Introduction to Investigatory Powers Act 2016.

1. Investigatory Powers Act
introduction
Graham Smith
SCL Annual Conference
8 June 2017

2. Background to the Act

3. Multiple sources -
two main ones

4. ● Bulk interception under RIPA
● Equipment interference (CNE)
2013 - Snowden

5. 2012
Communications
Data Retention

6. 2014
● Digital Rights Ireland (CJEU)
● Data Retention and Investigatory Powers Act
(DRIPA)

7. 2015

8. "RIPA, obscure since its inception, has been
patched up so many times as to make it
incomprehensible to all but a tiny band of initiates"
"comprehensive and
comprehensible"
Page 8

9. Overview of #IPAct powers

10. Overview of #IPAct powers
300 page Act
● Interception warrants
• Bulk, targeted, thematic; Content and ‘secondary’ data
● Equipment interference (hacking) warrants
• Bulk, targeted, thematic; Content and ‘equipment’ data
● Communications data acquisition and disclosure
• Bulk warrants, targeted notices + request filter
● Mandatory communications data retention notices
• Browsing histories (Internet Connection Records)
● Technical capability notices
• E2E encryption
● National security notices
● Bulk personal dataset warrants
Page 10

11. What? How? Who to? Enforce? Secret?
Warrant
(SoS + JC)
TelOp Crim +
Civ
Crim
Warrant
(SoS [some
LE] + JC)
TelOp UKpers
only, Civ
Crim
Notice
(SoS + JC)
TelOp UKpers
only, Civ
Civ
Notice
(various
authorities)
TelOp Civ Crim
Warrant
(SoS + JC)
TelOp UKpers
only, Civ
Crim
Notice
(SoS + JC)
TelOp
(inc
prospective)
As per
substantive
powers
Yes
Notice
(SoS + JC)
UK
TelOp
UKpers
only, Civ
Yes
Overview of #IPAct powers
Comms Data
Retention
(inc ICRs)
Comms Data
Acquisition
(targeted)(?)
Equipment
interference
(targeted,
thematic)
Encryption
removal
Equipment
interference
(bulk)
Request
filter
(comms data)
Technical
capability
notices
Comms Data
Acquisition
(bulk)
Interception
(targeted,
thematic)
Interception
(bulk)
Interception
(secondary
data)
Equipment
interference
(equipment
data)
National
security
notices
Page 11

12. What? How? Who by? Purposes?
Warrant
(SoS + JC)
MI5, SIS, GCHQ, MoD, 5 LE bodies,
MLAT
National security;
prevent/detect serious
crime; UK economic well-
being (nat sec-related,
non-BI persons)
Warrant
(SoS + JC)
MI5, SIS, GCHQ; MoD (nat sec only)
Warrant
(LE head + JC)
Police (various), National
Crime Agency
Prevent/detect serious crime,
prevent death, prevent or
mitigate injury/damage to
physical/mental health
Immigration, Revenue/Customs,
Competition/Markets, Police investigations
Prevent/detect serious crime
Warrant
(SoS + JC)
MI5, SIS, GCHQ (overseas-
related main purpose)
National security; national
security and prevent/detect
serious crime, UK economic
well-being (non-BI persons)
Warrant
(SoS + JC)
MI5, SIS, GCHQ
Notice (plus
court order for
local authorities)
Numerous authorities 11 different purposes
Notice (+ JC)
(up to 12 mths)
Secretary of State
Notice
(+ JC)
Secretary of State National security
Warrants, comms data
acquisition notices
Overview of #IPAct powers
Equipment
interference
(targeted,
thematic)
Equipment
interference
(bulk)
Comms Data
Acquisition
(bulk)
Interception
(targeted,
thematic)
Interception
(bulk)
National
security
notices
Technical
capability notices
(inc decryption)
Comms Data
Acquisition
(targeted)(?)
Request
filter
(comms data)
Comms Data
Retention
(inc ICRs)
Page 12

13. What has changed?

14. New or not new?
● Explicit powers re-enacted
● Semi-explicit powers (scale of use
hidden) now made explicit
● Opaque powers now made explicit
● Opaque powers still (arguably)
opaque
Interception
(targeted)
Comms Data
Acquisition
(bulk)
Equipment
interference
(targeted,
thematic)
Encryption
removal
Interception
(bulk)
Interception
(thematic)
Equipment
interference
(bulk)
Interception
(related
communications
data)
Page 14

15. New and extended
Authorisation and oversight – new safeguards
● Judicial Commissioner approval of most warrants and notices
• Except targeted communications data acquisition
- But Watson.
Extended mandatory data retention powers
● Extended to all kinds of communications data
• including Internet Connection Records (site level browsing histories)
● Extended to all kinds of communication (background, IoT)
● Extended to include generation and obtaining data for
retention
● Abolition of 'processed within UK' limitation
● Extended to include private telecommunications operators
Page 15

16. New and extended
Content-derived metadata
● Interception, equipment interference, BPD warrants.
• Targeted, thematic, bulk
● New power to extract some information from content and
treat as metadata
Page 16

17. New and extended
Technical capability notices
● Permanent technical capability to assist with warrants and
communications data acquisition notices
● Extended from interception (RIPA) to most powers (IPAct)
● Extended to include private telecommunications operators
• Subject to any limitations in regulations
Draft regulations
● No minimum threshold for communications data acquisition
● Black boxes (communications data acquisition)
● Hacking back door
● End to end encryption?
Page 17

18. New and extended
New non-disclosure obligations on warrant/notice
recipients
● Criminal (targeted and bulk)
• Interception warrants (59(1), 156(2))
• Equipment interference warrants (134(1), 197)
• Bulk communications data acquisition warrants (174(1))
• Targeted communications data acquisition notices (82(1))
● Civil
• Data retention notices (95(2))
● Indeterminate
• Technical capability notices (255(8))
• National security notices (255(8))
Page 18

19. Tweaks
● Extraterritoriality
● Content v metadata
● Categories of metadata
● Journalists, MPs, legal privilege
● Interception offence
● etc
Page 19

20. Timetable
● Data retention partially in force 30 December 2016
• Existing notices continue for max 6 mths
● The rest of the Act?
• New oversight regime
• New warrantry procedures
• ‘Some time … timetable in due course’
Page 20

21. Graham Smith
graham.smith@twobirds.com
@cyberleagle
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Thank you