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Regional Seminar to Support the Implementation of the 
Arms Trade Treaty for Latin America and the Caribbean 
Bogotá, Colombia 
18-19 November 2014 
An Industry Perspective on the 
Arms Trade Treaty 
Richard Tauwhare 
1
Industry Supports the ATT 
 Responsible defence and security companies fully support robust 
export and trade controls which: 
 Protect international, regional and national security 
 Prevent terrorism and crime 
 Protect human rights violations 
 Prevent illegal arms trading 
 This is good for their business and reputation 
2
Industry Benefits from the ATT 
3 
 A successful ATT through the introduction of 
common standards will deliver major benefits to 
industry: 
 Strengthening legitimate trade 
 Closing down illegitimate trade 
 Levelling the playing field 
 Fostering international collaboration 
 Strengthening and widening global supply chains 
 Supporting the development of national 
production 
 Building confidence in continuity of arms supplies 
 So industry welcomes the ATT as an historic 
achievement, one they were proud to be part of 
negotiating and are now committed to help implement
Five Priorities for Industry 
1) Universal 
2) Partnership 
3) Effective 
4) Efficient 
5) Consistent 
4
1) Universal 
 To deliver its many potential benefits, ATT must have the 
widest possible membership 
 If adherence by only like-minded states was enough, we 
could have had an ATT many years ago. But the 
negotiations were deliberately inclusive 
5
1) Universal 
 Work hard for more signatures and ratifications and avoid actions 
which could undermine universality 
 ATT is far from perfect. But the best which could be negotiated. 
Securing near-consensus came at cost of making compromises. 
Avoid re-opening hard-fought agreements in the text 
 An incentive for states to sign is that it gives them a ‘seat at the 
table’. Include observers in the preparatory process 
6
2) Partnership 
 close partnership between Governments, civil society and 
industry throughout the negotiations 
 Recognised in the Preamble of the Treaty 
 Industry in particular will have a key role to play in its 
implementation 
7 
 Continue intelligent, constructive dialogue with industry and 
include them, like civil society, fully in the preparatory process
3) Effective 
 requires implementation by national 
governments – including exporters, importers, 
transit countries 
 each state that joins the treaty assumes 
national responsibility for the arms that leave 
its territory, as well as the arms that enter its 
territory 
 No ‘one size fits all’ solutions – should be 
tailored to your particular circumstances 
 Poses challenges. But much scope to learn 
from others’ mistakes 
8
3) Effective 
 External co-operation available, with extensive 
expertise and experience. Not only to write new 
laws. But also to build capacity to enforce the laws. 
 Places substantial burden on industry. But justified 
and supported if it effectively delivers the potential 
benefits 
 Protect the reputation of industry by preventing 
arms trades with unacceptable of misuse or 
diversion, while facilitating legitimate trade 
 Pursue effective multilateral co-operation against 
illegal arms trade 
9
4) Efficient: 9 Tips 
1) Minimise bureaucracy. Keep rules and processes simple and clear 
2) Licensing should be rigorous and rapid, with published targets and 
performance statistics 
3) Licensing should be predictable and transparent 
4) Provide guidance, training and awareness 
10
4) Efficient: 9 Tips 
5) Be responsive to suggestions for improvement, consult industry 
on proposed changes, maintain regular dialogue 
6) Provide Open/General Licences for lower risk trade 
7) Enable applications and reporting online 
8) Observe commercial confidentiality 
9) Integrate trade controls with sanctions controls 
11
5) Consistent 
 ATT should be applied consistently within and across States Parties 
 Establish level playing field, based on common standards 
 Key roles for Secretariat and the Conference of States Parties to 
promote transparency, ensure consistency 
12
5) Consistent 
 Enable and promote co-operation, 
particularly on implementation and 
preventing diversion 
 Make mechanisms work e.g. dispute 
resolution, requests for information 
 Raise questions and challenge actions, or 
lack of action, which may be inconsistent 
with the Treaty 
 Ultimately: build confidence in the process 
13
Conclusion 
 To achieve ATT’s full potential, we should work to: 
 Make it universal 
 foster partnership between Governments, industry and civil society 
 Implement the treaty effectively and efficiently 
 Ensure implementation nationally and internationally is consistent, 
so that all parties have full confidence in the Treaty 
 A successful ATT will strengthen international peace, security and 
human rights, and promote legitimate trade and industry 
14
Thank You 
Any questions? 
15 
Richard Tauwhare 
Green Light Exports Consulting 
Email: richard@greenlightexports.co.uk 
Web: www.greenlightexports.co.uk 
Phone: +44(0)770 311 0880

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The Arms Trade Treaty: An Industry Perspective

  • 1. Regional Seminar to Support the Implementation of the Arms Trade Treaty for Latin America and the Caribbean Bogotá, Colombia 18-19 November 2014 An Industry Perspective on the Arms Trade Treaty Richard Tauwhare 1
  • 2. Industry Supports the ATT  Responsible defence and security companies fully support robust export and trade controls which:  Protect international, regional and national security  Prevent terrorism and crime  Protect human rights violations  Prevent illegal arms trading  This is good for their business and reputation 2
  • 3. Industry Benefits from the ATT 3  A successful ATT through the introduction of common standards will deliver major benefits to industry:  Strengthening legitimate trade  Closing down illegitimate trade  Levelling the playing field  Fostering international collaboration  Strengthening and widening global supply chains  Supporting the development of national production  Building confidence in continuity of arms supplies  So industry welcomes the ATT as an historic achievement, one they were proud to be part of negotiating and are now committed to help implement
  • 4. Five Priorities for Industry 1) Universal 2) Partnership 3) Effective 4) Efficient 5) Consistent 4
  • 5. 1) Universal  To deliver its many potential benefits, ATT must have the widest possible membership  If adherence by only like-minded states was enough, we could have had an ATT many years ago. But the negotiations were deliberately inclusive 5
  • 6. 1) Universal  Work hard for more signatures and ratifications and avoid actions which could undermine universality  ATT is far from perfect. But the best which could be negotiated. Securing near-consensus came at cost of making compromises. Avoid re-opening hard-fought agreements in the text  An incentive for states to sign is that it gives them a ‘seat at the table’. Include observers in the preparatory process 6
  • 7. 2) Partnership  close partnership between Governments, civil society and industry throughout the negotiations  Recognised in the Preamble of the Treaty  Industry in particular will have a key role to play in its implementation 7  Continue intelligent, constructive dialogue with industry and include them, like civil society, fully in the preparatory process
  • 8. 3) Effective  requires implementation by national governments – including exporters, importers, transit countries  each state that joins the treaty assumes national responsibility for the arms that leave its territory, as well as the arms that enter its territory  No ‘one size fits all’ solutions – should be tailored to your particular circumstances  Poses challenges. But much scope to learn from others’ mistakes 8
  • 9. 3) Effective  External co-operation available, with extensive expertise and experience. Not only to write new laws. But also to build capacity to enforce the laws.  Places substantial burden on industry. But justified and supported if it effectively delivers the potential benefits  Protect the reputation of industry by preventing arms trades with unacceptable of misuse or diversion, while facilitating legitimate trade  Pursue effective multilateral co-operation against illegal arms trade 9
  • 10. 4) Efficient: 9 Tips 1) Minimise bureaucracy. Keep rules and processes simple and clear 2) Licensing should be rigorous and rapid, with published targets and performance statistics 3) Licensing should be predictable and transparent 4) Provide guidance, training and awareness 10
  • 11. 4) Efficient: 9 Tips 5) Be responsive to suggestions for improvement, consult industry on proposed changes, maintain regular dialogue 6) Provide Open/General Licences for lower risk trade 7) Enable applications and reporting online 8) Observe commercial confidentiality 9) Integrate trade controls with sanctions controls 11
  • 12. 5) Consistent  ATT should be applied consistently within and across States Parties  Establish level playing field, based on common standards  Key roles for Secretariat and the Conference of States Parties to promote transparency, ensure consistency 12
  • 13. 5) Consistent  Enable and promote co-operation, particularly on implementation and preventing diversion  Make mechanisms work e.g. dispute resolution, requests for information  Raise questions and challenge actions, or lack of action, which may be inconsistent with the Treaty  Ultimately: build confidence in the process 13
  • 14. Conclusion  To achieve ATT’s full potential, we should work to:  Make it universal  foster partnership between Governments, industry and civil society  Implement the treaty effectively and efficiently  Ensure implementation nationally and internationally is consistent, so that all parties have full confidence in the Treaty  A successful ATT will strengthen international peace, security and human rights, and promote legitimate trade and industry 14
  • 15. Thank You Any questions? 15 Richard Tauwhare Green Light Exports Consulting Email: richard@greenlightexports.co.uk Web: www.greenlightexports.co.uk Phone: +44(0)770 311 0880