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A Serials Format
Inventory Project
Paula Sullenger
Head, Acquisitions Department
Auburn University Libraries
sullepa@auburn.edu
Charleston Conference
November 5, 2010
Auburn University - Comprehensive Land Grant University
25,000 students
12 schools/colleges
Auburn University Libraries
Ralph Brown Draughon (Main)
Library of Architecture, Design, and Construction
Cary Veterinary Medicine Library
ARL since 1993
3 million+ volumes
2.5 million+ government documents
2.5 million+ microform
Electronic only at Auburn
In 2004 and 2005, Auburn decided that electronic-only
subscriptions are acceptable. By 2008, electronic only, with
perpetual access, was preferred for several disciplines
 “Big Deal” packages from the major publishers
 One license, one registration process covers hundreds of
titles
 Links easily established in OPAC, coverage dates same
for all
 Different story for smaller publishers
Still, publisher-by-publisher most efficient method since
generally one license and one process will cover all a publisher’s
titles
Inventory Project Goals:
 Change to electronic only where possible (Perpetual access
is the main consideration)
 Expected to become a large % of our subscriptions
 Upgrade to print+electronic where electronic only is not
an option
Expected to remain a sizeable % of our subscriptions
 Find those titles which must remain print only
Expected to be a small % of our subscriptions
 Identify access problems for titles already electronic
Serials Master List
Used Ebsco’s “Online Availability” report as starting point
For the project, created a smaller working list
 Sorted titles by publisher
 Eliminated Big Deal titles
 Working list of ~1,400 titles
 Would pick up non-Ebsco titles last (10%)
Began late spring 2008
Hoped for a two-year project but needed three years to complete
5% serials cut for 2011 altered approach slightly
Project completed late summer 2010
Electronic only subscriptions – Fewer than expected
 4,844 paid subscriptions in 2008
 1,852 already electronic only subscriptions in 2008
 In 2008 identified 234 titles to change to electronic only
for 2009
 In 2009 identified 224 titles to change to electronic only
for 2010
 In 2010 identified 135 titles to change to electronic only
for 2011
Print + electronic subscriptions – Fewer than expected
 No baseline count
 For 2011, will have 602 print + electronic
 64 keep print per faculty request
 310 have electronic only available but no perpetual access
guarantee
 19 have electronic only available but price is prohibitive
 209 have no electronic only option
Print only subscriptions – Many more than expected
 No baseline count
 1,323 print only for 2011
 1,050 true print only*
 162 have online available but on unacceptable terms
 email, password, one terminal, individual only
 109 have electronic access available but price is
prohibitive
*Some of these titles are available electronically in aggregators
but an electronic subscription is not available
Examples: ABA Bank Marketing; ABA Banking Journal
Journal of the Alabama Academy of Science
282 titles from original list canceled for 2011
190 others cancelled, ceased, now free online, etc.
Staffing/workflow implications
 Now have one full-time staff person dedicated to print
serials functions for ~2,000 titles
 Will likely remain
 Holding one vacant staff position to determine if needed
for electronic serials work
 Do we need one?
 Have accomplished all of this without an ERM
 Do we need one?
 Have ~600 print+electronic titles we want electronic only if
circumstances change
 Review every year?
 Have ~1,300 print only titles
 How often to review these?
Where does Auburn stand?
Elyse Profera & Christine Stamison, “An Agent’s Perspective on Issues and Best
Practices When Shifting from Print to Electronic Resources.” Serials Review, 36:1
Mar 2010 p. 3-9
Swets analyzed purchasing trends for North American academic
libraries
 2008 – 34% electronic only (Auburn 38%)
30% print only
36% print + electronic
 2009 – 40% electronic only (Auburn 56% in 2011)
29% print only (Auburn 30% in 2011)
31% print + electronic (Auburn 14% in 2011)
Chandra Prabha, “Shifting from Print to Electronic Journals in ARL University
Libraries.” Serials Review 33:1 Mar 2007 p. 4-13
2006 – ARL Libraries had 36% electronic only
Laura McElfresh, “Going E-Only: Coming Soon, the Deluge.” Technicalities
27:2 Mar/Apr 2007 p. 1, 11-14
2006 – Emory identified 600 titles to make electronic
only
Aparna Zambare, et al., “Assuring Access: One Library’s Journey from Print to
Electronic Only.” Serials Review 35:2 June 2009 p.70-74
2008 – Central Michigan University had 53% electronic
subscriptions, goal of 70%
 When can we really become electronic only?

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A Serials Format Inventory Project by Paula Sullenger, Auburn University

  • 1. A Serials Format Inventory Project Paula Sullenger Head, Acquisitions Department Auburn University Libraries sullepa@auburn.edu Charleston Conference November 5, 2010
  • 2. Auburn University - Comprehensive Land Grant University 25,000 students 12 schools/colleges Auburn University Libraries Ralph Brown Draughon (Main) Library of Architecture, Design, and Construction Cary Veterinary Medicine Library ARL since 1993 3 million+ volumes 2.5 million+ government documents 2.5 million+ microform
  • 3. Electronic only at Auburn In 2004 and 2005, Auburn decided that electronic-only subscriptions are acceptable. By 2008, electronic only, with perpetual access, was preferred for several disciplines  “Big Deal” packages from the major publishers  One license, one registration process covers hundreds of titles  Links easily established in OPAC, coverage dates same for all  Different story for smaller publishers Still, publisher-by-publisher most efficient method since generally one license and one process will cover all a publisher’s titles
  • 4. Inventory Project Goals:  Change to electronic only where possible (Perpetual access is the main consideration)  Expected to become a large % of our subscriptions  Upgrade to print+electronic where electronic only is not an option Expected to remain a sizeable % of our subscriptions  Find those titles which must remain print only Expected to be a small % of our subscriptions  Identify access problems for titles already electronic
  • 5. Serials Master List Used Ebsco’s “Online Availability” report as starting point For the project, created a smaller working list  Sorted titles by publisher  Eliminated Big Deal titles  Working list of ~1,400 titles  Would pick up non-Ebsco titles last (10%) Began late spring 2008 Hoped for a two-year project but needed three years to complete 5% serials cut for 2011 altered approach slightly Project completed late summer 2010
  • 6.
  • 7. Electronic only subscriptions – Fewer than expected  4,844 paid subscriptions in 2008  1,852 already electronic only subscriptions in 2008  In 2008 identified 234 titles to change to electronic only for 2009  In 2009 identified 224 titles to change to electronic only for 2010  In 2010 identified 135 titles to change to electronic only for 2011
  • 8. Print + electronic subscriptions – Fewer than expected  No baseline count  For 2011, will have 602 print + electronic  64 keep print per faculty request  310 have electronic only available but no perpetual access guarantee  19 have electronic only available but price is prohibitive  209 have no electronic only option
  • 9. Print only subscriptions – Many more than expected  No baseline count  1,323 print only for 2011  1,050 true print only*  162 have online available but on unacceptable terms  email, password, one terminal, individual only  109 have electronic access available but price is prohibitive *Some of these titles are available electronically in aggregators but an electronic subscription is not available Examples: ABA Bank Marketing; ABA Banking Journal Journal of the Alabama Academy of Science 282 titles from original list canceled for 2011 190 others cancelled, ceased, now free online, etc.
  • 10. Staffing/workflow implications  Now have one full-time staff person dedicated to print serials functions for ~2,000 titles  Will likely remain  Holding one vacant staff position to determine if needed for electronic serials work  Do we need one?  Have accomplished all of this without an ERM  Do we need one?  Have ~600 print+electronic titles we want electronic only if circumstances change  Review every year?  Have ~1,300 print only titles  How often to review these?
  • 11. Where does Auburn stand? Elyse Profera & Christine Stamison, “An Agent’s Perspective on Issues and Best Practices When Shifting from Print to Electronic Resources.” Serials Review, 36:1 Mar 2010 p. 3-9 Swets analyzed purchasing trends for North American academic libraries  2008 – 34% electronic only (Auburn 38%) 30% print only 36% print + electronic  2009 – 40% electronic only (Auburn 56% in 2011) 29% print only (Auburn 30% in 2011) 31% print + electronic (Auburn 14% in 2011)
  • 12. Chandra Prabha, “Shifting from Print to Electronic Journals in ARL University Libraries.” Serials Review 33:1 Mar 2007 p. 4-13 2006 – ARL Libraries had 36% electronic only Laura McElfresh, “Going E-Only: Coming Soon, the Deluge.” Technicalities 27:2 Mar/Apr 2007 p. 1, 11-14 2006 – Emory identified 600 titles to make electronic only Aparna Zambare, et al., “Assuring Access: One Library’s Journey from Print to Electronic Only.” Serials Review 35:2 June 2009 p.70-74 2008 – Central Michigan University had 53% electronic subscriptions, goal of 70%  When can we really become electronic only?