselves with their new environment before moving. Some people lost their jobs after moving out of the slums. For example, the men working as coolies at Khlong Toei port for 55 baht per day could not afford the 20 baht per day to go from Rom Klao, their new home, to their workplace and back. (Charoon 1988) Yet, slum relocation does not have to be a zero sum game, especially if the new apartments are located along major transport routes. If most non-slum dwellers also cannot afford to live in the city but have to wake up at 4am to commute into the centre to work and only arrive back home at 8pm, why should those living in slums be anymore privileged? Besides, it would be easier for slum-dwellers to change jobs as half of them are blue-collar workers. So they can get another job in a factory or be a food-vendor at the new estate. Figure 8 Figure 9 When a slum faces eviction and there is an option for land-sharing, only a very limited number of households would seize the opportunity to acquire land. A large majority will take the compensation and leave, most probably to settle in another slum. Some make their claim to the plot of the land but never occupy it; others even build a house but rent it out to other households. Besides, it will be difficult to find commercial properties that are willing to share the land with a slum community. 22
  • 25. Slums: Future In several Asian countries, governments are now providing protection of sorts to slum residents. Policies range from granting de jure security of tenure by regularising the unauthorised settlements to giving a form of de facto security of tenure by issuing stay orders at the time of evictions. Research has shown that an increase in security of tenure is incentive for the dwellers to improve their housing conditions. In Bangkok, something similar is being proposed. The National Housing Authority wants to be able to improve land-rental slums regardless of the views of the land-owner while slum dweller federations want the government to expropriate all slum land and to sell it to the slum dwellers at subsidised rates. But such policies to protect the slum residents are likely to backfire here because land-owners would not want to rent out vacant land to slum-dwellers and might even evict the slum before such a policy takes effect. The implication is that improvements in the living conditions in the slums can be initiated only be land-owners. If the landlord is prepared to sign a medium-term (five- to ten-year) lease with the slum-dwellers, the situation in the slum can improve considerably. Such contracts would increase security of tenure and if both parties agree, the land can be reblocked to improve the layout of the settlement and facilitate the provision of infrastructure. But if the slum-dwellers and land owner can agree on a long-term lease, the slums can even be demolished to make way for new houses. A contractor can build rows of shell houses with only side walls, roof, sanitary unit, while the occupants have to complete, extend and improve the slum. The houses could then be rented out to the original slum dwellers. Since the value of the house will be low compared to the 23
  • 26. value of the land, the amortised cost of the shell house can be included in a slightly increased land rent. Today, the slum situation is no longer looked upon as just a housing problem, instead it is seen as a symptom of the deeper problem of urban poverty, where groups of people have been left out in Thailand’s economic growth. This direction, I believe, is the correct one to take. In 2000, when the work of the Urban Community Development Organisation was integrated into a new public organisation called Community Organisations Development Institute, 950 community savings groups had been established and supported in 53 provinces. More than 1 billion baht had been provided in loans and more than half the loans had already been fully repaid. Informal estimates suggest that assets of some 2 billion baht had been generated by the projects (Somsook 2003:2). At the same time, the education among slum-dwellers has also improved. This leads to more job opportunities, instead of being confined to blue-collar work. Already, one can see that the occupations of the slum-dwellers are coming on par with their fellow Bangkokians (Table 4). With better education and better jobs, the next generation would likely not be willing to stay in the slum anymore. In 1958, slums comprised 46 per cent of the housing stock. In 2000, it became only 6 per cent of the total housing available. Hopefully in another 10 to 20 years, people will not have to live in slums anymore and there will no longer be anymore eyesores in the City of Angels. 24
  • 27. References Agency for Real Estate Affairs (1996a) Executive Summary: 1996 Provincial Slums (an unpublished survey conducted for the National Housing Authority). Akin Rabibhadana et al. (1999) Chumchon Aai Aat: Ong khawmroo kab khwan pen jing [Slum: State-of-the-art and Reality] Bangkok: Thailand Research Fund. Angel, Shlomo (1988) ‘Where have all the people gone? Urbanization and Counter- urbanization in Thailand’ in Journal of the Siam Society, Vol. 76, November. Bangkok Bank (1981) ‘The fifth development plan: Structural adjustment being the name of the game’ in Bangkok Bangk Monthly Review, November. Bangkok Metropolitan Administration (2004) Statistical Profile of BMA 2003. Bangkok: Bangkok Metropolitan Administration. Faculty of Social Administration, Thammasat University (1971) Klong Toey Slum: A Social Work Survey and Photographs. Bangkok: Thammasat University. Kanokrat Charoon (1988) ‘Without jobs, former slum dwellers find rough going in Rom Klao community,’ Bangkok Post, 31 October 1988. Korff, Rudiger (1985) ‘Slum: Village or Workers Quarter?’ in: Manop Pongsatat (ed.) Planning Journal: Urban & Regional Planning, Vol. 1, September. Bangkok: Faculty of Architecture, Chulalongkorn University. Kritaya Archawanitkul et al. (1981) 46 Slums. Bangkok: Institute of Population and Social Research, Mahidol University. Lee, Kyu Sik (1988) Infrastructure Constraints on Industrial Growth in Thailand, INURD WP#88-2, World Bank, Washington. Litchfield Whiting Browne and Associates et al. (1960) Greater Bangkok Plan B.E. 2533 (1990). Bangkok: Department of Town and Country Planning. Ministry of Interior and Bangkok Municipality (1962) The improvement of the slum opposite the Department of Highways. Bangkok: Ministry of Interior and Bangkok municipality (currently Bangkok Metropolitan Administration). National Economic and Social Development Board (1992) The Seventh National Economic and Social Development Plan. Bangkok: National Economic and Social Development Board. (47943) — (1997) The Eighth National Economic and Social Development Plan. Bangkok: National Economic and Social Development Board. (52820). — (2002) The Ninth National Economic and Social Development Plan. Bangkok: National Economic and Social Development Board. (59987). — (2002) NESDB. Vol. 39 No. 1, January - February.. National Housing Authority (2000a) 1999 Slum: Nonthaburi. Bangkok: National Housing Authority. — (2000b) 1999 Slum: Pathum Thani. Bangkok: National Housing Authority. — (2000c) 1999 Slum: Samut Prakan. Bangkok: National Housing Authority. — (2000d) 1999 Slum: Samut Sakhon. Bangkok: National Housing Authority. — (2000e). 1999 Slum: Nakhon Pathom. Bangkok: National Housing Authority. National Statistical Office (1991) 1990 Population and Housing Census. Bangkok: National Statistical Office. — (1988) Report of the 1988 household socio-economic survey, Bangkok Metropolis, Nonthaburi, Pathum Thani and Samut Prakan. Bangkok: National Statistical Office. 25
  • 28. PADCO/LIF (1990) Bangkok Land and Housing Market Assessment. Bangkok. Rataya Chantien (1985) Problems, Experience and Strategies of Low-income Housing Urban Development. Bangkok: National Housing Authority. Sak Pasookniran (1960) The Survey of Klong Toey Slums. Bangkok: National Institute of Development Administration. Somsook Boonyabancha (2003) A Decade of Change: From the Urban Community Development Office to the Community Organizations Development Institute in Thailand. Increasing community options through a national government development programme. Working Paper 12 on Poverty Reduction in Urban Areas. London: International Institute for Environment and Development. Sopon Pornchokchai (1985) 1020 Bangkok Slums Evidence Analysis. Bangkok: School of Urban Community Research and Actions. — (1992) Bangkok Slums: Review and Recommendations. Bangkok: Agency for Real Estate Affairs. — (2003) ‘City report: Bangkok’ in The Challenge of Slums: Global Report on Human Settlements 2003. Nairobi: United Nations Human Settlements Programme The Bangkok Post (1986) ‘Sixth Plan: Accent on Development,’ 13 September, p. 14. The Nation (2003) ‘Gigantic banner unfurled to hide slum,’ 17 October. Visid Prajuabmoh et al. (1972) The Rural and the Urban Population of Thailand: Comparative Profiles. Bangkok: Institute of Population Studies, Chulalongkorn University. Wasant Techawongtham (1990) ‘Vertical living and the slum culture,’ The Bangkok Post, 18 March, p. 27. Yap Kioe Sheng (1992) Low-income Housing in Bangkok: A Review of Some Housing Sub-markets. Bangkok: Division of Human Settlements, Asian Institute of Technology. 26