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Chronic Pain Treatment 127
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This material is the result ofwork supported in part by resources and the
use offacilities at the Department ofVeteransAffairs, Honolulu, Hawaii.
We would like to acknowledge Arthur W. Staats, for his indirect
contributions to the development of CTZ Professor Staats's applica-
tions of learning principles to language learning and personalitydevelop-
ment have had a profound influence on the conceptualization of
posttraumatic stress reported in this article and on the development of
procedural elements in CTT. We also wish to acknowledge Elizabeth
Hilt, Cindy Iancee-Spencer, Marl McCaig, Julie Owens, and Ken Tre-
mayne, who contributed to the refinement of CTT-BW and who pro-
vided helpful critiques and editing of earlier versions of the manuscript.
Address correspondence to Edward S. Kubany, National Center for
PTSD, Pacific Islands Division, Department of Veterans Affairs, 1132
Bishop Street, Suite 307, Honolulu, HI 96813; e-malh kubany@
hawaii.rr.com or edward.kubany@med.va.gov.
Received:July 18, 2000
Accepted: February2Z 2002
Targeted Treatment of Catastrophizing for the Management of Chronic Pain
Beverly E. Thorn and Jennifer L. Boothby, The University of Alabama
MichaelJ. L. Sullivan, Dalhousie University
Pain catastrophizing refersto a negative mental set brought to bearduring the experienceofpain. Individuals who catastr@hize oftenfeel
helpless about controlling their pain, ruminate about painful sensations, and expect bad outcomes. Not surprisingly, such individuals
oftenfail to improve with treatment. Thispaperprovides an assessment tooland outlines a cognitive-behavioralgroup treatment approach
for chronicpain that is specificallydesigned to reducecatastrophizing. Principlesfrom stressmanagement, cognitive therapyfor depression,
assertiveness traininb and communal coping models are incorporated within the treatmentframewo#~ to address specific needsposed by
catastrophizing. Suggestions areprovided for organizing treatment sessions andfor assigning homework based on treatnwnt principles.
~ CORDING TO RECENT ESTIMATES, approximately 10%
of individuals in the United States experience pain
conditions on more than 100 days per year (Osterweis,
Cognitive and Behavioral Practice 9, 127-138, 2002
1077-7229/02/127-13851.00/0
Copyright © 2002 by Association for Advancement of Behavior
Therapy. All rights of reproduction in any form reserved.
[~ Continuing Education Quiz located on p. 172.
Kleinman, & Mechanic, 1987). The individual and soci-
etal "costs" associated with chronic pain are numerous.
Individuals affected by chronic pain struggle not only
with the physical ramifications of pain but also with asso-
ciated emotional and social stressors. Many individuals
are unable to work and require disability benefits. For
some, this means a significant change in self-concept,
from providing for a family to requiring support from the
government. Chronic pain also affects family members in
128 Thorn et al.
the form of financial difficulties, changes in lifestyle, and
distress related to prolonged support of the pain patient
(Turk, Flor, & Rudy, 1987). Many pain patients develop
psychological problems, such as depression and anxiety,
which often exacerbate pain intensity and disability
(Asmundson,Jacobson, Mlerdings, & Norton, 1996; Banks
& Kerns, 1996). Finally, the health care expenses, disabil-
ity benefits, and lost work productivity of chronic pain pa-
tients create burdens that are shared by all of society.
Given that chronic pain impacts social and emotional
functioning as well as physical comfort, mental health
treatments are often indicated. Cognitive-behavioral
therapy (CBT) is an empirically supported pain treat-
ment (Chambless, 1998). As such, it has become the com-
mon standard of psychosocial intervention for pain
(Morley, Eccleston, & Williams, 1999). Numerous re-
search studies have shown that CBT generally decreases
pain and improves functioning among chronic pain pa-
tients (James, Thorn, & Williams, 1993; Kole-Snijders et
al., 1999; ter Kuile, Spinhoven, Linssen, & van Houwelin-
gen, 1995; Thorn & Williams, 1993; Turner & Clancy,
1986; Turner & Jensen, 1993; Vlaeyen, Haazen, Schuer-
man, Kole-Snijders, & van Eek, 1995). Unfortunately, not
all patients benefit from CBT, suggesting that individual
differences play a role in treatment success or failure.
Patients who fail to significantly improve with treat-
ment often share common personality characteristics, in-
cluding neuroticism, anxiety, external locus of control,
negative affectivity, and a cognitive set referred to as cata-
strophizing (Affleck, Tennen, Urrows, & Higgins, 1992;
Asghari & Nicholas, 1999; Gatchel & Weisberg, 2000).
Catastrophizing refers to an exaggerated negative mental
set brought to bear during the experience of pain (Sulli-
van et al., 2001). Individuals who catastrophize expect
the worst from their pain problem, ruminate about pain
sensations, and feel helpless about controlling their pain.
It is not surprising that these individuals have a poor ad-
justment to pain as compared to patients who are not
burdened by such maladaptive cognitions.
This paper will provide clinicians with an understand-
ing of what catastrophizing is and how it potentially im-
pacts treatment. Recommendations are offered for as-
sessing catastrophizing and an instrument for doing so is
provided in an appendix. Specific guidelines for the tar-
geted treatment of catastrophizing within a CBT frame-
work are also presented.
Catastrophizing
Catastrophizing is consistently related to poor pain
outcomes. Several authors have noted a relation between
catastrophizing and higher levels of self-reported pain
(Flor, Behle, & Birbaumer, 1993; Keefe, Brown, Wallston,
& Caldwell, 1989; Sullivan, Bishop, & Pivik, 1995; Ulmm;
1997). This relation between heightened pain intensity
and catastrophizing has been found in numerous pain
populations, including among otheiwise pain-free indi-
viduals undergoing experimental pain tasks (Sullivan et
al., 1995). Catastrophizing is also consistently related to
higher levels of psychological distress for patients who
are participating in multidisciplinary pain treatment
(Geisser, Robinson, Keefe, &Weiner, 1994;Jensen, Turner,
& Romano, 1992; Robinson et al., 1997), higher rates of
disability (Martin et al., 1996; Robinson et al., 1997; Sulli-
van, Stanish, Waite, Sullivan, & Tripp, 1998; Turner &
Clancy, 1986), and higher rates of analgesic use and post-
operative pain in surgical patients (Butler, Damarin,
Beaulieu, Schwebel, & Thorn, 1989; Jacobsen & Butler,
1996). Thus, the literature on catastrophizing is robust
and quite clear about its association with poorer physical
and psychosocial functioning.
Given that individuals who catastrophize experience
such a myriad of negative outcomes without treatment, it
follows that cognitive-behavioral interventions would be
especially beneficial to this group. A variety of nonspe-
cific short-term treatments have resulted in reductions in
catastrophic thinking by pain patients. In one treatment
outcome study, investigators reported that cognitive or
relaxation therapy, when combined with treatment de-
signed to increase health behavior and activity levels, re-
suited in greater decreases in the use of catastrophizing
than treatment aimed at health behavior and activity lev-
els alone (Vlaeyen et al., 1995). In another study, multi-
modal treatment for fibromyalgia resulted in improve-
ments on various outcome measures, with the greatest
change emerging on the catastrophizing subscale of the
Cognitive Strategies Questionnaire. Impressively, these
treatment gains were maintained at a 2-year follow-up
(Bennett et al., 1996). Headache patients have been
shown to be less likely to catastrophize following CBT (ter
Kuile, Spinhoven, Linssen, & van Houwelingen, 1995),
and those patients who engaged in more catastrophizing
following treatment reported higher levels of psychologi-
cal distress. In another cognitive-behavioral treatment
study, decreases in catastrophizing from pretreatment to
6-month follow-up was shown to predict decreases in de-
pression and pain-related physician visits over the same
time period (jensen, Turner, & Romano, 1994).
It has been difficult to evaluate the comparative effi-
cacy of the various components of CBT because clinical
researchers frequently fail to describe the exact compo-
nents utilized in their protocol, and, when described, the
components of treatment vary widely across laboratories.
This lack of clarity in the literature leads to the implica-
tion that any or all cognitive-behavioral interventions are
equally efficacious, although there is not an empirical ba-
sis for this assumption. Typical components of CBT in-
clude behavioral skills training such as relaxation, bio-
Chronic Pain Treatment 129
feedback and/or pacing, and cognitive coping training,
which may or may not include the concept of maladap-
five thinking and catastrophizing.
Based on what is known about catastrophizing, the typ-
ical cognitive-behavioral interventions may not be as ef-
fective as a more targeted approach. There are several
potential explanations to account for treatment failure
when the approach promotes the use of adaptive cogni-
tive and behavioral coping strategies but provides limited
attention to catastrophic thinking. Individuals who catas-
trophize tend to magnify the threat value or seriousness
of pain sensations (Chaves & Brown, 1987). Hypervigi-
lance to threat engenders a heightened attention to pain,
limiting the ability to focus on stimuli incompatible with
the pain experience, such as using imaginal inattention
or imagery, often taught during coping skills training.
Additionally, those who eatastrophize tend to ruminate
about pain sensations and the severity of their pain, mak-
ing it difficult to use distraction strategies and other cog-
nitive coping techniques (Spanos, Henderikus, & Brazil,
1981; Spanos, Radtke-Bodorik, Ferguson, &Jones, 1979).
Thus, an approach designed to teach adaptive pain cop-
ing strategies might be sabotaged by the cognitive pro-
cesses associated with catastrophizing (i.e., hypervigilance
to the threat value of pain, magnification, and rumina-
tion). Finally, indMduals who catastrophize often ap-
proach treatment with a pessimistic outlook (Rosensteil
& Keefe, 1983). They feel unable to help themselves and
doubt their abilities to comply with treatment. They
might also doubt the integrity of the intervention. Thus,
a behavioral intervention focused on mastery and achieve-
ment tasks may also be doomed to failure.
Prior to being referenced in the pain literature, catas-
trophizing was primarily discussed within the context of
cognitive theories of depression. In fact, an early concep-
tualization of pain catastrophizing was that it was not the-
oretically or operationally distinct from depression (Sulli-
van & D'Eon, 1990). Catastrophizing in the depression
literature is one of a variety of cognitive errors, character-
ized by focusing exclusively on the worst possible out-
come (A. T. Beck, 1967). In the pain literature, however,
catastrophizing refers to a broader type of dysfunctional
thinking toward pain, including having difficulty focus-
ing one's attention away from the pain, perceiving the
pain as unusually intense, and feeling helpless to control
the pain (Sullivan et al., 1995). The available literature
suggests that although depressive cognitive errors and
pain catastrophizing share commonalities, catastrophiz-
ing is a separate construct, predicting outcome in pain
patients even after depression is statistically controlled
(Geisser et al., 1994; Keefe, Lefebvre, & Smith, 1999; Sul-
livan et al., 1998).
Other theoretical constructs that have been proposed
for pain catastrophizing are that catastrophizing is an ap-
praisal process (Haythoruthwaite & Heinberg, 1999;
Thorn, Rich, & Boothby, 1999) or a cognitive coping at-
tempt (Keefe et al., 1999). More recently, Sullivan, Tripp,
and Santor (2000) proposed that catastrophizing serves a
communal coping process.
An appraisal model of catastrophizing helps to ex-
plain the dysfunctional thought processes that may pre-
cede real or anticipated pain, and it helps to explain how
someone might develop enduring maladaptive beliefs
about pain. In this view, catastrophizing (and the associ-
ated tendency to appraise pain stimuli as potentially
threatening or damaging) serves to direct the focus of at-
tention toward the pain, which limits an individual's abil-
ity to attend to other stimuli. Heightened attention leads
to rumination about the pain and magnification of the
perceived stimulus. Inability to distract oneself from the
pain stimulus leads to reduced perceived self-efficacy to
deal with the pain, and hence a sense of helplessness.
Maladaptive or unrealistic beliefs about pain, including
catastrophizing, are perpetuated because the individual
avoids events that may reshape his or her beliefs. Thus,
using the appraisal model, interventions targeting catas-
trophizing must help the patient to become aware of his
or her appraisal process and to challenge distorted think-
ing resulting from heightened attention to the pain stim-
ulus. Once this is accomplished, it is assumed that the in-
dividual will be more receptive to cognitive training in
coping techniques, and to engage in prescribed behav-
iors emphasizing mastery and achievement.
Although the appraisal model is a promising heuristic
for designing a treatment to reduce catastrophizing, it
does not explain why someone might strategically utilize
catastrophizing in an effort to cope with the perceived
stress associated with pain. The communal coping model,
with its focus on the social-behavioral dimensions of cata-
strophizing, helps to explain interpersonal issues in-
volved in pain adaptation (Sullivan et al., 2000). In this
view, catastrophizing serves to solicit social proximity, as-
sistance, and empathy from significant others. The pri-
mary goal of these individuals may be stress reduction via
relationships rather than pain reduction per se. Emo-
tional disclosure has been shown to be an effective cop-
ing strategy for individuals who tend to catastrophize
(Sullivan & Neish, 1999), thus validating the coping util-
ity of at least one catastrophizing behavior. Interventions
designed to target catastrophizing must therefore take
into account the potential coping value of such behavior,
validate its worth, and provide ways of getting relation-
ship goals met.
A model that incorporates both communal coping
and appraisal processes may be the most promising in
guiding future research and present-day targeted treat-
ment approaches. See Sullivan et al. (2001) for a compre-
hensive review of catastrophizing literature and theory.
130 Thorn et al.
Assessing Catastrophizing
Given the impact of catastrophizing on treatment suc-
cess, it is important to include a measure of catastrophiz-
ing as part of the treatment planning process. Two of the
most commonly used self-report measures of catastro-
phizing are the catastrophizing subscate of the Coping
Strategies Questionnaire (CSQ; Rosenstiel & Keefe, 1983)
and the Pain Catastrophizing Scale (PCS; Sullivan et al.,
1995). Both scales have been shown to have good psycho-
metric properties and to be related to negative outcomes
in response to acute and chronic pain experience (Keefe
et al., 1989; Rosenstiel & Keefe; Sullivan et al.).
An advantage of using the CSQ is that it includes six
coping subscales in addition to the catastrophizing sub-
scale. The catastrophizing subscale of the CSQ contains
six items that are rated in relation to frequency of occur-
rence on 6-point scales (0 = never, 5 = almost always;
Rosenstiel & Keefe, 1983). The CSQ allows the clinician
to examine a comprehensive profile of a patient's reper-
toire of adaptive and maladaptive coping strategies asso-
ciated with pain experience.
The PCS was developed specifically to assess cata-
strophic thinking associated with pain. The PCS yields
subscale scores on three different dimensions of catastro-
phizing: rumination (e.g., "I can't stop thinking about
how much it hurts"), magnification (e.g., "I worry that
something serious may happen"), and helplessness (e.g.,
"There is nothing I can do to reduce the intensity of my
pain"). The three-factor structure of the PCS has been
replicated in clinical and nonclinical samples (Osman et
al., 1997; Sullivan et al., 1995; Sullivan et al., 2000).
The PCS total score and subscale scores are computed
as the algebraic sum of ratings made for each item. PCS
items are rated in relation to frequency of occurrence on
5-point scales (0 = nev~ 4 = almost always). The PCS is a
13-item self-report measure that can be completed and
scored in less than 5 minutes, and thus can be readily in-
cluded within standard clinical practice. The PCS is re-
printed in Appendix B. The items that make up each sub-
scale as well as means and standard deviations for each
subscale are also presented in the appendix.
Although it is premature to make strong statements
about clinical cutoff scores for the PCS, we have some
preliminary data regarding the percentile distribution of
PCS scores in a sample of individuals with soft tissue dam-
age referred to a multidisciplinary pain management
center for evaluation and treatment. These data suggest
that patients obtaining a total score above 38 (80th per-
centile) are particularly likely to experience adjustment
difficulties and to progress poorly in rehabilitation pro-
grams (Sullivan et al., 1998).
As catastrophizing is related to a myriad of poor out-
comes, it might be useful to incorporate additional out-
come measures into a standardized assessment battery
when treating pain patients who catastrophize. In addi-
tion to the assessment of catastrophizing with the PCS or
CSO~ treatment providers might want to consider assess-
ing mood states, such as depression and anxiety, other
maladaptive cognitions, and physical functioning or ac-
tivity level. Commonly used self-report questionnaires
for the assessment of mood states include the Beck De-
pression Inventory (BDI; A. T. Beck, Steer, & Brown,
1996), State-Trait Anxiety Inventory (STAI; Spielberger
et al., 1983), and Symptom Checklist 90-Revised (SCL-
90-R; Derogatis, 1983). Although not commonly used in
the pain field, measures such as the Dysfunctional Atti-
tude Scale (DAS-A; Oliver & Baumgart, 1985) and the
Automatic Thoughts Questionnaire (ATQ; Hollon &
Kendall, 1980) are useful indicants of dysfunctional think-
ing and cognitive errors. Including these types of mea-
sures in an assessment battery would provide a more thor-
ough evaluation of maladaptive cognitions. Finally, it is
often worthwhile to evaluate patients' overall activity
level, as this is an area clinicians often hope to positively
impact through pain treatment. Measures such as the
West Haven-Yale Multidimensional Pain Inventory
(WHYMPI; Kerns, Turk, & Rudy, 1985) and the Sickness
Impact Profile (SIP; Roland & Morris, 1983) provide
such information as well as additional data regarding
overall functioning.
Treatment for Catastrophic Thinking
Because a traditional CBT approach for pain might
only touch on the idea of maladaptive thinking or com-
pletely fail to address catastrophizing, we are proposing a
CBT approach that specifically focuses on the reduction
of catastrophizing. Although we believe that such an ap-
proach would be more beneficial than a nonspecific CBT
approach for those who catastrophize, an empirical com-
parison of treatments for catastrophizing has not yet
been undertaken. It has been our clinical observation
that many individuals with chronic pain seem unrespon-
sive to adaptive coping strategy training unless/until they
become aware of their automatic catastrophic thinking
and become able to control it through realistic appraisal
and composing alternative (more adaptive) responses. In
an eight-session CBT approach utilized by the first au-
thor, cognitive restructuring was initially included only in
the latter two sessions; we have now moved it to the initial
phase of treatment, and expanded its focus to at least
four sessions of cognitive restructuring. It is our experi-
ence that although patients at first dislike attending to
their catastrophic thoughts, and complain that it makes
them even more likely to catastrophize, once they come
to realize the frequency with which they have these
thoughts, and the impact these thoughts have on their
Chronic Pain Treatment 131
emotions, behavior, and physiological response, they be-
come very invested in learning to change their patterns
of thinking.
The treatment described below is adapted from a CBT
approach utilized by the first author in her clinical pain
research laboratory. The treatment description provided
is modified from ongoing headache treatment research
targeted to reduce catastrophizing; however, it has been
described here in more general terms for use with other
pain populations. The treatment is designed to provide a
cognitive rationale for the exacerbation, maintenance,
and, sometimes, the onset of painful states. Patients are
treated in groups of 7 to 9 participants and are educated
about the connection between cognitive activity and pain
and given explicit instruction in the use of cognitive re-
structuring.
We acknowledge that many CBT interventions may al-
ready include, to some degree, a cognitive restructuring
component in the treatment approach. By-providing the
following treatment description, our aim is to (a) provide
a conceptual/theoretical framework for focusing on cat-
astrophizing per se, and (b) provide specific details about
how to implement this focused treatment approach. We
believe that most or all persons experiencing chronic
pain engage in some amount of catastrophic thinking
and therefore it is appropriate to incorporate this ap-
proach into an existing CBT regimen. However, it is also
possible to employ this intervention as part of a stepped-
care approach with only those patients who are identified
as high in catastrophic thinking, or those who have an in-
adequate response to a traditional CBT approach,
The suggested treatment utilizes Lazarus and Folk-
man's (1984) transactional model of stress to frame the
treatment approach. The transactional model conceptu-
alizes the stress response as multifaceted and emphasizes
the role of cognition in coping with stressful situations.
The primary features of the model are briefly discussed.
First, individual variables, such as personality, stable so-
cial roles, and/or biological parameters, can influence
how a person will cope. Second, people engage in dy-
namic appraisal processes that influence their response
to the stressor, including whether, and which coping re-
sponses will be attempted. One category of appraisals, la-
beled primary appraisals by Lazarus and Folkman, are
those relating to judgments about whether or not an en-
vironmental event is stressful. Ifjudged to be stressful, it
can be appraised as a loss, a challenge, or a threat. Beliefs
about coping options, and their possible effectiveness,
are called secondary appraisals in the transactional
model. Finally, coping, as defined by Lazarus and Folk-
man, is a purposeful effort to manage the impact of a
stressor. If a response is automatic or noneffortful, even if
adaptive, it is not considered a coping attempt. Similarly,
if a response does not represent an effort to reduce the
negative impact of the stressor, it is not coping. Since cat-
astrophic thoughts are often automatic (rather than stra-
tegic) cognitions related to beliefs about coping options,
they could be categorized as secondary appraisals. How-
ever, since catastrophic thinking can be viewed as a
means to elicit support from significant others, it also has
elements of a coping attempt (albeit, nonadaptive).
Our main treatment goal is to reduce catastrophizing,
thereby promoting other improvements in the areas of
pain, physical functioning, and mood. In order to
achieve reductions in catastrophizing, we incorporate
principles from stress management training (Meichen-
baum, 1986), cognitive therapy for depression (J. S. Beck,
1995), communal coping models (Coyne & Smith, 1991),
and assertiveness training (Turk, Meichenbaum, & Gen-
est, 1983). It is believed that once catastrophizing is re-
duced, adaptive coping attempts will increase, thus serv-
ing to divert the patient away from his or her pain and
increase activity-based mastery and achievement tasks.
This makes sense if one views catastrophizing as a second-
ary appraisal, influencing what kinds of coping attempts
will be made (and if coping will be attempted at all). We
also work within the assumption that catastrophic think-
ing may serve a relational goal, and thereby be a coping
strategy. That is, patients who tend to catastrophize want
and need relationship support and may use catastrophiz-
ing to get this goal met. Until they learn more adaptive
means of getting their relationship goals met, they are
unlikely to relinquish catastrophizing if it serves the pur-
pose of getting support from their loved ones, even if cat-
astrophizing increases their pain and dysfunction. The
group treatment format provides a venue for appropriate
emotional disclosure and potential support from others
who experience pain. Group attention to legitimate
needs served by catastrophizing and education about get-
ring these needs met through more adaptive means (e.g.,
assertiveness) provides another avenue for validating the
relational needs of those who catastrophize. Table 1 pro-
rides a brief summary of treatment components.
Phase 1 (One Session)
Treatment aim. The first aim of treatment is to provide
a collaborative relationship among group members and
group therapists (see Turk et al., 1986). To do so, thera-
pists must provide a sound rationale for treatment as well
as discuss treatment goals. This phase of treatment is a
typical first session in most CBT group treatment.
Implementation. In the treatment rationale (adapted
from Blanchard & Andrasik, 1985) described to group
members, pain is defined as a physical reality that is
stress-related. Goals of treatment are described as the fol-
lowing: (a) to promote management of chronic pain by
learning new ways of interpreting and labeling stressful
situations; (b) to learn how to think differently in order
132 Thorn et al.
Table 1
Overview of Treatment Components
Session Primary Aim Treatment Suggestions
1 Establish relationship and discuss 1.
treatment rationale 2.
Discuss relation between stress and pain
Identify catastrophizing thoughts
Challenge and replace catastrophizing
thoughts
Challenge and replace catastrophizing
thoughts
Explore the utility of catastrophizing as
a coping response
Learn more adaptive means for
accomplishing interpersonal needs
Promote continued practice of learned
skills and summarize treatment
Build rapport
Get participants invested in treatment approach through active discussion
of treatment rationale and potential benefits
3. Compose list of stressful situations
4. Apply concepts of challenge, threat, and loss appraisals to individual
stressors
5. Emphasize role of cognition and interpretation in determining "stress"
6. Elicit examples from group members of pain flare-ups occurring during
stress
7. Introduce concept of catastrophizing
8. Practice monitoring automatic thoughts, specifically those related to pain
9. Discuss relation between negative thoughts and emotions and behavior
10. Evaluate validity of negative thoughts
11. Discuss potential consequences of embracing such thoughts
12. Introduce Dysfunctional Thought Record and practice recording thoughts
13. Encourage practice of writing down thoughts in session and at home
14. Practice replacing catastrophizing thoughts with more adaptive thoughts
15. Encourage active participation by group members in formulating adaptive
thoughts
16. Continue practice with the Dysfunctional Thought Record
17. Explore ways that catastrophizing might be used to cope with problems
(e.g., to elicit support and empathy or to signal pain and distress)
18. Discuss the advantages and disadvantages of using catastrophizing to cope
I9. Encourage group members to voice alternative methods for managing
problems or communicating pain and compile a list of possible methods
20. Use the list of coping methods generated in the previous session to begin
discussion of assertiveness training
21. Introduce assertiveness skills one by one and elicit examples from group
members regarding situations when the skills could be used
22. Practice the use of assertiveness skills through role-playing with group
members
23. Encourage group members to summarize treatment components
24. Discuss noted improvements and areas needing continued attention
25. Emphasize that skills practice should continue
to reduce the occurrence of pain flare-ups and to learn
how to think in a way that does not exacerbate pain dur-
ing a pain flare-up; and (c) to learn ways of achieving so-
cial and emotional support that do not increase the expe-
rience of pain.
The treatment format is described as psychoeduca-
tional, with group discussion focused on experiences
with stress and pain, and the types of thoughts before and
during pain flare-ups. It is explained that weekly home-
work assignments are given to participants and discussion
of these assignments with group members occurs during
the following week.
Phase 2 (One Session)
T~eatment aim. The second aim of treatment is to pro-
vide education and insight regarding the impact of stress
on pain, particularly the interpretation of potentially
stressful events. This phase of treatment incorporates
Lazarus and Folkman's (1984) concept of primary ap-
praisals into the treatment protocol.
Implementation. In session, group members begin a list
of situations they find stressful and/or that trigger pain
flare-ups. The therapist introduces the concept of ap-
praisal, whereby situations are judged as harmless or
stressful. Stressful situations are further appraised as a
challenge (perception that the ability to cope is not out-
weighed by the potential danger of the stimulus) or a
threat (perception that the danger posed by the situation
outweighs the individual's ability to cope), or a loss (per-
ception that damage has occurred as a result of the stim-
ulus). Depending upon one's appraisal of a situation, one
will think about it differently, feel different emotions
about it, and behave differently. For example, a young
couple wishing to have children, but unable to conceive
Chronic Pain Treatment 133
for 6 months, may think of this as a challenge ("Let's
learn all we can about optimizing our chances to con-
ceive and then give it our best shot"), a threat ("This may
mean we will not be able to have children"), or a loss
("Our inability to conceive a child has robbed us of a crit-
ical part of our life"). Group members are encouraged to
discuss how, in the example provided, each of these ways
of appraisal (challenge, threat, loss) would affect the cou-
ple's thinking, feeling, and subsequent behavior. Group
members are then directed to choose one of their own
previously identified stressful situations related to pain
and assess whether they appraised it as a threat, chal-
lenge, or loss. A discussion follows about how their own
appraisal of the stressor might impact their thoughts,
feelings, and subsequent behavior. AS homework, group
members continue their list of stressful situations and/or
situations that may trigger pain flare-ups. They continue
to identify how the stressor was appraised and how their
appraisal might affect their experience of pain.
Phase 3 (Three Sessions)
Treatment aim. The third aim of treatment is to teach
patients to identify, challenge, and replace catastrophiz-
ing thoughts. Once the role of primary appraisals (threat,
loss, challenge) has been explored in Phase 2, the role of
catastrophizing as a secondary appraisal is integrated into
the treatment protocol. The role of cognition, specifi-
cally catastrophizing thoughts and interpretations in re-
sponding to stressful situations, is emphasized.
Implementation. Several sessions are spent helping
group members define and discuss catastrophic thoughts,
with participants learning to monitor and change their
thinking patterns. This aspect of the treatment protocol
closely resembles cognitive restructuring typical of cogni-
tive therapy. In session, the therapist introduces the con-
cept of catastrophizing: What is it (typically associated
with appraisal of pain as a threat or loss, with an associ-
ated tendency to focus on the negative aspects of pain, re-
sulting in magnification, rumination, and helplessness)
and why is it harmful (associated with poorer treatment
outcome, greater pain, more disability, greater distress,
more medication use, higher dysfunction)? Catastrophiz-
ing is discussed as often being an automatic thought
process--a thought process that might occur without be-
ing aware of doing so. Group members are encouraged
to become aware of what they are thinking because when
one is not aware of what one is thinking/feeling, it is
more difficult to interrupt the process. Group members
begin to identify current catastrophic thoughts, both
those specific to pain and those more general in nature.
A discussion follows regarding how these catastrophic
thoughts might impact participants' emotions, behaviors,
and even their physical functioning.
Next, the therapist introduces the idea that cata-
strophic thoughts might not be realistic. Group members
are educated about the importance of evaluating the va-
lidity of thoughts and challenging any that are unrealis-
tic. The potential behavioral, emotional, and physical
consequences of continuing to hold such beliefs is dis-
cussed. Finally, group members are educated about
choosing alternative, more realistic thoughts to replace
those thoughts that are not valid. A thought record
(adapted from the Dysfunctional Thought Record, used
in cognitive therapy for treatment of depression; J. S.
Beck, 1995) is introduced as a means of recording cata-
strophic thoughts and their accompanying emotional/
behavioral/physiological consequences, The form is ex-
plained and several examples are highlighted during the
group session. An important component of this thought
record is the replacement of maladaptive thoughts with
more realistic thoughts. Group members assist in com-
posing a list of catastrophic thoughts. For each maladap-
tire thought, participants work together to develop a
more realistic, adaptive thought. For example, replace
"this pain is unbearable" with "the pain is bad, but not
more than I can bear." As homework, group members
make a written list of catastrophic thoughts as they be-
come aware of them during the week. They then write
down how the catastrophic thought might impact their
thoughts, feelings, and subsequent behavior. They then
examine the validity of the catastrophic thought by exam-
ining the evidence that the catastrophic thought is true,
and conversely, that the catastrophic thought is not true.
Finally, for each catastrophic thought, they are encour-
aged to write down a more realistic, adaptive thought.
Phase 4 (Two Sessions)
Treatment aim. The fourth aim of treatment is to assist
group members in developing skills that will allow them
to meet interpersonal needs in more adaptive ways. This
phase of treatment incorporates Lazarus and Folkman's
(1984) concept of coping into the treatment protocol,
and specifically introduces the use of catastrophizing as a
strategic, albeit maladaptive, coping attempt.
Implementation. The group leader(s) should validate
the potential of catastrophizing as serving a legitimate
purpose; people with stress-related disorders often have
unreasonable expectations of themselves that might ex-
plain their typical reaction to stressful situations. It might
be that catastrophizing allows the individual to drop those
unreasonable expectations (at least temporarily) because
he or she is simply unable, during the catastrophic
thought process, to "measure up." Helping participants to
examine the potential utility of catastrophizing by provid-
ing realistic examples may be useful. As an example, a
former group participant was a young grandmother/
headache patient whose recently divorced daughter and
two children had moved back into the home. The patient
134 Thorn et al.
was suddenly faced with increasing responsibilities for
child care, food preparation, and homemaking. Her self-
expectations were to help her daughter through this diffi-
cult time by making it "easy" for her daughter, thus taking
the load on herself. The patient was unable to set limits or
attend to her own needs. She began telling herself, "I am
a weak person, I can't handle this," went into a severe
headache cycle, and was subsequently unable to "carry the
load." Using the above example, group members are en-
couraged to identify the need being met by catastrophiz-
ing and other ways the grandmother might get the same
need met. Other examples can be obtained from group
members and the group process can be used to identify
the need being met by catastrophizing and other options
for getting the need met. Group members should also be
encouraged to identify potential roadblocks to meeting
those needs in alternative ways and problem solve toward
resolution of the roadblocks.
Assertiveness skills are taught during the second ses-
sion of this phase of treatment to enable patients to meet
their interpersonal needs in more direct and constructive
ways. Although our treatment program focuses on only a
limited number of assertiveness skills, this aspect of treat-
ment could certainly be broadened to include additional
social skills. The therapist can introduce assertiveness
skills through examples, such as saying no to requests by
others, expressing personal opinions, and verbalizing
wants and needs. It is explained that when individuals
feel unable to assert themselves or lack specific skills to as-
sert themselves appropriately, communication breaks
down and relationships suffer. Often, unassertive individ-
uals oscillate between passive and aggressive behavior in
interpersonal contexts. It is explained that catastrophiz-
ing is used in place of direct communication to garner
support or possibly to gain empathy from others. Learn-
ing to voice opinions and express needs directly will help
individuals to meet interpersonal needs in a constructive
and more forthright manner. Direct communication can
also serve a cathartic, therapeutic purpose.
In session, group leaders demonstrate assertiveness
skills in front of the group. Group members then take
turns role-playing the new skills. Role-playing scenarios
are actively critiqued by group leaders and other group
members. This process serves to desensitize patients' anx-
iety associated with social performance. Role-playing sce-
narios are guided from less threatening social situations
to more difficult interactions. For example, an early role-
play might focus on having the patient make a request for
a hug from his or her significant other, whereas a later
role-play might have the patient request a lessened work-
load from an employer. Group members give personal
examples of situations where they would find it difficult
to assert themselves. These situations are used for addi-
tional role-playing.
As homework, group members examine current cata-
strophic thoughts to identify potential legitimate needs
being met through the catastrophic thinking. Group
members list potential options for meeting their needs in
another way. Participants are encouraged to list any and
all options they come up with, even if they don't feel that
they could exercise a particular option. Group members
also practice assertiveness skills in their daily lives and
record their thoughts and feelings in each situation.
They are asked to practice their new skills in a variety of
situations and interpersonal contexts. Direct dialogue
with a significant other (e.g., spouse, friend, family mem-
ber) is also attempted, and feedback from these encoun-
ters is recorded.
Phase 5 (One Session)
Treatment aim. The fifth and final aim of treatment is
to promote continued practice and generalization out-
side of the therapeutic setting.
Implementation. In session, therapists introduce the
concept that challenging catastrophizing thoughts is a
long-term project. Treatment introduces the participant
to the concepts, but long-term change is produced by
practice. It is explained that stressors are a dynamic
rather than static phenomenon; some new stressors will
emerge over time, whereas others will take care of them-
selves. Therefore, one's list of stressors should be up-
dated periodically. Additionally, it is pointed out that
sometimes, for very good reason, individuals choose not
to address a particular stressor at that particular time, but
that does not mean they have no control over the stressor.
They can still change how they think, feel, and behave in
reaction to the stressor, and they can challenge maladap-
tire catastrophizing thoughts as they relate to the stressor.
During this final phase of treatment, important con-
cepts are reviewed: (a) pain is a stress-related phenom-
ena; (b) stress appraisal is important in our thoughts,
feeling, and emotions; (c) catastrophizing is a dysfunc-
tional thought pattern related to poor pain control; (d)
catastrophizing may be an attempt to serve legitimate
needs that can be met through other means; (e) assertive
communication is a means of meeting interpersonal
needs. In session, group members discuss what they have
learned during treatment. In particular, each participant
is asked to share one aspect of the treatment he or she
found particularly useful. Each participant is also asked
to share one aspect of treatment he or she found particu-
larly challenging or difficult. Options are discussed for
continuing the work begun in the group, particularly as it
relates to challenging catastrophic thoughts by staying
aware of the thoughts, determining whether the cata-
strophic thinking is meeting any needs, exploring meet-
ing the needs in another manner, and challenging unre-
alistic cognitive distortions and replacing them with
Chronic Pain Treatment 135
more realistic thoughts. Group members are encouraged
to continue working on identifying catastrophic thoughts
and replacing these thoughts with more adaptive re-
sponses. Participants should also continue identifying
maladaptive expectations and beliefs they hold, and work
on replacing these with more adaptive expectations and
beliefs. An emphasis is placed on evaluating thoughts
and beliefs in a rational manner, constantly challenging
the validity and utility of thoughts and paying specific at-
tention to thoughts occurring prior to and during pain
flare-ups.
Conclusion
Catastrophizing is a consistent predictor of poor pain
outcomes and warrants attention in treatment. However,
the typical pain treatment approach of CBT does not rig-
orously target the reduction of catastrophizing. Although
some pain treatment programs include mention of catas-
trophizing and even spend time on interventions, such as
cognitive restructuring, to alter maladaptive thinking pat-
terns, the theory and focus of treatment is not specifically
on the reduction of catastrophizing. The treatment out-
line proposed in this paper is an attempt to directly attack
catastrophizing from multiple perspectives.
Although the authors utilize this treatment approach
and have found it effective in reducing catastrophizing
and improving other positive outcomes, such as mood,
pain intensity, and activity level, there has been no empir-
ical study comparing this intervention to other, more
general, pain treatment approaches. Clearly, such studies
are needed. The current approach to pain treatment is
often a smorgasbord of CBT interventions that, in some
combination, produce positive outcomes. However, theory-
driven treatment approaches, such as the one proposed,
allow clinicians and researchers to better understand the
mechanisms of change. Studies that isolate treatment
components and compare their relative efficacy are also
needed to further expand our knowledge in this area and
to promote the development of interventions that are
more streamlined and powerful. With managed care or-
ganizations demanding time-limited treatments that have
been empirically validated, it would bode well for profes-
sionals in the field of pain to look toward this type of re-
search agenda.
A beginning point for future research might be to
compare the effectiveness of treatment components
presented in this paper. More specifically, studies that
evaluate the effectiveness of cognitive restructuring as
compared to assertiveness training for those who catas-
trophize would begin to elucidate the mechanisms un-
derlying catastrophizing. Although it is likely that catas-
trophizing is multifaceted, comprised of appraisal
processes and coping or interpersonal processes, re-
search comparing such focused interventions would help
shape future theory in this area.
APPENDIX A
Catastrophizing Thought Record
Directions: When you notice a pain signal or notice that your pain is getting worse, ask yourself, "What's going through
my mind right now?" and as soon as possible jot down the thought or mental image in the Catastrophizing
Thought Record
Catastrophizing Emotion/Behavior/
Date/time Situation thought(s) Physical Response Adaptiveresponse Outcome
8/10
9:30 A.M.
8/11
5:00 P.M.
Sitting on couch,
alone, watching
reruns.
I went for a walk
and couldn'twalk
far--it hurt too
much
I can't do anything for
myselfbecause of my
pain.
I'm never going to feel
any better.
I can't exercise
anymore.
Frustration
Anger
Sadness
Crying
Want to giveup all
activities that
make me hurt
Even though I can't do all
the things I used to enjoy;I
can still do important
things like being with my
family.
Mypain isworse on some
days and better on others.
I need to focus on feeling
better tomorrow.
Less frustration and
anger
Hopeful about
continuing to enjoy
time with my family
Stop crying
More relaxed
Maybe I'll take a short
walk tomorrow.
Note. Adapted from Cognitive Therapy:Basics and Beyond (p. 126), byJ. S. Beck, 1995, NewYork: Guilford Press. Copyright 1995 byJudith S.
Beck.
136 Thorn et al.
APPENDIX B
Pain Catastrophizing Scale
Name: A g e : Gender:
PCS
Date:
Everyone experiences painful situations at some point in their lives. Such experiences
may include headaches, tooth pain, joint or muscle pain. People are often exposed to
situations that may cause pain such as illness, injury, dental procedures or surgery. We are
interested in the types of thoughts and feelings that you have when you are in pain. Listed
below are thirteen statements describing different thoughts and feelings that may be
associated with pain. Using the following scale, please indicate the degree to which you
have these thoughts and feelings when you are experiencing pain.
0 - not at all 1 - to a slight degree 2 - to a moderate degree 3 - to a great degree 4 - all the time
When I'm in pain ...
,[5
2.[~]
3. U]
4. D
5. V]
6, E]
7.[--]
8.[--]
9.[--7
10, []
1l, [--]
12. []
I3. []
I worry all the time about whether the pain will end.
I feel I can't go on.
It's terrible and I think it's never going to get any better.
It's awful and I feel that it overwhelms me.
I feel I can't stand it anymore.
I become afraid that the pain will get worse.
I keep thinking of other painful events.
Anxiously want the pain to go away.
I can't seem to keep it out of my mind.
I keep thinking about how much it hurts.
I keep thinking about how badly I want the pain to stop.
There's nothing I can do to reduce the intensity of the pain.
I wonder whether something serious may happen.
,.. Total
Note. PCS scoring information: Rumination = sum of items 8, 9, 10, 11; magnification = sum of items 6, 7, 13; helplessness = sum of items 1, 2, 3,
4, 5, 12. Mean (SD): Total = 28.2 (12.3); rumination = 10.1 (4.3); magnification - 4.8 (2.8); helplessness = 13.3 (6.1). Values are drawn from Sul-
livan et al. (1998). Copyright 1995 by MiehaelJ. L. Sullivan. Reprinted with permission.
Chronic Pain Treatment 137
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PO Box 870348, University of Alabama, Tuscaloosa, AL 35487-0348;
e-mail:Bthorn@bama.ua.edu.
Received: February26, 2001
Accepted: September7, 2001
Multicomponent Standardized Treatment Programs for Fear of Flying:
Description and Effectiveness
LucasJ. Van Gerwen and Philip Spinhoven, Leiden University
Rene E W. Diekstra, Municipal Health Department, Rotterdam
Richard Van Dyck, Vrije University
This paper has two objectives. Thefirst is to describe a multimodal, standardized treatment program used by the VALK Foundation,
an agency that specializes in the treatment ofpatients withfear offlying. The second is to present the results of an evaluation of this
program, particularly with regard to the effectiveness of a 2-day cognitive-behavioral group treatment program and a 1-day behav-
ioral group treatment program for flying phobics. On the basis of individualized assessment, patients (N = 1,026) were nonran-
domly assigned to 1 of the 2 group treatment modalities. Self-report data and behavioral indicators forfear offlying were collected at
pretreatment and at 3-, 6-, and 12-month follow-ups. Complete data wereobtained from 757participants. Results showed that both
treatment programs produced statistically significant, clinically relevant decreasesin selfreported anxiety and behavioral anxiety in-
dices. This paper explains the procedures and outcomes of a well-established clinicalprogram. Limitations of the study are discussed
and future research suggested.
I~LYIN6 has become increasingly common in industri-
alized countries, but not all passengers (or intended
passengers) are happy to fly. According to a number of
studies, the prevalence of varying degrees of fear of flying
is estimated at 10% to 40% in the general populations of
industrialized countries (Agras, Sylvester, & Oliveau,
1969; Arnarson, 1987; Dean & Whitaker, 1982; Ekeberg,
1991). A recent review showed that there are approxi-
mately 50 facilities with comprehensive programs for
Cognitive and Behavioral Practice 9, 138-149, 2002
1077-7229/02/138-14951.00/0
Copyright © 2002 by Association for Advancement of Behavior
Therapy. All rights of reproduction in any form reserved.
Continuing Education Quiz located on p. 173.
treating fear of flying throughout the Western world (Van
Gerwen & Diekstra, 2000). However, little is known about
the effectiveness of these programs in clinical practice.
Flight anxiety can have a negative impact on the quality
of life and on social and professional activities. Despite
the relatively high prevalence of this phobia, empirical
evidence on the effectiveness of treatment programs is
rare, particularly in comparison to the amount of re-
search on the treatment of other phobias (Marks, 1987).
Available outcome studies have demonstrated that inter-
ventions may effectively reduce fear of flying (Greco,
1989; Howard, Murphy, & Clarke, 1983; Roberts, 1989;
Walder, McCracken, Herbert, James, & Brewitt, 1987).
Most reports on fear of flying interventions are individual
case studies (Canton-Dutari, 1974; Deyoub & Epstein,
1977; Diment, 1981; Karoly, 1974; Ladoueeur, 1982;

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Targeted Treatment of Catastrophizing for Chronic Pain Management

  • 1. Chronic Pain Treatment 127 Randall, M., & Haskel, L. (1995). Sexual violence in women's lives: Findings from the Women's Safety Project, a community-based survey.Journal ofInterpersonalViolence,1, 6- 31. Resick, E A. (1993, November). Cognitiveprocessingtherapyfor rapevic- tims.Pre-Meeting Institute presented at the 10th Annual Meeting of the International Society for Traumatic Stress Studies, San Antonio, TX. Resick, E A., & Schnicke, M. (1992). Cognitive processing for sexual assault victims. Journal of Consulting"and ClinicalPsychology, 60, 748-756. Roderick, L. (1992). How could anyone [Recorded by Shaina Noll]. Songsfor theinnerchild.Anchorage, AL: Turtle Island Records. Rosenberg, M. (1965). Societyand theadolescentself-image.Princeton, NJ: Princeton University Press. Shalansky, C., Ericksen, J., & Henderson, A. (1999). Abused women and child custody: The ongoing exposure to abusive ex-partners. Journal ofAdvancedNursing, 29, 416-426. Smith, T. W., Sanders, J. D., & Alexander, J. E (1990). What does the Cook and Medley Hostility Scale measure? Affect, behavior, and attributions in the marital context.Journal ofPersonalityand Social Psychology,58, 699-708. Snell,J. E., Rosenwald, R.J., & Robe~ A. (1964). The wifebeater's wife. ArchivesofC,eneralPsychiatr);11, 107-112. Solomon, S. D., Gerrity, E. T., & Muff, A. M. (1992). Efficacy of treat- ments for posttranmatic stress disorder: An empirical review.Jour- nal oftheAmericanMedicalAssociation,268,633-638. Staats, A. W. (1972). Language behavior therapy: A derivative of social behaviorism. BehaviorTherapy,3, 165-192. Staats, A. W. (t996). Behaviorand Personality:Psychologicalbehaviorism. New York: Springer. Street, A. E., &Arias, I. (2001). Psychological abuse and posttraumatic stress disorder: Examining the roles of shame and guilt. Violence and Victims,16, 65-78. Tremayne, K., Kubany, E. S., Leisen, M. B., & Owens, J. A. (1998, August). Differentialprevalenceand impactof intimatepartneraggres- sion on womenand men with substanceabuse disorders.Poster pre- sented at the Annual Convention of the American Psychological Association, San Francisco. Tutty, L. M., Bidgood, B. A., & Rothery, M. A. (1993) Support groups for battered women: Research on their efficacy.Journal ofFamily Violence,8, 325-343. Walker, L. (1994). Abusedwomenand survivor therapy:A practicalguide for the psychotherapist.Washington, DC: American Psychological Association. Weaver, T. L., & Clum, G. A. (1996). Interpersonal violence: Expand- ing the search for long-term sequelae within a sample of battered women. Journal ofTraumaticStress,9, 783-803. Wolpe,J., & Lazarus, A. A. (1969). Thepracticeofbehaviortherapy.New York: Pergammon. This material is the result ofwork supported in part by resources and the use offacilities at the Department ofVeteransAffairs, Honolulu, Hawaii. We would like to acknowledge Arthur W. Staats, for his indirect contributions to the development of CTZ Professor Staats's applica- tions of learning principles to language learning and personalitydevelop- ment have had a profound influence on the conceptualization of posttraumatic stress reported in this article and on the development of procedural elements in CTT. We also wish to acknowledge Elizabeth Hilt, Cindy Iancee-Spencer, Marl McCaig, Julie Owens, and Ken Tre- mayne, who contributed to the refinement of CTT-BW and who pro- vided helpful critiques and editing of earlier versions of the manuscript. Address correspondence to Edward S. Kubany, National Center for PTSD, Pacific Islands Division, Department of Veterans Affairs, 1132 Bishop Street, Suite 307, Honolulu, HI 96813; e-malh kubany@ hawaii.rr.com or edward.kubany@med.va.gov. Received:July 18, 2000 Accepted: February2Z 2002 Targeted Treatment of Catastrophizing for the Management of Chronic Pain Beverly E. Thorn and Jennifer L. Boothby, The University of Alabama MichaelJ. L. Sullivan, Dalhousie University Pain catastrophizing refersto a negative mental set brought to bearduring the experienceofpain. Individuals who catastr@hize oftenfeel helpless about controlling their pain, ruminate about painful sensations, and expect bad outcomes. Not surprisingly, such individuals oftenfail to improve with treatment. Thispaperprovides an assessment tooland outlines a cognitive-behavioralgroup treatment approach for chronicpain that is specificallydesigned to reducecatastrophizing. Principlesfrom stressmanagement, cognitive therapyfor depression, assertiveness traininb and communal coping models are incorporated within the treatmentframewo#~ to address specific needsposed by catastrophizing. Suggestions areprovided for organizing treatment sessions andfor assigning homework based on treatnwnt principles. ~ CORDING TO RECENT ESTIMATES, approximately 10% of individuals in the United States experience pain conditions on more than 100 days per year (Osterweis, Cognitive and Behavioral Practice 9, 127-138, 2002 1077-7229/02/127-13851.00/0 Copyright © 2002 by Association for Advancement of Behavior Therapy. All rights of reproduction in any form reserved. [~ Continuing Education Quiz located on p. 172. Kleinman, & Mechanic, 1987). The individual and soci- etal "costs" associated with chronic pain are numerous. Individuals affected by chronic pain struggle not only with the physical ramifications of pain but also with asso- ciated emotional and social stressors. Many individuals are unable to work and require disability benefits. For some, this means a significant change in self-concept, from providing for a family to requiring support from the government. Chronic pain also affects family members in
  • 2. 128 Thorn et al. the form of financial difficulties, changes in lifestyle, and distress related to prolonged support of the pain patient (Turk, Flor, & Rudy, 1987). Many pain patients develop psychological problems, such as depression and anxiety, which often exacerbate pain intensity and disability (Asmundson,Jacobson, Mlerdings, & Norton, 1996; Banks & Kerns, 1996). Finally, the health care expenses, disabil- ity benefits, and lost work productivity of chronic pain pa- tients create burdens that are shared by all of society. Given that chronic pain impacts social and emotional functioning as well as physical comfort, mental health treatments are often indicated. Cognitive-behavioral therapy (CBT) is an empirically supported pain treat- ment (Chambless, 1998). As such, it has become the com- mon standard of psychosocial intervention for pain (Morley, Eccleston, & Williams, 1999). Numerous re- search studies have shown that CBT generally decreases pain and improves functioning among chronic pain pa- tients (James, Thorn, & Williams, 1993; Kole-Snijders et al., 1999; ter Kuile, Spinhoven, Linssen, & van Houwelin- gen, 1995; Thorn & Williams, 1993; Turner & Clancy, 1986; Turner & Jensen, 1993; Vlaeyen, Haazen, Schuer- man, Kole-Snijders, & van Eek, 1995). Unfortunately, not all patients benefit from CBT, suggesting that individual differences play a role in treatment success or failure. Patients who fail to significantly improve with treat- ment often share common personality characteristics, in- cluding neuroticism, anxiety, external locus of control, negative affectivity, and a cognitive set referred to as cata- strophizing (Affleck, Tennen, Urrows, & Higgins, 1992; Asghari & Nicholas, 1999; Gatchel & Weisberg, 2000). Catastrophizing refers to an exaggerated negative mental set brought to bear during the experience of pain (Sulli- van et al., 2001). Individuals who catastrophize expect the worst from their pain problem, ruminate about pain sensations, and feel helpless about controlling their pain. It is not surprising that these individuals have a poor ad- justment to pain as compared to patients who are not burdened by such maladaptive cognitions. This paper will provide clinicians with an understand- ing of what catastrophizing is and how it potentially im- pacts treatment. Recommendations are offered for as- sessing catastrophizing and an instrument for doing so is provided in an appendix. Specific guidelines for the tar- geted treatment of catastrophizing within a CBT frame- work are also presented. Catastrophizing Catastrophizing is consistently related to poor pain outcomes. Several authors have noted a relation between catastrophizing and higher levels of self-reported pain (Flor, Behle, & Birbaumer, 1993; Keefe, Brown, Wallston, & Caldwell, 1989; Sullivan, Bishop, & Pivik, 1995; Ulmm; 1997). This relation between heightened pain intensity and catastrophizing has been found in numerous pain populations, including among otheiwise pain-free indi- viduals undergoing experimental pain tasks (Sullivan et al., 1995). Catastrophizing is also consistently related to higher levels of psychological distress for patients who are participating in multidisciplinary pain treatment (Geisser, Robinson, Keefe, &Weiner, 1994;Jensen, Turner, & Romano, 1992; Robinson et al., 1997), higher rates of disability (Martin et al., 1996; Robinson et al., 1997; Sulli- van, Stanish, Waite, Sullivan, & Tripp, 1998; Turner & Clancy, 1986), and higher rates of analgesic use and post- operative pain in surgical patients (Butler, Damarin, Beaulieu, Schwebel, & Thorn, 1989; Jacobsen & Butler, 1996). Thus, the literature on catastrophizing is robust and quite clear about its association with poorer physical and psychosocial functioning. Given that individuals who catastrophize experience such a myriad of negative outcomes without treatment, it follows that cognitive-behavioral interventions would be especially beneficial to this group. A variety of nonspe- cific short-term treatments have resulted in reductions in catastrophic thinking by pain patients. In one treatment outcome study, investigators reported that cognitive or relaxation therapy, when combined with treatment de- signed to increase health behavior and activity levels, re- suited in greater decreases in the use of catastrophizing than treatment aimed at health behavior and activity lev- els alone (Vlaeyen et al., 1995). In another study, multi- modal treatment for fibromyalgia resulted in improve- ments on various outcome measures, with the greatest change emerging on the catastrophizing subscale of the Cognitive Strategies Questionnaire. Impressively, these treatment gains were maintained at a 2-year follow-up (Bennett et al., 1996). Headache patients have been shown to be less likely to catastrophize following CBT (ter Kuile, Spinhoven, Linssen, & van Houwelingen, 1995), and those patients who engaged in more catastrophizing following treatment reported higher levels of psychologi- cal distress. In another cognitive-behavioral treatment study, decreases in catastrophizing from pretreatment to 6-month follow-up was shown to predict decreases in de- pression and pain-related physician visits over the same time period (jensen, Turner, & Romano, 1994). It has been difficult to evaluate the comparative effi- cacy of the various components of CBT because clinical researchers frequently fail to describe the exact compo- nents utilized in their protocol, and, when described, the components of treatment vary widely across laboratories. This lack of clarity in the literature leads to the implica- tion that any or all cognitive-behavioral interventions are equally efficacious, although there is not an empirical ba- sis for this assumption. Typical components of CBT in- clude behavioral skills training such as relaxation, bio-
  • 3. Chronic Pain Treatment 129 feedback and/or pacing, and cognitive coping training, which may or may not include the concept of maladap- five thinking and catastrophizing. Based on what is known about catastrophizing, the typ- ical cognitive-behavioral interventions may not be as ef- fective as a more targeted approach. There are several potential explanations to account for treatment failure when the approach promotes the use of adaptive cogni- tive and behavioral coping strategies but provides limited attention to catastrophic thinking. Individuals who catas- trophize tend to magnify the threat value or seriousness of pain sensations (Chaves & Brown, 1987). Hypervigi- lance to threat engenders a heightened attention to pain, limiting the ability to focus on stimuli incompatible with the pain experience, such as using imaginal inattention or imagery, often taught during coping skills training. Additionally, those who eatastrophize tend to ruminate about pain sensations and the severity of their pain, mak- ing it difficult to use distraction strategies and other cog- nitive coping techniques (Spanos, Henderikus, & Brazil, 1981; Spanos, Radtke-Bodorik, Ferguson, &Jones, 1979). Thus, an approach designed to teach adaptive pain cop- ing strategies might be sabotaged by the cognitive pro- cesses associated with catastrophizing (i.e., hypervigilance to the threat value of pain, magnification, and rumina- tion). Finally, indMduals who catastrophize often ap- proach treatment with a pessimistic outlook (Rosensteil & Keefe, 1983). They feel unable to help themselves and doubt their abilities to comply with treatment. They might also doubt the integrity of the intervention. Thus, a behavioral intervention focused on mastery and achieve- ment tasks may also be doomed to failure. Prior to being referenced in the pain literature, catas- trophizing was primarily discussed within the context of cognitive theories of depression. In fact, an early concep- tualization of pain catastrophizing was that it was not the- oretically or operationally distinct from depression (Sulli- van & D'Eon, 1990). Catastrophizing in the depression literature is one of a variety of cognitive errors, character- ized by focusing exclusively on the worst possible out- come (A. T. Beck, 1967). In the pain literature, however, catastrophizing refers to a broader type of dysfunctional thinking toward pain, including having difficulty focus- ing one's attention away from the pain, perceiving the pain as unusually intense, and feeling helpless to control the pain (Sullivan et al., 1995). The available literature suggests that although depressive cognitive errors and pain catastrophizing share commonalities, catastrophiz- ing is a separate construct, predicting outcome in pain patients even after depression is statistically controlled (Geisser et al., 1994; Keefe, Lefebvre, & Smith, 1999; Sul- livan et al., 1998). Other theoretical constructs that have been proposed for pain catastrophizing are that catastrophizing is an ap- praisal process (Haythoruthwaite & Heinberg, 1999; Thorn, Rich, & Boothby, 1999) or a cognitive coping at- tempt (Keefe et al., 1999). More recently, Sullivan, Tripp, and Santor (2000) proposed that catastrophizing serves a communal coping process. An appraisal model of catastrophizing helps to ex- plain the dysfunctional thought processes that may pre- cede real or anticipated pain, and it helps to explain how someone might develop enduring maladaptive beliefs about pain. In this view, catastrophizing (and the associ- ated tendency to appraise pain stimuli as potentially threatening or damaging) serves to direct the focus of at- tention toward the pain, which limits an individual's abil- ity to attend to other stimuli. Heightened attention leads to rumination about the pain and magnification of the perceived stimulus. Inability to distract oneself from the pain stimulus leads to reduced perceived self-efficacy to deal with the pain, and hence a sense of helplessness. Maladaptive or unrealistic beliefs about pain, including catastrophizing, are perpetuated because the individual avoids events that may reshape his or her beliefs. Thus, using the appraisal model, interventions targeting catas- trophizing must help the patient to become aware of his or her appraisal process and to challenge distorted think- ing resulting from heightened attention to the pain stim- ulus. Once this is accomplished, it is assumed that the in- dividual will be more receptive to cognitive training in coping techniques, and to engage in prescribed behav- iors emphasizing mastery and achievement. Although the appraisal model is a promising heuristic for designing a treatment to reduce catastrophizing, it does not explain why someone might strategically utilize catastrophizing in an effort to cope with the perceived stress associated with pain. The communal coping model, with its focus on the social-behavioral dimensions of cata- strophizing, helps to explain interpersonal issues in- volved in pain adaptation (Sullivan et al., 2000). In this view, catastrophizing serves to solicit social proximity, as- sistance, and empathy from significant others. The pri- mary goal of these individuals may be stress reduction via relationships rather than pain reduction per se. Emo- tional disclosure has been shown to be an effective cop- ing strategy for individuals who tend to catastrophize (Sullivan & Neish, 1999), thus validating the coping util- ity of at least one catastrophizing behavior. Interventions designed to target catastrophizing must therefore take into account the potential coping value of such behavior, validate its worth, and provide ways of getting relation- ship goals met. A model that incorporates both communal coping and appraisal processes may be the most promising in guiding future research and present-day targeted treat- ment approaches. See Sullivan et al. (2001) for a compre- hensive review of catastrophizing literature and theory.
  • 4. 130 Thorn et al. Assessing Catastrophizing Given the impact of catastrophizing on treatment suc- cess, it is important to include a measure of catastrophiz- ing as part of the treatment planning process. Two of the most commonly used self-report measures of catastro- phizing are the catastrophizing subscate of the Coping Strategies Questionnaire (CSQ; Rosenstiel & Keefe, 1983) and the Pain Catastrophizing Scale (PCS; Sullivan et al., 1995). Both scales have been shown to have good psycho- metric properties and to be related to negative outcomes in response to acute and chronic pain experience (Keefe et al., 1989; Rosenstiel & Keefe; Sullivan et al.). An advantage of using the CSQ is that it includes six coping subscales in addition to the catastrophizing sub- scale. The catastrophizing subscale of the CSQ contains six items that are rated in relation to frequency of occur- rence on 6-point scales (0 = never, 5 = almost always; Rosenstiel & Keefe, 1983). The CSQ allows the clinician to examine a comprehensive profile of a patient's reper- toire of adaptive and maladaptive coping strategies asso- ciated with pain experience. The PCS was developed specifically to assess cata- strophic thinking associated with pain. The PCS yields subscale scores on three different dimensions of catastro- phizing: rumination (e.g., "I can't stop thinking about how much it hurts"), magnification (e.g., "I worry that something serious may happen"), and helplessness (e.g., "There is nothing I can do to reduce the intensity of my pain"). The three-factor structure of the PCS has been replicated in clinical and nonclinical samples (Osman et al., 1997; Sullivan et al., 1995; Sullivan et al., 2000). The PCS total score and subscale scores are computed as the algebraic sum of ratings made for each item. PCS items are rated in relation to frequency of occurrence on 5-point scales (0 = nev~ 4 = almost always). The PCS is a 13-item self-report measure that can be completed and scored in less than 5 minutes, and thus can be readily in- cluded within standard clinical practice. The PCS is re- printed in Appendix B. The items that make up each sub- scale as well as means and standard deviations for each subscale are also presented in the appendix. Although it is premature to make strong statements about clinical cutoff scores for the PCS, we have some preliminary data regarding the percentile distribution of PCS scores in a sample of individuals with soft tissue dam- age referred to a multidisciplinary pain management center for evaluation and treatment. These data suggest that patients obtaining a total score above 38 (80th per- centile) are particularly likely to experience adjustment difficulties and to progress poorly in rehabilitation pro- grams (Sullivan et al., 1998). As catastrophizing is related to a myriad of poor out- comes, it might be useful to incorporate additional out- come measures into a standardized assessment battery when treating pain patients who catastrophize. In addi- tion to the assessment of catastrophizing with the PCS or CSO~ treatment providers might want to consider assess- ing mood states, such as depression and anxiety, other maladaptive cognitions, and physical functioning or ac- tivity level. Commonly used self-report questionnaires for the assessment of mood states include the Beck De- pression Inventory (BDI; A. T. Beck, Steer, & Brown, 1996), State-Trait Anxiety Inventory (STAI; Spielberger et al., 1983), and Symptom Checklist 90-Revised (SCL- 90-R; Derogatis, 1983). Although not commonly used in the pain field, measures such as the Dysfunctional Atti- tude Scale (DAS-A; Oliver & Baumgart, 1985) and the Automatic Thoughts Questionnaire (ATQ; Hollon & Kendall, 1980) are useful indicants of dysfunctional think- ing and cognitive errors. Including these types of mea- sures in an assessment battery would provide a more thor- ough evaluation of maladaptive cognitions. Finally, it is often worthwhile to evaluate patients' overall activity level, as this is an area clinicians often hope to positively impact through pain treatment. Measures such as the West Haven-Yale Multidimensional Pain Inventory (WHYMPI; Kerns, Turk, & Rudy, 1985) and the Sickness Impact Profile (SIP; Roland & Morris, 1983) provide such information as well as additional data regarding overall functioning. Treatment for Catastrophic Thinking Because a traditional CBT approach for pain might only touch on the idea of maladaptive thinking or com- pletely fail to address catastrophizing, we are proposing a CBT approach that specifically focuses on the reduction of catastrophizing. Although we believe that such an ap- proach would be more beneficial than a nonspecific CBT approach for those who catastrophize, an empirical com- parison of treatments for catastrophizing has not yet been undertaken. It has been our clinical observation that many individuals with chronic pain seem unrespon- sive to adaptive coping strategy training unless/until they become aware of their automatic catastrophic thinking and become able to control it through realistic appraisal and composing alternative (more adaptive) responses. In an eight-session CBT approach utilized by the first au- thor, cognitive restructuring was initially included only in the latter two sessions; we have now moved it to the initial phase of treatment, and expanded its focus to at least four sessions of cognitive restructuring. It is our experi- ence that although patients at first dislike attending to their catastrophic thoughts, and complain that it makes them even more likely to catastrophize, once they come to realize the frequency with which they have these thoughts, and the impact these thoughts have on their
  • 5. Chronic Pain Treatment 131 emotions, behavior, and physiological response, they be- come very invested in learning to change their patterns of thinking. The treatment described below is adapted from a CBT approach utilized by the first author in her clinical pain research laboratory. The treatment description provided is modified from ongoing headache treatment research targeted to reduce catastrophizing; however, it has been described here in more general terms for use with other pain populations. The treatment is designed to provide a cognitive rationale for the exacerbation, maintenance, and, sometimes, the onset of painful states. Patients are treated in groups of 7 to 9 participants and are educated about the connection between cognitive activity and pain and given explicit instruction in the use of cognitive re- structuring. We acknowledge that many CBT interventions may al- ready include, to some degree, a cognitive restructuring component in the treatment approach. By-providing the following treatment description, our aim is to (a) provide a conceptual/theoretical framework for focusing on cat- astrophizing per se, and (b) provide specific details about how to implement this focused treatment approach. We believe that most or all persons experiencing chronic pain engage in some amount of catastrophic thinking and therefore it is appropriate to incorporate this ap- proach into an existing CBT regimen. However, it is also possible to employ this intervention as part of a stepped- care approach with only those patients who are identified as high in catastrophic thinking, or those who have an in- adequate response to a traditional CBT approach, The suggested treatment utilizes Lazarus and Folk- man's (1984) transactional model of stress to frame the treatment approach. The transactional model conceptu- alizes the stress response as multifaceted and emphasizes the role of cognition in coping with stressful situations. The primary features of the model are briefly discussed. First, individual variables, such as personality, stable so- cial roles, and/or biological parameters, can influence how a person will cope. Second, people engage in dy- namic appraisal processes that influence their response to the stressor, including whether, and which coping re- sponses will be attempted. One category of appraisals, la- beled primary appraisals by Lazarus and Folkman, are those relating to judgments about whether or not an en- vironmental event is stressful. Ifjudged to be stressful, it can be appraised as a loss, a challenge, or a threat. Beliefs about coping options, and their possible effectiveness, are called secondary appraisals in the transactional model. Finally, coping, as defined by Lazarus and Folk- man, is a purposeful effort to manage the impact of a stressor. If a response is automatic or noneffortful, even if adaptive, it is not considered a coping attempt. Similarly, if a response does not represent an effort to reduce the negative impact of the stressor, it is not coping. Since cat- astrophic thoughts are often automatic (rather than stra- tegic) cognitions related to beliefs about coping options, they could be categorized as secondary appraisals. How- ever, since catastrophic thinking can be viewed as a means to elicit support from significant others, it also has elements of a coping attempt (albeit, nonadaptive). Our main treatment goal is to reduce catastrophizing, thereby promoting other improvements in the areas of pain, physical functioning, and mood. In order to achieve reductions in catastrophizing, we incorporate principles from stress management training (Meichen- baum, 1986), cognitive therapy for depression (J. S. Beck, 1995), communal coping models (Coyne & Smith, 1991), and assertiveness training (Turk, Meichenbaum, & Gen- est, 1983). It is believed that once catastrophizing is re- duced, adaptive coping attempts will increase, thus serv- ing to divert the patient away from his or her pain and increase activity-based mastery and achievement tasks. This makes sense if one views catastrophizing as a second- ary appraisal, influencing what kinds of coping attempts will be made (and if coping will be attempted at all). We also work within the assumption that catastrophic think- ing may serve a relational goal, and thereby be a coping strategy. That is, patients who tend to catastrophize want and need relationship support and may use catastrophiz- ing to get this goal met. Until they learn more adaptive means of getting their relationship goals met, they are unlikely to relinquish catastrophizing if it serves the pur- pose of getting support from their loved ones, even if cat- astrophizing increases their pain and dysfunction. The group treatment format provides a venue for appropriate emotional disclosure and potential support from others who experience pain. Group attention to legitimate needs served by catastrophizing and education about get- ring these needs met through more adaptive means (e.g., assertiveness) provides another avenue for validating the relational needs of those who catastrophize. Table 1 pro- rides a brief summary of treatment components. Phase 1 (One Session) Treatment aim. The first aim of treatment is to provide a collaborative relationship among group members and group therapists (see Turk et al., 1986). To do so, thera- pists must provide a sound rationale for treatment as well as discuss treatment goals. This phase of treatment is a typical first session in most CBT group treatment. Implementation. In the treatment rationale (adapted from Blanchard & Andrasik, 1985) described to group members, pain is defined as a physical reality that is stress-related. Goals of treatment are described as the fol- lowing: (a) to promote management of chronic pain by learning new ways of interpreting and labeling stressful situations; (b) to learn how to think differently in order
  • 6. 132 Thorn et al. Table 1 Overview of Treatment Components Session Primary Aim Treatment Suggestions 1 Establish relationship and discuss 1. treatment rationale 2. Discuss relation between stress and pain Identify catastrophizing thoughts Challenge and replace catastrophizing thoughts Challenge and replace catastrophizing thoughts Explore the utility of catastrophizing as a coping response Learn more adaptive means for accomplishing interpersonal needs Promote continued practice of learned skills and summarize treatment Build rapport Get participants invested in treatment approach through active discussion of treatment rationale and potential benefits 3. Compose list of stressful situations 4. Apply concepts of challenge, threat, and loss appraisals to individual stressors 5. Emphasize role of cognition and interpretation in determining "stress" 6. Elicit examples from group members of pain flare-ups occurring during stress 7. Introduce concept of catastrophizing 8. Practice monitoring automatic thoughts, specifically those related to pain 9. Discuss relation between negative thoughts and emotions and behavior 10. Evaluate validity of negative thoughts 11. Discuss potential consequences of embracing such thoughts 12. Introduce Dysfunctional Thought Record and practice recording thoughts 13. Encourage practice of writing down thoughts in session and at home 14. Practice replacing catastrophizing thoughts with more adaptive thoughts 15. Encourage active participation by group members in formulating adaptive thoughts 16. Continue practice with the Dysfunctional Thought Record 17. Explore ways that catastrophizing might be used to cope with problems (e.g., to elicit support and empathy or to signal pain and distress) 18. Discuss the advantages and disadvantages of using catastrophizing to cope I9. Encourage group members to voice alternative methods for managing problems or communicating pain and compile a list of possible methods 20. Use the list of coping methods generated in the previous session to begin discussion of assertiveness training 21. Introduce assertiveness skills one by one and elicit examples from group members regarding situations when the skills could be used 22. Practice the use of assertiveness skills through role-playing with group members 23. Encourage group members to summarize treatment components 24. Discuss noted improvements and areas needing continued attention 25. Emphasize that skills practice should continue to reduce the occurrence of pain flare-ups and to learn how to think in a way that does not exacerbate pain dur- ing a pain flare-up; and (c) to learn ways of achieving so- cial and emotional support that do not increase the expe- rience of pain. The treatment format is described as psychoeduca- tional, with group discussion focused on experiences with stress and pain, and the types of thoughts before and during pain flare-ups. It is explained that weekly home- work assignments are given to participants and discussion of these assignments with group members occurs during the following week. Phase 2 (One Session) T~eatment aim. The second aim of treatment is to pro- vide education and insight regarding the impact of stress on pain, particularly the interpretation of potentially stressful events. This phase of treatment incorporates Lazarus and Folkman's (1984) concept of primary ap- praisals into the treatment protocol. Implementation. In session, group members begin a list of situations they find stressful and/or that trigger pain flare-ups. The therapist introduces the concept of ap- praisal, whereby situations are judged as harmless or stressful. Stressful situations are further appraised as a challenge (perception that the ability to cope is not out- weighed by the potential danger of the stimulus) or a threat (perception that the danger posed by the situation outweighs the individual's ability to cope), or a loss (per- ception that damage has occurred as a result of the stim- ulus). Depending upon one's appraisal of a situation, one will think about it differently, feel different emotions about it, and behave differently. For example, a young couple wishing to have children, but unable to conceive
  • 7. Chronic Pain Treatment 133 for 6 months, may think of this as a challenge ("Let's learn all we can about optimizing our chances to con- ceive and then give it our best shot"), a threat ("This may mean we will not be able to have children"), or a loss ("Our inability to conceive a child has robbed us of a crit- ical part of our life"). Group members are encouraged to discuss how, in the example provided, each of these ways of appraisal (challenge, threat, loss) would affect the cou- ple's thinking, feeling, and subsequent behavior. Group members are then directed to choose one of their own previously identified stressful situations related to pain and assess whether they appraised it as a threat, chal- lenge, or loss. A discussion follows about how their own appraisal of the stressor might impact their thoughts, feelings, and subsequent behavior. AS homework, group members continue their list of stressful situations and/or situations that may trigger pain flare-ups. They continue to identify how the stressor was appraised and how their appraisal might affect their experience of pain. Phase 3 (Three Sessions) Treatment aim. The third aim of treatment is to teach patients to identify, challenge, and replace catastrophiz- ing thoughts. Once the role of primary appraisals (threat, loss, challenge) has been explored in Phase 2, the role of catastrophizing as a secondary appraisal is integrated into the treatment protocol. The role of cognition, specifi- cally catastrophizing thoughts and interpretations in re- sponding to stressful situations, is emphasized. Implementation. Several sessions are spent helping group members define and discuss catastrophic thoughts, with participants learning to monitor and change their thinking patterns. This aspect of the treatment protocol closely resembles cognitive restructuring typical of cogni- tive therapy. In session, the therapist introduces the con- cept of catastrophizing: What is it (typically associated with appraisal of pain as a threat or loss, with an associ- ated tendency to focus on the negative aspects of pain, re- sulting in magnification, rumination, and helplessness) and why is it harmful (associated with poorer treatment outcome, greater pain, more disability, greater distress, more medication use, higher dysfunction)? Catastrophiz- ing is discussed as often being an automatic thought process--a thought process that might occur without be- ing aware of doing so. Group members are encouraged to become aware of what they are thinking because when one is not aware of what one is thinking/feeling, it is more difficult to interrupt the process. Group members begin to identify current catastrophic thoughts, both those specific to pain and those more general in nature. A discussion follows regarding how these catastrophic thoughts might impact participants' emotions, behaviors, and even their physical functioning. Next, the therapist introduces the idea that cata- strophic thoughts might not be realistic. Group members are educated about the importance of evaluating the va- lidity of thoughts and challenging any that are unrealis- tic. The potential behavioral, emotional, and physical consequences of continuing to hold such beliefs is dis- cussed. Finally, group members are educated about choosing alternative, more realistic thoughts to replace those thoughts that are not valid. A thought record (adapted from the Dysfunctional Thought Record, used in cognitive therapy for treatment of depression; J. S. Beck, 1995) is introduced as a means of recording cata- strophic thoughts and their accompanying emotional/ behavioral/physiological consequences, The form is ex- plained and several examples are highlighted during the group session. An important component of this thought record is the replacement of maladaptive thoughts with more realistic thoughts. Group members assist in com- posing a list of catastrophic thoughts. For each maladap- tire thought, participants work together to develop a more realistic, adaptive thought. For example, replace "this pain is unbearable" with "the pain is bad, but not more than I can bear." As homework, group members make a written list of catastrophic thoughts as they be- come aware of them during the week. They then write down how the catastrophic thought might impact their thoughts, feelings, and subsequent behavior. They then examine the validity of the catastrophic thought by exam- ining the evidence that the catastrophic thought is true, and conversely, that the catastrophic thought is not true. Finally, for each catastrophic thought, they are encour- aged to write down a more realistic, adaptive thought. Phase 4 (Two Sessions) Treatment aim. The fourth aim of treatment is to assist group members in developing skills that will allow them to meet interpersonal needs in more adaptive ways. This phase of treatment incorporates Lazarus and Folkman's (1984) concept of coping into the treatment protocol, and specifically introduces the use of catastrophizing as a strategic, albeit maladaptive, coping attempt. Implementation. The group leader(s) should validate the potential of catastrophizing as serving a legitimate purpose; people with stress-related disorders often have unreasonable expectations of themselves that might ex- plain their typical reaction to stressful situations. It might be that catastrophizing allows the individual to drop those unreasonable expectations (at least temporarily) because he or she is simply unable, during the catastrophic thought process, to "measure up." Helping participants to examine the potential utility of catastrophizing by provid- ing realistic examples may be useful. As an example, a former group participant was a young grandmother/ headache patient whose recently divorced daughter and two children had moved back into the home. The patient
  • 8. 134 Thorn et al. was suddenly faced with increasing responsibilities for child care, food preparation, and homemaking. Her self- expectations were to help her daughter through this diffi- cult time by making it "easy" for her daughter, thus taking the load on herself. The patient was unable to set limits or attend to her own needs. She began telling herself, "I am a weak person, I can't handle this," went into a severe headache cycle, and was subsequently unable to "carry the load." Using the above example, group members are en- couraged to identify the need being met by catastrophiz- ing and other ways the grandmother might get the same need met. Other examples can be obtained from group members and the group process can be used to identify the need being met by catastrophizing and other options for getting the need met. Group members should also be encouraged to identify potential roadblocks to meeting those needs in alternative ways and problem solve toward resolution of the roadblocks. Assertiveness skills are taught during the second ses- sion of this phase of treatment to enable patients to meet their interpersonal needs in more direct and constructive ways. Although our treatment program focuses on only a limited number of assertiveness skills, this aspect of treat- ment could certainly be broadened to include additional social skills. The therapist can introduce assertiveness skills through examples, such as saying no to requests by others, expressing personal opinions, and verbalizing wants and needs. It is explained that when individuals feel unable to assert themselves or lack specific skills to as- sert themselves appropriately, communication breaks down and relationships suffer. Often, unassertive individ- uals oscillate between passive and aggressive behavior in interpersonal contexts. It is explained that catastrophiz- ing is used in place of direct communication to garner support or possibly to gain empathy from others. Learn- ing to voice opinions and express needs directly will help individuals to meet interpersonal needs in a constructive and more forthright manner. Direct communication can also serve a cathartic, therapeutic purpose. In session, group leaders demonstrate assertiveness skills in front of the group. Group members then take turns role-playing the new skills. Role-playing scenarios are actively critiqued by group leaders and other group members. This process serves to desensitize patients' anx- iety associated with social performance. Role-playing sce- narios are guided from less threatening social situations to more difficult interactions. For example, an early role- play might focus on having the patient make a request for a hug from his or her significant other, whereas a later role-play might have the patient request a lessened work- load from an employer. Group members give personal examples of situations where they would find it difficult to assert themselves. These situations are used for addi- tional role-playing. As homework, group members examine current cata- strophic thoughts to identify potential legitimate needs being met through the catastrophic thinking. Group members list potential options for meeting their needs in another way. Participants are encouraged to list any and all options they come up with, even if they don't feel that they could exercise a particular option. Group members also practice assertiveness skills in their daily lives and record their thoughts and feelings in each situation. They are asked to practice their new skills in a variety of situations and interpersonal contexts. Direct dialogue with a significant other (e.g., spouse, friend, family mem- ber) is also attempted, and feedback from these encoun- ters is recorded. Phase 5 (One Session) Treatment aim. The fifth and final aim of treatment is to promote continued practice and generalization out- side of the therapeutic setting. Implementation. In session, therapists introduce the concept that challenging catastrophizing thoughts is a long-term project. Treatment introduces the participant to the concepts, but long-term change is produced by practice. It is explained that stressors are a dynamic rather than static phenomenon; some new stressors will emerge over time, whereas others will take care of them- selves. Therefore, one's list of stressors should be up- dated periodically. Additionally, it is pointed out that sometimes, for very good reason, individuals choose not to address a particular stressor at that particular time, but that does not mean they have no control over the stressor. They can still change how they think, feel, and behave in reaction to the stressor, and they can challenge maladap- tire catastrophizing thoughts as they relate to the stressor. During this final phase of treatment, important con- cepts are reviewed: (a) pain is a stress-related phenom- ena; (b) stress appraisal is important in our thoughts, feeling, and emotions; (c) catastrophizing is a dysfunc- tional thought pattern related to poor pain control; (d) catastrophizing may be an attempt to serve legitimate needs that can be met through other means; (e) assertive communication is a means of meeting interpersonal needs. In session, group members discuss what they have learned during treatment. In particular, each participant is asked to share one aspect of the treatment he or she found particularly useful. Each participant is also asked to share one aspect of treatment he or she found particu- larly challenging or difficult. Options are discussed for continuing the work begun in the group, particularly as it relates to challenging catastrophic thoughts by staying aware of the thoughts, determining whether the cata- strophic thinking is meeting any needs, exploring meet- ing the needs in another manner, and challenging unre- alistic cognitive distortions and replacing them with
  • 9. Chronic Pain Treatment 135 more realistic thoughts. Group members are encouraged to continue working on identifying catastrophic thoughts and replacing these thoughts with more adaptive re- sponses. Participants should also continue identifying maladaptive expectations and beliefs they hold, and work on replacing these with more adaptive expectations and beliefs. An emphasis is placed on evaluating thoughts and beliefs in a rational manner, constantly challenging the validity and utility of thoughts and paying specific at- tention to thoughts occurring prior to and during pain flare-ups. Conclusion Catastrophizing is a consistent predictor of poor pain outcomes and warrants attention in treatment. However, the typical pain treatment approach of CBT does not rig- orously target the reduction of catastrophizing. Although some pain treatment programs include mention of catas- trophizing and even spend time on interventions, such as cognitive restructuring, to alter maladaptive thinking pat- terns, the theory and focus of treatment is not specifically on the reduction of catastrophizing. The treatment out- line proposed in this paper is an attempt to directly attack catastrophizing from multiple perspectives. Although the authors utilize this treatment approach and have found it effective in reducing catastrophizing and improving other positive outcomes, such as mood, pain intensity, and activity level, there has been no empir- ical study comparing this intervention to other, more general, pain treatment approaches. Clearly, such studies are needed. The current approach to pain treatment is often a smorgasbord of CBT interventions that, in some combination, produce positive outcomes. However, theory- driven treatment approaches, such as the one proposed, allow clinicians and researchers to better understand the mechanisms of change. Studies that isolate treatment components and compare their relative efficacy are also needed to further expand our knowledge in this area and to promote the development of interventions that are more streamlined and powerful. With managed care or- ganizations demanding time-limited treatments that have been empirically validated, it would bode well for profes- sionals in the field of pain to look toward this type of re- search agenda. A beginning point for future research might be to compare the effectiveness of treatment components presented in this paper. More specifically, studies that evaluate the effectiveness of cognitive restructuring as compared to assertiveness training for those who catas- trophize would begin to elucidate the mechanisms un- derlying catastrophizing. Although it is likely that catas- trophizing is multifaceted, comprised of appraisal processes and coping or interpersonal processes, re- search comparing such focused interventions would help shape future theory in this area. APPENDIX A Catastrophizing Thought Record Directions: When you notice a pain signal or notice that your pain is getting worse, ask yourself, "What's going through my mind right now?" and as soon as possible jot down the thought or mental image in the Catastrophizing Thought Record Catastrophizing Emotion/Behavior/ Date/time Situation thought(s) Physical Response Adaptiveresponse Outcome 8/10 9:30 A.M. 8/11 5:00 P.M. Sitting on couch, alone, watching reruns. I went for a walk and couldn'twalk far--it hurt too much I can't do anything for myselfbecause of my pain. I'm never going to feel any better. I can't exercise anymore. Frustration Anger Sadness Crying Want to giveup all activities that make me hurt Even though I can't do all the things I used to enjoy;I can still do important things like being with my family. Mypain isworse on some days and better on others. I need to focus on feeling better tomorrow. Less frustration and anger Hopeful about continuing to enjoy time with my family Stop crying More relaxed Maybe I'll take a short walk tomorrow. Note. Adapted from Cognitive Therapy:Basics and Beyond (p. 126), byJ. S. Beck, 1995, NewYork: Guilford Press. Copyright 1995 byJudith S. Beck.
  • 10. 136 Thorn et al. APPENDIX B Pain Catastrophizing Scale Name: A g e : Gender: PCS Date: Everyone experiences painful situations at some point in their lives. Such experiences may include headaches, tooth pain, joint or muscle pain. People are often exposed to situations that may cause pain such as illness, injury, dental procedures or surgery. We are interested in the types of thoughts and feelings that you have when you are in pain. Listed below are thirteen statements describing different thoughts and feelings that may be associated with pain. Using the following scale, please indicate the degree to which you have these thoughts and feelings when you are experiencing pain. 0 - not at all 1 - to a slight degree 2 - to a moderate degree 3 - to a great degree 4 - all the time When I'm in pain ... ,[5 2.[~] 3. U] 4. D 5. V] 6, E] 7.[--] 8.[--] 9.[--7 10, [] 1l, [--] 12. [] I3. [] I worry all the time about whether the pain will end. I feel I can't go on. It's terrible and I think it's never going to get any better. It's awful and I feel that it overwhelms me. I feel I can't stand it anymore. I become afraid that the pain will get worse. I keep thinking of other painful events. Anxiously want the pain to go away. I can't seem to keep it out of my mind. I keep thinking about how much it hurts. I keep thinking about how badly I want the pain to stop. There's nothing I can do to reduce the intensity of the pain. I wonder whether something serious may happen. ,.. Total Note. PCS scoring information: Rumination = sum of items 8, 9, 10, 11; magnification = sum of items 6, 7, 13; helplessness = sum of items 1, 2, 3, 4, 5, 12. Mean (SD): Total = 28.2 (12.3); rumination = 10.1 (4.3); magnification - 4.8 (2.8); helplessness = 13.3 (6.1). Values are drawn from Sul- livan et al. (1998). Copyright 1995 by MiehaelJ. L. Sullivan. Reprinted with permission.
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