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Packaging.ppt
1. 1
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging
Dr Dave Elder and Dr Simon Mills, GSK
Cape Town, South Africa
16-21st April, 2007
2. 2
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
• Chosing the most Appropriate Pack
• Blister Packs
• Container/Closures
• General Overview
• Bottles
• Blister Packs
• Injectables
• Tubes
• Inhalation/IntraNasal products
• Regulatory
• US, EU, Pharmacopoeial
• Extractable/Leachables
• Packaging Development
Introduction
3. 3
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Protection
stability test conditions
Commercial
image
market requirements/trends
dosing/patient compliance
security/tamper evidence
manufacturing
economics - COG
BASIC REQUIREMENTS
Legislation
E.g. EC Packaging and Packaging
Waste Directive
Compatibility
PACKAGING Choosing the most appropriate pack
Regulatory
Corporate
Global Quality Policies
4. 4
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
ADDITIONAL DRIVERS/FUTURE CHALLENGES
Moisture sensitive drugs increasing barrier requirements
Novel delivery systems
Emphasis on speed to market
Control of R&D Expenditure/resource - number of stability studies
Global - Regional - Local packs
Anti-counterfeiting, illegal cross border trading
Multiple studies for different packs vs. Year-on-Year manufacturing costs
Pharmacogenomics - Personalised medicines
Demographic change - Ageing population
PACKAGING Choosing the most appropriate pack
5. 5
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Some factors are territory specific, e.g.
• Environment
– EU Packaging and Packaging
Waste Directive
– US - no direct equivalent
Presentation
e.g. for solid dose
US prefer bottles
EU/RoW prefer blister packs
Child resistance requirements
US
Legal requirement with few
exceptions
Clear blisters, peel-push, tear
notch, secondary CR pack
EU/RoW
Legal requirement in only 4 EU
member states & for very limited
list of products
Push through blisters, opaque
PACKAGING Choosing the most appropriate pack
6. 6
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging Development
The WVTR through the container is determined by
container wall thickness
permeability of the packaging material
difference between the external and internal relative humidity environments
Driving force for the water flux through the container
Waterman et al (1) determined the theoretical rate of water permeation
through a standard 60-cc bottle when stored at 40C/75%RH.
This equated to an uptake of 1mg of water per day.
They commented that even if the product had been packed under low water
vapour conditions the relative humidity conditions within the container would
be re-equate to 50%RH within 1 day. The WVTRs (see Table) for some
common packaging materials were reported by Waterman et al (2).
References:
(1) K.C. Waterman, R.C. Adami, K.M. Alsante, A.S. Antipas, D.R. Arenson, R. Carrier, J. Hong, M.S. Landis,
F. Lombardo, J.C. Shah, E. Shalaev, S.W. Smith and H. Wang, Pharm. Dev. and Tech., 7 (2002b) 113.
7. 7
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging Development
Desiccants have been utilised to control the exposure of products to
the ingress of moisture.
Desiccants vary in their capacity and the rate that they
adsorb/absorb ingressed moisture.
Silica gel is very efficient at absorbing moisture at high relative
humidities, but comparatively poor at lower relative humidities
Molecular sieve desiccants - the opposite scenario prevails
As a consequence, more molecular sieve is required at higher relative
humidities, and the greater the handling precautions that are required
during packaging operations.
Based on the calculated WVTR of known container components and
the rate of moisture adsorbed by desiccants, the amount of desiccant
that would be required to maintain a specified relative humidity over the
product’s shelf-life can be determined (4).
References:
(4) L. Dobson, J. Packag. Technol., 1 (1987) 127-131
8. 8
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Cold Form Aluminium 0.00
Aclar ® 33C 0.08
Aclar ® UltRx2000 0.11 - 0.12
Aclar ® 22C 0.22
Aclar ® SupRx 900 0.23 - 0.26
Aclar ® 22A 0.31 - 0.34
PVC/80g PVDC 0.31
Aclar ® Rx160 0.39 - 0.42
Aclar ® 33C 0.42
PVC/60g PVDC 0.47 - 0.6
PVC/40g PVDC 0.7 - 0.75
PP 0.7 - 1.47
PVC 2.4 - 4
Aclar ® is a registered trade mark of Allied Signal
PACKAGING Choosing the most appropriate pack
Barrier Properties (typical MVTR g/m2/day 38 C/90%RH)
9. 9
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Cost
Barrier
• PVC
• PVC/PVDC 40gsm
• ACLAR®Rx160
• PVC/PE/PVDC
•ACLAR® UltRx2000
• ACLAR® SupRx900
• PP
COST IS AN IMPORTANT FACTOR
Stability
driver
Cost
driver
PACKAGING Choosing the most appropriate pack
Barrier Performance versus Cost
• COLD FORM FOIL
10. 10
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging Development
Similar considerations are
relevant to protection of
products that are labile to
oxidative degradation. The
permeability of plastic
containers to oxygen
ingress has also been
evaluated (OVTR), and is
summarised.
Derived from Wang et al,
1998 (4)
References:
(4) Y. Wang, A.J. Easteal, and X.D.
Chen, Packag. Technol. Sci., 11
(1998) 169
Pack OVTR
(g. mm/(m2. day))
LDPE 241
HDPE 102
Polystyrene 127
Polycarbonate 114
Polypropylene 89
PVC 4
PET 2
11. 11
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging Development
Waterman et al (1) determined the theoretical rate of oxygen
permeation through a standard 30-cc bottle when stored in a
well sealed container
This equated to an uptake of 0.2mMol of oxygen per year
In addition to permeation through the container walls, the key
vulnerability in any container-closure system is the closure.
With screw-topped closures leakage can be significant.
Hence for oxidatively labile dosage forms an oxygen
impermeable seal is required, and induction heat sealed
containers are particularly useful.
Levels of oxygen in the headspace of the container-closure can
be significant, and packaging under an inert atmosphere
although doable is problematical.
12. 12
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging Development
Impact of Oxidative Instability of
Container-Closure
13. 13
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
What is First Intent?
Preferred range of pack/material options to be used for new products
Agreed between R&D and factory
Identical global materials
Fully aligned with Procurement sourcing strategies
Secure/robust sourcing
Minimises R&D resource
Supports supply site transfers (like for like; identical)
Global blister material first intent in place since 2003
Solid dose bottle and closure first intent under development
PACKAGING First Intent
14. 14
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
MATERIALS (hierarchy of choice based on product stability)
Material should preferably be opaque white unless clear is a specific market requirement (eg
US, Japan)
Aclar should be restricted to applications where cold form is not technically or commercially
acceptable due to product or pack size, ie larger products (further guidance to be defined)
1. PVC 250m
2. PVC/PVDC 250m/60gsm
4. PVC/Aclar® UltRx 2000
3. Cold Form 25 OPA/45 Al/ 60 PVC
Aclar® is registered trademark of Honeywell Inc
PACKAGING First Intent – Blister base
15. 15
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
• Complexity reduction
• Standardisation and rationalisation
of components
• Reduced number of change-overs
at factory sites
• Resource demand reduction
• R&D, Pack Dev, Procurement, Sites
use ‘off the shelf’ solution for
majority of products.
• Flexibility across factory sites
without increased Regulatory
activity.
• Risk Mitigation
• Commercial Leverage Reduced Complexity maintaining
Flexibility
Current
Future
Bottles and Closures: Benefits
16. 16
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
BOTTLE
Glass
type III (solids)
type I (for inhaled solutions)
Plastic
low density polyethylene LDPE
high density polyethylene HDPE
polypropylene PP
polyester PET, PETG
Cyclo-olefin copolymer (COC)
PACKAGING Bottles
17. 17
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Plastic - wadless or lined, CR (child resistant), CT (continuous thread), snap
fit
Metal - screw, ROPP
Liner – cork, pulpboard, EPE; flowed in gasket
product contact materials/facings : PVDC, Saran, Saranex, Melinex, EPE, Vinyl,
Foamed PVC
Induction heat seals
Pulpboard
Wax
Foil
Polyester
Heatseal film/coating
PACKAGING Closures
Reseal liner
Induction Liner
18. 18
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
PACKAGING Closures - examples
Two piece Child Resistant (CR) with
Induction Heat Seal
Continuous thread (CT), plastic screw
closure
19. 19
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
THERMOFORM BLISTERS
plastic base web
blister formed with aid
of heating
low to high barrier
PACKAGING Solid Dose – Blister Packs
- PVC
- PVDC or Aclar
Lidding Foil – typically 20 micron Al
Film - eg PVC, PVC/PVDC, PVC/PE/PVDC, PVC/Aclar
- Overlacquer
- Heat seal lacquer
- Print
- Aluminium
- Primer
Product contact layers: For PVC or PVC/Aclar = PVC
For PVC/PVDC = PVDC
For Lid foil = heat seal lacquer
20. 20
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Foil Laminate – e.g. OPA/foil/PVC, or
OPA/foil/PP
Lidding Foil
COLD FORM BLISTER
blister formed mechanically (no heat)
high barrier
PACKAGING Solid Dose – Blister Packs
- PVC (may be PP)
- OPA Film
- Aluminium foil
- Primer/Adhesive
- Primer/Adhesive
Product contact layers:
For base = PVC (or PP)
For lid foil = heat seal lacquer
21. 21
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Lidding Foil
Foil Laminate – e.g. OPA/foil/PVC
TROPICALISED BLISTER
thermoform blister plus cold form tray
once tray opened, in use life determined
by primary thermoform blister
high barrier before use
PACKAGING Solid Dose – Blister Packs
Film – e.g. PVC, PVC/PVDC
Product contact layers:
For PVC = PVC
For PVC/PVDC = PVDC
For Lid foil = heat seal lacquer
22. 22
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Vials
Glass – type I
Plastic – e.g. LDPE
Glass
Plastic
Syringe
Rubber
Vial
Glass - type I
Plastics - PP, PC,
COC
Stopper
Rubber
Ampoules
Glass – type I
Plastic – PP, COC
Rubber,
plastic
RUBBER
Butyl, chlorobutyl, bromobutyl, halobutyl, TPE
,natural*, buytl/polyisoprene* copolymer or blend;
Coatings – Flurotech, Omniflex,
fluororesin/polymer
* Beware of concern over latex allergy. Need for
warning labelling EU & US
PACKAGING Injections
23. 23
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
PACKAGING Tubes
Aluminium
Lacquered Aluminium
lined with an epoxy phenolic lacquer
Laminate
foil laminate body, plastic shoulder
Eg, structure for Acyclovir topical ointment
Plastic – PE, PVC
- Clear LDPE
- Aluminium foil
- White LDPE
- PE
- EMAA
- LDPE (product contact)
- EMAA
NOTE:
Specific EU Directives limiting residues in
epoxy coatings for food contact use
24. 24
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Drug suspension
in propellant
Gasket
Metering valve
Mouthpiece
Valve
stem
Atomising
nozzle
Actuator body
Aluminium
can
Metered dose inhaler
Nebules
PACKAGING Inhalation and Intranasal Products
Dry Powder Inhalers
Intranasal
25. 25
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
PACKAGING Key Regulatory Guidance - US
Guidance for Industry, Container
Closure Systems for Packaging of
Human Drugs and Biologics
Guidance for Industry, Changes to an
Approved NDA or ANDA
26. 26
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
PACKAGING Key Regulatory Guidance - EUROPE
CPMP/QWP/4359/03 – Guideline on Plastic
Immediate Packaging Materials - specific to
plastics only
Guideline on Dossier Requirements for Type
1A and Type 1B Notifications
KEY POINT TO NOTE
EU does NOT have a consolidated
container/closure guideline (cf FDA)
27. 27
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Regulatory requirement
FDA
Container Closure Systems for Packaging of Human Drugs and Biologics,
Chemistry, Manufacturing and Controls Documentation, III,B,I,c Safety
Nasal Spray and Inhalation Solution, Suspension, and Spray Drug Products,
Manufacturing and Controls Documentation, III,G,1.
Metered Dose Inhaler (MDI) and Dry Powder Inhaler (DPI) Drug Products
Chemistry, Manufacturing, and Controls Documentation, III,G,a
CPMP
CPMP Note for Guidance III/9090/EN (3AQ10a) Plastic Primary Packaging
Materials, Introduction
CPMP Note for Guidance CPMP/QWP/4359, Plastic Immediate Packaging
Materials (effective 1 December 2005)
PACKAGING Food Contact Approval
28. 28
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Baseline Statement of Safety
Defines
acceptable starting materials
acceptable additives and processing aids
limits on residues
limits on leachables (eg specific migration limits)
Based upon
Acceptable or Tolerable Daily Intake in FOOD
NOTE US and EU do not use same calculations
PACKAGING Food Contact Approval - Relevance
29. 29
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
EXTRACTABLES and LEACHING THE THEORY
FDA guidelines make significant reference
Included in CPMP guideline 3AQ10a and
CPMP/QWP/4359
Pack/product interaction
Label adhesive migration
But no guidance tells you exactly
what to do or how to do it
30. 30
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
REGULATORY
EXPECTATION
Identify
Quantify
Toxicological
evaluation
GOOD SCIENCE
Qualification
exhaustive extraction to characterise (worst case)
qualitative and quantitative chromatographic profiles
show control at the material level (cf. synthetic impurities)
Stability
monitoring in real product, real time to establish equilibrium
concentration value
Interaction
early detection
Avoids unnecessary stability
testing
If interaction is between the active and
a pack extractive, resultant compound is
treated as an impurity (ICH Q3B)
PACKAGING Extractables & Leachables Expectation & Science
31. 31
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Packaging Development
Objective
To ensure timely and robust selection of the primary pack for
clinical trial and commercial supply.
Our approach:
To use, where possible, a limited range of standard, well
characterised pack materials and packs
To ensure thorough testing, characterisation and understanding of
our pack materials and packs.
32. 32
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Phase I – FTIH & Phase II Clinical Supply
Objective
Selection of packs for clinical supply
Our approach:
Will generally use
Limited range of standard, characterised packs, eg, HDPE bottles for sold
dose forms
Inert packs, eg, fluororesin laminated injection stoppers
Packs and materials chosen to ensure pharmacopoeial and regulatory
compliance is well understood
Material performance is well characterised or known
Pack selection is supported by stability testing for each product
33. 33
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Phase II – III, Commercial Pack Development
Objective
Identification, development and testing of commercial pack options
Approach:
3. Development Stability Testing
2. Material Selection & Testing
1. Identify Pack Options
6. Pivotal Stability Testing
5. Pack Selection
4. Controls Defined
34. 34
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Pack options are identified to meet:
Product attributes, e.g., dosage form, physical and chemical robustness
Product protection needs, e.g., moisture & gas sensitivity, thermal stability,
photostability, chemical compatibility etc
Clinical requirements, e.g., dosing regimen, titration dosing, route of
administration, need for dosing device
Patient requirements, e.g., specific handling requirements, patient handling
studies
Commercial requirements, e.g., market presentation, pack sizes, market
specific needs, patient handling needs
Manufacturing requirements, e.g., equipment capability, critical process
parameters,
Regulatory requirements, e.g., material compliance, pharmacopeial
monographs
1. Identify Pack Options
35. 35
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
• Product contact materials chosen to meet global and local regulations.
• Product contact materials, particularly, plastics confirmed as compliant with
relevant food contact regulations, e.g. US, EU etc
• Pharmacopoeial compliance established, e.g. USP, Ph Eur, JP
• Performance testing conducted, e.g., moisture permeation, light transmission
• Chemical characterisation, e.g., extractables and leachables studies, especially for
parenteral, ophthalmic and inhalation products
• Toxicological assessment of extractables and leachables conducted
• We maximise our pack and product knowledge and understanding and achieve
commercial efficiency by using a limited range of First Intent, preferred pack
materials, wherever possible.
2. Material Selection & Testing
36. 36
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
• Development stability testing used to
• Understand and explore stability in selected pack option
• Predict long term stability
• Confirm product protection or need for more protective packs, eg, need for
• Inclusion of desiccants for moisture protection
• Higher barrier blister films or need for foil/foil blisters
• protective overwrap
• Confirm compatibility
• Identify and explore pack/product interaction
• These are key data used to make a final pack selection.
3. Development Stability Testing
37. 37
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
• Data from material and product testing used to identify critical
quality and process attributes for pack and packaging process,
e.g.:
• Need for RH controls during packing
• Need to inert gassing of pack headspace
• Seal integrity testing
• Need for extractables testing as a routine control
• Manufacturing controls/specifications for the pack components and suppliers,
eg, dimensional and performance specifications, need for clean room
manufacture etc
• Manufacturing controls for the packaging process
4. Controls Defined
38. 38
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
• Data from the previous steps, together with the clinical, patient,
commercial and manufacturing requirements, are used to identify
and agree the intended market packs.
• Pivotal stability testing conducted in the selected markets packs, to
• Confirm compatibility and product stability
• Support product registration submission
5. Pack Selection
6. Pivotal Stability Testing
39. 39
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Phase 3 - Launch
Between Phase 3 and Launch
Secondary packaging is defined
note, if needed for product protection, this will be defined with the primary
pack and included in pivotal stability
Define market presentations, graphics, patient information leaflets
Conduct line, engineering and technical trials on pack components and
equipment
Conduct any necessary validation of packaging processes
40. 40
Department of Medicines Policy and Standards,
Health Technology and Pharmaceuticals
Pack Changes?
Our aim:
to avoid pack changes between pivotal stability and launch by ensuring a quality
by design approach to pack selection and understanding of product stability and
packaging
But changes can occur at late stage due to, for example,
Unpredictable outcome in pivotal stability
Newly identified impurities or need for tighter specification limits
These tend to drive need for more protective packs, e.g.
Inclusion of desiccant in bottle packs
Need for higher barier (eg foil/foil) blister packs
By use of First Intent pack materials and packs, we aim to have a thorough
understanding of our materials to minimise impact of change and have readily
available, well characterised pack options.