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How the Humanities Changed the World
  Or why we should stop worrying and love the
                         history of the humanities


                                        Rens Bod
                             University of Amsterdam
             Institute for Logic, Language and Computation
Let’s start with a small survey
   Which disciplines changed the world more
    profoundly?

    (1) The Humanities

    (2) The Sciences
The humanities are under great
pressure world-wide
   Humanities are increasingly marginalized and
    are viewed by policy makers as useless for
    technology and economy

   Most reactions are defensive:
       Critical mind and cultural awareness
       Bildung (self-cultivation)
       Social responsibility (E. Said)
       Democratic consiousness (M. Nussbaum)


   It is often forgotten that the humanities have led
    to world-changing insights and discoveries
The humanities should guard
themselves against misconceptions
   Insights in the humanities have been attributed
    to the sciences – also by humanities scholars!

   Academic institutes, students and scholars have
    a responsibility to show the relevance of the
    humanities – even if just to survive themselves..

     The comparative history of the humanities is of great
     help here
The history of the humanities is
largely uninvestigated
E.g. Dutch minister of Science, Culture and
  Education, Ronald Plasterk, claimed:

  “The humanities write history,
   but the sciences make history”

     Is he right or wrong?
Definition of ‘humanities’
   W. Dilthey (1911):
     “The humanities study the expressions of the
      human mind”
             such as the study of music, language, art,
             literature, theater, texts…


       In 21st century there are many different ways
        to investigate expressions of the human mind
            Not only historical and hermeneutic methods but
             also digital methods
Humanities vs natural sciences
and social sciences
    Natural sciences study nature
      Physics, astronomy,
      chemistry, biology,


    Social sciences study human behavior in their
     social environment
      Psychology, sociology,
      anthropology, economics…
What is this talk about?
    These are my main questions:
   In what way did insights from the humanities
    change the world?

   And where do the preconceptions about the
    humanities come from?
       Such as: “The humanities are a luxury without
        economic impact”

   I will guide you through 25 centuries of history in
    25 minutes…
       We should keep in mind that humanities are seen as
        separate branch of disciplines only since 19th century
Linguistics: notion of
                  “Grammar” (600 BCE)
   One of the most important discoveries of all time
    is the notion of rule-based system for human
    language, a ‘grammar’
       A finite number of rules describes all infinitely many
        correct (‘grammatical’) sentences

   The Indian linguist Panini developed in 6th
    century BCE such a rule-based system for
    Sanskrit using the notion of Recursion
            +voc  +len /- +voc +savarNa
            rAma-s- + ShaShTha  rAma-Sh-ShaShTha
            ya-t- + nAsti  ya-n-nAsti          etc.
Recursion is known as the “Droste effect”
The impact of the notion of
‘Recursion’
   Thanks to recursion, a finite number of rules can cover a
    infinite number of sentences
       E.g. the sentence: I see the man that hits the cat that is chased
        by the dog that is spotted by the photographer that is…

         i.e. the rule for subclauses is used in the rule for subclauses
        itself: one can go deeper and deeper using recursion

   Panini’s grammar-formalism was used as a model
    for first higher-level programming languages
       ALGOL60, Panini-Backus Normal Form
       Panini’s formalism made ICT formally and technologically
        possible!
Music theory:
                 Pythagoras (6th c. BCE)
   Pythagoras not only investigated mathematics
    but also music perception

   His discovery: harmonic intervals
    (‘consonances’) coincide with simple number
    ratios: octave=1/2, fifth=2/3, fourth=3/4

       According to Pythagoras the third was not consonant
        (but since late middle ages, the third is perceived as
        consonant)
“Mind and nature consist of
numbers”
   Pythagoras’s idea to describe musical harmony in terms
    of numbers (which Aristoxenus extended to musical
    melodies) may have had an even greater impact than
    the discovery of ‘grammar’

        Led to the insight that the world
        (both mind and nature) can be understood
        bu numbers: e.g. Harmony of the Spheres


       This world view emerged from the Study of Music which for a
        long time was seen as cosmological
Philology: Lorenzo Valla’s
             ‘discovery’ (1440)
   Philology: on the basis of correspondences and
    differences (errors) in variants of transmitted
    texts the original (archetype) can be
    reconstructed

   The philologist Lorenzo Valla shows in 1440 that
    the document “Donatio Constantini” (“The
    Donation of Constantine”) is a forgery
   According to this document the Roman emperor
    Constantine would have donated the West-
    Roman empire in the early 4th c. to the Pope!
Impact of Valla’s discovery
   Valla’s discovery caused an enormous shock in
    15th and 16th century Europe
       It was taken up by Luther and
        and others and was one of the
        motives for the Reformation


   The very idea of philological source
    reconstruction (Poliziano, Bentley, Lachmann
    a.o.) by figuring out the errors in transmission
    even influenced biology centuries later (i.e. DNA
    analysis – see Dawkins 2008)
Underlying idea of source
reconstruction
   When there is an error in a copied document –
    e.g. a missing word – then descendents of the
    document will have the same common errors

       Thus all variants with a certain error can be traced
        back to a common ancestor where this error occurred
        for the first time

       If there are more common errors, a genealogical
        family tree can be constructed, a stemma
Example of a stemma
Common errors point at common
ancestors
   Compare this with determining
    the heridity of a unique illness or
    a DNA sequence that is transmitted
    from parents to children



       Deletion, substitution and insertion of words (in texts) and
        nucleotides (in DNA) are surprisingly parallel

       The method of reconstructing the original data from copies was
        first developed in philology (Lachmann), and later literally
        applied in the new booming field of genetics
Art theory:
                   Leon Battista Alberti
   First description of linear perspective (1435)
    A representation of reality is achieved by imaginary lines which link
    the eye of the artist with the subjects in the depiction and which,
    when they are intersected by the picture plane (the window, the
    painting), result in the portrayed composition

Alberti’s analysis of perspective
also led to new design techniques
in architecture.

Representations that do not follow
linear perspective are nowadays
perceived as ‘wrong’

(It literally changed our world view)
Historiography:
                         Joseph Scaliger
   Formalization of historical time reckoning (‘chronology’)
    on the basis of the principle of oldest source (1606)

   Scaliger discovered from Egyptian sources that there
    had been pharao’s living before the Creation of the
    World (which according to Bible was estimated at 4000
    BC)
       Scaliger tried to ‘save the phenomena’ by placing these pharao’s
        in a ‘mythological era’: tempus prolepticon

   Scaliger’s discovery results in a debate about the Bible
    as ‘true’ source, which via I. Vossius, La Pereyre and
    Spinoza leads to the Enlightenment
Interaction between theory
and empiricism
   The early-modern empirical study of art, music
    and texts results in a new, critical view on the
    world

       Empiricism gets the last word, how beautiful the
        theory may be…
       Study of consonance in music theory, perspective in
        art theory, and text-reconstruction in philology
        influence and shape the early natural sciences
            Influenced especially Galileo, Kepler and Snellius
Interaction humanists &
natural scientists


     Thanks to the thorough musical string experiments by
      Galileo’s father, Vincenzo Galilei, the combination of
      experimental and mathematical research was directly
      transmitted to Galileo

     Thus the discovery of the empirical cycle is due to the
      15th and 16th century humanists who analyzed texts
      and music in a critical and empirical way
19th century Linguistics:
                     Discovery of Indo-European
   Discovery of sound change
    laws (Grimm,1822)
   Hypothesis of Indo-Euro-
    pean (1835)

    Evolutionary language tree
    (1850)
     Possibly influenced Darwin

   Century later: confirmed
    by genetic research
     (L. Cavalli-Sforza)

   But is also led to the idea of
    Arian race…(M. Muller a.o.)
Grimm’s sound change law

  pbf              t d th              kgx
   ↓                 ↓                  ↓
  fbp              th t d              xkg
   ↓                 ↓                  ↓
  bfp              dzt                 gxk

Shift from voiceless to voiced consonants
  E.g. treis  threis  drei (t  th  d)
Grimm predicted a cycle from voiced back to voiceless!
The Computational Shift
               in the Humanities
   The Digital Humanities are changing our
    world, e.g. computational linguistics:
       Automatic Speech Recognition (bv. Dragon
        speech)
       Automatic Translation (bv. Systran, Google
        Translate – only useful as intermediate result)

    This development would not have been possible
     without theoretical linguistics, which brings us back
     again to Panini, which reaches via N. Chomsky the
     field of computer science and internet technology
Discoveries in the humanities that
changed the world
   Linguistics:          Panini’s Grammar, theoretical linguistics 
                          programming languages, Internet revolution
   Music Theory:         Pythagoras’ harmonic music theory 
                          numerological view of the world
   Philology:            Valla’s debugging  Reformation,
                          via stemmatic philology  Genetics
   Art theory:           Alberti’s linear perspective revolutionary
                          design techniques in architecture
   Historiography:       Scaliger’s discovery that the earth is older than
                          according to the Bible  Enlightenment
   All humanities:       Discovery interaction between theory and
                          empiricism  Scientific Revolution
   Computational and
    Digital humanities:   Many computational applications 
                          e.g. speech recognition, creative industry
Impact of the humanities
 The humanities have led to:

   Reformation,
   Enlightenment,
   Scientific Revolution
   Genetics
   Information technology and
   Internet revolution
Why are these great humanistic feats not
generally known?

   Two highly influential philosophers W. Dilthey & W.
    Windelband wanted to emancipate the humanities
    around 1900:

        Natural sciences: focus on explanation (nomothetic)
             Search for the law-like and the universal

        Humanities: focus on understanding (idiographic)
             Seach for the special, the unique

   However, this distinction does not correspond to what many
    humanities researchers actually do
   Most humanities researchers are empirical and search for patterns
    and regularities in their data. But Dilthey’s idea is still dominant…
Humanities suffer from
continuous self-criticism

   Important insights and feats in the humanities are
    criticised by humanities researchers themselves…
       Continuous criticism on earlier theories
       Too bad: we are also still teaching and using Newtonian
        mechanics even if it is not 100% correct

   Good old theories such as stemmatic philology, historical
    source criticism, formal grammar, and music theory must
    be kept alive and taught!
Example of importance of good old theory:
Historical source analysis


     Historical source analysis & philological
      source reconstruction are used for truth-
      finding in court
          E.g. International Criminal Court in The Hague
          Discovery of forged sources in genocide research


     The Dutch cabinet Kok II fell in 2002 due to historical
      research into the fall of Srebrenica, on the basis of
      historical source analysis (NIOD report)
Let’s now go for a second survey
   Who has changed their mind about which disciplines
    changed the world more profoundly
    (humanities/sciences)?
Let’s now go for a second survey
   Who has changed their mind about which disciplines
    changed the world more profoundly
    (humanities/sciences)?

       Perhaps my question could better have been:

        Which disciplines changed the world more profoundly?

                 (1) humanities?
                 (2) sciences?
                 (3) the interdisciplinary humanities/sciences/social
                 sciences?
Conclusions
   Insights in the humanities have dramatically
    changed the world (for the good and the bad)
       There is no lack of impact

   It is important to know the general history of the
    humanities, so as to guard ourselves against
    misconceptions against the humanities
       Next to the importance of the humanities for Bildung
        etc, we must also stress the world-changing nature of
        the humanities to policy-makers!
There is a responsibility
for academia

   Stress major turning points in the history of the
    humanities and their impact (at parties,
    discussions with your parents and friends!)
   Publicize the humanities like scientists do:
       “You can never predict whether certain ideas and
        theories will be applied in society or industry”
       “But history shows ‘scientific’ ideas are useful”
   Investigate the history of the humanities!
    See upcoming conference The Making of the
     Humanities, at KNIR, Rome 2012
The Making of the Humanities III




Third International Conference on the History of
  the Humanities, 1-3 November 2012, Rome
      http://makingofthehumanitiesIII.blogspot.com/
For a first attempt of a 'full’ history of
            the humanities:




              Thank you!

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How the Humanities Changed the World in Unexpected Ways

  • 1. How the Humanities Changed the World Or why we should stop worrying and love the history of the humanities Rens Bod University of Amsterdam Institute for Logic, Language and Computation
  • 2. Let’s start with a small survey  Which disciplines changed the world more profoundly? (1) The Humanities (2) The Sciences
  • 3. The humanities are under great pressure world-wide  Humanities are increasingly marginalized and are viewed by policy makers as useless for technology and economy  Most reactions are defensive:  Critical mind and cultural awareness  Bildung (self-cultivation)  Social responsibility (E. Said)  Democratic consiousness (M. Nussbaum)  It is often forgotten that the humanities have led to world-changing insights and discoveries
  • 4. The humanities should guard themselves against misconceptions  Insights in the humanities have been attributed to the sciences – also by humanities scholars!  Academic institutes, students and scholars have a responsibility to show the relevance of the humanities – even if just to survive themselves..  The comparative history of the humanities is of great help here
  • 5. The history of the humanities is largely uninvestigated E.g. Dutch minister of Science, Culture and Education, Ronald Plasterk, claimed: “The humanities write history, but the sciences make history”  Is he right or wrong?
  • 6. Definition of ‘humanities’  W. Dilthey (1911):  “The humanities study the expressions of the human mind” such as the study of music, language, art, literature, theater, texts…  In 21st century there are many different ways to investigate expressions of the human mind  Not only historical and hermeneutic methods but also digital methods
  • 7. Humanities vs natural sciences and social sciences  Natural sciences study nature Physics, astronomy, chemistry, biology,  Social sciences study human behavior in their social environment Psychology, sociology, anthropology, economics…
  • 8. What is this talk about? These are my main questions:  In what way did insights from the humanities change the world?  And where do the preconceptions about the humanities come from?  Such as: “The humanities are a luxury without economic impact”  I will guide you through 25 centuries of history in 25 minutes…  We should keep in mind that humanities are seen as separate branch of disciplines only since 19th century
  • 9. Linguistics: notion of “Grammar” (600 BCE)  One of the most important discoveries of all time is the notion of rule-based system for human language, a ‘grammar’  A finite number of rules describes all infinitely many correct (‘grammatical’) sentences  The Indian linguist Panini developed in 6th century BCE such a rule-based system for Sanskrit using the notion of Recursion  +voc  +len /- +voc +savarNa  rAma-s- + ShaShTha  rAma-Sh-ShaShTha  ya-t- + nAsti  ya-n-nAsti etc.
  • 10. Recursion is known as the “Droste effect”
  • 11. The impact of the notion of ‘Recursion’  Thanks to recursion, a finite number of rules can cover a infinite number of sentences  E.g. the sentence: I see the man that hits the cat that is chased by the dog that is spotted by the photographer that is…  i.e. the rule for subclauses is used in the rule for subclauses itself: one can go deeper and deeper using recursion  Panini’s grammar-formalism was used as a model for first higher-level programming languages  ALGOL60, Panini-Backus Normal Form  Panini’s formalism made ICT formally and technologically possible!
  • 12. Music theory: Pythagoras (6th c. BCE)  Pythagoras not only investigated mathematics but also music perception  His discovery: harmonic intervals (‘consonances’) coincide with simple number ratios: octave=1/2, fifth=2/3, fourth=3/4  According to Pythagoras the third was not consonant (but since late middle ages, the third is perceived as consonant)
  • 13. “Mind and nature consist of numbers”  Pythagoras’s idea to describe musical harmony in terms of numbers (which Aristoxenus extended to musical melodies) may have had an even greater impact than the discovery of ‘grammar’  Led to the insight that the world (both mind and nature) can be understood bu numbers: e.g. Harmony of the Spheres  This world view emerged from the Study of Music which for a long time was seen as cosmological
  • 14. Philology: Lorenzo Valla’s ‘discovery’ (1440)  Philology: on the basis of correspondences and differences (errors) in variants of transmitted texts the original (archetype) can be reconstructed  The philologist Lorenzo Valla shows in 1440 that the document “Donatio Constantini” (“The Donation of Constantine”) is a forgery  According to this document the Roman emperor Constantine would have donated the West- Roman empire in the early 4th c. to the Pope!
  • 15. Impact of Valla’s discovery  Valla’s discovery caused an enormous shock in 15th and 16th century Europe  It was taken up by Luther and and others and was one of the motives for the Reformation  The very idea of philological source reconstruction (Poliziano, Bentley, Lachmann a.o.) by figuring out the errors in transmission even influenced biology centuries later (i.e. DNA analysis – see Dawkins 2008)
  • 16. Underlying idea of source reconstruction  When there is an error in a copied document – e.g. a missing word – then descendents of the document will have the same common errors  Thus all variants with a certain error can be traced back to a common ancestor where this error occurred for the first time  If there are more common errors, a genealogical family tree can be constructed, a stemma
  • 17. Example of a stemma
  • 18. Common errors point at common ancestors  Compare this with determining the heridity of a unique illness or a DNA sequence that is transmitted from parents to children  Deletion, substitution and insertion of words (in texts) and nucleotides (in DNA) are surprisingly parallel  The method of reconstructing the original data from copies was first developed in philology (Lachmann), and later literally applied in the new booming field of genetics
  • 19. Art theory: Leon Battista Alberti  First description of linear perspective (1435) A representation of reality is achieved by imaginary lines which link the eye of the artist with the subjects in the depiction and which, when they are intersected by the picture plane (the window, the painting), result in the portrayed composition Alberti’s analysis of perspective also led to new design techniques in architecture. Representations that do not follow linear perspective are nowadays perceived as ‘wrong’ (It literally changed our world view)
  • 20. Historiography: Joseph Scaliger  Formalization of historical time reckoning (‘chronology’) on the basis of the principle of oldest source (1606)  Scaliger discovered from Egyptian sources that there had been pharao’s living before the Creation of the World (which according to Bible was estimated at 4000 BC)  Scaliger tried to ‘save the phenomena’ by placing these pharao’s in a ‘mythological era’: tempus prolepticon  Scaliger’s discovery results in a debate about the Bible as ‘true’ source, which via I. Vossius, La Pereyre and Spinoza leads to the Enlightenment
  • 21. Interaction between theory and empiricism  The early-modern empirical study of art, music and texts results in a new, critical view on the world  Empiricism gets the last word, how beautiful the theory may be…  Study of consonance in music theory, perspective in art theory, and text-reconstruction in philology influence and shape the early natural sciences  Influenced especially Galileo, Kepler and Snellius
  • 22. Interaction humanists & natural scientists  Thanks to the thorough musical string experiments by Galileo’s father, Vincenzo Galilei, the combination of experimental and mathematical research was directly transmitted to Galileo  Thus the discovery of the empirical cycle is due to the 15th and 16th century humanists who analyzed texts and music in a critical and empirical way
  • 23. 19th century Linguistics: Discovery of Indo-European  Discovery of sound change laws (Grimm,1822)  Hypothesis of Indo-Euro- pean (1835)  Evolutionary language tree (1850) Possibly influenced Darwin  Century later: confirmed by genetic research (L. Cavalli-Sforza)  But is also led to the idea of Arian race…(M. Muller a.o.)
  • 24. Grimm’s sound change law pbf t d th kgx ↓ ↓ ↓ fbp th t d xkg ↓ ↓ ↓ bfp dzt gxk Shift from voiceless to voiced consonants E.g. treis  threis  drei (t  th  d) Grimm predicted a cycle from voiced back to voiceless!
  • 25. The Computational Shift in the Humanities  The Digital Humanities are changing our world, e.g. computational linguistics:  Automatic Speech Recognition (bv. Dragon speech)  Automatic Translation (bv. Systran, Google Translate – only useful as intermediate result) This development would not have been possible without theoretical linguistics, which brings us back again to Panini, which reaches via N. Chomsky the field of computer science and internet technology
  • 26. Discoveries in the humanities that changed the world  Linguistics: Panini’s Grammar, theoretical linguistics  programming languages, Internet revolution  Music Theory: Pythagoras’ harmonic music theory  numerological view of the world  Philology: Valla’s debugging  Reformation, via stemmatic philology  Genetics  Art theory: Alberti’s linear perspective revolutionary design techniques in architecture  Historiography: Scaliger’s discovery that the earth is older than according to the Bible  Enlightenment  All humanities: Discovery interaction between theory and empiricism  Scientific Revolution  Computational and Digital humanities: Many computational applications  e.g. speech recognition, creative industry
  • 27. Impact of the humanities The humanities have led to: Reformation, Enlightenment, Scientific Revolution Genetics Information technology and Internet revolution
  • 28. Why are these great humanistic feats not generally known?  Two highly influential philosophers W. Dilthey & W. Windelband wanted to emancipate the humanities around 1900:  Natural sciences: focus on explanation (nomothetic)  Search for the law-like and the universal  Humanities: focus on understanding (idiographic)  Seach for the special, the unique  However, this distinction does not correspond to what many humanities researchers actually do  Most humanities researchers are empirical and search for patterns and regularities in their data. But Dilthey’s idea is still dominant…
  • 29. Humanities suffer from continuous self-criticism  Important insights and feats in the humanities are criticised by humanities researchers themselves…  Continuous criticism on earlier theories  Too bad: we are also still teaching and using Newtonian mechanics even if it is not 100% correct  Good old theories such as stemmatic philology, historical source criticism, formal grammar, and music theory must be kept alive and taught!
  • 30. Example of importance of good old theory: Historical source analysis  Historical source analysis & philological source reconstruction are used for truth- finding in court  E.g. International Criminal Court in The Hague  Discovery of forged sources in genocide research  The Dutch cabinet Kok II fell in 2002 due to historical research into the fall of Srebrenica, on the basis of historical source analysis (NIOD report)
  • 31. Let’s now go for a second survey  Who has changed their mind about which disciplines changed the world more profoundly (humanities/sciences)?
  • 32. Let’s now go for a second survey  Who has changed their mind about which disciplines changed the world more profoundly (humanities/sciences)?  Perhaps my question could better have been: Which disciplines changed the world more profoundly? (1) humanities? (2) sciences? (3) the interdisciplinary humanities/sciences/social sciences?
  • 33. Conclusions  Insights in the humanities have dramatically changed the world (for the good and the bad)  There is no lack of impact  It is important to know the general history of the humanities, so as to guard ourselves against misconceptions against the humanities  Next to the importance of the humanities for Bildung etc, we must also stress the world-changing nature of the humanities to policy-makers!
  • 34. There is a responsibility for academia  Stress major turning points in the history of the humanities and their impact (at parties, discussions with your parents and friends!)  Publicize the humanities like scientists do:  “You can never predict whether certain ideas and theories will be applied in society or industry”  “But history shows ‘scientific’ ideas are useful”  Investigate the history of the humanities! See upcoming conference The Making of the Humanities, at KNIR, Rome 2012
  • 35. The Making of the Humanities III Third International Conference on the History of the Humanities, 1-3 November 2012, Rome http://makingofthehumanitiesIII.blogspot.com/
  • 36. For a first attempt of a 'full’ history of the humanities: Thank you!