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THINKING beyond the canopy
Ida Aju Pradnja Resosudarmo, Amy E. Duchelle, Mella Komalasari,
Abdon Awono, Demetrius Kweka, Thu Ba Hyunh, Marina Cromberg
Local participation in REDD+: Lessons from Cameroon,
Tanzania, Vietnam, Indonesia, Brazil, and Peru
THINKING beyond the canopy
Emergence of subnational REDD+ initiatives
 Since 2007, hundreds of
subnational REDD+ initiatives
have emerged in the tropics
 Provide on-the-ground
evidence for how local people
could benefit or lose from
REDD+, particularly in relation
to respect for local rights,
participation and promotion of
social co-benefits
THINKING beyond the canopy
Research question
Are local people aware of REDD+ initiatives, and to
what extent do they participate in design and
implementation?
6 countries - 23 sub-national REDD+ initiatives,
150 villages, 4000+ Households
THINKING beyond the canopy
Finding 1: Knowledge of REDD+ initiatives
0%
20%
40%
60%
80%
100%
P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2
BRAZIL CAMEROON INDONESIA PERU TANZANIA VIETNAM
%oftotalrespondents
Phase 1: 36% heard about local REDD+ initiative  Phase 2: 77%;
Phase 1 (n=2060)
Phase 2 (n=2118)
THINKING beyond the canopy
Finding 2: Local involvement in decision to
establish REDD+ initiatives (FPIC)
Phase 1 (n=2060)
Phase 2 (n=2118)
0%
20%
40%
60%
80%
100%
P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2
BRAZIL CAMEROON INDONESIA PERU TANZANIA VIETNAM
%oftotalrespondents
Phase 1: 14% involved in the decision to establish REDD+  Phase 2: 38%
THINKING beyond the canopy
Finding 3: Local involvement in the design of
local REDD+ initiatives
Phase1: 5% of HHs were involved in initiative design  Phase 2: 28%
0
20
40
60
80
100
P1 P2 P1 P2 P1 P2 P1 P2 P1 P2
BRAZIL CAMEROON INDONESIA PERU TANZANIA
%oftotalrespondents
Phase 1 (n=2060)
Phase 2 (n=2118)
THINKING beyond the canopy
Finding 4: top local recommendations for REDD+
initiatives
1. Livelihoods improvement
2. Transparent, accountable, and efficient implementation
3. Better communication and engagement
71% of
households
reached
TENURE (n=264)
ENVIRO. ED. (n=568)
CONDITIONAL LIV. (n=427)
NON-CONDITIONAL LIV. (n=902)
LAND USE
RESTRICTIONS
(n=786)
THINKING beyond the canopy
Concluding remarks
 Local knowledge and
participation in REDD+
initiatives increased over time,
but meaningful participation
remains very low.
 Livelihood improvements are a
priority – for local people and
proponents - but given the
potential risks associated with
land use restrictions, local
people must be more actively
engaged throughout the
REDD+ process.
Financial support for GCS-REDD+:
Norwegian Agency for Development Cooperation,
Australian Agency for International Development,
European Commission,
UK Department for International Development,
CGIAR Forests, Trees and Agroforestry (FTA) Programme.
CIFOR’s Global Comparative Study on REDD+: http://www.cifor.org/gcs/
“REDD+ on the ground” case book: http://www.cifor.org/redd-case-book/
Thank you! Terima Kasih!

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Local participatin in REDD+: Lessons from Cameroon, Tanzania, Vietnam, Indonesia, Brazil and Peru

  • 1. THINKING beyond the canopy Ida Aju Pradnja Resosudarmo, Amy E. Duchelle, Mella Komalasari, Abdon Awono, Demetrius Kweka, Thu Ba Hyunh, Marina Cromberg Local participation in REDD+: Lessons from Cameroon, Tanzania, Vietnam, Indonesia, Brazil, and Peru
  • 2. THINKING beyond the canopy Emergence of subnational REDD+ initiatives  Since 2007, hundreds of subnational REDD+ initiatives have emerged in the tropics  Provide on-the-ground evidence for how local people could benefit or lose from REDD+, particularly in relation to respect for local rights, participation and promotion of social co-benefits
  • 3. THINKING beyond the canopy Research question Are local people aware of REDD+ initiatives, and to what extent do they participate in design and implementation?
  • 4. 6 countries - 23 sub-national REDD+ initiatives, 150 villages, 4000+ Households
  • 5. THINKING beyond the canopy Finding 1: Knowledge of REDD+ initiatives 0% 20% 40% 60% 80% 100% P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 BRAZIL CAMEROON INDONESIA PERU TANZANIA VIETNAM %oftotalrespondents Phase 1: 36% heard about local REDD+ initiative  Phase 2: 77%; Phase 1 (n=2060) Phase 2 (n=2118)
  • 6. THINKING beyond the canopy Finding 2: Local involvement in decision to establish REDD+ initiatives (FPIC) Phase 1 (n=2060) Phase 2 (n=2118) 0% 20% 40% 60% 80% 100% P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 BRAZIL CAMEROON INDONESIA PERU TANZANIA VIETNAM %oftotalrespondents Phase 1: 14% involved in the decision to establish REDD+  Phase 2: 38%
  • 7. THINKING beyond the canopy Finding 3: Local involvement in the design of local REDD+ initiatives Phase1: 5% of HHs were involved in initiative design  Phase 2: 28% 0 20 40 60 80 100 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 BRAZIL CAMEROON INDONESIA PERU TANZANIA %oftotalrespondents Phase 1 (n=2060) Phase 2 (n=2118)
  • 8. THINKING beyond the canopy Finding 4: top local recommendations for REDD+ initiatives 1. Livelihoods improvement 2. Transparent, accountable, and efficient implementation 3. Better communication and engagement 71% of households reached TENURE (n=264) ENVIRO. ED. (n=568) CONDITIONAL LIV. (n=427) NON-CONDITIONAL LIV. (n=902) LAND USE RESTRICTIONS (n=786)
  • 9. THINKING beyond the canopy Concluding remarks  Local knowledge and participation in REDD+ initiatives increased over time, but meaningful participation remains very low.  Livelihood improvements are a priority – for local people and proponents - but given the potential risks associated with land use restrictions, local people must be more actively engaged throughout the REDD+ process.
  • 10. Financial support for GCS-REDD+: Norwegian Agency for Development Cooperation, Australian Agency for International Development, European Commission, UK Department for International Development, CGIAR Forests, Trees and Agroforestry (FTA) Programme. CIFOR’s Global Comparative Study on REDD+: http://www.cifor.org/gcs/ “REDD+ on the ground” case book: http://www.cifor.org/redd-case-book/ Thank you! Terima Kasih!

Notes de l'éditeur

  1. These initiatives provide on-the-ground evidence for how local people could benefit or lose from REDD+, particularly in relation to respect for local rights, participation and promotion of social co-benefits.
  2. Our research Q for this paper is …
  3. To answer this Q, we conducted HHs interviews in six countries, at 23 REDD+ initiatives sites, in 150 villages, and with over 4000 HHs in two time periods: Before REDD+ interventions were implemented in 2010/2011 (we called it phase 1) and after they began to be implemented in 2013/2014 (we called it phase 2).
  4. Here we show the percent of total respondents aware of local REDD+ initiatives by country. In light blue we show phase 1 and in dark blue phase 2. We found that: Only one third of the total HHs sampled heard about the local REDD+ initiatives, in Phase1. These low numbers partly reflect the time at which we posed the questions; some proponents had not begun or concluded their outreach work to explain the project. After a few years, however, knowledge about the local REDD+ initiative significantly increased: three quarters of sampled HHs in phase 2 were familiar with the local REDD initiative. ====== Phase 1: 2060 HHs, only 743 (36%) had heard about the local REDD+ initiative. Only in Cameroon where more than half of sampled HHs were familiar with the local REDD+ project in the area. In phase 2, of the total 2119 of households interviewed, 1632 (77%) respondents became familiar with the local REDD+ initiative.
  5. What about local people‘s participation in REDD+ projects? We examined people’s involvement in the decision to or not to establish the local REDD+ initiatives, also known as Free Prior Informed Consent. As we can see, the percent of households involved in this decision was low. It did increase from 14% in Phase1 to 38% in phase 2, but most of this participation was limited to meetings with proponents to obtain local consent.
  6. When we examine actual involvement in the design, we see even less local participation. In phase 1: 5% were involved in the design, which increased to only 28% in phase 2. Even though so few people were involved in the design of the initiatives, and this participation was limited to attending meetings, we do see some evidence that the project proponents solicited inputs from local people at these meetings. ===== Phase1: /2060 households (5%) involved in the design of local REDD+ initiatives. Phase 2: 28% ( /2118 households) involved.
  7. So what do local people want from REDD+? When we asked for their inputs in our interviews, most recommendations focused on 1.2.3. Here we show that 71% of sampled HHs had been involved in at least one intervention associated with the REDD+ initiatives. We show the number of households involved in specific interventions, such as environmental education, tenure clarification, livelihood enhancement activities (both conditional and non-), and land use restrictions. Importantly livelihoods improvement is a priority of REDD+ proponents as seen by the high number of households involved in these kinds of interventions. However, many HHS experienced a restriction on their land use which could negatively affect their livelihoods 3. We can see there have been activities to provide the enabling conditions for REDD+, but interestingly tenure related interventions were least applied. And the need for tenure clarification was barely recommended by local people
  8. Local knowledge and participation in REDD+ initiatives increased over time, but as we move along the spectrum of passive to more active participation, local people become less involved Livelihood improvements are a priority - for both local people and REDD+ proponents – but given the potential risks associated with land use restrictions, local people must be more actively engaged throughout the REDD+ process.