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Chinese History
an overview…
Basic facts
• Where: Eastern Asia
• When: 2100 B.C. ~ present
• What: …
o Dynasties
o Emperors
o Philosophers
o Poets
o Great cities and projects
o Massive warfare
o Traditions
o Agriculture
o Technology
o Chinese cultures
o Chinese languages
o Fusion of ethnics
o …
What is China?
• By geography?
• By politics?(Mainland China, HK, Macau, Taiwan)
• By culture?(Greater China, Korea, Vietnam,
Mongolia, Japan?)
• By ethnics? (Han, Mongols, Manchus, Tibetans,
Muslims, other minorities)
• By language? (Mandarin has many dialects –
Beijing, Sichuan, Northeast, Shanxi, etc; other
languages spoken by Han Chinese – Wu, Hakka,
Min, Cantonese, etc; other languages spoken by
non-Han Chinese – Tibetans, Mongols, Korean,
Russians, Kirgis, etc.)
Early civilizations
• Great Rivers
• Yellow River (North)
• Yangtze River (South)
Legends or history?
• Ancient sages
• Three emperors and five sovereigns
• The Yellow Emperor
• The Yan Emperor
• Yao, Shun, Yu the Great (hand over crowns)
• Xia dynasty
The Yellow Emperor
• The Yellow Emperor,
whose surname is
Xuanyuan, is widely
considered as the
common ancestor of
Chinese people.
• He defeated Chi You,
the chief of barbarians,
and unified the Yellow
River valley.
Yu the Great
• Yu the Great is a
legendary ancient
leader who successfully
saved communities
from a massive flood.
• He was selected to be
the national leader to
succeed the crown
from Shun.
• His son, Qi, established
the legendary Xia
dynasty.
Dynasty?
• A period of time ruled by the same family clan
• Cycle of dynasties
• How many?
o Major: Shang, Zhou, Qin, Han, Jin, Sui, Tang, Song, Yuan, Ming and Qing
o Many more…
Early dynasties
• Xia dynasty: 2070 B.C. – 1600 B.C.
• Shang dynasty: 1600 B.C. – 1046 B.C.
• Zhou dynasty:
o Western Zhou dynasty: 1046 B.C. – 771 B.C.
o Eastern Zhou dynasty:
• Spring and Autumn period: 771 B.C. – 475 B.C.
• Warring States period: 475 B.C. – 256 B.C.
Xia dynasty
• 2070 B.C. – 1600 B.C. (approx.)
• Also spelled as Tsia dynasty
• Established by Qi, the son of Yu the Great
• With records in ancient books
• Few archaeological evidences
• Believed to be a major civilization in Neolithic Age
of China
Shang dynasty
Shang dynasty
• 1600 B.C. – 1046 B.C.
• Also known as Yin dynasty, named after its capital
city “Yin” near modern Anyang, Henan province
• Controlled most lower Yellow River valley and the
modern North China Plain
• Bronze age of China
• First texts (inscriptions on tortoise shells)
• The founder, Tang, was considered as a brilliant
ruler.
• The last king, King Zhou, is one of well-known tyrants
in Chinese history.
• The idea of Mandate of Heaven was developed.
Shang dynasty
Zhou dynasty
Master Jiang Ziya
Zhou dynasty
• 1046 B.C. – 256 B.C. (also spelled as Chou dynasty)
• Longest dynasty of China
• Booming of Chinese civilization
• About 200 vassal states in the beginning
• Western Zhou vs. Eastern Zhou?
o The locations of capital city
o Zhou court shifted the capital city to the east after a severe barbarian
invasion in 771 B.C.
o Zhou, Han, Jin, Song
• Great philosophers and military strategists
• Hundred schools of thoughts
• Martial and social reforms
W & E Zhou dynasty
King You of Zhou and Bao Si
War flames of drama
W & E Zhou dynasty
Western Zhou Eastern Zhou
• Earlier (before 771 B.C.)
• Capital in Hao, near
modern Xi’an
• Kings had real authority
• Kings had control on
vassal states
• Unified and peaceful
• Later (after 771 B.C.)
• Capital in Luo, near
modern Luoyang
• Kings had no authority
• Vassal states fought
against each other
• Dissolved and chaotic
Eastern Zhou dynasty
Spring and Autumn Warring States
• Major vassal states
allied with smaller ones
to be more powerful
and gain more respect.
• Five Hegemons:
o Duke Huan of State Qi
o Duke Wen of State Jin
o King Zhuang of State Chu
o Duke Xiang of State Song
o King Gou Jian of State Yue
• Stronger vassal states
attacked and annexed
smaller ones to gain
more land.
• Seven strongest states:
o Qin
o Yan
o Han
o Zhao
o Chu
o Wei
o Qi
Zhou dynasty
Western Zhou Eastern Zhou
Confucius
• The greatest
philosopher in ancient
China
• Real name: Kong Qiu
• Born in the vassal state
of Lu in 551 B.C.
• The master that
established the
Confucianism school
• Viewed as a sage in
later dynasties
Other great philosophers
• Mencius (Meng Zi or Menci) – Confucianism
• Lao Tzu (Lao Zi) – Taoism
• Zhuang Zi – Taoism
• Mo Tse – Mohism
• Shi Zi – Eclectic
• Zou Yan – School of Yin and Yang
• Sun Tzu (Sun Zi) – Military Strategist
• Zhang Yi – Political Strategist
• Su Qin – Political Strategist
• Han Feizi – Legalism
Hundred Schools of Thoughts
Early Imperial China
• Qin dynasty: 221 B.C. – 206 B.C.
• Han dynasty:
o Western Han dynasty: 204 B.C. – 9 A.D.
o Xin dynasty
o Eastern Han dynasty: 25 A.D. – 220 A.D.
Qin dynasty
Qin dynasty
• 221 B.C. – 206 B.C. (also spelled as Ch’in dynasty)
• Capital city: Xianyang (near modern Xi’an)
• Qin Shi Huang being the first emperor in China
• First imperial Chinese dynasty
• Reunified China after hundreds years of war
• Standardized writing system, measurement units, size of
vehicles, currency and so on…
• Built the Great Wall, ancient highways and Canal Lingqu
• Terra Cotta Warriors
• Harsh rule, heavy taxes
• Fought against Xiongnu and southern barbarians
• Overthrown by uprisings quickly after the death of Qin
Shi Huang
Qin dynasty
Qin Shi Huang
• Shi Huang = first emperor
• Real name: Ying Zheng
• Succeeded to the throne
as the King of State Qin in
247 B.C.
• Defeated other six major
vassal states from 230 B.C.
to 221 B.C.
• Claimed to be the
emperor in 221 B.C.
• An emperor with
remarkable contributions
• Also a tyrant
Han dynasty
Han dynasty
• 204 B.C. – 220 A.D.
• Capital: Chang’an (Xi’an)  Luoyang
• The name of ethnic Han
• First peak of Chinese empire
• Strong in military, culture and economy
• Expanded territory (into Central Asia, Vietnam and
Korean Peninsula)
• Rivalry between Han and Xiongnu
• Interrupted by the short-lived Xin dynasty (9 – 23)
Han dynasty
Notable emperors
• Emperor Gaozu of Han (Liu Bang)
o 202 B.C. – 195 B.C.
o Originally a lower-ranked officer
o Established the dynasty and defeated Xiang Yu in a 4-year contention
• Emperor Wen of Han (Liu Heng)
o 180 B.C. – 157 B.C.
o A brilliant leader who developed the economy and enhanced people’s life
standard
• Emperor Jing of Han (Liu Qi)
o 157 B.C. – 141 B.C.
o Another brilliant leader
• Emperor Wu of Han (Liu Che)
o 141 B.C. – 87 B.C.
o Conquered lots of land
o Defeated Xiongnu for the first time
• Emperor Guangwu of Han (Liu Xiu)
o 25 A.D. – 57 A.D.
o Restored Han dynasty after the Xin dynasty
What else?
• Sima Qian  Shi Ji
• Who were Xiongnu?
• The open of Silk Road
• Tributary states
• Paper-making technology
• Tofu
• Agricultural development and new technologies
• Confucianism became the only official school of
thought
• Yellow Turban Uprising
• Taoism spreading
Xiongnu
• A powerful nomadic ethnic
from the northern steppe
• Long time rival of Qin and Han
dynasties
• Leaders are called Chanyu
• Defeated by Han dynasty, and
then moved west
• The general chronological
order of dominant nomadic
people in northern steppe:
o Xiongnu – Xianbei – Rouran – Turks (Tujue) –
Uighers (Uyghurs) – Kirgis (Kyrgyz) – Khitan –
Mongols
Shi Ji
• Written by Sima Qian
• A.k.a. Records of the Grand
Historian
• Covers the era from
ancient sages till Emperor
Wu of Han
• Records of kings, dukes,
emperors, notable
people, major events,
culture, geography,
policies, etc.
• First of 24 official historic
records in Chinese history
Era of Fragmentation
• Three Kingdoms period: 220 – 280
• Jin dynasty:
o Western Jin dynasty: 256 – 315
o Eastern Jin dynasty: 315 – 420
• Northern and Southern dynasties: 386 – 589
Era of Fragmentation
Three Kingdoms
• Wei, Han (Shu), Wu (Eastern Wu)
• Wei, founded by Cao Pi (the son of Cao Cao), occupied
most northern China
• Han, commonly known as Shu or Shu-Han, was founded
by Liu Bei, a distant relative of Han dynasty’s royal clan. It
occupied the Sichuan Basin in southwestern China.
• Wu was founded by Sun Quan and occupied the
southeastern China.
• They reached an equilibrium and none of them was
able to swallow anyone else.
• Popular classic fiction Romance of Three Kingdoms is based
on this period.
Three Kingdoms
Popular historic figures
• Lyu Bu
o One of greatest warriors in ancient China
• Liu Bei, Guan Yu and Zhang Fei
o The founder of Shu-Han Kingdom and his two sworn brothers
o Symbol of friendship
• Zhuge Liang (a.k.a. Kongming)
o Liu Bei’s advisor
o Symbol of smart and loyalty
• Cao Cao, Cao Pi and Cao Zhi
o Cao Cao is the real founder of Wei but never claimed to be an emperor
o Cao Pi and Cao Zhi are his sons, and they are all known for their poems
• Sun Quan
o Founder of Wu Kingdom
o Showed great leadership in a young age
• Zhou Yu and Lu Su
o Sun Quan’s advisors
Jin dynasty
Jin dynasty
• A forgotten major dynasty
• Western Jin  barbarian invasion  Eastern Jin
• Capital: Chang’an (Xi’an)  Jiankang (Nanjing)
• Lost about half territory to nomads after 317
• Corrupted government
• Noble families control the empire but they did
nothing
• Talented people from humble families had no
chance to make contributions to the empire
• Great poets, philosophers, artists and calligraphers
• Open-minded society
Ethnic fusion
• Minorities founded 16
smaller kingdoms in the
north and northwest
• Xiongnu, Xianbei, Jie, Di
and Qiang  the five
barbarians
• They occupied
previously-Han
territories in Yellow River
valley
Great artists and poets
• Wang Xizhi
o The greatest calligrapher in ancient China
• Tao Yuanming
o A popular pastoral poet (Chinese idyllist)
• Seven Sages in the Bamboo Grove
o Seven people who did not want to be governors. They refused to stay in
human communities and lived in a bamboo grove
o Symbols of free
North & South rivalry
North & South rivalry
Northern dynasties Southern dynasties
• 386 – 581
• Northern Wei dynasty, E & W
Wei dynasties, Northern Zhou
dynasty, Northern Qi dynasty
• Established by Xianbei ethnic
group
• Later emperors respect Han
cultures and adapted to
Han’s ways
• Ruled the Yellow River valley
and North China Plain
• Capitals: Ping (Datong),
Luoyang, Ye and Chang’an
(Xi’an)
• 420 – 589
• Four successive dynasties:
Liu Song, Southern Qi, Liang
and Chen
• Established by Han ethnic
group
• Traditionally considered as
orthodox dynasties
• Ruled the Yangtze River
valley and southern
territories
• Buddhism spreading
• Capital: Jinling (Nanjing)
Buddhism spreading
• Emperor Wu of Liang
• Emperor Xiaowen of
Northern Wei
• Great Buddhism
grottoes in China:
o Mogao Grottoes in Gansu
o Longmen Grottoes in Henan
o Yungang Grottoes in Shanxi
o Dazu Grottoes in Chongqing
Buddhism spreading
Longmen Grottoes
Peak of Chinese culture
• Sui dynasty: 581 – 618
• Tang dynasty: 618 – 907
• Five Dynasties and Ten Kingdoms: 907 – 960
• Song dynasty:
o Northern Song dynasty: 960 – 1127
o Southern Song dynasty: 1127 – 1279
Sui dynasty
Sui dynasty
• 581 – 618, only two emperors
• Capital: Daxing City (Xi’an)
• Emperor Wen of Sui (Yang Jian)
o Founder of Sui
o Brilliant Ruler
• Emperor Yang of Sui (Yang Guang)
o Talented ruler: defeated surrounding tribes, built the Grand Canal, rebuilt the
Great Wall
o Tyrant: Heavy taxes, harsh laws, endless wars, dissolute
• Reunification of China in 589
• First imperial exam
o Became the official way to select mayors and governors
o Lasted for 1400 years
o Last imperial exam was held in 1905 (Qing dynasty)
• Destroyed by peasant uprisings
o Wagang Army
o Dou Jiande
o Du Fuwei
Grand Canal
Tang dynasty
Tang dynasty
• 618 – 907
• Capital: Chang’an (Xi’an)
• Founded by Li Yuan (Emperor Gaozu of Tang)
• Brilliant emperors and chancellors in early half
• Three Departments and Six Ministries
• Peak of the civilization
• Strong in military, economy and cultural influences
• Great poets
• Weakened by An Lushan’s rebellion
Tang dynasty
The Three Departments
and Six Ministries
• Three departments
o Zhongshu  policy-making and legislation
o Shangshu  execution of policies
o Menxia  evaluation of policy proposals
• Six ministries
o Ministry of Military
o Ministry of Civil Registration
o Ministry of Justice
o Ministry of Constructions
o Ministry of Rites
o Ministry of Personnel
• 24 Boards under ministries
Emperor Taizong of Tang
• Real name: Li Shimin
• Son of Li Yuan
• Played a major role in
overthrowing Sui dynasty
• Took the throne after the
Xuanwu Gate Incident
• One of most brilliant
emperors in Chinese
history
• Regarded as Khan of
Heaven by neighboring
nomadic tribes
• Fang Xuanling and Du
Ruhui
• Wei Zheng
Wu Zetian
• The only empress in Chinese
history
• Originally the Queen
• Changed Tang into Zhou
• Handed the throne back to
Tang court before she died
• Controversial historical
figure
• Contributions
o Defeated nomadic tribes
o Development of economy
o Buddhism
• Negative effects
o Cruel officials
o Killed her own sons and daughtors
Emperor Xuanzong of
Tang
• Real name: Li Longji
• A.k.a. Emperor Ming of
Tang
• Tang dynasty reached
its peak during his reign
• Overally a brilliant ruler
• Romantic story of
Emperor Xuanzong and
Lady Yang
• An Lushan’s rebellion
Great poets
Li Bai Du Fu
Surrounding tribes and
kingdoms
• Turks (Tujue)
• Tuyuhun
• Gaochang Kingdom
• Khitan
• Uighurs
• Kirgiz
• Turgesh
• Pohai Kingdom
• Nanzhao Kingdom
• Tibetan Empire
• Korean kingdoms
o Koguryo
o Paekche
o Silla
Decline and fall of Tang
• An Lushan’s rebellion: 755 – 765
• Factional Struggles between Niu Party and Li Party
• Sweet Dew Incident in 835: eunuchs gained power
• Huang Chao's uprising: 881 – 884
• Zhu Wen established Later Liang dynasty in 907
Transition era
• Five successive short-
lived dynasties ruled
the north
o Later Liang, Later Tang, Later
Jin, Later Han and Later Zhou
o 907 – 960
• Ten smaller kingdoms
and many other de-
facto independent
states in the south and
frontier zones
• Khitan rose in the
northeast
Song dynasty
Song dynasty
Song dynasty
• Also spelled as Sung dynasty
• Great era in culture and economy
• Relatively weak in military
• Technology developments
o Compass
o Typography
o Gunpowder
o Calendar
o New type of waterwheel
• Great artists, literateurs and poets
o Wang Anshi, Ouyang Xiu, Su Dongpo, Lu You, Xin Qiji, Li Qingzhao
• Lost almost half territory in 1127
• Capitals: Bian (Kaifeng)  Lin’an (Hangzhou)
Barbarians knocking the
door
Concurrent dynasties and major kingdoms founded
by minority groups in Song dynasty:
• Liao dynasty (Khitan people): 907 – 1123
• Jurchen Jin dynasty (Jurchen people): 1115 – 1234
• Western Xia dynasty (Tangut people): 1038 – 1227
• Dali kingdom (Bai people): 1096 – 1253
• Mongol Khanate (Mongols): est. 1206  later the
Mongol Empire, and then Yuan dynasty
Song dynasty
Yue Fei
• 1103 – 1142
• One of most popular
military heroes in Chinese
history
• Defended the Song court
against the invasion of
Jurchen Jin dynasty
• Army of Yue Family
• Framed up by Qin Hui
• Executed by Emperor
Gaozong of Song
• Memorial in Hangzhou
Last great dynasties
• Yuan dynasty: 1271 – 1368
• Ming dynasty: 1368 – 1644
• Qing dynasty: 1644 – 1911
Yuan dynasty
• Great Yuan ruled by Mongol ethnic
• Mongol Khanate  Mongol Empire  Yuan dynasty
• Founded by Genghis Khan
• Conquered a huge portion of Eurasia continent
• Dissolved into four khanates and Yuan dynasty
• Defeated Song dynasty during the reign of Kublai
Khan
• Capital: Dadu (Beijing)
• Adapted to Chinese ways to rule
• Invented the province system
Mongol Empire
Yuan dynasty
Four classes of citizens
• Mongols
o Ruling class
o Nobles
• Semu people (literally: colored-eye people)
o Other former nomadic people, Muslims, people from Central Asia
o Higher social status
• Han people
o Citizens of former Jurchen Jin dynasty and Western Xia dynasty
o Jurchens, Khitans, Koreans
o Intermediate social status
• Southern people
o Citizens of former Song dynasty
o Han ethnic and southern barbarians
o Lowest social status
o Even keeping kitchen knifes was not allowed
Ming dynasty
Ming dynasty
• Capitals: Nanjing  Beijing
• Established by Zhu Yuanzhang
• Relatively strong in economy
• Most emperors were tyrants
• Cruel officials and secret polices
• Great sailings of Zheng He
• Rebuilt the Great Wall (the wall you can see today)
• Constructed the Forbidden City
• Threatened by Mongols, Manchus and Japanese
pirates
Ming dynasty
Hongwu Emperor
• Real name: Zhu
Yuanzhang
• Originally a poor monk
and begger
• Joined the Red Turban
Uprising
• Established Ming
dynasty in 1368
• Cruel rules
• Anti-corruption
Yongle Emperor
• Real name: Zhu Di
• Son of Zhu Yuanzhang
• Originally the Prince of
Yan
• Rebelled against his
nephew, Zhu Yunwen
(the Jianwen Emperor)
and gained the throne
• Moved the capital to
Beijing
• Zheng He’s voyages
• The Yongle Canon
Voyages of Zheng He
Qi Jiguang
• Great military strategist
• Invented many
weapons and
strategies
• Master in martial arts
• Popular military hero
• Fought against
Japanese pirates in the
southeastern coastal
area
Qing dynasty
Qing dynasty
• Also spelled as Ching dynasty or Tsing dynasty
• Capital: Beijing
• Who are Manchus?
• Descendants of Jurchens
• From the northeast
• Established the Second Jin in 1611 by Nurhachi
• Entered the Shanhai Pass after Ming dynasty was
overthrown by Li Zicheng’s uprising
• Influence on Chinese culture?  disputed
o Another peak of the civilization?  Heavenly empire
o Literary inquisition?  Wutai Poem Case
Qing dynasty
Qing dynasty
• Extremely powerful and wealthy during reigns of the
“brilliant emperors trio”
o Kangxi Emperor
o Yongzheng Emperor
o Qianlong Emperor
• Declined in the later half of Qianlong Emperor’s
reign due to over-arrogant and self-seclusion
• Missed the chance of industrial revolution
• Lost the Opium War to Britain in 1840s
• Invaded by many western powers and ceded huge
amount of territories, mostly to Russia
• Struggled a lot to reform and self-strengthen but
failed (in late 19th century)
• Collapsed during the Revolution of 1911
Kangxi Emperor
• Most brilliant emperor in
Qing dynasty
• Re-occupied the
Xinjiang region
• Suppressed massive
rebellions of Ming
dynasty’s remnants
• Developed the
economy
• Open-minded
• Always learning
Major events in later half
of Qing dynasty
Wars Reforms
• 1840s: Opium War
against Britain
• 1850s: Taiping Rebellion
• 1856 – 1860: Second
Opium War against
Britain and France
• 1894: War of Jiawu
against Japan
• 1900: Invasion of Allied
8 Powers
• 1890s: Self-strengthen
movement (learn from
western powers)
• 1898: Hundred-Day
Reform (failed)
• 1911: Xinhai Revolution
led by Sun Yat-sen
Modern China
• Republic of China: 1911 – present
o Abbr. ROC
o Moved to Taiwan after 1949
o Originally ran by National Party (Kuomingtang, KMT)
• People’s Republic of China: 1949 – present
o Abbr. PRC
o Currently running the mainland China (including Hong Kong and Macau)
o Established by Communist Party (CCP)
Sun Yat-sen
• A.k.a.: Sun Zhongshan
• 1866 – 1925
• Founding father of
modern China
• Based on Hawaii
• Led the Revolution of
1911 and established
the Republic of China
• First president of
Republic of China
Republic of China
Current capital: Taipei
Major events of ROC
• 1912: established
• 1919: May 4th Movement
• 1922 – 1935: wars among warlords
• 1926: the central government launched Northern
Expeditions against major warlords
• 1931: Sept. 18th Incident  Japan occupied Manchuria
• 1934 – 1936: Long March of Red Army led by
Communists
• 1937 – 1945: Total war between China and Japan (part
of WW-2)
• 1948 – 1949: Chinese Civil War between KMT and CCP
• Post 1949: ROC remained on Taiwan Island
Chiang Kai-shek
• A.k.a.: Jiang Jieshi and
Jiang Zhongzheng
• Born in Zhejiang province
• Professional soldier
• Graduated from a
military academy
• The leader of China
during WW-2
• The leader of KMT during
Chinese Civil War
• Anti-communists
People’s Republic of
China
Current capital: Beijing
Major events of PRC
• 1921: Communist Party of China was established
• 1927 – 1937: rivalry between CCP and KMT
• 1949: PRC was established by CCP after winning the civil war,
and Mao Zedong became the first chairman (president)
• 1956: Three Great Remould  banned private companies
• 1958 – 1960: Great Leap Forward  resulted in disasters and
tragedies
• 1964: China started to own nuclear bombs
• 1966 – 1976: Cultural Revolution
• 1971: Replaced ROC as the political entity to represent China
in the United Nations
• 1978: Reform and Open Up  Led by Deng Xiaoping
• 1989: Tian’anmen Square Incident
• 1997: Hong Kong was handed back to China
• 2003: First Chinese astronaut
• 2008: Beijing Olympics
Chinese Civil War
• 1947 – 1949
• Between KMT and CCP
• Three major battles
o Battle of Liaoning-Shenyang
o Battle of Huai-Hai
o Battle of Peking-Tianjin
• Yangtze-River-Crossing
campaign
• KMT lost the war and
shifted to Taiwan
• The blasting fuse of the
current Taiwan issue
Mao Zedong
• “Chairman Mao”
• The founding father and
first president of PRC
• Born in Hunan province
• Only took primary school
courses
• Great self-educated
military strategist and
politician
• Saved CCP during the
Long March
• Established PRC in 1949
Deng Xiaoping
• The second important
leader of PRC
• Born in Sichuan province
• An early member of
Communist Party
• Turned China back from
Cultural Revolution
• Reform and Open-up
• Greatly enhanced
China’s economy and
people’s life-standard
• On the cover-page of
TIMES magazine
Mainland China & Taiwan
• Technically, Taiwan = ROC while mainland = PRC
• Officially:
o They both agree that there is only one China
o They both claimed to be the only China
o They claim all territories of each other
• Consensus of 1992
• Actually:
o Taiwan is de-facto independent
o In the mainland:
• Almost everyone believes that Taiwan should be a part of China
• Educated in school
o In Taiwan:
• Some people think mainland and Taiwan should be one country  Pan-
Blue camp
• Many others think Taiwan should be an independent country  Pan-
Green camp
• Still, some people don’t really care
Future?
• World leading powers:
o United States
o Europe
o Russia
o China
o Japan
o India
o …

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An overview of Chinese history

  • 2. Basic facts • Where: Eastern Asia • When: 2100 B.C. ~ present • What: … o Dynasties o Emperors o Philosophers o Poets o Great cities and projects o Massive warfare o Traditions o Agriculture o Technology o Chinese cultures o Chinese languages o Fusion of ethnics o …
  • 3. What is China? • By geography? • By politics?(Mainland China, HK, Macau, Taiwan) • By culture?(Greater China, Korea, Vietnam, Mongolia, Japan?) • By ethnics? (Han, Mongols, Manchus, Tibetans, Muslims, other minorities) • By language? (Mandarin has many dialects – Beijing, Sichuan, Northeast, Shanxi, etc; other languages spoken by Han Chinese – Wu, Hakka, Min, Cantonese, etc; other languages spoken by non-Han Chinese – Tibetans, Mongols, Korean, Russians, Kirgis, etc.)
  • 4. Early civilizations • Great Rivers • Yellow River (North) • Yangtze River (South)
  • 5. Legends or history? • Ancient sages • Three emperors and five sovereigns • The Yellow Emperor • The Yan Emperor • Yao, Shun, Yu the Great (hand over crowns) • Xia dynasty
  • 6. The Yellow Emperor • The Yellow Emperor, whose surname is Xuanyuan, is widely considered as the common ancestor of Chinese people. • He defeated Chi You, the chief of barbarians, and unified the Yellow River valley.
  • 7. Yu the Great • Yu the Great is a legendary ancient leader who successfully saved communities from a massive flood. • He was selected to be the national leader to succeed the crown from Shun. • His son, Qi, established the legendary Xia dynasty.
  • 8. Dynasty? • A period of time ruled by the same family clan • Cycle of dynasties • How many? o Major: Shang, Zhou, Qin, Han, Jin, Sui, Tang, Song, Yuan, Ming and Qing o Many more…
  • 9. Early dynasties • Xia dynasty: 2070 B.C. – 1600 B.C. • Shang dynasty: 1600 B.C. – 1046 B.C. • Zhou dynasty: o Western Zhou dynasty: 1046 B.C. – 771 B.C. o Eastern Zhou dynasty: • Spring and Autumn period: 771 B.C. – 475 B.C. • Warring States period: 475 B.C. – 256 B.C.
  • 10. Xia dynasty • 2070 B.C. – 1600 B.C. (approx.) • Also spelled as Tsia dynasty • Established by Qi, the son of Yu the Great • With records in ancient books • Few archaeological evidences • Believed to be a major civilization in Neolithic Age of China
  • 12. Shang dynasty • 1600 B.C. – 1046 B.C. • Also known as Yin dynasty, named after its capital city “Yin” near modern Anyang, Henan province • Controlled most lower Yellow River valley and the modern North China Plain • Bronze age of China • First texts (inscriptions on tortoise shells) • The founder, Tang, was considered as a brilliant ruler. • The last king, King Zhou, is one of well-known tyrants in Chinese history. • The idea of Mandate of Heaven was developed.
  • 15. Zhou dynasty • 1046 B.C. – 256 B.C. (also spelled as Chou dynasty) • Longest dynasty of China • Booming of Chinese civilization • About 200 vassal states in the beginning • Western Zhou vs. Eastern Zhou? o The locations of capital city o Zhou court shifted the capital city to the east after a severe barbarian invasion in 771 B.C. o Zhou, Han, Jin, Song • Great philosophers and military strategists • Hundred schools of thoughts • Martial and social reforms
  • 16. W & E Zhou dynasty King You of Zhou and Bao Si War flames of drama
  • 17. W & E Zhou dynasty Western Zhou Eastern Zhou • Earlier (before 771 B.C.) • Capital in Hao, near modern Xi’an • Kings had real authority • Kings had control on vassal states • Unified and peaceful • Later (after 771 B.C.) • Capital in Luo, near modern Luoyang • Kings had no authority • Vassal states fought against each other • Dissolved and chaotic
  • 18. Eastern Zhou dynasty Spring and Autumn Warring States • Major vassal states allied with smaller ones to be more powerful and gain more respect. • Five Hegemons: o Duke Huan of State Qi o Duke Wen of State Jin o King Zhuang of State Chu o Duke Xiang of State Song o King Gou Jian of State Yue • Stronger vassal states attacked and annexed smaller ones to gain more land. • Seven strongest states: o Qin o Yan o Han o Zhao o Chu o Wei o Qi
  • 20. Confucius • The greatest philosopher in ancient China • Real name: Kong Qiu • Born in the vassal state of Lu in 551 B.C. • The master that established the Confucianism school • Viewed as a sage in later dynasties
  • 21. Other great philosophers • Mencius (Meng Zi or Menci) – Confucianism • Lao Tzu (Lao Zi) – Taoism • Zhuang Zi – Taoism • Mo Tse – Mohism • Shi Zi – Eclectic • Zou Yan – School of Yin and Yang • Sun Tzu (Sun Zi) – Military Strategist • Zhang Yi – Political Strategist • Su Qin – Political Strategist • Han Feizi – Legalism Hundred Schools of Thoughts
  • 22. Early Imperial China • Qin dynasty: 221 B.C. – 206 B.C. • Han dynasty: o Western Han dynasty: 204 B.C. – 9 A.D. o Xin dynasty o Eastern Han dynasty: 25 A.D. – 220 A.D.
  • 24. Qin dynasty • 221 B.C. – 206 B.C. (also spelled as Ch’in dynasty) • Capital city: Xianyang (near modern Xi’an) • Qin Shi Huang being the first emperor in China • First imperial Chinese dynasty • Reunified China after hundreds years of war • Standardized writing system, measurement units, size of vehicles, currency and so on… • Built the Great Wall, ancient highways and Canal Lingqu • Terra Cotta Warriors • Harsh rule, heavy taxes • Fought against Xiongnu and southern barbarians • Overthrown by uprisings quickly after the death of Qin Shi Huang
  • 26. Qin Shi Huang • Shi Huang = first emperor • Real name: Ying Zheng • Succeeded to the throne as the King of State Qin in 247 B.C. • Defeated other six major vassal states from 230 B.C. to 221 B.C. • Claimed to be the emperor in 221 B.C. • An emperor with remarkable contributions • Also a tyrant
  • 28. Han dynasty • 204 B.C. – 220 A.D. • Capital: Chang’an (Xi’an)  Luoyang • The name of ethnic Han • First peak of Chinese empire • Strong in military, culture and economy • Expanded territory (into Central Asia, Vietnam and Korean Peninsula) • Rivalry between Han and Xiongnu • Interrupted by the short-lived Xin dynasty (9 – 23)
  • 30. Notable emperors • Emperor Gaozu of Han (Liu Bang) o 202 B.C. – 195 B.C. o Originally a lower-ranked officer o Established the dynasty and defeated Xiang Yu in a 4-year contention • Emperor Wen of Han (Liu Heng) o 180 B.C. – 157 B.C. o A brilliant leader who developed the economy and enhanced people’s life standard • Emperor Jing of Han (Liu Qi) o 157 B.C. – 141 B.C. o Another brilliant leader • Emperor Wu of Han (Liu Che) o 141 B.C. – 87 B.C. o Conquered lots of land o Defeated Xiongnu for the first time • Emperor Guangwu of Han (Liu Xiu) o 25 A.D. – 57 A.D. o Restored Han dynasty after the Xin dynasty
  • 31. What else? • Sima Qian  Shi Ji • Who were Xiongnu? • The open of Silk Road • Tributary states • Paper-making technology • Tofu • Agricultural development and new technologies • Confucianism became the only official school of thought • Yellow Turban Uprising • Taoism spreading
  • 32. Xiongnu • A powerful nomadic ethnic from the northern steppe • Long time rival of Qin and Han dynasties • Leaders are called Chanyu • Defeated by Han dynasty, and then moved west • The general chronological order of dominant nomadic people in northern steppe: o Xiongnu – Xianbei – Rouran – Turks (Tujue) – Uighers (Uyghurs) – Kirgis (Kyrgyz) – Khitan – Mongols
  • 33. Shi Ji • Written by Sima Qian • A.k.a. Records of the Grand Historian • Covers the era from ancient sages till Emperor Wu of Han • Records of kings, dukes, emperors, notable people, major events, culture, geography, policies, etc. • First of 24 official historic records in Chinese history
  • 34. Era of Fragmentation • Three Kingdoms period: 220 – 280 • Jin dynasty: o Western Jin dynasty: 256 – 315 o Eastern Jin dynasty: 315 – 420 • Northern and Southern dynasties: 386 – 589
  • 36. Three Kingdoms • Wei, Han (Shu), Wu (Eastern Wu) • Wei, founded by Cao Pi (the son of Cao Cao), occupied most northern China • Han, commonly known as Shu or Shu-Han, was founded by Liu Bei, a distant relative of Han dynasty’s royal clan. It occupied the Sichuan Basin in southwestern China. • Wu was founded by Sun Quan and occupied the southeastern China. • They reached an equilibrium and none of them was able to swallow anyone else. • Popular classic fiction Romance of Three Kingdoms is based on this period.
  • 38. Popular historic figures • Lyu Bu o One of greatest warriors in ancient China • Liu Bei, Guan Yu and Zhang Fei o The founder of Shu-Han Kingdom and his two sworn brothers o Symbol of friendship • Zhuge Liang (a.k.a. Kongming) o Liu Bei’s advisor o Symbol of smart and loyalty • Cao Cao, Cao Pi and Cao Zhi o Cao Cao is the real founder of Wei but never claimed to be an emperor o Cao Pi and Cao Zhi are his sons, and they are all known for their poems • Sun Quan o Founder of Wu Kingdom o Showed great leadership in a young age • Zhou Yu and Lu Su o Sun Quan’s advisors
  • 40. Jin dynasty • A forgotten major dynasty • Western Jin  barbarian invasion  Eastern Jin • Capital: Chang’an (Xi’an)  Jiankang (Nanjing) • Lost about half territory to nomads after 317 • Corrupted government • Noble families control the empire but they did nothing • Talented people from humble families had no chance to make contributions to the empire • Great poets, philosophers, artists and calligraphers • Open-minded society
  • 41. Ethnic fusion • Minorities founded 16 smaller kingdoms in the north and northwest • Xiongnu, Xianbei, Jie, Di and Qiang  the five barbarians • They occupied previously-Han territories in Yellow River valley
  • 42. Great artists and poets • Wang Xizhi o The greatest calligrapher in ancient China • Tao Yuanming o A popular pastoral poet (Chinese idyllist) • Seven Sages in the Bamboo Grove o Seven people who did not want to be governors. They refused to stay in human communities and lived in a bamboo grove o Symbols of free
  • 43. North & South rivalry
  • 44. North & South rivalry Northern dynasties Southern dynasties • 386 – 581 • Northern Wei dynasty, E & W Wei dynasties, Northern Zhou dynasty, Northern Qi dynasty • Established by Xianbei ethnic group • Later emperors respect Han cultures and adapted to Han’s ways • Ruled the Yellow River valley and North China Plain • Capitals: Ping (Datong), Luoyang, Ye and Chang’an (Xi’an) • 420 – 589 • Four successive dynasties: Liu Song, Southern Qi, Liang and Chen • Established by Han ethnic group • Traditionally considered as orthodox dynasties • Ruled the Yangtze River valley and southern territories • Buddhism spreading • Capital: Jinling (Nanjing)
  • 45. Buddhism spreading • Emperor Wu of Liang • Emperor Xiaowen of Northern Wei • Great Buddhism grottoes in China: o Mogao Grottoes in Gansu o Longmen Grottoes in Henan o Yungang Grottoes in Shanxi o Dazu Grottoes in Chongqing
  • 47. Peak of Chinese culture • Sui dynasty: 581 – 618 • Tang dynasty: 618 – 907 • Five Dynasties and Ten Kingdoms: 907 – 960 • Song dynasty: o Northern Song dynasty: 960 – 1127 o Southern Song dynasty: 1127 – 1279
  • 49. Sui dynasty • 581 – 618, only two emperors • Capital: Daxing City (Xi’an) • Emperor Wen of Sui (Yang Jian) o Founder of Sui o Brilliant Ruler • Emperor Yang of Sui (Yang Guang) o Talented ruler: defeated surrounding tribes, built the Grand Canal, rebuilt the Great Wall o Tyrant: Heavy taxes, harsh laws, endless wars, dissolute • Reunification of China in 589 • First imperial exam o Became the official way to select mayors and governors o Lasted for 1400 years o Last imperial exam was held in 1905 (Qing dynasty) • Destroyed by peasant uprisings o Wagang Army o Dou Jiande o Du Fuwei
  • 52. Tang dynasty • 618 – 907 • Capital: Chang’an (Xi’an) • Founded by Li Yuan (Emperor Gaozu of Tang) • Brilliant emperors and chancellors in early half • Three Departments and Six Ministries • Peak of the civilization • Strong in military, economy and cultural influences • Great poets • Weakened by An Lushan’s rebellion
  • 54. The Three Departments and Six Ministries • Three departments o Zhongshu  policy-making and legislation o Shangshu  execution of policies o Menxia  evaluation of policy proposals • Six ministries o Ministry of Military o Ministry of Civil Registration o Ministry of Justice o Ministry of Constructions o Ministry of Rites o Ministry of Personnel • 24 Boards under ministries
  • 55. Emperor Taizong of Tang • Real name: Li Shimin • Son of Li Yuan • Played a major role in overthrowing Sui dynasty • Took the throne after the Xuanwu Gate Incident • One of most brilliant emperors in Chinese history • Regarded as Khan of Heaven by neighboring nomadic tribes • Fang Xuanling and Du Ruhui • Wei Zheng
  • 56. Wu Zetian • The only empress in Chinese history • Originally the Queen • Changed Tang into Zhou • Handed the throne back to Tang court before she died • Controversial historical figure • Contributions o Defeated nomadic tribes o Development of economy o Buddhism • Negative effects o Cruel officials o Killed her own sons and daughtors
  • 57. Emperor Xuanzong of Tang • Real name: Li Longji • A.k.a. Emperor Ming of Tang • Tang dynasty reached its peak during his reign • Overally a brilliant ruler • Romantic story of Emperor Xuanzong and Lady Yang • An Lushan’s rebellion
  • 59. Surrounding tribes and kingdoms • Turks (Tujue) • Tuyuhun • Gaochang Kingdom • Khitan • Uighurs • Kirgiz • Turgesh • Pohai Kingdom • Nanzhao Kingdom • Tibetan Empire • Korean kingdoms o Koguryo o Paekche o Silla
  • 60. Decline and fall of Tang • An Lushan’s rebellion: 755 – 765 • Factional Struggles between Niu Party and Li Party • Sweet Dew Incident in 835: eunuchs gained power • Huang Chao's uprising: 881 – 884 • Zhu Wen established Later Liang dynasty in 907
  • 61. Transition era • Five successive short- lived dynasties ruled the north o Later Liang, Later Tang, Later Jin, Later Han and Later Zhou o 907 – 960 • Ten smaller kingdoms and many other de- facto independent states in the south and frontier zones • Khitan rose in the northeast
  • 64. Song dynasty • Also spelled as Sung dynasty • Great era in culture and economy • Relatively weak in military • Technology developments o Compass o Typography o Gunpowder o Calendar o New type of waterwheel • Great artists, literateurs and poets o Wang Anshi, Ouyang Xiu, Su Dongpo, Lu You, Xin Qiji, Li Qingzhao • Lost almost half territory in 1127 • Capitals: Bian (Kaifeng)  Lin’an (Hangzhou)
  • 65. Barbarians knocking the door Concurrent dynasties and major kingdoms founded by minority groups in Song dynasty: • Liao dynasty (Khitan people): 907 – 1123 • Jurchen Jin dynasty (Jurchen people): 1115 – 1234 • Western Xia dynasty (Tangut people): 1038 – 1227 • Dali kingdom (Bai people): 1096 – 1253 • Mongol Khanate (Mongols): est. 1206  later the Mongol Empire, and then Yuan dynasty
  • 67. Yue Fei • 1103 – 1142 • One of most popular military heroes in Chinese history • Defended the Song court against the invasion of Jurchen Jin dynasty • Army of Yue Family • Framed up by Qin Hui • Executed by Emperor Gaozong of Song • Memorial in Hangzhou
  • 68. Last great dynasties • Yuan dynasty: 1271 – 1368 • Ming dynasty: 1368 – 1644 • Qing dynasty: 1644 – 1911
  • 69. Yuan dynasty • Great Yuan ruled by Mongol ethnic • Mongol Khanate  Mongol Empire  Yuan dynasty • Founded by Genghis Khan • Conquered a huge portion of Eurasia continent • Dissolved into four khanates and Yuan dynasty • Defeated Song dynasty during the reign of Kublai Khan • Capital: Dadu (Beijing) • Adapted to Chinese ways to rule • Invented the province system
  • 72. Four classes of citizens • Mongols o Ruling class o Nobles • Semu people (literally: colored-eye people) o Other former nomadic people, Muslims, people from Central Asia o Higher social status • Han people o Citizens of former Jurchen Jin dynasty and Western Xia dynasty o Jurchens, Khitans, Koreans o Intermediate social status • Southern people o Citizens of former Song dynasty o Han ethnic and southern barbarians o Lowest social status o Even keeping kitchen knifes was not allowed
  • 74. Ming dynasty • Capitals: Nanjing  Beijing • Established by Zhu Yuanzhang • Relatively strong in economy • Most emperors were tyrants • Cruel officials and secret polices • Great sailings of Zheng He • Rebuilt the Great Wall (the wall you can see today) • Constructed the Forbidden City • Threatened by Mongols, Manchus and Japanese pirates
  • 76. Hongwu Emperor • Real name: Zhu Yuanzhang • Originally a poor monk and begger • Joined the Red Turban Uprising • Established Ming dynasty in 1368 • Cruel rules • Anti-corruption
  • 77. Yongle Emperor • Real name: Zhu Di • Son of Zhu Yuanzhang • Originally the Prince of Yan • Rebelled against his nephew, Zhu Yunwen (the Jianwen Emperor) and gained the throne • Moved the capital to Beijing • Zheng He’s voyages • The Yongle Canon
  • 79. Qi Jiguang • Great military strategist • Invented many weapons and strategies • Master in martial arts • Popular military hero • Fought against Japanese pirates in the southeastern coastal area
  • 81. Qing dynasty • Also spelled as Ching dynasty or Tsing dynasty • Capital: Beijing • Who are Manchus? • Descendants of Jurchens • From the northeast • Established the Second Jin in 1611 by Nurhachi • Entered the Shanhai Pass after Ming dynasty was overthrown by Li Zicheng’s uprising • Influence on Chinese culture?  disputed o Another peak of the civilization?  Heavenly empire o Literary inquisition?  Wutai Poem Case
  • 83. Qing dynasty • Extremely powerful and wealthy during reigns of the “brilliant emperors trio” o Kangxi Emperor o Yongzheng Emperor o Qianlong Emperor • Declined in the later half of Qianlong Emperor’s reign due to over-arrogant and self-seclusion • Missed the chance of industrial revolution • Lost the Opium War to Britain in 1840s • Invaded by many western powers and ceded huge amount of territories, mostly to Russia • Struggled a lot to reform and self-strengthen but failed (in late 19th century) • Collapsed during the Revolution of 1911
  • 84. Kangxi Emperor • Most brilliant emperor in Qing dynasty • Re-occupied the Xinjiang region • Suppressed massive rebellions of Ming dynasty’s remnants • Developed the economy • Open-minded • Always learning
  • 85. Major events in later half of Qing dynasty Wars Reforms • 1840s: Opium War against Britain • 1850s: Taiping Rebellion • 1856 – 1860: Second Opium War against Britain and France • 1894: War of Jiawu against Japan • 1900: Invasion of Allied 8 Powers • 1890s: Self-strengthen movement (learn from western powers) • 1898: Hundred-Day Reform (failed) • 1911: Xinhai Revolution led by Sun Yat-sen
  • 86. Modern China • Republic of China: 1911 – present o Abbr. ROC o Moved to Taiwan after 1949 o Originally ran by National Party (Kuomingtang, KMT) • People’s Republic of China: 1949 – present o Abbr. PRC o Currently running the mainland China (including Hong Kong and Macau) o Established by Communist Party (CCP)
  • 87. Sun Yat-sen • A.k.a.: Sun Zhongshan • 1866 – 1925 • Founding father of modern China • Based on Hawaii • Led the Revolution of 1911 and established the Republic of China • First president of Republic of China
  • 88. Republic of China Current capital: Taipei
  • 89. Major events of ROC • 1912: established • 1919: May 4th Movement • 1922 – 1935: wars among warlords • 1926: the central government launched Northern Expeditions against major warlords • 1931: Sept. 18th Incident  Japan occupied Manchuria • 1934 – 1936: Long March of Red Army led by Communists • 1937 – 1945: Total war between China and Japan (part of WW-2) • 1948 – 1949: Chinese Civil War between KMT and CCP • Post 1949: ROC remained on Taiwan Island
  • 90. Chiang Kai-shek • A.k.a.: Jiang Jieshi and Jiang Zhongzheng • Born in Zhejiang province • Professional soldier • Graduated from a military academy • The leader of China during WW-2 • The leader of KMT during Chinese Civil War • Anti-communists
  • 92. Major events of PRC • 1921: Communist Party of China was established • 1927 – 1937: rivalry between CCP and KMT • 1949: PRC was established by CCP after winning the civil war, and Mao Zedong became the first chairman (president) • 1956: Three Great Remould  banned private companies • 1958 – 1960: Great Leap Forward  resulted in disasters and tragedies • 1964: China started to own nuclear bombs • 1966 – 1976: Cultural Revolution • 1971: Replaced ROC as the political entity to represent China in the United Nations • 1978: Reform and Open Up  Led by Deng Xiaoping • 1989: Tian’anmen Square Incident • 1997: Hong Kong was handed back to China • 2003: First Chinese astronaut • 2008: Beijing Olympics
  • 93. Chinese Civil War • 1947 – 1949 • Between KMT and CCP • Three major battles o Battle of Liaoning-Shenyang o Battle of Huai-Hai o Battle of Peking-Tianjin • Yangtze-River-Crossing campaign • KMT lost the war and shifted to Taiwan • The blasting fuse of the current Taiwan issue
  • 94. Mao Zedong • “Chairman Mao” • The founding father and first president of PRC • Born in Hunan province • Only took primary school courses • Great self-educated military strategist and politician • Saved CCP during the Long March • Established PRC in 1949
  • 95. Deng Xiaoping • The second important leader of PRC • Born in Sichuan province • An early member of Communist Party • Turned China back from Cultural Revolution • Reform and Open-up • Greatly enhanced China’s economy and people’s life-standard • On the cover-page of TIMES magazine
  • 96. Mainland China & Taiwan • Technically, Taiwan = ROC while mainland = PRC • Officially: o They both agree that there is only one China o They both claimed to be the only China o They claim all territories of each other • Consensus of 1992 • Actually: o Taiwan is de-facto independent o In the mainland: • Almost everyone believes that Taiwan should be a part of China • Educated in school o In Taiwan: • Some people think mainland and Taiwan should be one country  Pan- Blue camp • Many others think Taiwan should be an independent country  Pan- Green camp • Still, some people don’t really care
  • 97. Future? • World leading powers: o United States o Europe o Russia o China o Japan o India o …