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Lecture # 7: Sept. 24, 2002


     Review of Lecture 6
        - PCM Waveforms
     Remaining portion of Chapter 2

        - Spectral densities of PCM waveforms
        - Multi Level Signaling
     Chapter 3: Baseband Demodulation/Detection
Generation of Line Codes




   The FIR filter realizes the different pulse shapes
   Baseband modulation with arbitrary pulse shapes can be detected
    by
       correlation detector
       matched filter detector (this is the most common detector)
Comparisons of Line Codes
  Different pulse shapes are used
    to control the spectrum of the transmitted signal (no DC value,

      bandwidth, etc.)
    guarantee transitions every symbol interval to assist in symbol timing

      recovery
1. Power Spectral Density of Line Codes (see Fig. 2.23, Page 90)
 After line coding, the pulses may be filtered or shaped to further

   improve there properties such as
    Spectral efficiency

    Immunity to Intersymbol Interference

 Distinction between Line Coding and Pulse Shaping is not easy

2. DC Component and Bandwidth
 DC Components

    Unipolar NRZ, polar NRZ, and unipolar RZ all have DC components

    Bipolar RZ and Manchester NRZ do not have DC components
   First Null Bandwidth
       Unipolar NRZ, polar NRZ, and bipolar all have 1st null bandwidths of
        Rb = 1/Tb
       Unipolar RZ has 1st null BW of 2Rb
       Manchester NRZ also has 1st null BW of 2Rb, although the
        spectrum becomes very low at 1.6Rb
   Section 2.8.4: Bits per PCM Word and Bits per Symbol
               L=2l

   Section 2.8.5: M-ary Pulse Modulation Waveforms
               M = 2k

   Problem 2.14: The information in an analog waveform, whose
    maximum frequency fm=4000Hz, is to be transmitted using a 16-level
    PAM system. The quantization must not exceed ±1% of the peak-to-
    peak analog signal.
    (a) What is the minimum number of bits per sample or bits per PCM
    word that should be used in this system?
    (b) What is the minimum required sampling rate, and what is the
    resulting bit rate?
    (c) What is the 16-ary PAM symbol Transmission rate?
Chapter 3: Baseband
Demodulation/Detection

    Detection of Binary Signal in Gaussian Noise
    Matched Filters and Correlators

    Bayes’ Decision Criterion

    Maximum Likelihood Detector

    Error Performance
Demodulation and Detection
                AWGN



                                                                                         DETECT
                                               DEMODULATE & SAMPLE
                                                                            SAMPLE
                                                                            at t = T
                       RECEIVED
                       WAVEFORM   FREQUENCY
                                                 RECEIVING    EQUALIZING
                                    DOWN
                                                  FILTER        FILTER                 THRESHOLD       MESSAGE
  TRANSMITTED                     CONVERSION
   WAVEFORM                                                                            COMPARISON      SYMBOL
                                                                                                         OR
                                                                                                       CHANNEL
                                      FOR                    COMPENSATION
                                                                                                       SYMBOL
                                   BANDPASS                   FOR CHANNEL
                                    SIGNALS                   INDUCED ISI




                                                                                           OPTIONAL


                                                                                           ESSENTIAL


 Figure 3.1: Two basic steps in the demodulation/detection of digital signals

The   digital receiver performs two basic functions:
      Demodulation, to recover a waveform to be sampled at t = nT.
      Detection, decision-making process of selecting possible digital symbol
Detection of Binary Signal in Gaussian
Noise
   2

   1

   0

   -1

   -2
        0   2   4   6   8   10   12   14   16   18   20

   2

   1

   0

   -1

   -2
        0   2   4   6   8   10   12   14   16   18   20

   2

   1

   0

   -1

   -2
        0   2   4   6   8   10   12   14   16   18   20
Detection of Binary Signal in Gaussian
Noise
   For any binary channel, the transmitted signal over a symbol interval
    (0,T) is:
                   s0 (t ) 0 ≤ t ≤ T    for a binary 0
         si (t ) = 
                    s1 (t ) 0 ≤ t ≤ T   for a binary 1

   The received signal r(t) degraded by noise n(t) and possibly
    degraded by the impulse response of the channel hc(t), is

           r (t ) = si (t ) * hc (t ) + n(t )    i = 1,2            (3.1)
Where n(t) is assumed to be zero mean AWGN process
   For ideal distortionless channel where hc(t) is an impulse function
    and convolution with hc(t) produces no degradation, r(t) can be
    represented as:
          r (t ) = si (t ) + n(t ) i = 1,2         0≤t ≤T            (3.2)
Detection of Binary Signal in Gaussian
Noise




   The recovery of signal at the receiver consist of two parts
      Filter
          Reduces the received signal to a single variable z(T)
          z(T) is called the test statistics
      Detector (or decision circuit)
          Compares the z(T) to some threshold level γ0 , i.e.,
                   H1

           z(T )   >
                   <
                        γ0         where H1 and H0 are the two
                                   possible binary hypothesis
                   H0
Receiver Functionality
The recovery of signal at the receiver consist of two parts:
1.  Waveform-to-sample transformation
          Demodulator followed by a sampler
          At the end of each symbol duration T, predetection point yields a
           sample z(T), called test statistic
           z (T ) = a (t ) + n (t ) i = 1,2
                     i         0
                                                                      (3.3)

         Where ai(T) is the desired signal component,
         and no(T) is the noise component
1.   Detection of symbol
        Assume that input noise is a Gaussian random process and
         receiving filter is linear
                          1        1n        
                                                2
                                                    
             p (n0 ) =        exp −  0
                                              
                                                   
                                                                     (3.4)
                       σ 0 2π      2  σ0
                                                  
                                                    
   Then output is another Gaussian random process

                            1        1  z − a 2 
          p ( z | s0 ) =        exp  − 
                                         σ  
                                               0
                                                 
                         σ 0 2π      2 0  
                                                  

                            1        1  z − a 2 
          p ( z | s1 ) =        exp  − 
                                         σ  
                                               1
                                                 
                         σ 0 2π      2 0  
                                                  
      Where σ0 2 is the noise variance
   The ratio of instantaneous signal power to average noise power ,
    (S/N)T, at a time t=T, out of the sampler is:
           S    ai2
             = 2
            N T σ0                                             (3.45)

   Need to achieve maximum (S/N)T
Find Filter Transfer Function H0(f)
   Objective: To maximizes (S/N)T
   Expressing signal ai(t) at filter output in terms of filter transfer
    function H(f)
                            ∞
                ai (t ) = ∫ H ( f ) S ( f ) e j 2πft df                    (3.46)
                           −∞


    where S(f) is the Fourier transform of input signal s(t)
   Output noise power can be expressed as:
                   N0           ∞
               σ =          ∫
                  2
                  0                  | H ( f ) |2 df
                   2            −∞
                                                                           (3.47)
   Expressing (S/N)T as:
                                ∞                                     2

                            ∫
                                                        j 2πfT
                                    H ( f ) S( f ) e             df
               S           −∞
                 =
                N T               N0   ∞

                                    2    ∫
                                         −∞
                                              | H ( f ) |2 df              (3.48)
   For H(f) = H0(f) to maximize (S/N)T, ; use Schwarz’s Inequality:

             ∞                       2           ∞         2          ∞              2

         ∫   −∞
                  f1 ( x) f 2 ( x)dx ≤ ∫
                                             −∞
                                                     f1 ( x) dx   ∫   −∞
                                                                           f 2 ( x) dx          (3.49)

   Equality holds if f1(x) = k f*2(x) where k is arbitrary constant and *
    indicates complex conjugate
   Associate H(f) with f1(x) and S(f) ej2π fT with f2(x) to get:
         ∞                                   2        ∞           2            ∞         2

     ∫−∞
             H ( f ) S ( f ) e j 2πfT df ≤ ∫ H ( f ) df
                                                     −∞                    ∫−∞
                                                                                   S ( f ) df   (3.50)

   Substitute in eq-3.48 to yield:
     S     2               ∞           2
         ≤
      N T N 0
                         ∫−∞
                                 S ( f ) df
                                                                                                (3.51)
S    2E
   Or   max   ≤              and energy E of the input signal s(t):
              N T N0
                                                             ∞            2
   Thus (S/N)T depends on input signal energy       E =∫          S ( f ) df
                                                            −∞
    and power spectral density of noise and
    NOT on the particular shape of the waveform
                     S    2E
   Equality for max   ≤          holds for optimum filter transfer
                      N T N 0
    function H0(f)
    such that:
                     H ( f ) = H 0 ( f ) = kS * ( f ) e − j 2πfT         (3.54)

                     h(t ) = ℑ 1 {kS * ( f )e − j 2πfT }
                              −
                                                                        (3.55)

   For real valued s(t):            kS (T − t ) 0 ≤ t ≤ T
                            h(t ) = 
                                                                         (3.56)
                                    0           else where
   The impulse response of a filter producing maximum output signal-
    to-noise ratio is the mirror image of message signal s(t), delayed by
    symbol time duration T.
   The filter designed is called a MATCHED FILTER

                         kS (T − t ) 0 ≤ t ≤ T
                h(t ) = 
                        0           else where

   Defined as:
         a linear filter designed to provide the maximum
         signal-to-noise power ratio at its output for a given
         transmitted symbol waveform
Correlation realization of Matched filter
   A filter that is matched to the waveform s(t), has an impulse
    response              kS (T − t ) 0 ≤ t ≤T
                 h(t ) = 
                         0            else where
       h(t) is a delayed version of the mirror image (rotated on the t = 0
        axis) of the original signal waveform




Signal Waveform               Mirror image of signal   Impulse response of
                              waveform                 matched filter


                                                                  Figure 3.7
   This is a causal system
     Recall that a system is causal if before an excitation is applied at

       time t = T, the response is zero for - ∝ < t < T
   The signal waveform at the output of the matched filter is
                                   t                                (3.57)
             z (t ) = r (t ) * h(t ) = ∫ r (τ )h(t −τ )dτ
                                        0

   Substituting h(t) to yield:

                                r (τ ) s[T − (t −τ )]dτ
                         t
             z (t ) =   ∫0

                                r (τ ) s[T − t +τ ]dτ
                         t
                   =    ∫0                                         (3.58)
   When t=T,
                             T
              z (t ) =      ∫0
                                  r (τ ) s (τ ) dτ
                                                                   (3.59)
   The function of the correlator and matched filter are the same




   Compare (a) and (b)
     From (a)
                                 T
                      z (t ) = ∫ r (t ) s (t ) dt
                                0

                                            T
                     z (t ) t =T = z (T ) = ∫ r (τ ) s (τ )dτ
                                           0
From (b)                               ∞                            t
                z ' (T ) = r (t ) * h(t ) = ∫ r (τ )h(t − τ )dτ =   ∫

                                                                            r (τ )h(t − τ )dτ
                                           −∞                        0
    But
                h(t ) = s(T − t ) ⇒ h(t − τ ) = s[T − (t − τ )] = s(T + τ − t )
                                   t
                ∴ z ' (t ) = ∫ r (τ ) s (τ + T − t )dτ
                               0
   At the sampling instant t = T, we have
                                       T                                    T
                 z ' (t ) t −T = z ' (t ) = ∫ r (τ ) s(τ + T − T )dτ = ∫ r (τ ) s (τ )dτ
                                       0                                    0
   This is the same result obtained in (a)
                               T
                 z ' (T ) = ∫ r (τ ) s (τ ) dτ
                               0
   Hence

                 z (T ) = z ' (T )

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Pulse Code Modulation

  • 1. Lecture # 7: Sept. 24, 2002  Review of Lecture 6 - PCM Waveforms  Remaining portion of Chapter 2 - Spectral densities of PCM waveforms - Multi Level Signaling  Chapter 3: Baseband Demodulation/Detection
  • 2. Generation of Line Codes  The FIR filter realizes the different pulse shapes  Baseband modulation with arbitrary pulse shapes can be detected by  correlation detector  matched filter detector (this is the most common detector)
  • 3. Comparisons of Line Codes  Different pulse shapes are used  to control the spectrum of the transmitted signal (no DC value, bandwidth, etc.)  guarantee transitions every symbol interval to assist in symbol timing recovery 1. Power Spectral Density of Line Codes (see Fig. 2.23, Page 90)  After line coding, the pulses may be filtered or shaped to further improve there properties such as  Spectral efficiency  Immunity to Intersymbol Interference  Distinction between Line Coding and Pulse Shaping is not easy 2. DC Component and Bandwidth  DC Components  Unipolar NRZ, polar NRZ, and unipolar RZ all have DC components  Bipolar RZ and Manchester NRZ do not have DC components
  • 4. First Null Bandwidth  Unipolar NRZ, polar NRZ, and bipolar all have 1st null bandwidths of Rb = 1/Tb  Unipolar RZ has 1st null BW of 2Rb  Manchester NRZ also has 1st null BW of 2Rb, although the spectrum becomes very low at 1.6Rb
  • 5. Section 2.8.4: Bits per PCM Word and Bits per Symbol  L=2l  Section 2.8.5: M-ary Pulse Modulation Waveforms  M = 2k  Problem 2.14: The information in an analog waveform, whose maximum frequency fm=4000Hz, is to be transmitted using a 16-level PAM system. The quantization must not exceed ±1% of the peak-to- peak analog signal. (a) What is the minimum number of bits per sample or bits per PCM word that should be used in this system? (b) What is the minimum required sampling rate, and what is the resulting bit rate? (c) What is the 16-ary PAM symbol Transmission rate?
  • 6.
  • 7. Chapter 3: Baseband Demodulation/Detection  Detection of Binary Signal in Gaussian Noise  Matched Filters and Correlators  Bayes’ Decision Criterion  Maximum Likelihood Detector  Error Performance
  • 8. Demodulation and Detection AWGN DETECT DEMODULATE & SAMPLE SAMPLE at t = T RECEIVED WAVEFORM FREQUENCY RECEIVING EQUALIZING DOWN FILTER FILTER THRESHOLD MESSAGE TRANSMITTED CONVERSION WAVEFORM COMPARISON SYMBOL OR CHANNEL FOR COMPENSATION SYMBOL BANDPASS FOR CHANNEL SIGNALS INDUCED ISI OPTIONAL ESSENTIAL Figure 3.1: Two basic steps in the demodulation/detection of digital signals The digital receiver performs two basic functions:  Demodulation, to recover a waveform to be sampled at t = nT.  Detection, decision-making process of selecting possible digital symbol
  • 9. Detection of Binary Signal in Gaussian Noise 2 1 0 -1 -2 0 2 4 6 8 10 12 14 16 18 20 2 1 0 -1 -2 0 2 4 6 8 10 12 14 16 18 20 2 1 0 -1 -2 0 2 4 6 8 10 12 14 16 18 20
  • 10. Detection of Binary Signal in Gaussian Noise  For any binary channel, the transmitted signal over a symbol interval (0,T) is: s0 (t ) 0 ≤ t ≤ T for a binary 0 si (t ) =   s1 (t ) 0 ≤ t ≤ T for a binary 1  The received signal r(t) degraded by noise n(t) and possibly degraded by the impulse response of the channel hc(t), is r (t ) = si (t ) * hc (t ) + n(t ) i = 1,2 (3.1) Where n(t) is assumed to be zero mean AWGN process  For ideal distortionless channel where hc(t) is an impulse function and convolution with hc(t) produces no degradation, r(t) can be represented as: r (t ) = si (t ) + n(t ) i = 1,2 0≤t ≤T (3.2)
  • 11. Detection of Binary Signal in Gaussian Noise  The recovery of signal at the receiver consist of two parts  Filter  Reduces the received signal to a single variable z(T)  z(T) is called the test statistics  Detector (or decision circuit)  Compares the z(T) to some threshold level γ0 , i.e., H1 z(T ) > < γ0 where H1 and H0 are the two possible binary hypothesis H0
  • 12. Receiver Functionality The recovery of signal at the receiver consist of two parts: 1. Waveform-to-sample transformation  Demodulator followed by a sampler  At the end of each symbol duration T, predetection point yields a sample z(T), called test statistic z (T ) = a (t ) + n (t ) i = 1,2 i 0 (3.3) Where ai(T) is the desired signal component, and no(T) is the noise component 1. Detection of symbol  Assume that input noise is a Gaussian random process and receiving filter is linear 1  1n  2  p (n0 ) = exp −  0     (3.4) σ 0 2π  2  σ0    
  • 13. Then output is another Gaussian random process 1  1  z − a 2  p ( z | s0 ) = exp  −   σ   0  σ 0 2π  2 0     1  1  z − a 2  p ( z | s1 ) = exp  −   σ   1  σ 0 2π  2 0     Where σ0 2 is the noise variance  The ratio of instantaneous signal power to average noise power , (S/N)T, at a time t=T, out of the sampler is: S  ai2   = 2  N T σ0 (3.45)  Need to achieve maximum (S/N)T
  • 14. Find Filter Transfer Function H0(f)  Objective: To maximizes (S/N)T  Expressing signal ai(t) at filter output in terms of filter transfer function H(f) ∞ ai (t ) = ∫ H ( f ) S ( f ) e j 2πft df (3.46) −∞ where S(f) is the Fourier transform of input signal s(t)  Output noise power can be expressed as: N0 ∞ σ = ∫ 2 0 | H ( f ) |2 df 2 −∞ (3.47)  Expressing (S/N)T as: ∞ 2 ∫ j 2πfT H ( f ) S( f ) e df S  −∞   =  N T N0 ∞ 2 ∫ −∞ | H ( f ) |2 df (3.48)
  • 15. For H(f) = H0(f) to maximize (S/N)T, ; use Schwarz’s Inequality: ∞ 2 ∞ 2 ∞ 2 ∫ −∞ f1 ( x) f 2 ( x)dx ≤ ∫ −∞ f1 ( x) dx ∫ −∞ f 2 ( x) dx (3.49)  Equality holds if f1(x) = k f*2(x) where k is arbitrary constant and * indicates complex conjugate  Associate H(f) with f1(x) and S(f) ej2π fT with f2(x) to get: ∞ 2 ∞ 2 ∞ 2 ∫−∞ H ( f ) S ( f ) e j 2πfT df ≤ ∫ H ( f ) df −∞ ∫−∞ S ( f ) df (3.50)  Substitute in eq-3.48 to yield: S 2 ∞ 2   ≤  N T N 0 ∫−∞ S ( f ) df (3.51)
  • 16. S  2E  Or max   ≤ and energy E of the input signal s(t):  N T N0 ∞ 2  Thus (S/N)T depends on input signal energy E =∫ S ( f ) df −∞ and power spectral density of noise and NOT on the particular shape of the waveform S 2E  Equality for max   ≤ holds for optimum filter transfer  N T N 0 function H0(f) such that: H ( f ) = H 0 ( f ) = kS * ( f ) e − j 2πfT (3.54) h(t ) = ℑ 1 {kS * ( f )e − j 2πfT } − (3.55)  For real valued s(t):  kS (T − t ) 0 ≤ t ≤ T h(t ) =  (3.56) 0 else where
  • 17. The impulse response of a filter producing maximum output signal- to-noise ratio is the mirror image of message signal s(t), delayed by symbol time duration T.  The filter designed is called a MATCHED FILTER  kS (T − t ) 0 ≤ t ≤ T h(t ) =  0 else where  Defined as: a linear filter designed to provide the maximum signal-to-noise power ratio at its output for a given transmitted symbol waveform
  • 18. Correlation realization of Matched filter  A filter that is matched to the waveform s(t), has an impulse response  kS (T − t ) 0 ≤ t ≤T h(t ) =  0 else where  h(t) is a delayed version of the mirror image (rotated on the t = 0 axis) of the original signal waveform Signal Waveform Mirror image of signal Impulse response of waveform matched filter Figure 3.7
  • 19. This is a causal system  Recall that a system is causal if before an excitation is applied at time t = T, the response is zero for - ∝ < t < T  The signal waveform at the output of the matched filter is t (3.57) z (t ) = r (t ) * h(t ) = ∫ r (τ )h(t −τ )dτ 0  Substituting h(t) to yield: r (τ ) s[T − (t −τ )]dτ t z (t ) = ∫0 r (τ ) s[T − t +τ ]dτ t = ∫0 (3.58)  When t=T, T z (t ) = ∫0 r (τ ) s (τ ) dτ (3.59)
  • 20. The function of the correlator and matched filter are the same  Compare (a) and (b)  From (a) T z (t ) = ∫ r (t ) s (t ) dt 0 T z (t ) t =T = z (T ) = ∫ r (τ ) s (τ )dτ 0
  • 21. From (b) ∞ t z ' (T ) = r (t ) * h(t ) = ∫ r (τ )h(t − τ )dτ = ∫  r (τ )h(t − τ )dτ −∞ 0 But h(t ) = s(T − t ) ⇒ h(t − τ ) = s[T − (t − τ )] = s(T + τ − t ) t ∴ z ' (t ) = ∫ r (τ ) s (τ + T − t )dτ 0  At the sampling instant t = T, we have T T z ' (t ) t −T = z ' (t ) = ∫ r (τ ) s(τ + T − T )dτ = ∫ r (τ ) s (τ )dτ 0 0  This is the same result obtained in (a) T z ' (T ) = ∫ r (τ ) s (τ ) dτ 0  Hence z (T ) = z ' (T )